401k Plan data: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN plan

HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 401k Plan overview

Plan Name	HORIBA INTERNATIONAL CORPORATION 401(K) PLAN
Plan identification number	001

HORIBA INTERNATIONAL CORPORATION 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HORIBA INTERNATIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: HORIBA INTERNATIONAL CORPORATION

Employer identification number (EIN): 952659545

NAIC Classification: 334500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HORIBA INTERNATIONAL CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 SANDRA ROJO DEANNA RINDAHL 2018-10-11
001 2016-01-01 SANDRA ROJO
001 2015-01-01 DEANNA RINDAHL
001 2014-01-01 DORIS FATU DEANNA RINDAHL 2015-09-18
001 2013-01-01 DORIS FATU DEANNA RINDAHL 2014-09-17
001 2012-01-01 DORIS FATU DEANNA RINDAHL 2013-10-10
001 2011-01-01 D. FATU DEANNA RINDAHL 2012-10-10
001 2010-01-01 DORIS FATU DEANNA RINDAHL 2011-09-08
001 2009-01-01 D FATU

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	SANDRA ROJO	DEANNA RINDAHL	2018-10-11
001	2016-01-01	SANDRA ROJO
001	2015-01-01	DEANNA RINDAHL
001	2014-01-01	DORIS FATU	DEANNA RINDAHL	2015-09-18
001	2013-01-01	DORIS FATU	DEANNA RINDAHL	2014-09-17
001	2012-01-01	DORIS FATU	DEANNA RINDAHL	2013-10-10
001	2011-01-01	D. FATU	DEANNA RINDAHL	2012-10-10
001	2010-01-01	DORIS FATU	DEANNA RINDAHL	2011-09-08
001	2009-01-01	D FATU

Plan Statistics for HORIBA INTERNATIONAL CORPORATION 401(K) PLAN

401k plan membership statisitcs for HORIBA INTERNATIONAL CORPORATION 401(K) PLAN

Measure Date Value
2018: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 904
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 750
Number of retired or separated participants receiving benefits 2018-01-01 7
Number of other retired or separated participants entitled to future benefits 2018-01-01 176
Total of all active and inactive participants 2018-01-01 933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 933
Number of participants with account balances 2018-01-01 933
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 9
2017: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 873
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 712
Number of retired or separated participants receiving benefits 2017-01-01 8
Number of other retired or separated participants entitled to future benefits 2017-01-01 184
Total of all active and inactive participants 2017-01-01 904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 904
Number of participants with account balances 2017-01-01 904
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 17
2016: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 900
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 702
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 167
Total of all active and inactive participants 2016-01-01 873
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 873
Number of participants with account balances 2016-01-01 873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 855
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 739
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 158
Total of all active and inactive participants 2015-01-01 900
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 900
Number of participants with account balances 2015-01-01 820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 8
2014: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 766
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 710
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 143
Total of all active and inactive participants 2014-01-01 855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 855
Number of participants with account balances 2014-01-01 781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 17
2013: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 778
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 618
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 146
Total of all active and inactive participants 2013-01-01 766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 766
Number of participants with account balances 2013-01-01 766
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 17
2012: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 744
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 645
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 132
Total of all active and inactive participants 2012-01-01 778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 778
Number of participants with account balances 2012-01-01 704
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 13
2011: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 483
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 555
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 189
Total of all active and inactive participants 2011-01-01 744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 744
Number of participants with account balances 2011-01-01 744
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 14
2010: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 422
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 370
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 113
Total of all active and inactive participants 2010-01-01 483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 483
Number of participants with account balances 2010-01-01 427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 10
2009: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 403
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 309
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 113
Total of all active and inactive participants 2009-01-01 422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 422
Number of participants with account balances 2009-01-01 422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2018: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	904
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	750
Number of retired or separated participants receiving benefits	2018-01-01	7
Number of other retired or separated participants entitled to future benefits	2018-01-01	176
Total of all active and inactive participants	2018-01-01	933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	933
Number of participants with account balances	2018-01-01	933
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	9
2017: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	873
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	712
Number of retired or separated participants receiving benefits	2017-01-01	8
Number of other retired or separated participants entitled to future benefits	2017-01-01	184
Total of all active and inactive participants	2017-01-01	904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	904
Number of participants with account balances	2017-01-01	904
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	17
2016: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	900
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	702
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	167
Total of all active and inactive participants	2016-01-01	873
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	873
Number of participants with account balances	2016-01-01	873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	855
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	739
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	158
Total of all active and inactive participants	2015-01-01	900
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	900
Number of participants with account balances	2015-01-01	820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	8
2014: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	766
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	710
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	143
Total of all active and inactive participants	2014-01-01	855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	855
Number of participants with account balances	2014-01-01	781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	17
2013: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	778
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	618
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	146
Total of all active and inactive participants	2013-01-01	766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	766
Number of participants with account balances	2013-01-01	766
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	17
2012: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	744
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	645
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	132
Total of all active and inactive participants	2012-01-01	778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	778
Number of participants with account balances	2012-01-01	704
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	13
2011: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	483
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	555
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	189
Total of all active and inactive participants	2011-01-01	744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	744
Number of participants with account balances	2011-01-01	744
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	14
2010: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	422
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	370
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	113
Total of all active and inactive participants	2010-01-01	483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	483
Number of participants with account balances	2010-01-01	427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	10
2009: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	403
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	309
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	113
Total of all active and inactive participants	2009-01-01	422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	422
Number of participants with account balances	2009-01-01	422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on HORIBA INTERNATIONAL CORPORATION 401(K) PLAN

