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SUNWEST BANK 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSUNWEST BANK 401(K) PROFIT SHARING PLAN
Plan identification number 001

SUNWEST BANK 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUNWEST BANK has sponsored the creation of one or more 401k plans.

Company Name:SUNWEST BANK
Employer identification number (EIN):952630202
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about SUNWEST BANK

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0580548

More information about SUNWEST BANK

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUNWEST BANK 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KARA TREBS
0012017-01-01KARA TREBS
0012017-01-01
0012016-01-01KENT SMITH
0012015-01-01KENT SMITH
0012015-01-01KENT SMITH
0012014-01-01MILTON FLORES MILTON FLORES2015-10-06
0012013-01-01SAMMY SIMS
0012012-01-01SAMMY SIMS SAMMY SIMS2013-10-15
0012011-01-01J CHRISTOPHER WALSH
0012010-01-01GLENN E GRAY2011-10-13

Plan Statistics for SUNWEST BANK 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SUNWEST BANK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01283
Total number of active participants reported on line 7a of the Form 55002022-01-01225
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01107
Total of all active and inactive participants2022-01-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01333
Number of participants with account balances2022-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0160
2021: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01273
Total number of active participants reported on line 7a of the Form 55002021-01-01187
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0189
Total of all active and inactive participants2021-01-01277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01277
Number of participants with account balances2021-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0154
2020: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01241
Total number of active participants reported on line 7a of the Form 55002020-01-01175
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0187
Total of all active and inactive participants2020-01-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01263
Number of participants with account balances2020-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0144
2019: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01232
Total number of active participants reported on line 7a of the Form 55002019-01-01173
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0159
Total of all active and inactive participants2019-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01232
Number of participants with account balances2019-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0124
2018: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01208
Total number of active participants reported on line 7a of the Form 55002018-01-01158
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0167
Total of all active and inactive participants2018-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01226
Number of participants with account balances2018-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0124
2017: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01205
Total number of active participants reported on line 7a of the Form 55002017-01-01137
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0154
Total of all active and inactive participants2017-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01192
Number of participants with account balances2017-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01210
Total number of active participants reported on line 7a of the Form 55002016-01-01134
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0156
Total of all active and inactive participants2016-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01191
Number of participants with account balances2016-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0118
2015: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01249
Total number of active participants reported on line 7a of the Form 55002015-01-01146
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0144
Total of all active and inactive participants2015-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01191
Number of participants with account balances2015-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0120
2014: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01207
Total number of active participants reported on line 7a of the Form 55002014-01-01164
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0182
Total of all active and inactive participants2014-01-01247
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01247
Number of participants with account balances2014-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01187
Total number of active participants reported on line 7a of the Form 55002013-01-01132
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0171
Total of all active and inactive participants2013-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01203
Number of participants with account balances2013-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0118
2012: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01185
Total number of active participants reported on line 7a of the Form 55002012-01-01128
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0158
Total of all active and inactive participants2012-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01187
Number of participants with account balances2012-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0114
2011: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01179
Total number of active participants reported on line 7a of the Form 55002011-01-01133
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0152
Total of all active and inactive participants2011-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01185
Number of participants with account balances2011-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0118

