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KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameKEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

KEENAN & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:KEENAN & ASSOCIATES
Employer identification number (EIN):952798626
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about KEENAN & ASSOCIATES

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2012-10-09
Company Identification Number: 0801666963
Legal Registered Office Address: 450 S ORANGE AVE FL 4

ORLANDO
United States of America (USA)
32801

More information about KEENAN & ASSOCIATES

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KEITH R. PIPPARD
0012016-01-01KEITH R. PIPPARD
0012015-01-01KEITH R. PIPPARD
0012014-01-01KEITH R. PIPPARD
0012013-01-01KEITH R. PIPPARD
0012012-01-01KEITH R. PIPPARD
0012011-01-01KEITH R. PIPPARD
0012009-01-01KEITH R. PIPPARD

Plan Statistics for KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2020: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01919
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01870
Total number of active participants reported on line 7a of the Form 55002019-01-01509
Number of retired or separated participants receiving benefits2019-01-01316
Number of other retired or separated participants entitled to future benefits2019-01-0130
Total of all active and inactive participants2019-01-01855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-019
Total participants2019-01-01864
Number of participants with account balances2019-01-01864
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01908
Total number of active participants reported on line 7a of the Form 55002018-01-01598
Number of retired or separated participants receiving benefits2018-01-01265
Number of other retired or separated participants entitled to future benefits2018-01-0138
Total of all active and inactive participants2018-01-01901
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-01906
Number of participants with account balances2018-01-01866
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01913
Total number of active participants reported on line 7a of the Form 55002017-01-01609
Number of retired or separated participants receiving benefits2017-01-01199
Number of other retired or separated participants entitled to future benefits2017-01-0153
Total of all active and inactive participants2017-01-01861
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01864
Number of participants with account balances2017-01-01864
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,001
Total number of active participants reported on line 7a of the Form 55002016-01-01819
Number of retired or separated participants receiving benefits2016-01-0126
Number of other retired or separated participants entitled to future benefits2016-01-0166
Total of all active and inactive participants2016-01-01911
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01912
Number of participants with account balances2016-01-01864
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0136
2015: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,007
Total number of active participants reported on line 7a of the Form 55002015-01-01808
Number of retired or separated participants receiving benefits2015-01-0122
Number of other retired or separated participants entitled to future benefits2015-01-0172
Total of all active and inactive participants2015-01-01902
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01905
Number of participants with account balances2015-01-01857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0135
2014: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,012
Total number of active participants reported on line 7a of the Form 55002014-01-01806
Number of retired or separated participants receiving benefits2014-01-0126
Number of other retired or separated participants entitled to future benefits2014-01-0167
Total of all active and inactive participants2014-01-01899
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-01904
Number of participants with account balances2014-01-01874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0145
2013: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,050
Total number of active participants reported on line 7a of the Form 55002013-01-01831
Number of retired or separated participants receiving benefits2013-01-0124
Number of other retired or separated participants entitled to future benefits2013-01-0178
Total of all active and inactive participants2013-01-01933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01933
Number of participants with account balances2013-01-01881
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0144
2012: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,054
Total number of active participants reported on line 7a of the Form 55002012-01-01859
Number of retired or separated participants receiving benefits2012-01-0121
Number of other retired or separated participants entitled to future benefits2012-01-0169
Total of all active and inactive participants2012-01-01949
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01949
Number of participants with account balances2012-01-01860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0142
2011: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01951
Total number of active participants reported on line 7a of the Form 55002011-01-01840
Number of retired or separated participants receiving benefits2011-01-0115
Number of other retired or separated participants entitled to future benefits2011-01-01106
Total of all active and inactive participants2011-01-01961
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01961
Number of participants with account balances2011-01-01875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0136
2009: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01940
Total number of active participants reported on line 7a of the Form 55002009-01-01793
Number of retired or separated participants receiving benefits2009-01-0122
Number of other retired or separated participants entitled to future benefits2009-01-01106
Total of all active and inactive participants2009-01-01921
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01921
Number of participants with account balances2009-01-01858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0140

