401k Plan data: SWETT & CRAWFORD 401(K) RETIREMENT PLAN plan

SWETT & CRAWFORD 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	SWETT & CRAWFORD 401(K) RETIREMENT PLAN
Plan identification number	001

SWETT & CRAWFORD 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE SWETT & CRAWFORD GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE SWETT & CRAWFORD GROUP, INC.

Employer identification number (EIN): 952885109

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWETT & CRAWFORD 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 STEVE REEDER
001 2015-01-01 STEVE REEDER
001 2014-01-01 MICHAEL BAVELY
001 2013-01-01 MICHAEL BAVELY MICHAEL BAVELY 2014-09-19
001 2012-01-01 MICHAEL BAVELY MICHAEL BAVELY 2013-10-10
001 2011-01-01 MICHAEL BAVELY MICHAEL BAVELY 2012-10-12
001 2010-01-01 MICHAEL BAVELY
001 2009-01-01 MICHAEL BAVELY MICHAEL BAVELY 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	STEVE REEDER
001	2015-01-01	STEVE REEDER
001	2014-01-01	MICHAEL BAVELY
001	2013-01-01	MICHAEL BAVELY	MICHAEL BAVELY	2014-09-19
001	2012-01-01	MICHAEL BAVELY	MICHAEL BAVELY	2013-10-10
001	2011-01-01	MICHAEL BAVELY	MICHAEL BAVELY	2012-10-12
001	2010-01-01	MICHAEL BAVELY
001	2009-01-01	MICHAEL BAVELY	MICHAEL BAVELY	2010-10-08

Plan Statistics for SWETT & CRAWFORD 401(K) RETIREMENT PLAN

401k plan membership statisitcs for SWETT & CRAWFORD 401(K) RETIREMENT PLAN

Measure Date Value
2016: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 834
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 836
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 707
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 127
Total of all active and inactive participants 2015-01-01 834
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 834
Number of participants with account balances 2015-01-01 711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 31
2014: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 852
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 710
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 126
Total of all active and inactive participants 2014-01-01 836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 836
Number of participants with account balances 2014-01-01 683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 28
2013: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 852
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 745
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 107
Total of all active and inactive participants 2013-01-01 852
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 852
Number of participants with account balances 2013-01-01 671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 12
2012: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 831
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 740
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 111
Total of all active and inactive participants 2012-01-01 851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 852
Number of participants with account balances 2012-01-01 655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 11
2011: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 818
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 730
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 100
Total of all active and inactive participants 2011-01-01 830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 831
Number of participants with account balances 2011-01-01 658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 21
2010: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 860
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 746
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 72
Total of all active and inactive participants 2010-01-01 818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 818
Number of participants with account balances 2010-01-01 627
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 18
2009: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 880
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 799
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 61
Total of all active and inactive participants 2009-01-01 860
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 860
Number of participants with account balances 2009-01-01 648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 15

Measure	Date	Value
2016: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	834
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	836
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	707
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	127
Total of all active and inactive participants	2015-01-01	834
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	834
Number of participants with account balances	2015-01-01	711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	31
2014: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	852
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	710
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	126
Total of all active and inactive participants	2014-01-01	836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	836
Number of participants with account balances	2014-01-01	683
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	28
2013: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	852
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	745
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	107
Total of all active and inactive participants	2013-01-01	852
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	852
Number of participants with account balances	2013-01-01	671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	12
2012: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	831
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	740
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	111
Total of all active and inactive participants	2012-01-01	851
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	852
Number of participants with account balances	2012-01-01	655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	818
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	730
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	100
Total of all active and inactive participants	2011-01-01	830
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	831
Number of participants with account balances	2011-01-01	658
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	21
2010: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	860
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	746
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	72
Total of all active and inactive participants	2010-01-01	818
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	818
Number of participants with account balances	2010-01-01	627
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	18
2009: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	880
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	799
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	61
Total of all active and inactive participants	2009-01-01	860
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	860
Number of participants with account balances	2009-01-01	648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	15

