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CRITTENDEN RESEARCH, INC. 401(K) PLAN 401k Plan overview

Plan NameCRITTENDEN RESEARCH, INC. 401(K) PLAN
Plan identification number 001

CRITTENDEN RESEARCH, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CRITTENDEN RESEARCH, INC. has sponsored the creation of one or more 401k plans.

Company Name:CRITTENDEN RESEARCH, INC.
Employer identification number (EIN):952752361
NAIC Classification:511120
NAIC Description:Periodical Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CRITTENDEN RESEARCH, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01NICK RICE2023-06-23
0012021-03-01SHIRLEY HORNER2022-10-17
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01
0012015-10-01DAVID BERGER
0012014-10-01THOMAS WITHERS
0012013-10-01THOMAS WITHERS
0012012-10-01TOM WITHERS TOM WITHERS2014-03-17
0012011-10-01TOM WITHERS TOM WITHERS2013-03-11
0012010-10-01TOM WITHERS
0012009-10-01 TOM WITHERS2011-03-02
0012009-10-01 TOM WITHERS2011-02-16
0012009-10-01TOM WITHERS

Plan Statistics for CRITTENDEN RESEARCH, INC. 401(K) PLAN

401k plan membership statisitcs for CRITTENDEN RESEARCH, INC. 401(K) PLAN

Measure Date Value
2019: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-0121
Total number of active participants reported on line 7a of the Form 55002019-10-0112
Number of other retired or separated participants entitled to future benefits2019-10-019
Total of all active and inactive participants2019-10-0121
Total participants2019-10-0121
Number of participants with account balances2019-10-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-012
2018: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-0128
Total number of active participants reported on line 7a of the Form 55002018-10-0115
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-016
Total of all active and inactive participants2018-10-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-0121
Number of participants with account balances2018-10-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-010
2017: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-0128
Total number of active participants reported on line 7a of the Form 55002017-10-0121
Number of retired or separated participants receiving benefits2017-10-010
Number of other retired or separated participants entitled to future benefits2017-10-017
Total of all active and inactive participants2017-10-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-0128
Number of participants with account balances2017-10-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-010
2016: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-0122
Total number of active participants reported on line 7a of the Form 55002016-10-0117
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0111
Total of all active and inactive participants2016-10-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-0128
Number of participants with account balances2016-10-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-013
2015: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-0123
Total number of active participants reported on line 7a of the Form 55002015-10-0115
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-017
Total of all active and inactive participants2015-10-0122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-0122
Number of participants with account balances2015-10-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-011
2014: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-0131
Total number of active participants reported on line 7a of the Form 55002014-10-0116
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-017
Total of all active and inactive participants2014-10-0123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-0123
Number of participants with account balances2014-10-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-011
2013: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-0131
Total number of active participants reported on line 7a of the Form 55002013-10-0122
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-019
Total of all active and inactive participants2013-10-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-0131
Number of participants with account balances2013-10-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-013
2012: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-0134
Total number of active participants reported on line 7a of the Form 55002012-10-0124
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-017
Total of all active and inactive participants2012-10-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-0131
Number of participants with account balances2012-10-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-011
2011: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-0146
Total number of active participants reported on line 7a of the Form 55002011-10-0123
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0111
Total of all active and inactive participants2011-10-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-0134
Number of participants with account balances2011-10-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-011
2010: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-0141
Total number of active participants reported on line 7a of the Form 55002010-10-0135
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-0111
Total of all active and inactive participants2010-10-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-0146
Number of participants with account balances2010-10-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-012
2009: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-0148
Total number of active participants reported on line 7a of the Form 55002009-10-0126
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0115
Total of all active and inactive participants2009-10-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-0141
Number of participants with account balances2009-10-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-016

