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CRITTENDEN RESEARCH, INC. 401(K) PLAN 401k Plan overview

Plan NameCRITTENDEN RESEARCH, INC. 401(K) PLAN
Plan identification number 001

CRITTENDEN RESEARCH, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CRITTENDEN RESEARCH, INC. has sponsored the creation of one or more 401k plans.

Company Name:CRITTENDEN RESEARCH, INC.
Employer identification number (EIN):952752361
NAIC Classification:511120
NAIC Description:Periodical Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CRITTENDEN RESEARCH, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01SHIRLEY HORNER2024-07-11
0012022-01-01NICK RICE2023-06-23
0012021-03-01SHIRLEY HORNER2022-10-17
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01
0012015-10-01DAVID BERGER
0012014-10-01THOMAS WITHERS
0012013-10-01THOMAS WITHERS
0012012-10-01TOM WITHERS TOM WITHERS2014-03-17
0012011-10-01TOM WITHERS TOM WITHERS2013-03-11
0012010-10-01TOM WITHERS
0012009-10-01 TOM WITHERS2011-03-02
0012009-10-01 TOM WITHERS2011-02-16
0012009-10-01TOM WITHERS

Financial Data on CRITTENDEN RESEARCH, INC. 401(K) PLAN

Measure Date Value
2025 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-06-1146600
Net assets as of the end of the plan year2025-06-111348905
Total assets as of the beginning of the plan year2025-06-111220871
Value of plan covered by a fidelity bond2025-06-11123000
Participant contributions to plan in this plan year2025-06-1135125
Value of participant loans at end of plan year2025-06-1150337
Other income to plan in this plan year2025-06-11137191
Plan net income in this plan year2025-06-11128034
Net assets as of the end of the plan year2025-06-111348905
Net assets as of the beginning of the plan year2025-06-111220871
Employer contributions to plan in this plan year2025-06-112318
Expensese paid to adminstrative service provicers from plan in this plan year2025-06-1119753
2024 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-07-11373144
Total expenses incurred by plan in this plan year2024-07-1149430
Net assets as of the end of the plan year2024-07-111220871
Total assets as of the beginning of the plan year2024-07-11730974
Value of plan covered by a fidelity bond2024-07-1174000
Participant contributions to plan in this plan year2024-07-1120641
Value of participant loans at end of plan year2024-07-112793
Other income to plan in this plan year2024-07-11145452
Plan net income in this plan year2024-07-11116753
Net assets as of the end of the plan year2024-07-111220871
Net assets as of the beginning of the plan year2024-07-11730974
Employer contributions to plan in this plan year2024-07-1190
Expensese paid to adminstrative service provicers from plan in this plan year2024-07-1110057
2022 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2022 401k financial data
Total transfers to/from plan in this plan year2022-10-17893289
Total expenses incurred by plan in this plan year2022-10-17120825
Net assets as of the end of the plan year2022-10-17866429
Total assets as of the beginning of the plan year2022-10-17759
Value of plan covered by a fidelity bond2022-10-171000
Participant contributions to plan in this plan year2022-10-1711270
Other income to plan in this plan year2022-10-1781809
Plan net income in this plan year2022-10-17-27619
Net assets as of the end of the plan year2022-10-17866429
Net assets as of the beginning of the plan year2022-10-17759
Employer contributions to plan in this plan year2022-10-17127
Expensese paid to adminstrative service provicers from plan in this plan year2022-10-176095
2020 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2020 401k financial data
Transfers to/from the plan2020-09-30$0
Total plan liabilities at end of year2020-09-30$0
Total plan liabilities at beginning of year2020-09-30$0
Total income from all sources2020-09-30$242,515
Expenses. Total of all expenses incurred2020-09-30$325,023
Benefits paid (including direct rollovers)2020-09-30$324,643
Total plan assets at end of year2020-09-30$1,731,506
Total plan assets at beginning of year2020-09-30$1,814,014
Value of fidelity bond covering the plan2020-09-30$400,000
Assets. Value of tangible personal property2020-09-30$0
Total contributions received or receivable from participants2020-09-30$20,193
Assets. Value of loans (other than to participants)2020-09-30$0
Expenses. Other expenses not covered elsewhere2020-09-30$0
Contributions received from other sources (not participants or employers)2020-09-30$0
Other income received2020-09-30$213,438
Noncash contributions received2020-09-30$0
Net income (gross income less expenses)2020-09-30$-82,508
Net plan assets at end of year (total assets less liabilities)2020-09-30$1,731,506
Net plan assets at beginning of year (total assets less liabilities)2020-09-30$1,814,014
Assets. Value of participant loans2020-09-30$0
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2020-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2020-09-30$0
Assets. Value of assets in partnership/joint-venture interests2020-09-30$0
Assets. Value of real-estate (other than employer real property)2020-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-09-30$0
Assets. Value of employer securities2020-09-30$0