Financial Data on SWETT & CRAWFORD 401(K) RETIREMENT PLAN

Measure	Date	Value
2016 : SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-07-29	$0
Total transfer of assets from this plan	2016-07-29	$92,210,738
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-29	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-07-29	$159,111
Total income from all sources (including contributions)	2016-07-29	$8,921,139
Total loss/gain on sale of assets	2016-07-29	$0
Total of all expenses incurred	2016-07-29	$10,243,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-07-29	$10,164,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-07-29	$4,426,727
Value of total assets at end of year	2016-07-29	$0
Value of total assets at beginning of year	2016-07-29	$93,692,405
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-07-29	$78,894
Total interest from all sources	2016-07-29	$23,083
Total dividends received (eg from common stock, registered investment company shares)	2016-07-29	$548,046
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-07-29	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-07-29	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-07-29	$548,046
Was this plan covered by a fidelity bond	2016-07-29	Yes
Value of fidelity bond cover	2016-07-29	$2,000,000
If this is an individual account plan, was there a blackout period	2016-07-29	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-07-29	$0
Were there any nonexempt tranactions with any party-in-interest	2016-07-29	No
Contributions received from participants	2016-07-29	$3,098,232
Participant contributions at end of year	2016-07-29	$0
Participant contributions at beginning of year	2016-07-29	$1,002,726
Participant contributions at end of year	2016-07-29	$0
Participant contributions at beginning of year	2016-07-29	$103,866
Income. Received or receivable in cash from other sources (including rollovers)	2016-07-29	$129,052
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-07-29	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-07-29	$19,023
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-07-29	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-07-29	$159,111
Other income not declared elsewhere	2016-07-29	$153
Administrative expenses (other) incurred	2016-07-29	$78,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-07-29	No
Value of net income/loss	2016-07-29	$-1,322,556
Value of net assets at end of year (total assets less liabilities)	2016-07-29	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-07-29	$93,533,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-07-29	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-07-29	No
Were any leases to which the plan was party in default or uncollectible	2016-07-29	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-07-29	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-07-29	$77,192,613
Interest on participant loans	2016-07-29	$23,083
Value of interest in common/collective trusts at end of year	2016-07-29	$0
Value of interest in common/collective trusts at beginning of year	2016-07-29	$15,335,987
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-07-29	$3,768,869
Net investment gain or loss from common/collective trusts	2016-07-29	$154,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-07-29	No
Was there a failure to transmit to the plan any participant contributions	2016-07-29	No
Has the plan failed to provide any benefit when due under the plan	2016-07-29	No
Contributions received in cash from employer	2016-07-29	$1,199,443
Employer contributions (assets) at end of year	2016-07-29	$0
Employer contributions (assets) at beginning of year	2016-07-29	$38,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-07-29	$10,164,801
Did the plan have assets held for investment	2016-07-29	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-07-29	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-07-29	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-07-29	Yes
Opinion of an independent qualified public accountant for this plan	2016-07-29	Disclaimer
Accountancy firm name	2016-07-29	GRANT THORNTON LLP
Accountancy firm EIN	2016-07-29	366055558
2015 : SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$159,111
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$150,306
Total income from all sources (including contributions)	2015-12-31	$6,643,456
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$7,399,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$7,233,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$6,953,346
Value of total assets at end of year	2015-12-31	$93,692,405
Value of total assets at beginning of year	2015-12-31	$94,440,033
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$166,178
Total interest from all sources	2015-12-31	$44,482
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,310,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,310,157
Administrative expenses professional fees incurred	2015-12-31	$14,836
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2015-12-31	$3,417
Contributions received from participants	2015-12-31	$4,580,126
Participant contributions at end of year	2015-12-31	$1,002,726
Participant contributions at beginning of year	2015-12-31	$1,072,118
Participant contributions at end of year	2015-12-31	$103,866
Participant contributions at beginning of year	2015-12-31	$89,895
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$584,812
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$19,023
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$25,424
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$159,111
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$150,306
Other income not declared elsewhere	2015-12-31	$4,735
Administrative expenses (other) incurred	2015-12-31	$151,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-756,433
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$93,533,294
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$94,289,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$77,192,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$77,048,862
Interest on participant loans	2015-12-31	$44,482
Value of interest in common/collective trusts at end of year	2015-12-31	$15,335,987
Value of interest in common/collective trusts at beginning of year	2015-12-31	$16,165,479
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,955,229
Net investment gain or loss from common/collective trusts	2015-12-31	$285,965
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,788,408
Employer contributions (assets) at end of year	2015-12-31	$38,190