Measure	Date	Value
2018 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$4,353,332
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$11,523,563
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$11,490,260
Value of total corrective distributions	2018-12-31	$5,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$9,087,315
Value of total assets at end of year	2018-12-31	$117,635,668
Value of total assets at beginning of year	2018-12-31	$124,805,899
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$27,612
Total interest from all sources	2018-12-31	$716,299
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,023,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,023,273
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$6,156,829
Participant contributions at end of year	2018-12-31	$2,378,025
Participant contributions at beginning of year	2018-12-31	$2,160,777
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$514,467
Administrative expenses (other) incurred	2018-12-31	$27,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-7,170,231
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$117,635,668
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$124,805,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$65,170,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$71,231,417
Value of interest in pooled separate accounts at end of year	2018-12-31	$19,496,790
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$21,703,822
Interest on participant loans	2018-12-31	$110,419
Interest earned on other investments	2018-12-31	$605,880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$30,590,106
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$29,709,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-5,713,426
Net investment gain/loss from pooled separate accounts	2018-12-31	$-760,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$2,416,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$11,490,260
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	LUCAS,HORSFALL,MURPHY,&PINDROH, LLP
Accountancy firm EIN	2018-12-31	954659692
2017 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$24,586,229
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$4,936,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$4,915,714
Value of total corrective distributions	2017-12-31	$1,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$8,180,660
Value of total assets at end of year	2017-12-31	$124,805,899
Value of total assets at beginning of year	2017-12-31	$105,156,198
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$19,315
Total interest from all sources	2017-12-31	$615,107
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$905,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$905,670
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$5,695,413
Participant contributions at end of year	2017-12-31	$2,160,777
Participant contributions at beginning of year	2017-12-31	$1,996,397
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$307,344
Administrative expenses (other) incurred	2017-12-31	$19,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$19,649,701
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$124,805,899
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$105,156,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$71,231,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$57,925,499
Value of interest in pooled separate accounts at end of year	2017-12-31	$21,703,822
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$17,721,416
Interest on participant loans	2017-12-31	$91,365
Interest earned on other investments	2017-12-31	$523,742
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$29,709,883
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$27,512,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$11,104,956
Net investment gain/loss from pooled separate accounts	2017-12-31	$3,779,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$2,177,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$4,915,714
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	AHLSTROM & BAKER CPAS
Accountancy firm EIN	2017-12-31	330138137
2016 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$13,802,364
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$5,414,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$5,396,280
Value of total corrective distributions	2016-12-31	$20
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$7,619,998
Value of total assets at end of year	2016-12-31	$105,156,198
Value of total assets at beginning of year	2016-12-31	$96,768,654
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$18,520
Total interest from all sources	2016-12-31	$561,909
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$835,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$835,109
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$5,254,171
Participant contributions at end of year	2016-12-31	$1,996,397
Participant contributions at beginning of year	2016-12-31	$2,160,043
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$326,294
Administrative expenses (other) incurred	2016-12-31	$18,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$8,387,544
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$105,156,198
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$96,768,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$57,925,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$53,390,274
Value of interest in pooled separate accounts at end of year	2016-12-31	$17,721,416
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$17,345,101
Interest on participant loans	2016-12-31	$89,059
Interest earned on other investments	2016-12-31	$472,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$27,512,886
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$23,873,236
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$3,516,330
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,269,018
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,039,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$5,396,280
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	AHLSTROM & BAKER CPAS
Accountancy firm EIN	2016-12-31	330138137
2015 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$8,467,994
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,828,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,811,035
Value of total corrective distributions	2015-12-31	$127
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$7,340,299
Value of total assets at end of year	2015-12-31	$96,768,654
Value of total assets at beginning of year	2015-12-31	$92,128,883
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$17,061
Total interest from all sources	2015-12-31	$521,473
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$874,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$874,697
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$4,848,805
Participant contributions at end of year	2015-12-31	$2,160,043
Participant contributions at beginning of year	2015-12-31	$2,036,098
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$602,985
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$125
Other income not declared elsewhere	2015-12-31	$968
Administrative expenses (other) incurred	2015-12-31	$17,061
