?>
Logo

BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameBAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN
Plan identification number 001

BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BAKER'S BURGERS INC. has sponsored the creation of one or more 401k plans.

Company Name:BAKER'S BURGERS INC.
Employer identification number (EIN):952592162
NAIC Classification:236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01ADRIENNE LINDGREN2021-10-11
0012019-01-01
0012018-01-01
0012017-04-01
0012016-04-01

Plan Statistics for BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2022: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01909
Total number of active participants reported on line 7a of the Form 55002022-01-01730
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01132
Total of all active and inactive participants2022-01-01862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01862
Number of participants with account balances2022-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-018
2021: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01701
Total number of active participants reported on line 7a of the Form 55002021-01-01767
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01142
Total of all active and inactive participants2021-01-01909
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01909
Number of participants with account balances2021-01-01302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-018
2020: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01752
Total number of active participants reported on line 7a of the Form 55002020-01-01582
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01119
Total of all active and inactive participants2020-01-01701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01701
Number of participants with account balances2020-01-01301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01746
Total number of active participants reported on line 7a of the Form 55002019-01-01648
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01104
Total of all active and inactive participants2019-01-01752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01752
Number of participants with account balances2019-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01818
Total number of active participants reported on line 7a of the Form 55002018-01-01664
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0182
Total of all active and inactive participants2018-01-01746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01746
Number of participants with account balances2018-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01794
Total number of active participants reported on line 7a of the Form 55002017-04-01757
Number of retired or separated participants receiving benefits2017-04-010
Number of other retired or separated participants entitled to future benefits2017-04-0161
Total of all active and inactive participants2017-04-01818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-010
Total participants2017-04-01818
Number of participants with account balances2017-04-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-017
2016: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01786
Total number of active participants reported on line 7a of the Form 55002016-04-01740
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-0154
Total of all active and inactive participants2016-04-01794
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-010
Total participants2016-04-01794
Number of participants with account balances2016-04-01346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-0118