Employer contributions (assets) at beginning of year	2015-12-31	$38,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$7,233,711
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
2014 : SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$150,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$158,142
Total income from all sources (including contributions)	2014-12-31	$12,933,456
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$6,538,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$6,355,543
Value of total corrective distributions	2014-12-31	$2,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$6,572,879
Value of total assets at end of year	2014-12-31	$94,440,033
Value of total assets at beginning of year	2014-12-31	$88,052,970
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$180,681
Total interest from all sources	2014-12-31	$44,471
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,246,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,246,127
Administrative expenses professional fees incurred	2014-12-31	$16,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2014-12-31	$3,417
Contributions received from participants	2014-12-31	$4,544,152
Participant contributions at end of year	2014-12-31	$1,072,118
Participant contributions at beginning of year	2014-12-31	$1,048,822
Participant contributions at end of year	2014-12-31	$89,895
Participant contributions at beginning of year	2014-12-31	$103,263
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$311,991
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$25,424
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$28,387
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$150,306
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$158,142
Administrative expenses (other) incurred	2014-12-31	$164,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$6,394,899
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$94,289,727
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$87,894,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$77,048,862
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$62,648,504
Interest on participant loans	2014-12-31	$44,471
Value of interest in common/collective trusts at end of year	2014-12-31	$16,165,479
Value of interest in common/collective trusts at beginning of year	2014-12-31	$24,184,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$4,752,768
Net investment gain or loss from common/collective trusts	2014-12-31	$317,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,716,736
Employer contributions (assets) at end of year	2014-12-31	$38,255
Employer contributions (assets) at beginning of year	2014-12-31	$39,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$6,355,543
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2014-12-31	366055558
2013 : SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$158,142
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$388,366
Total income from all sources (including contributions)	2013-12-31	$20,284,862
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$8,181,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$7,963,244
Expenses. Certain deemed distributions of participant loans	2013-12-31	$2,632
Value of total corrective distributions	2013-12-31	$20,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,387,048
Value of total assets at end of year	2013-12-31	$88,052,970
Value of total assets at beginning of year	2013-12-31	$76,179,809
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$195,258
Total interest from all sources	2013-12-31	$40,383
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$956,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$956,743
Administrative expenses professional fees incurred	2013-12-31	$21,010
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$4,368,165
Participant contributions at end of year	2013-12-31	$1,048,822
Participant contributions at beginning of year	2013-12-31	$854,248
Participant contributions at end of year	2013-12-31	$103,263
Participant contributions at beginning of year	2013-12-31	$239,759
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$423,555
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$28,387
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$44,557
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$158,142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$388,366
Other income not declared elsewhere	2013-12-31	$3,700
Administrative expenses (other) incurred	2013-12-31	$174,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$12,103,385
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$87,894,828
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$75,791,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$62,648,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$50,961,635
Interest on participant loans	2013-12-31	$40,383
Value of interest in common/collective trusts at end of year	2013-12-31	$24,184,607
Value of interest in common/collective trusts at beginning of year	2013-12-31	$23,967,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$11,232,010
Net investment gain or loss from common/collective trusts	2013-12-31	$1,664,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,595,328
Employer contributions (assets) at end of year	2013-12-31	$39,387
Employer contributions (assets) at beginning of year	2013-12-31	$112,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$7,963,244
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$388,366
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$301,762
Total income from all sources (including contributions)	2012-12-31	$14,837,954
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,002,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$4,796,505
Expenses. Certain deemed distributions of participant loans	2012-12-31	$2,632
Value of total corrective distributions	2012-12-31	$24,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,538,059
Value of total assets at end of year	2012-12-31	$76,179,809
Value of total assets at beginning of year	2012-12-31	$66,257,670
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$179,202
Total interest from all sources	2012-12-31	$38,915
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,093,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,093,092
Administrative expenses professional fees incurred	2012-12-31	$11,070
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$4,198,393
Participant contributions at end of year	2012-12-31	$854,248
Participant contributions at beginning of year	2012-12-31	$869,708
Participant contributions at end of year	2012-12-31	$239,759
Participant contributions at beginning of year	2012-12-31	$192,248