Financial Data on SUNWEST BANK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$1,298,338
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,431,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,374,626
Expenses. Certain deemed distributions of participant loans2022-12-31$1,860
Value of total corrective distributions2022-12-31$2,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,298,138
Value of total assets at end of year2022-12-31$13,828,023
Value of total assets at beginning of year2022-12-31$13,961,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$52,720
Total interest from all sources2022-12-31$7,009
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$520,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$520,574
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,804,577
Participant contributions at end of year2022-12-31$192,770
Participant contributions at beginning of year2022-12-31$65,809
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$415,146
Administrative expenses (other) incurred2022-12-31$52,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-133,386
Value of net assets at end of year (total assets less liabilities)2022-12-31$13,828,023
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,961,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,472,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,199,891
Interest on participant loans2022-12-31$7,009
Value of interest in common/collective trusts at end of year2022-12-31$1,162,710
Value of interest in common/collective trusts at beginning of year2022-12-31$695,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,475,265
Net investment gain or loss from common/collective trusts2022-12-31$-52,118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,078,415
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,374,626
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY LLP
Accountancy firm EIN2022-12-31450250958
2021 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$4,156,615
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,389,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,338,806
Expenses. Certain deemed distributions of participant loans2021-12-31$3,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,527,357
Value of total assets at end of year2021-12-31$13,961,409
Value of total assets at beginning of year2021-12-31$11,194,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$47,437
Total interest from all sources2021-12-31$5,224
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$389,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$389,142
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,481,677
Participant contributions at end of year2021-12-31$65,809
Participant contributions at beginning of year2021-12-31$73,638
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$70,842
Administrative expenses (other) incurred2021-12-31$47,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,766,889
Value of net assets at end of year (total assets less liabilities)2021-12-31$13,961,409
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,194,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,199,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,790,497
Interest on participant loans2021-12-31$5,224
Value of interest in common/collective trusts at end of year2021-12-31$695,709
Value of interest in common/collective trusts at beginning of year2021-12-31$330,385
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,204,095
Net investment gain or loss from common/collective trusts2021-12-31$30,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$974,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,338,806
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY LLP
Accountancy firm EIN2021-12-31450250958
2020 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,778,254
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,702,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,656,056
Expenses. Certain deemed distributions of participant loans2020-12-31$2,647
Value of total corrective distributions2020-12-31$7,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,473,267
Value of total assets at end of year2020-12-31$11,194,520
Value of total assets at beginning of year2020-12-31$9,118,716
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$35,816
Total interest from all sources2020-12-31$4,879
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$231,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$231,337
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,289,793
Participant contributions at end of year2020-12-31$73,638
Participant contributions at beginning of year2020-12-31$31,849
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$368,599
Other income not declared elsewhere2020-12-31$1,411
Administrative expenses (other) incurred2020-12-31$35,816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,075,804
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,194,520
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,118,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,790,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$9,050,809
Interest on participant loans2020-12-31$4,879
Value of interest in common/collective trusts at end of year2020-12-31$330,385
Value of interest in common/collective trusts at beginning of year2020-12-31$36,058
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,061,835
Net investment gain or loss from common/collective trusts2020-12-31$5,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$814,875
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,656,056
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,460,748
Total income from all sources (including contributions)2019-12-31$3,460,748
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,046,672
Total of all expenses incurred2019-12-31$2,046,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,976,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,976,125
Expenses. Certain deemed distributions of participant loans2019-12-31$36,657
Expenses. Certain deemed distributions of participant loans2019-12-31$36,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,763,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,763,521
Value of total assets at end of year2019-12-31$9,118,716
Value of total assets at end of year2019-12-31$9,118,716
Value of total assets at beginning of year2019-12-31$7,704,640
Value of total assets at beginning of year2019-12-31$7,704,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$33,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$33,890
Total interest from all sources2019-12-31$9,159
Total interest from all sources2019-12-31$9,159
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$268,954
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$268,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$268,954
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$268,954
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,065,710
Contributions received from participants2019-12-31$1,065,710
Participant contributions at end of year2019-12-31$31,849
Participant contributions at end of year2019-12-31$31,849
Participant contributions at beginning of year2019-12-31$51,629
Participant contributions at beginning of year2019-12-31$51,629
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$78,269
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$78,269
Other income not declared elsewhere2019-12-31$20,661
Other income not declared elsewhere2019-12-31$20,661
Administrative expenses (other) incurred2019-12-31$33,890
Administrative expenses (other) incurred2019-12-31$33,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,414,076
Value of net income/loss2019-12-31$1,414,076
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,118,716
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,118,716
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,704,640
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,704,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,050,809
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,050,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,625,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,625,905
Interest on participant loans2019-12-31$9,159
Interest on participant loans2019-12-31$9,159
Value of interest in common/collective trusts at end of year2019-12-31$36,058
Value of interest in common/collective trusts at end of year2019-12-31$36,058
Value of interest in common/collective trusts at beginning of year2019-12-31$27,106
Value of interest in common/collective trusts at beginning of year2019-12-31$27,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,396,741
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,396,741