Financial Data on BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2022 : BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$29
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$33
Total income from all sources (including contributions)2022-12-31$-1,529,169
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,798,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,766,340
Value of total corrective distributions2022-12-31$9,494
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$681,622
Value of total assets at end of year2022-12-31$12,146,388
Value of total assets at beginning of year2022-12-31$15,474,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$22,836
Total interest from all sources2022-12-31$16,046
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$464,779
Participant contributions at end of year2022-12-31$268,833
Participant contributions at beginning of year2022-12-31$329,466
Assets. Other investments not covered elsewhere at end of year2022-12-31$442,252
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$478,784
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$29
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$33
Other income not declared elsewhere2022-12-31$33,387
Total non interest bearing cash at end of year2022-12-31$15,638
Total non interest bearing cash at beginning of year2022-12-31$10,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,327,839
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,146,359
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$15,474,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$20,136
Value of interest in pooled separate accounts at end of year2022-12-31$11,011,519
Value of interest in pooled separate accounts at beginning of year2022-12-31$14,246,521
Interest on participant loans2022-12-31$15,218
Income. Interest from US Government securities2022-12-31$828
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$191,303
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$176,319
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$11,479
Net investment gain/loss from pooled separate accounts2022-12-31$-2,260,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$216,843
Employer contributions (assets) at end of year2022-12-31$216,843
Employer contributions (assets) at beginning of year2022-12-31$232,501
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,754,861
Contract administrator fees2022-12-31$2,700
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TALLEY, LLP
Accountancy firm EIN2022-12-31813071614
2021 : BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$33
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$5,041
Total income from all sources (including contributions)2021-12-31$2,491,109
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,361,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,320,020
Value of total corrective distributions2021-12-31$23,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$752,558
Value of total assets at end of year2021-12-31$15,474,231
Value of total assets at beginning of year2021-12-31$14,349,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$17,329
Total interest from all sources2021-12-31$20,496
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$520,057
Participant contributions at end of year2021-12-31$329,466
Participant contributions at beginning of year2021-12-31$432,676
Assets. Other investments not covered elsewhere at end of year2021-12-31$478,784
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$462,205
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$33
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$32
Other income not declared elsewhere2021-12-31$27,836
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$5,009
Total non interest bearing cash at end of year2021-12-31$10,640
Total non interest bearing cash at beginning of year2021-12-31$5,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,130,092
Value of net assets at end of year (total assets less liabilities)2021-12-31$15,474,198
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$14,344,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$14,829
Value of interest in pooled separate accounts at end of year2021-12-31$14,246,521
Value of interest in pooled separate accounts at beginning of year2021-12-31$13,064,484
Interest on participant loans2021-12-31$19,170
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1,326
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$176,319
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$161,348
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$10,189
Net investment gain/loss from pooled separate accounts2021-12-31$1,690,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$232,501
Employer contributions (assets) at end of year2021-12-31$232,501
Employer contributions (assets) at beginning of year2021-12-31$223,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,309,831
Contract administrator fees2021-12-31$2,500
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TALLEY, LLP
Accountancy firm EIN2021-12-31813071614
2020 : BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$5,041
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$2,805
Total income from all sources (including contributions)2020-12-31$2,485,768
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,977,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,938,025
Value of total corrective distributions2020-12-31$33,155
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$762,739
Value of total assets at end of year2020-12-31$14,349,147
Value of total assets at beginning of year2020-12-31$13,838,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,958
Total interest from all sources2020-12-31$30,070
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$539,314
Participant contributions at end of year2020-12-31$432,676
Participant contributions at beginning of year2020-12-31$596,440
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$462,205
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$448,245
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$32
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$350
Other income not declared elsewhere2020-12-31$13,393
Liabilities. Value of operating payables at end of year2020-12-31$5,009
Liabilities. Value of operating payables at beginning of year2020-12-31$2,455
Total non interest bearing cash at end of year2020-12-31$5,009
Total non interest bearing cash at beginning of year2020-12-31$1,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$508,630
Value of net assets at end of year (total assets less liabilities)2020-12-31$14,344,106
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,835,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$2,708
Value of interest in pooled separate accounts at end of year2020-12-31$13,064,484
Value of interest in pooled separate accounts at beginning of year2020-12-31$12,378,930
Interest on participant loans2020-12-31$28,153
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,917
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$161,348
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$145,570
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$8,246
Net investment gain/loss from pooled separate accounts2020-12-31$1,679,566
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$223,425
Employer contributions (assets) at end of year2020-12-31$223,425
Employer contributions (assets) at beginning of year2020-12-31$267,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,929,779
Contract administrator fees2020-12-31$3,250
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TALLEY, LLP
Accountancy firm EIN2020-12-31813071614
2019 : BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,805
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$33,304
Total income from all sources (including contributions)2019-12-31$3,097,574
Total loss/gain on sale of assets2019-12-31$422
Total of all expenses incurred2019-12-31$1,934,227
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,924,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$897,194
Value of total assets at end of year2019-12-31$13,838,281
Value of total assets at beginning of year2019-12-31$12,705,433
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$9,995
Total interest from all sources2019-12-31$34,477
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$629,654
Participant contributions at end of year2019-12-31$596,440
Participant contributions at beginning of year2019-12-31$665,986
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$448,245
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$475,012
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$350
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$24,000
Other income not declared elsewhere2019-12-31$19,290
Liabilities. Value of operating payables at end of year2019-12-31$2,455
Liabilities. Value of operating payables at beginning of year2019-12-31$9,304
Total non interest bearing cash at end of year2019-12-31$1,556
Total non interest bearing cash at beginning of year2019-12-31$637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,163,347