Financial Data on KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2020 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-11-10$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-10$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-10$0
Total income from all sources (including contributions)2020-11-10$29,520
Total loss/gain on sale of assets2020-11-10$0
Total of all expenses incurred2020-11-10$8,811,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-10$8,745,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-10$0
Value of total assets at end of year2020-11-10$0
Value of total assets at beginning of year2020-11-10$8,782,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-10$65,822
Total interest from all sources2020-11-10$29,520
Total dividends received (eg from common stock, registered investment company shares)2020-11-10$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-11-10Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-11-10$0
Administrative expenses professional fees incurred2020-11-10$50,905
Was this plan covered by a fidelity bond2020-11-10Yes
Value of fidelity bond cover2020-11-10$10,000,000
If this is an individual account plan, was there a blackout period2020-11-10No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-11-10$0
Were there any nonexempt tranactions with any party-in-interest2020-11-10No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-11-10$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-11-10$3,292,386
Administrative expenses (other) incurred2020-11-10$1,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-10No
Value of net income/loss2020-11-10$-8,782,171
Value of net assets at end of year (total assets less liabilities)2020-11-10$0
Value of net assets at beginning of year (total assets less liabilities)2020-11-10$8,782,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-10No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-10No
Were any leases to which the plan was party in default or uncollectible2020-11-10No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-11-10$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-11-10$5,489,785
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-11-10$5,489,785
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-11-10$29,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-10No
Was there a failure to transmit to the plan any participant contributions2020-11-10No
Has the plan failed to provide any benefit when due under the plan2020-11-10No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-10$8,745,869
Contract administrator fees2020-11-10$13,156
Did the plan have assets held for investment2020-11-10No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-10No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-10Yes
Opinion of an independent qualified public accountant for this plan2020-11-10Unqualified
Accountancy firm name2020-11-10KATHLEEN SANDOVAL, CPA
Accountancy firm EIN2020-11-10481280293
2019 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,548,494
Total income from all sources (including contributions)2019-12-31$3,548,494
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$58,282,587
Total of all expenses incurred2019-12-31$58,282,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$58,204,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$58,204,680
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$8,782,171
Value of total assets at end of year2019-12-31$8,782,171
Value of total assets at beginning of year2019-12-31$63,516,264
Value of total assets at beginning of year2019-12-31$63,516,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$77,907
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$77,907
Total interest from all sources2019-12-31$646,216
Total interest from all sources2019-12-31$646,216
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$167,879
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$167,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$167,879
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$167,879
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,292,386
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,292,386
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,292,386
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,292,386
Other income not declared elsewhere2019-12-31$2,477,579
Other income not declared elsewhere2019-12-31$2,477,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-54,734,093
Value of net income/loss2019-12-31$-54,734,093
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,782,171
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,782,171
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$63,516,264
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$63,516,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$77,907
Investment advisory and management fees2019-12-31$77,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,994,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,994,978
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$5,489,785
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$5,489,785
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$39,228,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$39,228,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$39,228,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$39,228,900
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$646,216
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$646,216
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$256,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$256,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at end of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Assets. Invements in employer securities at beginning of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$58,204,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$58,204,680
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Aggregate carrying amount (costs) on sale of assets2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31KATHLEEN SANDOVAL, CPA
Accountancy firm name2019-12-31KATHLEEN SANDOVAL, CPA
Accountancy firm EIN2019-12-31481280293
Accountancy firm EIN2019-12-31481280293
2018 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$211,885
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,034,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$905,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$0
Value of total assets at end of year2018-12-31$63,516,264
Value of total assets at beginning of year2018-12-31$64,338,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$128,688
Total interest from all sources2018-12-31$413,868
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,097,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,097,064
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$3,292,386
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$6,499,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-822,325