Net investment gain or loss from common/collective trusts2019-12-31$1,712
Net investment gain or loss from common/collective trusts2019-12-31$1,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$619,542
Contributions received in cash from employer2019-12-31$619,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,976,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,976,125
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY
Accountancy firm name2019-12-31EIDE BAILLY
Accountancy firm EIN2019-12-31450250958
Accountancy firm EIN2019-12-31450250958
2018 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,159,850
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,105,647
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,070,056
Expenses. Certain deemed distributions of participant loans2018-12-31$1,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,559,623
Value of total assets at end of year2018-12-31$7,704,640
Value of total assets at beginning of year2018-12-31$7,650,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$34,489
Total interest from all sources2018-12-31$2,101
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$269,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$269,973
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$971,544
Participant contributions at end of year2018-12-31$51,629
Participant contributions at beginning of year2018-12-31$73,525
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$66,271
Administrative expenses (other) incurred2018-12-31$34,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$54,203
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,704,640
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,650,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,625,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,229,727
Interest on participant loans2018-12-31$2,101
Value of interest in common/collective trusts at end of year2018-12-31$27,106
Value of interest in common/collective trusts at beginning of year2018-12-31$347,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-672,780
Net investment gain or loss from common/collective trusts2018-12-31$933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$521,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,070,056
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,182,855
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$848,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$824,834
Expenses. Certain deemed distributions of participant loans2017-12-31$5,097
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,193,862
Value of total assets at end of year2017-12-31$7,650,437
Value of total assets at beginning of year2017-12-31$6,315,671
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$18,158
Total interest from all sources2017-12-31$2,911
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$178,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$178,380
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$762,881
Participant contributions at end of year2017-12-31$73,525
Participant contributions at beginning of year2017-12-31$82,756
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$202,173
Other income not declared elsewhere2017-12-31$10,121
Administrative expenses (other) incurred2017-12-31$18,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,334,766
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,650,437
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,315,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,229,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,174,631
Interest on participant loans2017-12-31$2,883
Value of interest in common/collective trusts at end of year2017-12-31$347,185
Value of interest in common/collective trusts at beginning of year2017-12-31$2,567,846
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$490,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$490,438
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$28
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$677,946
Net investment gain or loss from common/collective trusts2017-12-31$119,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$228,808
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$824,834
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31VAVERNIK TRYNE & DAY
Accountancy firm EIN2017-12-31952648289
2016 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,670,035
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,195,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,139,860
Expenses. Certain deemed distributions of participant loans2016-12-31$43,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,138,641
Value of total assets at end of year2016-12-31$6,315,671
Value of total assets at beginning of year2016-12-31$6,841,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,481
Total interest from all sources2016-12-31$3,207
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$122,461
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$122,461
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$825,500
Participant contributions at end of year2016-12-31$82,756
Participant contributions at beginning of year2016-12-31$94,705
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$78,679
Other income not declared elsewhere2016-12-31$16,091
Administrative expenses (other) incurred2016-12-31$12,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-525,914
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,315,671
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,841,585
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,174,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,990,971
Interest on participant loans2016-12-31$3,207
Value of interest in common/collective trusts at end of year2016-12-31$2,567,846
Value of interest in common/collective trusts at beginning of year2016-12-31$2,361,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$490,438
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$394,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$394,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$202,659
Net investment gain or loss from common/collective trusts2016-12-31$186,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$234,462
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,139,860
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31VAVERNIK TRYNE & DAY
Accountancy firm EIN2016-12-31952648289
2015 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,287,832
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,746,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,722,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,368,400
Value of total assets at end of year2015-12-31$6,841,585
Value of total assets at beginning of year2015-12-31$7,300,628
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,136
Total interest from all sources2015-12-31$4,892
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$235,937
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$235,937
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$866,162
Participant contributions at end of year2015-12-31$94,705
Participant contributions at beginning of year2015-12-31$172,224
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$243,097
Other income not declared elsewhere2015-12-31$17,326
Administrative expenses (other) incurred2015-12-31$24,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-459,043
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,841,585
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,300,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,990,971
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,775,107
Interest on participant loans2015-12-31$4,892
Value of interest in common/collective trusts at end of year2015-12-31$2,361,760
Value of interest in common/collective trusts at beginning of year2015-12-31$2,966,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$394,149
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$386,683
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$386,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-331,848
Net investment gain or loss from common/collective trusts2015-12-31$-6,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$259,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,722,739
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31VAVERNIK TRYNE & DAY
Accountancy firm EIN2015-12-31952630202
2014 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,827,662
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,706,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,675,676
Value of total corrective distributions2014-12-31$3,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,387,343
Value of total assets at end of year2014-12-31$7,300,628
Value of total assets at beginning of year2014-12-31$7,179,040