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,835,476
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,672,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$3,469
Value of interest in pooled separate accounts at end of year2019-12-31$12,378,930
Value of interest in pooled separate accounts at beginning of year2019-12-31$11,148,362
Interest on participant loans2019-12-31$32,720
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,757
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$145,570
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$153,216
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$8,682
Net investment gain/loss from pooled separate accounts2019-12-31$2,146,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$267,540
Employer contributions (assets) at end of year2019-12-31$267,540
Employer contributions (assets) at beginning of year2019-12-31$262,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,915,550
Contract administrator fees2019-12-31$6,526
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$43,447
Aggregate carrying amount (costs) on sale of assets2019-12-31$43,025
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TALLEY, LLP
Accountancy firm EIN2019-12-31813071614
2018 : BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$33,304
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$24,000
Total income from all sources (including contributions)2018-12-31$209,494
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,931,172
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,915,609
Value of total corrective distributions2018-12-31$3,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$919,934
Value of total assets at end of year2018-12-31$12,705,433
Value of total assets at beginning of year2018-12-31$15,417,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,731
Total interest from all sources2018-12-31$33,997
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$8,531
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$647,589
Participant contributions at end of year2018-12-31$665,986
Participant contributions at beginning of year2018-12-31$636,804
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$60
Assets. Other investments not covered elsewhere at end of year2018-12-31$475,012
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$457,067
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$24,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$24,000
Other income not declared elsewhere2018-12-31$19,997
Liabilities. Value of operating payables at end of year2018-12-31$9,304
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$637
Total non interest bearing cash at beginning of year2018-12-31$4,401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,721,678
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,672,129
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,393,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,200
Value of interest in pooled separate accounts at end of year2018-12-31$11,148,362
Value of interest in pooled separate accounts at beginning of year2018-12-31$13,952,691
Interest on participant loans2018-12-31$32,641
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$153,216
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$137,819
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$9,541
Net investment gain/loss from pooled separate accounts2018-12-31$-764,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$272,345
Employer contributions (assets) at end of year2018-12-31$262,220
Employer contributions (assets) at beginning of year2018-12-31$228,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,906,068
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31TALLEY, LLP
Accountancy firm EIN2018-12-31813071614
2017 : BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$24,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$19
Total income from all sources (including contributions)2017-12-31$2,173,095
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,192,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,184,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$778,888
Value of total assets at end of year2017-12-31$15,417,807
Value of total assets at beginning of year2017-12-31$16,413,087
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,538
Total interest from all sources2017-12-31$20,782
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$5,050
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$545,938
Participant contributions at end of year2017-12-31$636,804
Participant contributions at beginning of year2017-12-31$616,435
Participant contributions at end of year2017-12-31$60
Participant contributions at beginning of year2017-12-31$160
Assets. Other investments not covered elsewhere at end of year2017-12-31$457,067
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$629,932
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$24,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$20,160
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$19
Total non interest bearing cash at end of year2017-12-31$4,401
Total non interest bearing cash at beginning of year2017-12-31$3,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-1,019,261
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,393,807
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,413,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$2,488
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$13,952,691
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$14,627,069
Interest on participant loans2017-12-31$19,996
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$786
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$137,819
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$211,285
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$10,626
Net investment gain/loss from pooled separate accounts2017-12-31$1,353,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$232,950
Employer contributions (assets) at end of year2017-12-31$228,965
Employer contributions (assets) at beginning of year2017-12-31$324,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,174,192
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31TALLEY, LLP
Accountancy firm EIN2017-12-31813071614
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$19
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$2,765,699
Total loss/gain on sale of assets2017-03-31$27
Total of all expenses incurred2017-03-31$998,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$989,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$1,088,133
Value of total assets at end of year2017-03-31$16,413,087
Value of total assets at beginning of year2017-03-31$14,645,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$8,266
Total interest from all sources2017-03-31$26,642
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$500,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$740,889
Participant contributions at end of year2017-03-31$616,435
Participant contributions at beginning of year2017-03-31$629,112
Participant contributions at end of year2017-03-31$160
Participant contributions at beginning of year2017-03-31$0
Assets. Other investments not covered elsewhere at end of year2017-03-31$629,932
Assets. Other investments not covered elsewhere at beginning of year2017-03-31$606,106
Income. Received or receivable in cash from other sources (including rollovers)2017-03-31$16,007
Other income not declared elsewhere2017-03-31$30,741
Liabilities. Value of operating payables at end of year2017-03-31$19
Liabilities. Value of operating payables at beginning of year2017-03-31$0
Total non interest bearing cash at end of year2017-03-31$3,230
Total non interest bearing cash at beginning of year2017-03-31$2,891
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$1,767,616
Value of net assets at end of year (total assets less liabilities)2017-03-31$16,413,068
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$14,645,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Investment advisory and management fees2017-03-31$3,316
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$14,627,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$13,015,325
Interest on participant loans2017-03-31$25,569
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-03-31$1,073
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$211,285
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$105,246
Expenses. Payments to insurance carriers foe the provision of benefits2017-03-31$16,452
Net investment gain/loss from pooled separate accounts2017-03-31$1,620,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$331,237
Employer contributions (assets) at end of year2017-03-31$324,976
Employer contributions (assets) at beginning of year2017-03-31$286,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$973,365
Contract administrator fees2017-03-31$4,950
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Aggregate proceeds on sale of assets2017-03-31$4,725
Aggregate carrying amount (costs) on sale of assets2017-03-31$4,698
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31TALLEY, LLP
Accountancy firm EIN2017-03-31951000000