Assets. Value of employer real property2020-09-30$0
Total contributions received or receivable from employer(s)2020-09-30$8,884
Value of certain deemed distributions of participant loans2020-09-30$0
Value of corrective distributions2020-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-09-30$380
2019 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2019 401k financial data
Transfers to/from the plan2019-09-30$0
Total plan liabilities at end of year2019-09-30$0
Total plan liabilities at beginning of year2019-09-30$0
Total income from all sources2019-09-30$100,135
Expenses. Total of all expenses incurred2019-09-30$304,268
Benefits paid (including direct rollovers)2019-09-30$303,853
Total plan assets at end of year2019-09-30$1,814,014
Total plan assets at beginning of year2019-09-30$2,018,147
Value of fidelity bond covering the plan2019-09-30$400,000
Total contributions received or receivable from participants2019-09-30$30,625
Expenses. Other expenses not covered elsewhere2019-09-30$0
Contributions received from other sources (not participants or employers)2019-09-30$0
Other income received2019-09-30$57,423
Noncash contributions received2019-09-30$0
Net income (gross income less expenses)2019-09-30$-204,133
Net plan assets at end of year (total assets less liabilities)2019-09-30$1,814,014
Net plan assets at beginning of year (total assets less liabilities)2019-09-30$2,018,147
Assets. Value of participant loans2019-09-30$5,445
Total contributions received or receivable from employer(s)2019-09-30$12,087
Value of certain deemed distributions of participant loans2019-09-30$0
Value of corrective distributions2019-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-09-30$415
2017 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-09-30$0
Total plan liabilities at end of year2017-09-30$0
Total plan liabilities at beginning of year2017-09-30$0
Total income from all sources2017-09-30$285,563
Expenses. Total of all expenses incurred2017-09-30$6,700
Benefits paid (including direct rollovers)2017-09-30$6,105
Total plan assets at end of year2017-09-30$1,816,081
Total plan assets at beginning of year2017-09-30$1,537,218
Value of fidelity bond covering the plan2017-09-30$400,000
Total contributions received or receivable from participants2017-09-30$36,130
Expenses. Other expenses not covered elsewhere2017-09-30$0
Contributions received from other sources (not participants or employers)2017-09-30$0
Other income received2017-09-30$237,048
Noncash contributions received2017-09-30$0
Net income (gross income less expenses)2017-09-30$278,863
Net plan assets at end of year (total assets less liabilities)2017-09-30$1,816,081
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$1,537,218
Assets. Value of participant loans2017-09-30$1,100
Total contributions received or receivable from employer(s)2017-09-30$12,385
Value of certain deemed distributions of participant loans2017-09-30$0
Value of corrective distributions2017-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$595
2016 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-09-30$0
Total plan liabilities at end of year2016-09-30$0
Total plan liabilities at beginning of year2016-09-30$0
Total income from all sources2016-09-30$221,312
Expenses. Total of all expenses incurred2016-09-30$37,108
Benefits paid (including direct rollovers)2016-09-30$36,668
Total plan assets at end of year2016-09-30$1,537,218
Total plan assets at beginning of year2016-09-30$1,353,014
Value of fidelity bond covering the plan2016-09-30$400,000
Total contributions received or receivable from participants2016-09-30$46,270
Expenses. Other expenses not covered elsewhere2016-09-30$0
Contributions received from other sources (not participants or employers)2016-09-30$0
Other income received2016-09-30$160,688
Noncash contributions received2016-09-30$0
Net income (gross income less expenses)2016-09-30$184,204
Net plan assets at end of year (total assets less liabilities)2016-09-30$1,537,218
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$1,353,014
Assets. Value of participant loans2016-09-30$206
Total contributions received or receivable from employer(s)2016-09-30$14,354
Value of certain deemed distributions of participant loans2016-09-30$0
Value of corrective distributions2016-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$440
2015 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-09-30$0
Total plan liabilities at end of year2015-09-30$0
Total plan liabilities at beginning of year2015-09-30$0
Total income from all sources2015-09-30$57,269
Expenses. Total of all expenses incurred2015-09-30$133,780
Benefits paid (including direct rollovers)2015-09-30$132,970
Total plan assets at end of year2015-09-30$1,353,014
Total plan assets at beginning of year2015-09-30$1,429,525
Value of fidelity bond covering the plan2015-09-30$400,000
Total contributions received or receivable from participants2015-09-30$54,092
Expenses. Other expenses not covered elsewhere2015-09-30$0
Contributions received from other sources (not participants or employers)2015-09-30$45
Other income received2015-09-30$-16,480
Noncash contributions received2015-09-30$0
Net income (gross income less expenses)2015-09-30$-76,511