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$4,639,771
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$96,768,654
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$92,128,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$53,390,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$50,972,906
Value of interest in pooled separate accounts at end of year	2015-12-31	$17,345,101
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$17,476,281
Interest on participant loans	2015-12-31	$88,036
Interest earned on other investments	2015-12-31	$433,437
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$23,873,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$21,643,373
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-497,837
Net investment gain/loss from pooled separate accounts	2015-12-31	$228,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,888,509
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,811,035
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	AHLSTROM & BAKER CPAS
Accountancy firm EIN	2015-12-31	330138137
2014 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$11,351,260
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$4,967,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,947,890
Value of total corrective distributions	2014-12-31	$754
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$6,688,732
Value of total assets at end of year	2014-12-31	$92,128,883
Value of total assets at beginning of year	2014-12-31	$85,745,371
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$19,104
Total interest from all sources	2014-12-31	$504,357
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$601,682
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$601,682
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,423,418
Participant contributions at end of year	2014-12-31	$2,036,098
Participant contributions at beginning of year	2014-12-31	$1,933,885
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$493,105
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$125
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$87
Administrative expenses (other) incurred	2014-12-31	$19,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$6,383,512
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$92,128,883
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$85,745,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$50,972,906
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$46,251,022
Value of interest in pooled separate accounts at end of year	2014-12-31	$17,476,281
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$17,591,372
Interest on participant loans	2014-12-31	$87,908
Interest earned on other investments	2014-12-31	$416,449
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$21,643,373
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$19,968,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,672,967
Net investment gain/loss from pooled separate accounts	2014-12-31	$883,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,772,209
Employer contributions (assets) at end of year	2014-12-31	$100
Employer contributions (assets) at beginning of year	2014-12-31	$40
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,947,890
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	AHLSTROM & BAKER CPAS
Accountancy firm EIN	2014-12-31	330138137
2013 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$20,894,725
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,565,550
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,548,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$7,314,140
Value of total assets at end of year	2013-12-31	$85,745,371
Value of total assets at beginning of year	2013-12-31	$69,416,196
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$17,111
Total interest from all sources	2013-12-31	$504,408
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$488,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$488,349
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,126,554
Participant contributions at end of year	2013-12-31	$1,933,885
Participant contributions at beginning of year	2013-12-31	$1,535,333
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,512,221
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$87
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$1,966
Administrative expenses (other) incurred	2013-12-31	$17,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$16,329,175
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$85,745,371
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$69,416,196
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$46,251,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$36,699,129
Value of interest in pooled separate accounts at end of year	2013-12-31	$17,591,372
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$12,062,872
Interest on participant loans	2013-12-31	$77,170
Interest earned on other investments	2013-12-31	$427,238
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$19,968,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$19,118,862
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$7,756,384
Net investment gain/loss from pooled separate accounts	2013-12-31	$4,829,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,675,365
Employer contributions (assets) at end of year	2013-12-31	$40
Employer contributions (assets) at beginning of year	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,548,439
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	AHLSTROM & BAKER CPAS
Accountancy firm EIN	2013-12-31	330138137
2012 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$12,199,752
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,686,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,669,885
Value of total corrective distributions	2012-12-31	$989
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,444,985
Value of total assets at end of year	2012-12-31	$69,416,196
Value of total assets at beginning of year	2012-12-31	$60,903,362
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$16,044
Total interest from all sources	2012-12-31	$533,505
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$652,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$652,337
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,711,204
Participant contributions at end of year	2012-12-31	$1,535,333
Participant contributions at beginning of year	2012-12-31	$1,328,770
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$234,370
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$33,249
Other income not declared elsewhere	2012-12-31	$2,685
Administrative expenses (other) incurred	2012-12-31	$16,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$8,512,834
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$69,416,196
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$60,903,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$36,699,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$31,313,515
Value of interest in pooled separate accounts at end of year	2012-12-31	$12,062,872
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$10,450,196
Interest on participant loans	2012-12-31	$65,984
Interest earned on other investments	2012-12-31	$467,521