Value of net assets at end of year (total assets less liabilities)2018-12-31$63,516,264
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$64,338,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$128,688
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,994,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$51,196,961
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$39,228,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$6,642,372
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$6,642,372
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$413,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,299,047
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$0
Assets. Invements in employer securities at beginning of year2018-12-31$0
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$905,522
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31KATHLEEN SANDOVAL, CPA
Accountancy firm EIN2018-12-31481280293
2017 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$19,407,691
Total loss/gain on sale of assets2017-12-31$-9,630,549
Total of all expenses incurred2017-12-31$112,316,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$112,159,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$0
Value of total assets at end of year2017-12-31$64,338,589
Value of total assets at beginning of year2017-12-31$157,247,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$157,178
Total interest from all sources2017-12-31$354,402
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$27,691,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,067,665
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$6,499,256
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-92,908,577
Value of net assets at end of year (total assets less liabilities)2017-12-31$64,338,589
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$157,247,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$157,178
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$51,196,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,168,640
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$6,642,372
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$10,209
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$10,209
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$354,402
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$992,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$150,394,944
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$1,673,373
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$26,623,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$112,159,090
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$140,764,395
Aggregate carrying amount (costs) on sale of assets2017-12-31$150,394,944
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31DREYER, ROBBINS & ASSOCIATES
Accountancy firm EIN2017-12-31953683517
2016 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$107,454,105
Total unrealized appreciation/depreciation of assets2016-12-31$107,454,105
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$110,151,840
Total loss/gain on sale of assets2016-12-31$172,359
Total of all expenses incurred2016-12-31$3,232,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,223,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,415,567
Value of total assets at end of year2016-12-31$157,247,166
Value of total assets at beginning of year2016-12-31$50,328,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,999
Total interest from all sources2016-12-31$99
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$177,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$177,911
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$2,241,558
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$106,918,986
Value of net assets at end of year (total assets less liabilities)2016-12-31$157,247,166
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$50,328,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$8,999
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,168,640
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,276,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$10,209
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$99
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-68,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$150,394,944
Assets. Invements in employer securities at beginning of year2016-12-31$44,044,338
Contributions received in cash from employer2016-12-31$2,415,567
Employer contributions (assets) at end of year2016-12-31$1,673,373
Employer contributions (assets) at beginning of year2016-12-31$1,007,756
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,223,855
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$8,207,443
Aggregate carrying amount (costs) on sale of assets2016-12-31$8,035,084
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31DREYER, ROBBINS & ASSOCIATES
Accountancy firm EIN2016-12-31953683517
2015 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$3,839,463
Total unrealized appreciation/depreciation of assets2015-12-31$3,839,463
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$6,001,812
Total loss/gain on sale of assets2015-12-31$-49,937
Total of all expenses incurred2015-12-31$4,167,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,158,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,239,818
Value of total assets at end of year2015-12-31$50,328,180
Value of total assets at beginning of year2015-12-31$48,493,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,897
Total interest from all sources2015-12-31$23
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$190,070
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$190,070
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$1,528,680
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,834,742
Value of net assets at end of year (total assets less liabilities)2015-12-31$50,328,180
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$48,493,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$8,897
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,276,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,595,347
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$46,478
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$46,478
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$23
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-217,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$44,044,338
Assets. Invements in employer securities at beginning of year2015-12-31$41,733,675
Contributions received in cash from employer2015-12-31$2,239,818
Employer contributions (assets) at end of year2015-12-31$1,007,756
Employer contributions (assets) at beginning of year2015-12-31$2,117,938
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,158,173
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$5,266,716
Aggregate carrying amount (costs) on sale of assets2015-12-31$5,316,653
