401k Plan data: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST plan

GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 401k Plan overview

Plan Name	GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST
Plan identification number	001

GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

GOLDEN EMPIRE TRANSIT DISTRICT has sponsored the creation of one or more 401k plans.

Company Name: GOLDEN EMPIRE TRANSIT DISTRICT

Employer identification number (EIN): 952812435

NAIC Classification: 485110
NAIC Description: Urban Transit Systems

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-07-01 JOHN STEVEN WOODS JOHN STEVEN WOODS 2018-02-15
001 2015-07-01 JOHN WOODS
001 2014-07-01 JOHN WOODS
001 2013-07-01 JOHN WOODS
001 2012-07-01 JOHN WOODS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-07-01	JOHN STEVEN WOODS	JOHN STEVEN WOODS	2018-02-15
001	2015-07-01	JOHN WOODS
001	2014-07-01	JOHN WOODS
001	2013-07-01	JOHN WOODS
001	2012-07-01	JOHN WOODS

Plan Statistics for GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST

401k plan membership statisitcs for GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST

Measure Date Value
2016: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-07-01 168
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 225
Number of retired or separated participants receiving benefits 2016-07-01 2
Number of other retired or separated participants entitled to future benefits 2016-07-01 3
Total of all active and inactive participants 2016-07-01 230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 230
Number of participants with account balances 2016-07-01 177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 1
2015: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-07-01 167
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 127
Number of retired or separated participants receiving benefits 2015-07-01 3
Number of other retired or separated participants entitled to future benefits 2015-07-01 38
Total of all active and inactive participants 2015-07-01 168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 168
Number of participants with account balances 2015-07-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 1
2014: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-07-01 171
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 128
Number of retired or separated participants receiving benefits 2014-07-01 3
Number of other retired or separated participants entitled to future benefits 2014-07-01 36
Total of all active and inactive participants 2014-07-01 167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 167
Number of participants with account balances 2014-07-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-07-01 169
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 132
Number of retired or separated participants receiving benefits 2013-07-01 3
Number of other retired or separated participants entitled to future benefits 2013-07-01 36
Total of all active and inactive participants 2013-07-01 171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 171
Number of participants with account balances 2013-07-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 1
2012: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-07-01 173
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 133
Number of retired or separated participants receiving benefits 2012-07-01 2
Number of other retired or separated participants entitled to future benefits 2012-07-01 34
Total of all active and inactive participants 2012-07-01 169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 169
Number of participants with account balances 2012-07-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 3

Measure	Date	Value
2016: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-07-01	168
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	225
Number of retired or separated participants receiving benefits	2016-07-01	2
Number of other retired or separated participants entitled to future benefits	2016-07-01	3
Total of all active and inactive participants	2016-07-01	230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	230
Number of participants with account balances	2016-07-01	177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	1
2015: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-07-01	167
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	127
Number of retired or separated participants receiving benefits	2015-07-01	3
Number of other retired or separated participants entitled to future benefits	2015-07-01	38
Total of all active and inactive participants	2015-07-01	168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	168
Number of participants with account balances	2015-07-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	1
2014: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-07-01	171
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	128
Number of retired or separated participants receiving benefits	2014-07-01	3
Number of other retired or separated participants entitled to future benefits	2014-07-01	36
Total of all active and inactive participants	2014-07-01	167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	167
Number of participants with account balances	2014-07-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-07-01	169
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	132
Number of retired or separated participants receiving benefits	2013-07-01	3
Number of other retired or separated participants entitled to future benefits	2013-07-01	36
Total of all active and inactive participants	2013-07-01	171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	171
Number of participants with account balances	2013-07-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	1
2012: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-07-01	173
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	133
Number of retired or separated participants receiving benefits	2012-07-01	2
Number of other retired or separated participants entitled to future benefits	2012-07-01	34
Total of all active and inactive participants	2012-07-01	169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	169
Number of participants with account balances	2012-07-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	3