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$19,118,862
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$17,756,192
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,915,811
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,650,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,499,411
Employer contributions (assets) at end of year	2012-12-31	$0
Employer contributions (assets) at beginning of year	2012-12-31	$21,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,669,885
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	AHLSTROM & BAKER CPAS
Accountancy firm EIN	2012-12-31	330138137
2011 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$23,709,985
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$4,945,901
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,535,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,524,779
Value of total corrective distributions	2011-12-31	$649
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,500,870
Value of total assets at end of year	2011-12-31	$60,903,362
Value of total assets at beginning of year	2011-12-31	$34,782,821
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$9,917
Total interest from all sources	2011-12-31	$356,201
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$333,544
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$333,544
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,364,608
Participant contributions at end of year	2011-12-31	$1,328,770
Participant contributions at beginning of year	2011-12-31	$922,580
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$196,106
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$33,249
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$40
Administrative expenses (other) incurred	2011-12-31	$9,917
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$2,410,556
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$60,903,362
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$34,782,821
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$31,313,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,911,303
Value of interest in pooled separate accounts at end of year	2011-12-31	$10,450,196
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$17,364,043
Interest on participant loans	2011-12-31	$48,857
Interest earned on other investments	2011-12-31	$307,344
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$17,756,192
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$8,584,469
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-102,513
Net investment gain/loss from pooled separate accounts	2011-12-31	$857,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$940,156
Employer contributions (assets) at end of year	2011-12-31	$21,440
Employer contributions (assets) at beginning of year	2011-12-31	$426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,524,779
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	AHLSTROM & BAKER CPAS
Accountancy firm EIN	2011-12-31	330138137
2010 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$408,368
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$6,469,372
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,533,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,523,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,082,171
Value of total assets at end of year	2010-12-31	$34,782,821
Value of total assets at beginning of year	2010-12-31	$29,438,166
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$9,363
Total interest from all sources	2010-12-31	$303,245
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$114,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$114,950
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,118,136
Participant contributions at end of year	2010-12-31	$922,580
Participant contributions at beginning of year	2010-12-31	$697,173
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$45,212
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$163,838
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$722
Other income not declared elsewhere	2010-12-31	$13,304
Administrative expenses (other) incurred	2010-12-31	$9,363
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,936,287
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$34,782,821
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$29,438,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,911,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,125,871
Value of interest in pooled separate accounts at end of year	2010-12-31	$17,364,043
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$15,598,663
Interest on participant loans	2010-12-31	$45,298
Interest earned on other investments	2010-12-31	$257,947
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$8,584,469
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$7,947,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$540,408
Net investment gain/loss from pooled separate accounts	2010-12-31	$2,415,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$800,197
Employer contributions (assets) at end of year	2010-12-31	$426
Employer contributions (assets) at beginning of year	2010-12-31	$23,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,523,722
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	AHLSTROM & BAKER CPAS
Accountancy firm EIN	2010-12-31	330138137
2009 : HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HORIBA INTERNATIONAL CORPORATION 401(K) PLAN

2018: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HORIBA INTERNATIONAL CORPORATION 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

035349

Policy instance

Insurance contract or identification number	035349
Number of Individuals Covered	933
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

035349

Policy instance

Insurance contract or identification number	035349
Number of Individuals Covered	904
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

35349-001

Policy instance

Insurance contract or identification number	35349-001
Number of Individuals Covered	900
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

35349-001

Policy instance

Insurance contract or identification number	35349-001
Number of Individuals Covered	855
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

35349-001

Policy instance

Insurance contract or identification number	35349-001
Number of Individuals Covered	766
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

35349-001

Policy instance

Insurance contract or identification number	35349-001
Number of Individuals Covered	778
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

35349-001

Policy instance

Insurance contract or identification number	35349-001
Number of Individuals Covered	744
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

47162

Policy instance

Insurance contract or identification number	47162
Number of Individuals Covered	0
Insurance policy start date	2011-10-01
Insurance policy end date	2011-10-26
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

35349-001

Policy instance

Insurance contract or identification number	35349-001
Number of Individuals Covered	483
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HORIBA INTERNATIONAL CORPORATION
Employer identification number (EIN):	952659545
NAIC Classification:	334500