Financial Data on CRITTENDEN RESEARCH, INC. 401(K) PLAN

Measure Date Value
2020 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2020 401k financial data
Transfers to/from the plan2020-09-30$0
Total plan liabilities at end of year2020-09-30$0
Total plan liabilities at beginning of year2020-09-30$0
Total income from all sources2020-09-30$242,515
Expenses. Total of all expenses incurred2020-09-30$325,023
Benefits paid (including direct rollovers)2020-09-30$324,643
Total plan assets at end of year2020-09-30$1,731,506
Total plan assets at beginning of year2020-09-30$1,814,014
Value of fidelity bond covering the plan2020-09-30$400,000
Assets. Value of tangible personal property2020-09-30$0
Total contributions received or receivable from participants2020-09-30$20,193
Assets. Value of loans (other than to participants)2020-09-30$0
Expenses. Other expenses not covered elsewhere2020-09-30$0
Contributions received from other sources (not participants or employers)2020-09-30$0
Other income received2020-09-30$213,438
Noncash contributions received2020-09-30$0
Net income (gross income less expenses)2020-09-30$-82,508
Net plan assets at end of year (total assets less liabilities)2020-09-30$1,731,506
Net plan assets at beginning of year (total assets less liabilities)2020-09-30$1,814,014
Assets. Value of participant loans2020-09-30$0
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2020-09-30$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2020-09-30$0
Assets. Value of assets in partnership/joint-venture interests2020-09-30$0
Assets. Value of real-estate (other than employer real property)2020-09-30$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-09-30$0
Assets. Value of employer securities2020-09-30$0
Assets. Value of employer real property2020-09-30$0
Total contributions received or receivable from employer(s)2020-09-30$8,884
Value of certain deemed distributions of participant loans2020-09-30$0
Value of corrective distributions2020-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-09-30$380
2017 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-09-30$0
Total plan liabilities at end of year2017-09-30$0
Total plan liabilities at beginning of year2017-09-30$0
Total income from all sources2017-09-30$285,563
Expenses. Total of all expenses incurred2017-09-30$6,700
Benefits paid (including direct rollovers)2017-09-30$6,105
Total plan assets at end of year2017-09-30$1,816,081
Total plan assets at beginning of year2017-09-30$1,537,218
Value of fidelity bond covering the plan2017-09-30$400,000
Total contributions received or receivable from participants2017-09-30$36,130
Expenses. Other expenses not covered elsewhere2017-09-30$0
Contributions received from other sources (not participants or employers)2017-09-30$0
Other income received2017-09-30$237,048
Noncash contributions received2017-09-30$0
Net income (gross income less expenses)2017-09-30$278,863
Net plan assets at end of year (total assets less liabilities)2017-09-30$1,816,081
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$1,537,218
Assets. Value of participant loans2017-09-30$1,100
Total contributions received or receivable from employer(s)2017-09-30$12,385
Value of certain deemed distributions of participant loans2017-09-30$0
Value of corrective distributions2017-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$595
2016 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-09-30$0
Total plan liabilities at end of year2016-09-30$0
Total plan liabilities at beginning of year2016-09-30$0
Total income from all sources2016-09-30$221,312
Expenses. Total of all expenses incurred2016-09-30$37,108
Benefits paid (including direct rollovers)2016-09-30$36,668
Total plan assets at end of year2016-09-30$1,537,218
Total plan assets at beginning of year2016-09-30$1,353,014
Value of fidelity bond covering the plan2016-09-30$400,000
Total contributions received or receivable from participants2016-09-30$46,270
Expenses. Other expenses not covered elsewhere2016-09-30$0
Contributions received from other sources (not participants or employers)2016-09-30$0
Other income received2016-09-30$160,688
Noncash contributions received2016-09-30$0
Net income (gross income less expenses)2016-09-30$184,204
Net plan assets at end of year (total assets less liabilities)2016-09-30$1,537,218
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$1,353,014
Assets. Value of participant loans2016-09-30$206
Total contributions received or receivable from employer(s)2016-09-30$14,354
Value of certain deemed distributions of participant loans2016-09-30$0
Value of corrective distributions2016-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$440
2015 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-09-30$0
Total plan liabilities at end of year2015-09-30$0
Total plan liabilities at beginning of year2015-09-30$0
Total income from all sources2015-09-30$57,269
Expenses. Total of all expenses incurred2015-09-30$133,780
Benefits paid (including direct rollovers)2015-09-30$132,970
Total plan assets at end of year2015-09-30$1,353,014
Total plan assets at beginning of year2015-09-30$1,429,525
Value of fidelity bond covering the plan2015-09-30$400,000
Total contributions received or receivable from participants2015-09-30$54,092
Expenses. Other expenses not covered elsewhere2015-09-30$0
Contributions received from other sources (not participants or employers)2015-09-30$45
Other income received2015-09-30$-16,480
Noncash contributions received2015-09-30$0
Net income (gross income less expenses)2015-09-30$-76,511
Net plan assets at end of year (total assets less liabilities)2015-09-30$1,353,014
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$1,429,525
Assets. Value of participant loans2015-09-30$2,611