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$27,100
Total interest from all sources2014-12-31$5,296
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$260,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$260,246
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$736,762
Participant contributions at end of year2014-12-31$172,224
Participant contributions at beginning of year2014-12-31$179,141
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$425,001
Other income not declared elsewhere2014-12-31$24,568
Administrative expenses (other) incurred2014-12-31$27,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$121,588
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,300,628
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,179,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,775,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,448,745
Interest on participant loans2014-12-31$5,095
Value of interest in common/collective trusts at end of year2014-12-31$2,966,614
Value of interest in common/collective trusts at beginning of year2014-12-31$2,892,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$386,683
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$658,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$658,309
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-40,781
Net investment gain or loss from common/collective trusts2014-12-31$190,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$225,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,675,676
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2014-12-31953288054
2013 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,057,303
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$840,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$834,905
Expenses. Certain deemed distributions of participant loans2013-12-31$172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,062,283
Value of total assets at end of year2013-12-31$7,179,040
Value of total assets at beginning of year2013-12-31$5,962,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,375
Total interest from all sources2013-12-31$5,552
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$193,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$193,900
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$736,621
Participant contributions at end of year2013-12-31$179,141
Participant contributions at beginning of year2013-12-31$131,183
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$147,440
Other income not declared elsewhere2013-12-31$9,303
Administrative expenses (other) incurred2013-12-31$5,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,216,851
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,179,040
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,962,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,448,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,430,902
Interest on participant loans2013-12-31$5,552
Value of interest in common/collective trusts at end of year2013-12-31$2,892,845
Value of interest in common/collective trusts at beginning of year2013-12-31$2,711,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$658,309
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$688,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$688,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$391,533
Net investment gain or loss from common/collective trusts2013-12-31$394,732
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$178,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$834,905
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2013-12-31953288054
2012 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,558,729
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$939,271
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$861,022
Expenses. Certain deemed distributions of participant loans2012-12-31$70,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,000,362
Value of total assets at end of year2012-12-31$5,962,189
Value of total assets at beginning of year2012-12-31$5,342,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,222
Total interest from all sources2012-12-31$2,979
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$63,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$63,090
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$782,324
Participant contributions at end of year2012-12-31$131,183
Participant contributions at beginning of year2012-12-31$142,714
Participant contributions at beginning of year2012-12-31$30,002
Other income not declared elsewhere2012-12-31$1,492
Administrative expenses (other) incurred2012-12-31$8,222
Total non interest bearing cash at beginning of year2012-12-31$9,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$619,458
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,962,189
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,342,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,430,902
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,960,279
Interest on participant loans2012-12-31$2,968
Value of interest in common/collective trusts at end of year2012-12-31$2,711,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$688,305
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$43,322
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$43,322
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$11
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$157,122
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$382,512
Net investment gain or loss from common/collective trusts2012-12-31$108,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$218,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$861,022
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2012-12-31953288054
2011 : SUNWEST BANK 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,312,645
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$170,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$154,991
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,423,385
Value of total assets at end of year2011-12-31$5,342,731
Value of total assets at beginning of year2011-12-31$4,200,981
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$15,904
Total interest from all sources2011-12-31$5,891
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$765,898
Participant contributions at end of year2011-12-31$142,714
Participant contributions at beginning of year2011-12-31$104,636
Participant contributions at end of year2011-12-31$30,002
Participant contributions at beginning of year2011-12-31$24,166
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$400,811
Other income not declared elsewhere2011-12-31$430
Administrative expenses (other) incurred2011-12-31$15,904
Total non interest bearing cash at end of year2011-12-31$9,292
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,141,750
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,342,731
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,200,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,960,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,813,850
Interest on participant loans2011-12-31$5,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$43,322
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$39,194
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$39,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$157,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$210,321
Net investment gain/loss from pooled separate accounts2011-12-31$-117,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$256,676
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$8,814
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$154,991
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2011-12-31953288054

Form 5500 Responses for SUNWEST BANK 401(K) PROFIT SHARING PLAN

2022: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SUNWEST BANK 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50714
Policy instance 1
Insurance contract or identification number50714
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $8,206
Total amount of fees paid to insurance companyUSD $3,565
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $8,206
Insurance broker organization code?3
Amount paid for insurance broker fees2090
Additional information about fees paid to insurance brokerMARKETING ALLOWNCE
Insurance broker namePENSION BENEFITS UNLIMITED, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50714
Policy instance 1
Insurance contract or identification number50714
Number of Individuals Covered177
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $11,982
Total amount of fees paid to insurance companyUSD $3,376
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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