Form 5500 Responses for BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN

2022: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2016: BAKER'S BURGERS, INC. PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60833
Policy instance 2
Insurance contract or identification number60833
Number of Individuals Covered377
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $18,928
Total amount of fees paid to insurance companyUSD $9,053
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6353
Additional information about fees paid to insurance brokerMARKETING ALLOWANCE
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $18,928
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number003689-001
Policy instance 1
Insurance contract or identification number003689-001
Number of Individuals Covered7
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number003689-001
Policy instance 2
Insurance contract or identification number003689-001
Number of Individuals Covered9
Insurance policy start date2021-04-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60833
Policy instance 1
Insurance contract or identification number60833
Number of Individuals Covered393
Insurance policy start date2021-04-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $21,518
Total amount of fees paid to insurance companyUSD $9,717
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,518
Insurance broker organization code?3
Amount paid for insurance broker fees7217
Additional information about fees paid to insurance brokerMARKETING ALLOWANCE
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number003689-001
Policy instance 2
Insurance contract or identification number003689-001
Number of Individuals Covered9
Insurance policy start date2020-04-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60833
Policy instance 1
Insurance contract or identification number60833
Number of Individuals Covered406
Insurance policy start date2020-04-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $19,018
Total amount of fees paid to insurance companyUSD $9,633
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,018
Insurance broker organization code?3
Amount paid for insurance broker fees6383
Additional information about fees paid to insurance brokerMARKETING ALLOWANCE
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number003689-001
Policy instance 2
Insurance contract or identification number003689-001
Number of Individuals Covered9
Insurance policy start date2019-04-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60833
Policy instance 1
Insurance contract or identification number60833
Number of Individuals Covered409
Insurance policy start date2019-04-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $19,391
Total amount of fees paid to insurance companyUSD $11,957
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,391
Insurance broker organization code?3
Amount paid for insurance broker fees6507
Additional information about fees paid to insurance brokerMARKETING ALLOWANCE
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number003689-001
Policy instance 2
Insurance contract or identification number003689-001
Number of Individuals Covered11
Insurance policy start date2018-04-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60833
Policy instance 1
Insurance contract or identification number60833
Number of Individuals Covered412
Insurance policy start date2018-04-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $20,606
Total amount of fees paid to insurance companyUSD $14,112
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,606
Insurance broker organization code?3
Amount paid for insurance broker fees7200
Additional information about fees paid to insurance brokerTPA LOAN & DISTRIBUTION FEES
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number003689-001
Policy instance 2
Insurance contract or identification number003689-001
Number of Individuals Covered11
Insurance policy start date2017-04-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number60833
Policy instance 1
Insurance contract or identification number60833
Number of Individuals Covered431
Insurance policy start date2017-04-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $14,777
Total amount of fees paid to insurance companyUSD $10,652
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,777
Insurance broker organization code?3
Amount paid for insurance broker fees5602
Additional information about fees paid to insurance brokerMARKETING ALLOWANCE
Insurance broker nameCOMPENSATION CONSULTANTS, INC.

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3