Financial Data on GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST

Measure	Date	Value
2017 : GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$2,512,249
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$971,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$971,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$848,186
Value of total assets at end of year	2017-06-30	$15,513,412
Value of total assets at beginning of year	2017-06-30	$13,972,739
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$0
Total interest from all sources	2017-06-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$500,000
If this is an individual account plan, was there a blackout period	2017-06-30	Yes
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Contributions received from participants	2017-06-30	$424,093
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$1,540,673
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$15,513,412
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$13,972,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$13,310,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$11,927,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-06-30	$2,203,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-06-30	$2,045,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$1,664,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$424,093
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$971,576
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-06-30	Yes
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	BROWN AMRSTRONG ACCOUNTANCY CORP
Accountancy firm EIN	2017-06-30	953109182
2016 : GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$692,212
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$1,550,865
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$1,550,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$882,596
Value of total assets at end of year	2016-06-30	$13,972,739
Value of total assets at beginning of year	2016-06-30	$14,831,392
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$350
Total interest from all sources	2016-06-30	$29,596
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$246,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$246,151
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$500,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$441,298
Administrative expenses (other) incurred	2016-06-30	$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$-858,653
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$13,972,739
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$14,831,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$11,927,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$12,763,573
Interest earned on other investments	2016-06-30	$29,596
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$2,045,466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$2,067,819
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-466,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$441,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$1,550,515
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	BROWN ARMSTRONG ACCOUNTANCY CORP
Accountancy firm EIN	2016-06-30	953109182
2015 : GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$1,206,709
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$1,178,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$1,177,872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$853,800
Value of total assets at end of year	2015-06-30	$14,831,392
Value of total assets at beginning of year	2015-06-30	$14,802,730
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$175
Total interest from all sources	2015-06-30	$28,622
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$243,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$243,731
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$500,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$426,900
Administrative expenses (other) incurred	2015-06-30	$175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$28,662
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$14,831,392
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$14,802,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$12,763,573
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$12,935,968
Interest earned on other investments	2015-06-30	$28,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$2,067,819
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$1,866,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$80,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$426,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$1,177,872
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	BROWN ARMSTRONG ACCOUNTANCY CORP
Accountancy firm EIN	2015-06-30	953109182
2014 : GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$3,058,469
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$1,323,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$1,321,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$831,067
Value of total assets at end of year	2014-06-30	$14,802,730
Value of total assets at beginning of year	2014-06-30	$13,067,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$1,975
Total interest from all sources	2014-06-30	$30,409
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$290,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$290,855
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$415,329
Administrative expenses (other) incurred	2014-06-30	$1,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$1,735,435
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$14,802,730
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$13,067,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$12,935,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$11,308,592
Interest earned on other investments	2014-06-30	$30,409
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$1,758,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$1,758,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$1,866,762
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$1,906,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$415,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$1,321,059
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	BROWN ARMSTRONG ACCOUNTANCY CORP
Accountancy firm EIN	2014-06-30	953109182
2013 : GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$2,114,293
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$862,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$861,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$811,041
Value of total assets at end of year	2013-06-30	$13,067,295
Value of total assets at beginning of year	2013-06-30	$11,815,627
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$976
Total interest from all sources	2013-06-30	$284
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$323,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$323,146
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$405,722
Participant contributions at beginning of year	2013-06-30	$7,592
Administrative expenses (other) incurred	2013-06-30	$976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$1,251,668
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$13,067,295
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$11,815,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$11,308,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$10,050,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$1,758,703
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$1,749,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$1,749,891
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$284
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$979,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$405,319
Employer contributions (assets) at beginning of year	2013-06-30	$7,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$861,649
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	BROWN ARMSTRONG ACCOUNTANCY CORP
Accountancy firm EIN	2013-06-30	953109182

Form 5500 Responses for GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST

2016: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement – Insurance	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: GOLDEN EMPIRE TRANSIT DISTRICT CONTRIBUTORY SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074100

Policy instance

Insurance contract or identification number	074100
Number of Individuals Covered	168
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $4,068
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	4068
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LPA INSURANCE AGENCY

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074100

Policy instance

Insurance contract or identification number	074100
Number of Individuals Covered	167
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $3,971
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	3971
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LPA INSURANCE AGENCY

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

074100

Policy instance

Insurance contract or identification number	074100
Number of Individuals Covered	171
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $24,127
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	Yes
Amount paid for insurance broker fees	23947
Additional information about fees paid to insurance broker	SERVICES TO INSURER OR PLAN
Insurance broker organization code?	4
Insurance broker name	LPA INSURANCE AGENCY

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	GOLDEN EMPIRE TRANSIT DISTRICT
Employer identification number (EIN):	952812435
NAIC Classification:	485110
NAIC Description:	Urban Transit Systems