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31DREYER, ROBBINS & ASSOCIATES
Accountancy firm EIN2015-12-31953683517
2014 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$2,917,114
Total unrealized appreciation/depreciation of assets2014-12-31$2,917,114
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,907
Total income from all sources (including contributions)2014-12-31$6,230,703
Total loss/gain on sale of assets2014-12-31$58,780
Total of all expenses incurred2014-12-31$3,340,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,326,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,181,774
Value of total assets at end of year2014-12-31$48,493,438
Value of total assets at beginning of year2014-12-31$45,606,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$14,353
Total interest from all sources2014-12-31$13,098
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$130,866
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$130,866
Administrative expenses professional fees incurred2014-12-31$14,353
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$1,602,992
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$12,684
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$2,907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,890,156
Value of net assets at end of year (total assets less liabilities)2014-12-31$48,493,438
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$45,603,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,595,347
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,854,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$46,478
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$264,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$264,135
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$13,098
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-70,929
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$41,733,675
Assets. Invements in employer securities at beginning of year2014-12-31$40,419,548
Contributions received in cash from employer2014-12-31$3,181,774
Employer contributions (assets) at end of year2014-12-31$2,117,938
Employer contributions (assets) at beginning of year2014-12-31$536,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,326,194
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$1,519,022
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$5,175,289
Aggregate carrying amount (costs) on sale of assets2014-12-31$5,116,509
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DREYER, ROBBINS & ASSOCIATES
Accountancy firm EIN2014-12-31953683517
2013 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,706,816
Total unrealized appreciation/depreciation of assets2013-12-31$1,706,816
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,907
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,538
Total income from all sources (including contributions)2013-12-31$4,479,097
Total loss/gain on sale of assets2013-12-31$-3,603
Total of all expenses incurred2013-12-31$3,360,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,348,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,743,392
Value of total assets at end of year2013-12-31$45,606,189
Value of total assets at beginning of year2013-12-31$44,490,173
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,825
Total interest from all sources2013-12-31$48,248
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$45,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$45,806
Administrative expenses professional fees incurred2013-12-31$11,825
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$12,684
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$17,554
Liabilities. Value of operating payables at end of year2013-12-31$2,907
Liabilities. Value of operating payables at beginning of year2013-12-31$5,538
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,118,647
Value of net assets at end of year (total assets less liabilities)2013-12-31$45,603,282
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$44,484,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,854,636
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,172,217
Income. Interest from US Government securities2013-12-31$405
Income. Interest from corporate debt instruments2013-12-31$47,467
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$264,135
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$117,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$117,534
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$376
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$25,387
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-61,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$40,419,548
Assets. Invements in employer securities at beginning of year2013-12-31$38,681,158
Contributions received in cash from employer2013-12-31$2,743,392
Employer contributions (assets) at end of year2013-12-31$536,164
Employer contributions (assets) at beginning of year2013-12-31$1,542,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,348,625
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$1,519,022
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$1,933,551
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$396,363
Aggregate carrying amount (costs) on sale of assets2013-12-31$399,966
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31DREYER, EDMONDS & ROBBINS
Accountancy firm EIN2013-12-31953683517
2012 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$882,705
Total unrealized appreciation/depreciation of assets2012-12-31$882,705
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,538
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$13,923
Total income from all sources (including contributions)2012-12-31$3,762,367
Total loss/gain on sale of assets2012-12-31$-7,774
Total of all expenses incurred2012-12-31$2,562,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,551,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,645,283
Value of total assets at end of year2012-12-31$44,490,173
Value of total assets at beginning of year2012-12-31$43,299,064
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,474
Total interest from all sources2012-12-31$105,111
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$68,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$68,743
Administrative expenses professional fees incurred2012-12-31$11,474
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$17,554
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$24,343
Liabilities. Value of operating payables at end of year2012-12-31$5,538
Liabilities. Value of operating payables at beginning of year2012-12-31$13,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,199,494
Value of net assets at end of year (total assets less liabilities)2012-12-31$44,484,635
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$43,285,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,172,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,431,987
Income. Interest from US Government securities2012-12-31$7,036
