401k Plan data: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST plan

SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	002

SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOWINS & GOTELLI, D.D.S., INC. has sponsored the creation of one or more 401k plans.

Company Name: SOWINS & GOTELLI, D.D.S., INC.

Employer identification number (EIN): 952841420

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-07-01 DOUG KATERS, FOR SBPC, INC. 2023-03-08
002 2020-07-01 DOUG KATERS, FOR SBPC, INC. 2021-11-17
002 2019-07-01 DOUG KATERS, FOR SBPC, INC. 2021-01-27
002 2018-07-01 DOUG KATERS, FOR SBPC, INC. 2020-01-28
002 2017-07-01 DOUG KATERS, FOR SBPC, INC. 2018-10-30
002 2016-07-01 DOUG KATERS, FOR SBPC, INC. 2018-01-31
002 2015-07-01 DOUG KATERS, FOR SBPC, INC. 2017-01-10
002 2014-07-01 DOUG KATERS, FOR SBPC, INC.
002 2013-07-01 DOUG KATERS, FOR SBPC, INC.
002 2012-07-01 DOUG KATERS, FOR SBPC, INC.
002 2011-07-01 DOUG KATERS
002 2009-07-01 DOUG KATERS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2021-07-01	DOUG KATERS, FOR SBPC, INC.	2023-03-08
002	2020-07-01	DOUG KATERS, FOR SBPC, INC.	2021-11-17
002	2019-07-01	DOUG KATERS, FOR SBPC, INC.	2021-01-27
002	2018-07-01	DOUG KATERS, FOR SBPC, INC.	2020-01-28
002	2017-07-01	DOUG KATERS, FOR SBPC, INC.	2018-10-30
002	2016-07-01	DOUG KATERS, FOR SBPC, INC.	2018-01-31
002	2015-07-01	DOUG KATERS, FOR SBPC, INC.	2017-01-10
002	2014-07-01	DOUG KATERS, FOR SBPC, INC.
002	2013-07-01	DOUG KATERS, FOR SBPC, INC.
002	2012-07-01	DOUG KATERS, FOR SBPC, INC.
002	2011-07-01	DOUG KATERS
002	2009-07-01	DOUG KATERS

Plan Statistics for SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure Date Value
2014: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-07-01 11
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 8
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 4
Total of all active and inactive participants 2014-07-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 12
Number of participants with account balances 2014-07-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-07-01 10
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 8
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 3
Total of all active and inactive participants 2013-07-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 11
Number of participants with account balances 2013-07-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-07-01 9
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 8
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 2
Total of all active and inactive participants 2012-07-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 10
Number of participants with account balances 2012-07-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 1
2011: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-07-01 10
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 9
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 0
Total of all active and inactive participants 2011-07-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 9
Number of participants with account balances 2011-07-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2009: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-07-01 12
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 10
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 1
Total of all active and inactive participants 2009-07-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 11
Number of participants with account balances 2009-07-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 0

Measure	Date	Value
2014: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-07-01	11
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	8
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	4
Total of all active and inactive participants	2014-07-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	12
Number of participants with account balances	2014-07-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-07-01	10
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	8
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	3
Total of all active and inactive participants	2013-07-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	11
Number of participants with account balances	2013-07-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-07-01	9
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	8
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	2
Total of all active and inactive participants	2012-07-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	10
Number of participants with account balances	2012-07-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	1
2011: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-07-01	10
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	9
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	0
Total of all active and inactive participants	2011-07-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	9
Number of participants with account balances	2011-07-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2009: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-07-01	12
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	10
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	1
Total of all active and inactive participants	2009-07-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	11
Number of participants with account balances	2009-07-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	0