Net plan assets at end of year (total assets less liabilities)2015-09-30$1,353,014
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$1,429,525
Assets. Value of participant loans2015-09-30$2,611
Total contributions received or receivable from employer(s)2015-09-30$19,612
Value of certain deemed distributions of participant loans2015-09-30$0
Value of corrective distributions2015-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$810
2014 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-09-30$0
Total plan liabilities at end of year2014-09-30$0
Total income from all sources2014-09-30$241,701
Expenses. Total of all expenses incurred2014-09-30$343,222
Benefits paid (including direct rollovers)2014-09-30$342,532
Total plan assets at end of year2014-09-30$1,429,525
Total plan assets at beginning of year2014-09-30$1,531,046
Value of fidelity bond covering the plan2014-09-30$400,000
Total contributions received or receivable from participants2014-09-30$61,578
Expenses. Other expenses not covered elsewhere2014-09-30$0
Contributions received from other sources (not participants or employers)2014-09-30$0
Other income received2014-09-30$162,338
Noncash contributions received2014-09-30$0
Net income (gross income less expenses)2014-09-30$-101,521
Net plan assets at end of year (total assets less liabilities)2014-09-30$1,429,525
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$1,531,046
Assets. Value of participant loans2014-09-30$714
Total contributions received or receivable from employer(s)2014-09-30$17,785
Value of certain deemed distributions of participant loans2014-09-30$0
Value of corrective distributions2014-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$690
2013 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-09-30$233,722
Expenses. Total of all expenses incurred2013-09-30$228,682
Benefits paid (including direct rollovers)2013-09-30$227,428
Total plan assets at end of year2013-09-30$1,531,046
Total plan assets at beginning of year2013-09-30$1,526,006
Value of fidelity bond covering the plan2013-09-30$400,000
Total contributions received or receivable from participants2013-09-30$62,510
Other income received2013-09-30$160,338
Net income (gross income less expenses)2013-09-30$5,040
Net plan assets at end of year (total assets less liabilities)2013-09-30$1,531,046
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$1,526,006
Assets. Value of participant loans2013-09-30$12,040
Total contributions received or receivable from employer(s)2013-09-30$10,874
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$1,254
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
2012 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-09-30$291,208
Expenses. Total of all expenses incurred2012-09-30$28,331
Benefits paid (including direct rollovers)2012-09-30$26,840
Total plan assets at end of year2012-09-30$1,526,006
Total plan assets at beginning of year2012-09-30$1,263,129
Value of fidelity bond covering the plan2012-09-30$400,000
Total contributions received or receivable from participants2012-09-30$52,799
Contributions received from other sources (not participants or employers)2012-09-30$18
Other income received2012-09-30$217,587
Net income (gross income less expenses)2012-09-30$262,877
Net plan assets at end of year (total assets less liabilities)2012-09-30$1,526,006
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$1,263,129
Assets. Value of participant loans2012-09-30$19,133
Total contributions received or receivable from employer(s)2012-09-30$20,804
Expenses. Administrative service providers (salaries,fees and commissions)2012-09-30$1,491
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
2011 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-09-30$140,602
Expenses. Total of all expenses incurred2011-09-30$160,282
Benefits paid (including direct rollovers)2011-09-30$157,117
Total plan assets at end of year2011-09-30$1,263,129
Total plan assets at beginning of year2011-09-30$1,282,809
Value of fidelity bond covering the plan2011-09-30$400,000
Total contributions received or receivable from participants2011-09-30$114,078
Other income received2011-09-30$2,892
Net income (gross income less expenses)2011-09-30$-19,680
Net plan assets at end of year (total assets less liabilities)2011-09-30$1,263,129
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$1,282,809
Assets. Value of participant loans2011-09-30$37,225
Total contributions received or receivable from employer(s)2011-09-30$23,632
Value of corrective distributions2011-09-30$1,411
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$1,754
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
2010 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for CRITTENDEN RESEARCH, INC. 401(K) PLAN

2019: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01This submission is the final filingNo
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedYes
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 79123
Policy instance 1
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 79123
Policy instance 1
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 79123
Policy instance 1

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