Income. Interest from corporate debt instruments2012-12-31$96,230
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$117,534
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$86,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$86,474
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,845
Asset value of US Government securities at end of year2012-12-31$25,387
Asset value of US Government securities at beginning of year2012-12-31$824,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$68,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$38,681,158
Assets. Invements in employer securities at beginning of year2012-12-31$36,317,765
Contributions received in cash from employer2012-12-31$2,645,283
Employer contributions (assets) at end of year2012-12-31$1,542,772
Employer contributions (assets) at beginning of year2012-12-31$1,397,489
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,551,399
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$1,933,551
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$2,216,326
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$16,247
Aggregate carrying amount (costs) on sale of assets2012-12-31$24,021
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DREYER, EDMONDS & ROBBINS
Accountancy firm EIN2012-12-31953683517
2011 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$701,540
Total unrealized appreciation/depreciation of assets2011-12-31$701,540
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$13,923
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$7,835
Total income from all sources (including contributions)2011-12-31$3,500,861
Total loss/gain on sale of assets2011-12-31$-14,488
Total of all expenses incurred2011-12-31$3,070,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,051,675
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,571,212
Value of total assets at end of year2011-12-31$43,299,064
Value of total assets at beginning of year2011-12-31$42,862,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$19,108
Total interest from all sources2011-12-31$99,199
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$63,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$63,443
Administrative expenses professional fees incurred2011-12-31$19,108
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$24,343
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$15,080
Liabilities. Value of operating payables at end of year2011-12-31$13,923
Liabilities. Value of operating payables at beginning of year2011-12-31$7,835
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$430,078
Value of net assets at end of year (total assets less liabilities)2011-12-31$43,285,141
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$42,855,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,431,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,598,406
Income. Interest from US Government securities2011-12-31$9,887
Income. Interest from corporate debt instruments2011-12-31$83,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$86,474
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$546,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$546,538
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$6,256
Asset value of US Government securities at end of year2011-12-31$824,680
Asset value of US Government securities at beginning of year2011-12-31$101,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$79,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$36,317,765
Assets. Invements in employer securities at beginning of year2011-12-31$35,584,685
Contributions received in cash from employer2011-12-31$2,571,212
Employer contributions (assets) at end of year2011-12-31$1,397,489
Employer contributions (assets) at beginning of year2011-12-31$1,626,277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,051,675
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$2,216,326
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$2,390,133
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$3,515,047
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,529,535
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DREYER, EDMONDS & ROBBINS
Accountancy firm EIN2011-12-31953683517
2010 : KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,001,825
Total unrealized appreciation/depreciation of assets2010-12-31$2,001,825
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7,835
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7,257
Total income from all sources (including contributions)2010-12-31$4,683,105
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,622,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,606,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,530,984
Value of total assets at end of year2010-12-31$42,862,898
Value of total assets at beginning of year2010-12-31$40,801,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$15,897
Total interest from all sources2010-12-31$77,501
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$72,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$72,795
Administrative expenses professional fees incurred2010-12-31$15,897
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$15,080
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$13,167
Liabilities. Value of operating payables at end of year2010-12-31$7,835
Liabilities. Value of operating payables at beginning of year2010-12-31$7,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,060,960
Value of net assets at end of year (total assets less liabilities)2010-12-31$42,855,063
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$40,794,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,598,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,416,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$546,538
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,772,736
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,772,736
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$77,501
Asset value of US Government securities at end of year2010-12-31$101,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$35,584,685
Assets. Invements in employer securities at beginning of year2010-12-31$33,605,371
Contributions received in cash from employer2010-12-31$2,530,984
Employer contributions (assets) at end of year2010-12-31$1,626,277
Employer contributions (assets) at beginning of year2010-12-31$1,095,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,606,248
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$2,390,133
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$1,897,948
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DREYER, EDMONDS & ROBBINS
Accountancy firm EIN2010-12-31953683517

Form 5500 Responses for KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN

2020: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: KEENAN & ASSOCIATES EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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