Financial Data on SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST

Measure	Date	Value
2015 : SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Transfers to/from the plan	2015-06-30	$0
Total plan liabilities at end of year	2015-06-30	$0
Total plan liabilities at beginning of year	2015-06-30	$480,733
Total income from all sources	2015-06-30	$-109,021
Expenses. Total of all expenses incurred	2015-06-30	$325,828
Benefits paid (including direct rollovers)	2015-06-30	$318,924
Total plan assets at end of year	2015-06-30	$491,001
Total plan assets at beginning of year	2015-06-30	$1,406,583
Value of fidelity bond covering the plan	2015-06-30	$650,000
Total contributions received or receivable from participants	2015-06-30	$17,489
Expenses. Other expenses not covered elsewhere	2015-06-30	$2,068
Contributions received from other sources (not participants or employers)	2015-06-30	$0
Other income received	2015-06-30	$-137,820
Noncash contributions received	2015-06-30	$0
Net income (gross income less expenses)	2015-06-30	$-434,849
Net plan assets at end of year (total assets less liabilities)	2015-06-30	$491,001
Net plan assets at beginning of year (total assets less liabilities)	2015-06-30	$925,850
Assets. Value of participant loans	2015-06-30	$88,251
Assets. Value of real-estate (other than employer real property)	2015-06-30	$0
Total contributions received or receivable from employer(s)	2015-06-30	$11,310
Value of certain deemed distributions of participant loans	2015-06-30	$0
Value of corrective distributions	2015-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-06-30	$4,836
2014 : SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Transfers to/from the plan	2014-06-30	$0
Total plan liabilities at end of year	2014-06-30	$480,733
Total plan liabilities at beginning of year	2014-06-30	$0
Total income from all sources	2014-06-30	$-31,334
Expenses. Total of all expenses incurred	2014-06-30	$45,319
Benefits paid (including direct rollovers)	2014-06-30	$0
Total plan assets at end of year	2014-06-30	$1,406,583
Total plan assets at beginning of year	2014-06-30	$1,002,503
Value of fidelity bond covering the plan	2014-06-30	$650,000
Total contributions received or receivable from participants	2014-06-30	$13,400
Expenses. Other expenses not covered elsewhere	2014-06-30	$37,615
Contributions received from other sources (not participants or employers)	2014-06-30	$0
Other income received	2014-06-30	$-55,874
Noncash contributions received	2014-06-30	$0
Net income (gross income less expenses)	2014-06-30	$-76,653
Net plan assets at end of year (total assets less liabilities)	2014-06-30	$925,850
Net plan assets at beginning of year (total assets less liabilities)	2014-06-30	$1,002,503
Assets. Value of participant loans	2014-06-30	$37,651
Assets. Value of real-estate (other than employer real property)	2014-06-30	$650,000
Total contributions received or receivable from employer(s)	2014-06-30	$11,140
Value of certain deemed distributions of participant loans	2014-06-30	$0
Value of corrective distributions	2014-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-06-30	$7,704
2013 : SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Transfers to/from the plan	2013-06-30	$0
Total plan liabilities at end of year	2013-06-30	$0
Total plan liabilities at beginning of year	2013-06-30	$0
Total income from all sources	2013-06-30	$229,495
Expenses. Total of all expenses incurred	2013-06-30	$43,723
Benefits paid (including direct rollovers)	2013-06-30	$0
Total plan assets at end of year	2013-06-30	$1,002,503
Total plan assets at beginning of year	2013-06-30	$816,731
Value of fidelity bond covering the plan	2013-06-30	$1,010,000
Total contributions received or receivable from participants	2013-06-30	$13,050
Expenses. Other expenses not covered elsewhere	2013-06-30	$35,960
Contributions received from other sources (not participants or employers)	2013-06-30	$0
Other income received	2013-06-30	$205,540
Noncash contributions received	2013-06-30	$0
Net income (gross income less expenses)	2013-06-30	$185,772
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$1,002,503
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$816,731
Assets. Value of participant loans	2013-06-30	$35,472
Assets. Value of real-estate (other than employer real property)	2013-06-30	$835,000
Total contributions received or receivable from employer(s)	2013-06-30	$10,905
Value of certain deemed distributions of participant loans	2013-06-30	$0
Value of corrective distributions	2013-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-06-30	$7,763
2012 : SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total plan liabilities at end of year	2012-06-30	$0
Total plan liabilities at beginning of year	2012-06-30	$0
Total income from all sources	2012-06-30	$33,405
Expenses. Total of all expenses incurred	2012-06-30	$135,784
Benefits paid (including direct rollovers)	2012-06-30	$87,906
Total plan assets at end of year	2012-06-30	$816,731
Total plan assets at beginning of year	2012-06-30	$919,110
Value of fidelity bond covering the plan	2012-06-30	$350,000
Total contributions received or receivable from participants	2012-06-30	$17,725
Expenses. Other expenses not covered elsewhere	2012-06-30	$34,027
Contributions received from other sources (not participants or employers)	2012-06-30	$0
Other income received	2012-06-30	$3,700
Noncash contributions received	2012-06-30	$0
Net income (gross income less expenses)	2012-06-30	$-102,379
Net plan assets at end of year (total assets less liabilities)	2012-06-30	$816,731
Net plan assets at beginning of year (total assets less liabilities)	2012-06-30	$919,110
Assets. Value of participant loans	2012-06-30	$34,513
Assets. Value of real-estate (other than employer real property)	2012-06-30	$680,000
Total contributions received or receivable from employer(s)	2012-06-30	$11,980
Value of certain deemed distributions of participant loans	2012-06-30	$0
Value of corrective distributions	2012-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-06-30	$13,851
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
2011 : SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Transfers to/from the plan	2011-06-30	$0
Total plan liabilities at end of year	2011-06-30	$0
Total plan liabilities at beginning of year	2011-06-30	$0
Total income from all sources	2011-06-30	$54,369
Expenses. Total of all expenses incurred	2011-06-30	$96,724
Benefits paid (including direct rollovers)	2011-06-30	$54,498
Total plan assets at end of year	2011-06-30	$919,110
Total plan assets at beginning of year	2011-06-30	$961,465
Value of fidelity bond covering the plan	2011-06-30	$350,000
Total contributions received or receivable from participants	2011-06-30	$37,925
Assets. Value of loans (other than to participants)	2011-06-30	$75,000
Expenses. Other expenses not covered elsewhere	2011-06-30	$30,710
Contributions received from other sources (not participants or employers)	2011-06-30	$0
Other income received	2011-06-30	$-6,684
Noncash contributions received	2011-06-30	$0
Net income (gross income less expenses)	2011-06-30	$-42,355
Net plan assets at end of year (total assets less liabilities)	2011-06-30	$919,110
Net plan assets at beginning of year (total assets less liabilities)	2011-06-30	$961,465
Assets. Value of participant loans	2011-06-30	$27,620
Assets. Value of real-estate (other than employer real property)	2011-06-30	$650,000
Total contributions received or receivable from employer(s)	2011-06-30	$23,128
Value of certain deemed distributions of participant loans	2011-06-30	$0
Value of corrective distributions	2011-06-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-06-30	$11,516
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
2010 : SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST

2014: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: SOWINS & GOTELLI, D.D.S., INC. 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SOWINS & GOTELLI, D.D.S., INC.
Employer identification number (EIN):	952841420
NAIC Classification:	621210
NAIC Description:	Offices of Dentists