Total contributions received or receivable from employer(s)2015-09-30$19,612
Value of certain deemed distributions of participant loans2015-09-30$0
Value of corrective distributions2015-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$810
2014 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-09-30$0
Total plan liabilities at end of year2014-09-30$0
Total income from all sources2014-09-30$241,701
Expenses. Total of all expenses incurred2014-09-30$343,222
Benefits paid (including direct rollovers)2014-09-30$342,532
Total plan assets at end of year2014-09-30$1,429,525
Total plan assets at beginning of year2014-09-30$1,531,046
Value of fidelity bond covering the plan2014-09-30$400,000
Total contributions received or receivable from participants2014-09-30$61,578
Expenses. Other expenses not covered elsewhere2014-09-30$0
Contributions received from other sources (not participants or employers)2014-09-30$0
Other income received2014-09-30$162,338
Noncash contributions received2014-09-30$0
Net income (gross income less expenses)2014-09-30$-101,521
Net plan assets at end of year (total assets less liabilities)2014-09-30$1,429,525
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$1,531,046
Assets. Value of participant loans2014-09-30$714
Total contributions received or receivable from employer(s)2014-09-30$17,785
Value of certain deemed distributions of participant loans2014-09-30$0
Value of corrective distributions2014-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$690
2013 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-09-30$233,722
Expenses. Total of all expenses incurred2013-09-30$228,682
Benefits paid (including direct rollovers)2013-09-30$227,428
Total plan assets at end of year2013-09-30$1,531,046
Total plan assets at beginning of year2013-09-30$1,526,006
Value of fidelity bond covering the plan2013-09-30$400,000
Total contributions received or receivable from participants2013-09-30$62,510
Other income received2013-09-30$160,338
Net income (gross income less expenses)2013-09-30$5,040
Net plan assets at end of year (total assets less liabilities)2013-09-30$1,531,046
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$1,526,006
Assets. Value of participant loans2013-09-30$12,040
Total contributions received or receivable from employer(s)2013-09-30$10,874
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$1,254
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
2012 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-09-30$291,208
Expenses. Total of all expenses incurred2012-09-30$28,331
Benefits paid (including direct rollovers)2012-09-30$26,840
Total plan assets at end of year2012-09-30$1,526,006
Total plan assets at beginning of year2012-09-30$1,263,129
Value of fidelity bond covering the plan2012-09-30$400,000
Total contributions received or receivable from participants2012-09-30$52,799
Contributions received from other sources (not participants or employers)2012-09-30$18
Other income received2012-09-30$217,587
Net income (gross income less expenses)2012-09-30$262,877
Net plan assets at end of year (total assets less liabilities)2012-09-30$1,526,006
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$1,263,129
Assets. Value of participant loans2012-09-30$19,133
Total contributions received or receivable from employer(s)2012-09-30$20,804
Expenses. Administrative service providers (salaries,fees and commissions)2012-09-30$1,491
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
2011 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-09-30$140,602
Expenses. Total of all expenses incurred2011-09-30$160,282
Benefits paid (including direct rollovers)2011-09-30$157,117
Total plan assets at end of year2011-09-30$1,263,129
Total plan assets at beginning of year2011-09-30$1,282,809
Value of fidelity bond covering the plan2011-09-30$400,000
Total contributions received or receivable from participants2011-09-30$114,078
Other income received2011-09-30$2,892
Net income (gross income less expenses)2011-09-30$-19,680
Net plan assets at end of year (total assets less liabilities)2011-09-30$1,263,129
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$1,282,809
Assets. Value of participant loans2011-09-30$37,225
Total contributions received or receivable from employer(s)2011-09-30$23,632
Value of corrective distributions2011-09-30$1,411
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$1,754
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
2010 : CRITTENDEN RESEARCH, INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for CRITTENDEN RESEARCH, INC. 401(K) PLAN

2019: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01This submission is the final filingNo
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedYes
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: CRITTENDEN RESEARCH, INC. 401(K) PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 79123
Policy instance 1
Insurance contract or identification numberGP 79123
Number of Individuals Covered0
Insurance policy start date2012-10-01
Insurance policy end date2013-09-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker nameNONE
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 79123
Policy instance 1
Insurance contract or identification numberGP 79123
Number of Individuals Covered7
Insurance policy start date2011-10-01
Insurance policy end date2012-09-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberGP 79123
Policy instance 1
Insurance contract or identification numberGP 79123
Number of Individuals Covered7
Insurance policy start date2010-10-01
Insurance policy end date2011-09-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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