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$852,215
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$44,557
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$51,929
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$388,366
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$301,762
Administrative expenses (other) incurred	2012-12-31	$168,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,835,535
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$75,791,443
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$65,955,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$50,961,635
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$42,335,552
Interest on participant loans	2012-12-31	$38,915
Value of interest in common/collective trusts at end of year	2012-12-31	$23,967,485
Value of interest in common/collective trusts at beginning of year	2012-12-31	$22,712,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,743,513
Net investment gain or loss from common/collective trusts	2012-12-31	$1,424,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,487,451
Employer contributions (assets) at end of year	2012-12-31	$112,125
Employer contributions (assets) at beginning of year	2012-12-31	$95,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$4,796,505
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BDO USA, LLP
Accountancy firm EIN	2012-12-31	135381590
2011 : SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$5,421,213
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$301,762
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$363,794
Total income from all sources (including contributions)	2011-12-31	$5,166,489
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$3,642,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,443,644
Value of total corrective distributions	2011-12-31	$35,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,795,395
Value of total assets at end of year	2011-12-31	$66,257,670
Value of total assets at beginning of year	2011-12-31	$59,374,278
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$162,923
Total interest from all sources	2011-12-31	$44,922
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$866,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$866,090
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,163,896
Participant contributions at end of year	2011-12-31	$869,708
Participant contributions at beginning of year	2011-12-31	$897,044
Participant contributions at end of year	2011-12-31	$192,248
Participant contributions at beginning of year	2011-12-31	$182,145
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$100,310
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$51,929
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$51,094
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$301,762
Administrative expenses (other) incurred	2011-12-31	$162,923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,524,211
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$65,955,908
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$59,010,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$42,335,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$38,943,085
Interest on participant loans	2011-12-31	$44,922
Value of interest in common/collective trusts at end of year	2011-12-31	$22,712,600
Value of interest in common/collective trusts at beginning of year	2011-12-31	$19,220,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,022,275
Net investment gain or loss from common/collective trusts	2011-12-31	$482,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,531,189
Employer contributions (assets) at end of year	2011-12-31	$95,633
Employer contributions (assets) at beginning of year	2011-12-31	$79,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,443,644
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$363,794
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BDO USA, LLP
Accountancy firm EIN	2011-12-31	135381590
2010 : SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$363,794
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$12,164,545
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,745,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,591,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,922,799
Value of total assets at end of year	2010-12-31	$59,374,278
Value of total assets at beginning of year	2010-12-31	$50,591,226
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$153,476
Total interest from all sources	2010-12-31	$50,628
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$650,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$650,037
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$4,034,588
Participant contributions at end of year	2010-12-31	$897,044
Participant contributions at beginning of year	2010-12-31	$898,024
Participant contributions at end of year	2010-12-31	$182,145
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$441,553
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$51,094
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$44,406
Administrative expenses (other) incurred	2010-12-31	$153,476
Total non interest bearing cash at beginning of year	2010-12-31	$48
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$8,419,258
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$59,010,484
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$50,591,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$38,943,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$31,507,823
Interest on participant loans	2010-12-31	$50,628
Value of interest in common/collective trusts at end of year	2010-12-31	$19,220,947
Value of interest in common/collective trusts at beginning of year	2010-12-31	$18,140,925
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,218,328
Net investment gain or loss from common/collective trusts	2010-12-31	$1,322,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,446,658
Employer contributions (assets) at end of year	2010-12-31	$79,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,591,811
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$363,794
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BDO USA, LLP
Accountancy firm EIN	2010-12-31	135381590
2009 : SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SWETT & CRAWFORD 401(K) RETIREMENT PLAN

2016: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SWETT & CRAWFORD 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE SWETT & CRAWFORD GROUP, INC.
Employer identification number (EIN):	952885109
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages