STRADLING YOCCA CARLSON & RAUTH has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN
401k plan membership statisitcs for STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN
Measure | Date | Value |
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2022 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2022 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-4,051,698 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-4,051,698 |
Total transfer of assets to this plan | 2022-12-31 | $171,673 |
Total transfer of assets from this plan | 2022-12-31 | $524,918 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-10,429,262 |
Total loss/gain on sale of assets | 2022-12-31 | $-176,372 |
Total of all expenses incurred | 2022-12-31 | $7,278,473 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $7,091,045 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $5,328,914 |
Value of total assets at end of year | 2022-12-31 | $93,259,451 |
Value of total assets at beginning of year | 2022-12-31 | $111,320,431 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $187,428 |
Total interest from all sources | 2022-12-31 | $40,240 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,849,827 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,612,947 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $556,971 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $146,797 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,558,799 |
Participant contributions at end of year | 2022-12-31 | $304,571 |
Participant contributions at beginning of year | 2022-12-31 | $223,277 |
Participant contributions at end of year | 2022-12-31 | $112,424 |
Participant contributions at beginning of year | 2022-12-31 | $161,613 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $5,219 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,435,495 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $828,802 |
Other income not declared elsewhere | 2022-12-31 | $161,055 |
Administrative expenses (other) incurred | 2022-12-31 | $600 |
Total non interest bearing cash at end of year | 2022-12-31 | $67,199 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $441,044 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-17,707,735 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $93,259,451 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $111,320,431 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2022-12-31 | $1,081,497 |
Assets. partnership/joint venture interests at beginning of year | 2022-12-31 | $1,020,905 |
Investment advisory and management fees | 2022-12-31 | $147,892 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $67,257,831 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $39,696,536 |
Interest on participant loans | 2022-12-31 | $18,839 |
Income. Interest from US Government securities | 2022-12-31 | $-1,070 |
Income. Interest from corporate debt instruments | 2022-12-31 | $18,061 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $5,173,011 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $45,127,537 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $2,013,194 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $2,322,056 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $2,322,056 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $4,410 |
Asset value of US Government securities at end of year | 2022-12-31 | $1,725,989 |
Asset value of US Government securities at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-8,951,640 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-4,629,588 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,941,313 |
Employer contributions (assets) at end of year | 2022-12-31 | $2,941,313 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $2,676,865 |
Income. Dividends from preferred stock | 2022-12-31 | $19,823 |
Income. Dividends from common stock | 2022-12-31 | $217,057 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $7,091,045 |
Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $51,273 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $272,295 |
Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $272,283 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $225,734 |
Contract administrator fees | 2022-12-31 | $38,936 |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $11,696,676 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $17,570,277 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $2,798,148 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $2,974,520 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | EIDE BAILLY, LLP |
Accountancy firm EIN | 2022-12-31 | 450250958 |
2021 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2021 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $3,061,364 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $3,061,364 |
Total transfer of assets to this plan | 2021-12-31 | $112,102 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $18,981,802 |
Total loss/gain on sale of assets | 2021-12-31 | $95,858 |
Total of all expenses incurred | 2021-12-31 | $2,720,250 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,521,174 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $4,741,218 |
Value of total assets at end of year | 2021-12-31 | $111,320,431 |
Value of total assets at beginning of year | 2021-12-31 | $94,946,777 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $199,076 |
Total interest from all sources | 2021-12-31 | $31,813 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,388,981 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,200,325 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-12-31 | $146,797 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-12-31 | $204,584 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,431,139 |
Participant contributions at end of year | 2021-12-31 | $223,277 |
Participant contributions at beginning of year | 2021-12-31 | $210,754 |
Participant contributions at end of year | 2021-12-31 | $161,613 |
Participant contributions at beginning of year | 2021-12-31 | $240,569 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,435,495 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,349,874 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $633,214 |
Other income not declared elsewhere | 2021-12-31 | $62,930 |
Administrative expenses (other) incurred | 2021-12-31 | $447 |
Total non interest bearing cash at end of year | 2021-12-31 | $441,044 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $779,392 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $16,261,552 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $111,320,431 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $94,946,777 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2021-12-31 | $1,020,905 |
Assets. partnership/joint venture interests at beginning of year | 2021-12-31 | $944,506 |
Investment advisory and management fees | 2021-12-31 | $189,696 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $39,696,536 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $38,506,673 |
Interest on participant loans | 2021-12-31 | $17,617 |
Income. Interest from corporate debt instruments | 2021-12-31 | $13,805 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $45,127,537 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $34,346,181 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $2,322,056 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $3,629,629 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $3,629,629 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $391 |
Asset value of US Government securities at end of year | 2021-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2021-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,243,587 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $5,356,051 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,676,865 |
Employer contributions (assets) at end of year | 2021-12-31 | $2,676,865 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $2,620,725 |
Income. Dividends from preferred stock | 2021-12-31 | $8,375 |
Income. Dividends from common stock | 2021-12-31 | $180,281 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,521,174 |
Asset. Corporate debt instrument preferred debt at end of year | 2021-12-31 | $272,295 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2021-12-31 | $264,553 |
Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $225,734 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $96,400 |
Contract administrator fees | 2021-12-31 | $8,933 |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $17,570,277 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $11,752,937 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $1,994,412 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $1,898,554 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | EIDE BAILLY, LLP |
Accountancy firm EIN | 2021-12-31 | 450250958 |
2020 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $2,455,898 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $2,455,898 |
Total transfer of assets to this plan | 2020-12-31 | $203,342 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $14,192,013 |
Total loss/gain on sale of assets | 2020-12-31 | $-119,170 |
Total of all expenses incurred | 2020-12-31 | $4,908,048 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $4,732,983 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $27,882 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,697,485 |
Value of total assets at end of year | 2020-12-31 | $94,946,777 |
Value of total assets at beginning of year | 2020-12-31 | $85,459,470 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $147,183 |
Total interest from all sources | 2020-12-31 | $40,816 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $880,865 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $718,146 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2020-12-31 | $204,584 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2020-12-31 | $224,205 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,702,374 |
Participant contributions at end of year | 2020-12-31 | $210,754 |
Participant contributions at beginning of year | 2020-12-31 | $407,719 |
Participant contributions at end of year | 2020-12-31 | $240,569 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,349,874 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $1,082,378 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $374,386 |
Other income not declared elsewhere | 2020-12-31 | $78,734 |
Administrative expenses (other) incurred | 2020-12-31 | $214 |
Total non interest bearing cash at end of year | 2020-12-31 | $779,392 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $1,060,168 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $9,283,965 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $94,946,777 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $85,459,470 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2020-12-31 | $944,506 |
Assets. partnership/joint venture interests at beginning of year | 2020-12-31 | $672,576 |
Investment advisory and management fees | 2020-12-31 | $143,145 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $38,506,673 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $29,662,095 |
Interest on participant loans | 2020-12-31 | $23,584 |
Income. Interest from US Government securities | 2020-12-31 | $1,772 |
Income. Interest from corporate debt instruments | 2020-12-31 | $15,381 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $34,346,181 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $36,115,940 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $3,629,629 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $4,525,487 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $4,525,487 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $79 |
Asset value of US Government securities at end of year | 2020-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2020-12-31 | $70,187 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,038,341 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $2,119,044 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $2,620,725 |
Employer contributions (assets) at end of year | 2020-12-31 | $2,620,725 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $2,646,217 |
Income. Dividends from preferred stock | 2020-12-31 | $12,710 |
Income. Dividends from common stock | 2020-12-31 | $150,009 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $4,732,983 |
Asset. Corporate debt instrument preferred debt at end of year | 2020-12-31 | $264,553 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2020-12-31 | $355,595 |
Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $96,400 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $109,885 |
Contract administrator fees | 2020-12-31 | $3,824 |
Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $11,752,937 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $8,527,018 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $2,428,178 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $2,547,348 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | EIDE BAILLY, LLP |
Accountancy firm EIN | 2020-12-31 | 450250958 |
2019 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2019 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $1,898,870 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $1,898,870 |
Total transfer of assets to this plan | 2019-12-31 | $54,707 |
Total transfer of assets from this plan | 2019-12-31 | $3,525,638 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $19,001,012 |
Total loss/gain on sale of assets | 2019-12-31 | $352,178 |
Total of all expenses incurred | 2019-12-31 | $7,867,570 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $7,740,245 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $22,890 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $4,844,548 |
Value of total assets at end of year | 2019-12-31 | $85,459,470 |
Value of total assets at beginning of year | 2019-12-31 | $77,796,959 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $104,435 |
Total interest from all sources | 2019-12-31 | $72,099 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,056,657 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $880,151 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2019-12-31 | $224,205 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2019-12-31 | $202,330 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,248,098 |
Participant contributions at end of year | 2019-12-31 | $407,719 |
Participant contributions at beginning of year | 2019-12-31 | $350,095 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $238,900 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $1,082,378 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $909,273 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $950,233 |
Other income not declared elsewhere | 2019-12-31 | $81,344 |
Administrative expenses (other) incurred | 2019-12-31 | $449 |
Total non interest bearing cash at end of year | 2019-12-31 | $1,060,168 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $29,710 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $11,133,442 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $85,459,470 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $77,796,959 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2019-12-31 | $672,576 |
Assets. partnership/joint venture interests at beginning of year | 2019-12-31 | $708,323 |
Investment advisory and management fees | 2019-12-31 | $88,811 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $29,662,095 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $24,771,984 |
Interest on participant loans | 2019-12-31 | $26,610 |
Income. Interest from US Government securities | 2019-12-31 | $16,457 |
Income. Interest from corporate debt instruments | 2019-12-31 | $18,924 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $36,115,940 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $35,939,892 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $4,525,487 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $3,083,421 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $3,083,421 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $10,108 |
Asset value of US Government securities at end of year | 2019-12-31 | $70,187 |
Asset value of US Government securities at beginning of year | 2019-12-31 | $239,632 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,941,035 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $7,754,281 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $2,646,217 |
Employer contributions (assets) at end of year | 2019-12-31 | $2,646,217 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $2,821,973 |
Income. Dividends from preferred stock | 2019-12-31 | $12,625 |
Income. Dividends from common stock | 2019-12-31 | $163,881 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $7,740,245 |
Asset. Corporate debt instrument preferred debt at end of year | 2019-12-31 | $355,595 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2019-12-31 | $373,765 |
Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $109,885 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $93,008 |
Contract administrator fees | 2019-12-31 | $15,175 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $8,527,018 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $8,034,653 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $6,073,463 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $5,721,285 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | EIDE BAILLY LLP |
Accountancy firm EIN | 2019-12-31 | 450250958 |
2018 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2018 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-312,343 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-312,343 |
Total transfer of assets to this plan | 2018-12-31 | $157,404 |
Total transfer of assets from this plan | 2018-12-31 | $10,768,764 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,565,520 |
Total loss/gain on sale of assets | 2018-12-31 | $111,685 |
Total of all expenses incurred | 2018-12-31 | $2,256,980 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,151,666 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $6,344,662 |
Value of total assets at end of year | 2018-12-31 | $77,796,959 |
Value of total assets at beginning of year | 2018-12-31 | $88,099,779 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $105,314 |
Total interest from all sources | 2018-12-31 | $53,122 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,222,262 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,022,086 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-12-31 | $202,330 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-12-31 | $80,360 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,472,271 |
Participant contributions at end of year | 2018-12-31 | $350,095 |
Participant contributions at beginning of year | 2018-12-31 | $372,535 |
Participant contributions at end of year | 2018-12-31 | $238,900 |
Participant contributions at beginning of year | 2018-12-31 | $16,682 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $909,273 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $296,284 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,050,418 |
Other income not declared elsewhere | 2018-12-31 | $51,026 |
Administrative expenses (other) incurred | 2018-12-31 | $215 |
Total non interest bearing cash at end of year | 2018-12-31 | $29,710 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $2,191 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $308,540 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $77,796,959 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $88,099,779 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2018-12-31 | $708,323 |
Assets. partnership/joint venture interests at beginning of year | 2018-12-31 | $1,058,999 |
Investment advisory and management fees | 2018-12-31 | $81,826 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $24,771,984 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $29,177,250 |
Interest on participant loans | 2018-12-31 | $25,213 |
Income. Interest from US Government securities | 2018-12-31 | $15,935 |
Income. Interest from corporate debt instruments | 2018-12-31 | $-329 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $35,939,892 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $36,074,987 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $3,083,421 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $3,313,787 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $3,313,787 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $12,303 |
Asset value of US Government securities at end of year | 2018-12-31 | $239,632 |
Asset value of US Government securities at beginning of year | 2018-12-31 | $4,393,186 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,089,091 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-2,815,803 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,821,973 |
Employer contributions (assets) at end of year | 2018-12-31 | $2,821,973 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $2,747,297 |
Income. Dividends from preferred stock | 2018-12-31 | $12,625 |
Income. Dividends from common stock | 2018-12-31 | $187,551 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,151,666 |
Asset. Corporate debt instrument preferred debt at end of year | 2018-12-31 | $373,765 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2018-12-31 | $632,384 |
Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $93,008 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $155,078 |
Contract administrator fees | 2018-12-31 | $23,273 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $8,034,653 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $9,778,759 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $5,681,811 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $5,570,126 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | EIDE BAILLY LLP |
Accountancy firm EIN | 2018-12-31 | 450250958 |
2017 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $1,623,770 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $1,623,770 |
Total transfer of assets to this plan | 2017-12-31 | $177,833 |
Total transfer of assets from this plan | 2017-12-31 | $42,260 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $14,632,735 |
Total loss/gain on sale of assets | 2017-12-31 | $168,455 |
Total of all expenses incurred | 2017-12-31 | $2,717,695 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,617,690 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,487,467 |
Value of total assets at end of year | 2017-12-31 | $88,099,779 |
Value of total assets at beginning of year | 2017-12-31 | $76,049,166 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $100,005 |
Total interest from all sources | 2017-12-31 | $111,708 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,193,697 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $977,098 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $80,360 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $0 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,440,170 |
Participant contributions at end of year | 2017-12-31 | $372,535 |
Participant contributions at beginning of year | 2017-12-31 | $440,652 |
Participant contributions at end of year | 2017-12-31 | $16,682 |
Participant contributions at beginning of year | 2017-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $296,284 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $303,292 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $300,000 |
Other income not declared elsewhere | 2017-12-31 | $23,209 |
Administrative expenses (other) incurred | 2017-12-31 | $960 |
Total non interest bearing cash at end of year | 2017-12-31 | $2,191 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $1,422 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $11,915,040 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $88,099,779 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $76,049,166 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2017-12-31 | $1,058,999 |
Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $1,068,719 |
Investment advisory and management fees | 2017-12-31 | $75,749 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $29,177,250 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $24,541,473 |
Interest on participant loans | 2017-12-31 | $25,700 |
Interest earned on other investments | 2017-12-31 | $32,214 |
Income. Interest from US Government securities | 2017-12-31 | $32,847 |
Income. Interest from corporate debt instruments | 2017-12-31 | $13,798 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $36,074,987 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $29,497,395 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $3,313,787 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $6,372,513 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $6,372,513 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $7,149 |
Asset value of US Government securities at end of year | 2017-12-31 | $4,393,186 |
Asset value of US Government securities at beginning of year | 2017-12-31 | $2,962,175 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,015,223 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $5,009,206 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,747,297 |
Employer contributions (assets) at end of year | 2017-12-31 | $2,747,297 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $2,606,345 |
Income. Dividends from preferred stock | 2017-12-31 | $3,230 |
Income. Dividends from common stock | 2017-12-31 | $213,369 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,617,690 |
Asset. Corporate debt instrument preferred debt at end of year | 2017-12-31 | $632,384 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2017-12-31 | $72,347 |
Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $155,078 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $118,607 |
Contract administrator fees | 2017-12-31 | $23,296 |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $9,778,759 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $8,064,226 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $6,795,520 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $6,627,065 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | VAVRINEK, TRINE, DAY & CO., LLP |
Accountancy firm EIN | 2017-12-31 | 952648289 |
2016 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $742,120 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $742,120 |
Total transfer of assets to this plan | 2016-12-31 | $164,948 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $133,500 |
Total income from all sources (including contributions) | 2016-12-31 | $8,771,786 |
Total loss/gain on sale of assets | 2016-12-31 | $-80,183 |
Total of all expenses incurred | 2016-12-31 | $3,837,847 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,764,244 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,982,833 |
Value of total assets at end of year | 2016-12-31 | $76,049,166 |
Value of total assets at beginning of year | 2016-12-31 | $71,083,779 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $73,603 |
Total interest from all sources | 2016-12-31 | $82,189 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $885,724 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $675,772 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $43,128 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,374,104 |
Participant contributions at end of year | 2016-12-31 | $440,652 |
Participant contributions at beginning of year | 2016-12-31 | $457,907 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $303,292 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $300,036 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $2,384 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $133,500 |
Other income not declared elsewhere | 2016-12-31 | $35,774 |
Administrative expenses (other) incurred | 2016-12-31 | $897 |
Total non interest bearing cash at end of year | 2016-12-31 | $1,422 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $64,414 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $4,933,939 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $76,049,166 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $70,950,279 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2016-12-31 | $1,068,719 |
Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $1,494,515 |
Investment advisory and management fees | 2016-12-31 | $48,158 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $24,541,473 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $21,156,462 |
Interest on participant loans | 2016-12-31 | $27,633 |
Interest earned on other investments | 2016-12-31 | $11,986 |
Income. Interest from US Government securities | 2016-12-31 | $35,153 |
Income. Interest from corporate debt instruments | 2016-12-31 | $5,250 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $29,497,395 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $28,416,504 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $6,372,513 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $5,305,384 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $5,305,384 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $2,167 |
Asset value of US Government securities at end of year | 2016-12-31 | $2,962,175 |
Asset value of US Government securities at beginning of year | 2016-12-31 | $4,066,072 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $465,299 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $2,658,030 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $0 |
Assets. Value of employer real property at end of year | 2016-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2016-12-31 | $0 |
Contributions received in cash from employer | 2016-12-31 | $2,606,345 |
Employer contributions (assets) at end of year | 2016-12-31 | $2,606,345 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $2,348,253 |
Income. Dividends from common stock | 2016-12-31 | $209,952 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,764,244 |
Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $72,347 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $73,421 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $118,607 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $126,245 |
Contract administrator fees | 2016-12-31 | $24,548 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $8,064,226 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $7,231,438 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $4,725,059 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $4,805,242 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | HEMMING MORSE, LLP |
Accountancy firm EIN | 2016-12-31 | 300702322 |
2015 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-279,893 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-279,893 |
Total transfer of assets to this plan | 2015-12-31 | $403,334 |
Total transfer of assets from this plan | 2015-12-31 | $4,685,941 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $133,500 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,940,294 |
Total loss/gain on sale of assets | 2015-12-31 | $-59,389 |
Total of all expenses incurred | 2015-12-31 | $6,045,509 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $5,964,753 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,554,093 |
Value of total assets at end of year | 2015-12-31 | $71,083,779 |
Value of total assets at beginning of year | 2015-12-31 | $78,338,101 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $80,756 |
Total interest from all sources | 2015-12-31 | $117,802 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,047,248 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $866,547 |
Administrative expenses professional fees incurred | 2015-12-31 | $26,668 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $43,128 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $43,533 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,166,443 |
Participant contributions at end of year | 2015-12-31 | $457,907 |
Participant contributions at beginning of year | 2015-12-31 | $492,946 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $192,400 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $300,036 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $3,759,371 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $39,397 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $133,500 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Other income not declared elsewhere | 2015-12-31 | $122,552 |
Administrative expenses (other) incurred | 2015-12-31 | $1,061 |
Total non interest bearing cash at end of year | 2015-12-31 | $64,414 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $51,042 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Income. Non cash contributions | 2015-12-31 | $0 |
Value of net income/loss | 2015-12-31 | $-3,105,215 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $70,950,279 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $78,338,101 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2015-12-31 | $1,494,515 |
Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $1,280,221 |
Investment advisory and management fees | 2015-12-31 | $53,027 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $21,156,462 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $17,614,830 |
Interest on participant loans | 2015-12-31 | $29,768 |
Income. Interest from US Government securities | 2015-12-31 | $80,681 |
Income. Interest from corporate debt instruments | 2015-12-31 | $6,722 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $28,416,504 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $35,578,104 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $5,305,384 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $4,996,769 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $4,996,769 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $631 |
Asset value of US Government securities at end of year | 2015-12-31 | $4,066,072 |
Asset value of US Government securities at beginning of year | 2015-12-31 | $4,333,109 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,242,364 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-319,755 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $0 |
Assets. Value of employer real property at end of year | 2015-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2015-12-31 | $0 |
Contributions received in cash from employer | 2015-12-31 | $2,348,253 |
Employer contributions (assets) at end of year | 2015-12-31 | $2,348,253 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $2,176,649 |
Income. Dividends from preferred stock | 2015-12-31 | $1,687 |
Income. Dividends from common stock | 2015-12-31 | $179,014 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $5,964,753 |
Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $73,421 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $126,245 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $222,951 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $7,231,438 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $7,596,176 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $6,748,482 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $6,807,871 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | HEMMING MORSE, LLP |
Accountancy firm EIN | 2015-12-31 | 300702322 |
2014 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2014 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2014-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $443,765 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $443,765 |
Total transfer of assets to this plan | 2014-12-31 | $95,007 |
Total transfer of assets from this plan | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $17,850 |
Expenses. Interest paid | 2014-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $6,916,071 |
Total loss/gain on sale of assets | 2014-12-31 | $224,535 |
Total of all expenses incurred | 2014-12-31 | $2,012,086 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,956,946 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $0 |
Value of total corrective distributions | 2014-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,348,813 |
Value of total assets at end of year | 2014-12-31 | $78,338,101 |
Value of total assets at beginning of year | 2014-12-31 | $73,356,959 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $55,140 |
Total income from rents | 2014-12-31 | $0 |
Total interest from all sources | 2014-12-31 | $85,338 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,131,703 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $955,938 |
Assets. Real estate other than employer real property at end of year | 2014-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2014-12-31 | $0 |
Administrative expenses professional fees incurred | 2014-12-31 | $28,942 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $43,533 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $18,088 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,111,058 |
Participant contributions at end of year | 2014-12-31 | $492,946 |
Participant contributions at beginning of year | 2014-12-31 | $459,256 |
Participant contributions at end of year | 2014-12-31 | $192,400 |
Participant contributions at beginning of year | 2014-12-31 | $13,712 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $3,759,371 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $3,891,085 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $61,086 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2014-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $17,850 |
Other income not declared elsewhere | 2014-12-31 | $92,041 |
Administrative expenses (other) incurred | 2014-12-31 | $2,284 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $0 |
Total non interest bearing cash at end of year | 2014-12-31 | $51,042 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $242,220 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Income. Non cash contributions | 2014-12-31 | $0 |
Value of net income/loss | 2014-12-31 | $4,903,985 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $78,338,101 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $73,339,109 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2014-12-31 | $1,280,221 |
Assets. partnership/joint venture interests at beginning of year | 2014-12-31 | $899,923 |
Investment advisory and management fees | 2014-12-31 | $23,914 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $17,614,830 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $14,452,948 |
Interest on participant loans | 2014-12-31 | $26,744 |
Income. Interest from loans (other than to participants) | 2014-12-31 | $0 |
Interest earned on other investments | 2014-12-31 | $21,761 |
Income. Interest from US Government securities | 2014-12-31 | $26,566 |
Income. Interest from corporate debt instruments | 2014-12-31 | $9,105 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $35,578,104 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $35,127,346 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $4,996,769 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $7,354,474 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $7,354,474 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $1,162 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $0 |
Asset value of US Government securities at end of year | 2014-12-31 | $4,333,109 |
Asset value of US Government securities at beginning of year | 2014-12-31 | $1,682,835 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-612,590 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $2,202,466 |
Net gain/loss from 103.12 investment entities | 2014-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $0 |
Assets. Value of employer real property at end of year | 2014-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2014-12-31 | $0 |
Contributions received in cash from employer | 2014-12-31 | $2,176,669 |
Employer contributions (assets) at end of year | 2014-12-31 | $2,176,649 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $1,969,355 |
Income. Dividends from preferred stock | 2014-12-31 | $1,266 |
Income. Dividends from common stock | 2014-12-31 | $174,499 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,956,946 |
Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $222,951 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $298,221 |
Contract administrator fees | 2014-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $7,596,176 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $6,947,496 |
Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2014-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2014-12-31 | $0 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Aggregate proceeds on sale of assets | 2014-12-31 | $21,842,707 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $21,618,172 |
Liabilities. Value of acquisition indebtedness at end of year | 2014-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2014-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | HEMMING MORSE, LLP |
Accountancy firm EIN | 2014-12-31 | 300702322 |
2013 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2013 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $1,086,576 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $1,086,576 |
Total transfer of assets to this plan | 2013-12-31 | $320,858 |
Total transfer of assets from this plan | 2013-12-31 | $2,423,640 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $17,850 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $45,000 |
Expenses. Interest paid | 2013-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $15,642,474 |
Total loss/gain on sale of assets | 2013-12-31 | $120,102 |
Total of all expenses incurred | 2013-12-31 | $15,231,053 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $15,179,639 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $5,632 |
Value of total corrective distributions | 2013-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,869,217 |
Value of total assets at end of year | 2013-12-31 | $73,356,959 |
Value of total assets at beginning of year | 2013-12-31 | $75,075,470 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $45,782 |
Total income from rents | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $90,860 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $757,598 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $624,076 |
Assets. Real estate other than employer real property at end of year | 2013-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2013-12-31 | $0 |
Administrative expenses professional fees incurred | 2013-12-31 | $33,373 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $18,088 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $147,168 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,014,022 |
Participant contributions at end of year | 2013-12-31 | $459,256 |
Participant contributions at beginning of year | 2013-12-31 | $501,866 |
Participant contributions at end of year | 2013-12-31 | $13,712 |
Participant contributions at beginning of year | 2013-12-31 | $18,619 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $3,891,085 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $3,374,355 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $885,840 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2013-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2013-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $17,850 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $45,000 |
Other income not declared elsewhere | 2013-12-31 | $330,123 |
Administrative expenses (other) incurred | 2013-12-31 | $2,080 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $0 |
Total non interest bearing cash at end of year | 2013-12-31 | $242,220 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $486,399 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Income. Non cash contributions | 2013-12-31 | $0 |
Value of net income/loss | 2013-12-31 | $411,421 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $73,339,109 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $75,030,470 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2013-12-31 | $899,923 |
Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $1,041,241 |
Investment advisory and management fees | 2013-12-31 | $10,329 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $14,452,948 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $13,406,170 |
Interest on participant loans | 2013-12-31 | $32,820 |
Income. Interest from loans (other than to participants) | 2013-12-31 | $0 |
Interest earned on other investments | 2013-12-31 | $20,567 |
Income. Interest from US Government securities | 2013-12-31 | $25,818 |
Income. Interest from corporate debt instruments | 2013-12-31 | $10,329 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $35,127,346 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $39,971,435 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $7,354,474 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $6,897,498 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $6,897,498 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $1,326 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $0 |
Asset value of US Government securities at end of year | 2013-12-31 | $1,682,835 |
Asset value of US Government securities at beginning of year | 2013-12-31 | $1,917,429 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,258,244 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $8,129,754 |
Net gain/loss from 103.12 investment entities | 2013-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $0 |
Assets. Value of employer real property at end of year | 2013-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2013-12-31 | $0 |
Contributions received in cash from employer | 2013-12-31 | $1,969,355 |
Employer contributions (assets) at end of year | 2013-12-31 | $1,969,355 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $1,923,903 |
Income. Dividends from preferred stock | 2013-12-31 | $3,687 |
Income. Dividends from common stock | 2013-12-31 | $129,835 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $15,179,639 |
Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $298,221 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $306,938 |
Contract administrator fees | 2013-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $6,947,496 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $5,082,449 |
Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2013-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2013-12-31 | $0 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Aggregate proceeds on sale of assets | 2013-12-31 | $8,901,884 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $8,781,782 |
Liabilities. Value of acquisition indebtedness at end of year | 2013-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2013-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | HEMMING MORSE, LLP |
Accountancy firm EIN | 2013-12-31 | 300702322 |
2012 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2012 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $527,577 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $527,577 |
Total transfer of assets to this plan | 2012-12-31 | $77,210 |
Total transfer of assets from this plan | 2012-12-31 | $3,375 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $45,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Expenses. Interest paid | 2012-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $9,662,105 |
Total loss/gain on sale of assets | 2012-12-31 | $103,555 |
Total of all expenses incurred | 2012-12-31 | $2,273,388 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,226,410 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $0 |
Value of total corrective distributions | 2012-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,070,912 |
Value of total assets at end of year | 2012-12-31 | $75,075,470 |
Value of total assets at beginning of year | 2012-12-31 | $67,567,918 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $46,978 |
Total income from rents | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $101,521 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $584,288 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $469,824 |
Assets. Real estate other than employer real property at end of year | 2012-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2012-12-31 | $0 |
Administrative expenses professional fees incurred | 2012-12-31 | $37,076 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $147,168 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $187,118 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $10,282 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,041,920 |
Participant contributions at end of year | 2012-12-31 | $501,866 |
Participant contributions at beginning of year | 2012-12-31 | $488,121 |
Participant contributions at end of year | 2012-12-31 | $18,619 |
Participant contributions at beginning of year | 2012-12-31 | $217,100 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $3,374,355 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $2,732,496 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $105,089 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2012-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $45,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $0 |
Other income not declared elsewhere | 2012-12-31 | $206,429 |
Administrative expenses (other) incurred | 2012-12-31 | $1,387 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $0 |
Total non interest bearing cash at end of year | 2012-12-31 | $486,399 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $201,571 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Income. Non cash contributions | 2012-12-31 | $0 |
Value of net income/loss | 2012-12-31 | $7,388,717 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $75,030,470 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $67,567,918 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2012-12-31 | $1,041,241 |
Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $1,033,241 |
Investment advisory and management fees | 2012-12-31 | $8,515 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $13,406,170 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $11,431,279 |
Interest on participant loans | 2012-12-31 | $32,735 |
Income. Interest from loans (other than to participants) | 2012-12-31 | $0 |
Interest earned on other investments | 2012-12-31 | $22,174 |
Income. Interest from US Government securities | 2012-12-31 | $31,310 |
Income. Interest from corporate debt instruments | 2012-12-31 | $10,220 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $39,971,435 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $35,239,897 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $6,897,498 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $7,907,012 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $7,907,012 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $5,082 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $0 |
Asset value of US Government securities at end of year | 2012-12-31 | $1,917,429 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $2,256,247 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $974,754 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $4,093,069 |
Net gain/loss from 103.12 investment entities | 2012-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $0 |
Assets. Value of employer real property at end of year | 2012-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2012-12-31 | $0 |
Contributions received in cash from employer | 2012-12-31 | $1,923,903 |
Employer contributions (assets) at end of year | 2012-12-31 | $1,923,903 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,859,006 |
Income. Dividends from preferred stock | 2012-12-31 | $18,053 |
Income. Dividends from common stock | 2012-12-31 | $96,411 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,226,410 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $306,938 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $25,376 |
Contract administrator fees | 2012-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $5,082,449 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $3,989,454 |
Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2012-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2012-12-31 | $0 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $8,617,853 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $8,514,298 |
Liabilities. Value of acquisition indebtedness at end of year | 2012-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2012-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | HEMMING MORSE, LLP |
Accountancy firm EIN | 2012-12-31 | 300702322 |
2011 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2011 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-290,053 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-290,053 |
Total transfer of assets to this plan | 2011-12-31 | $76,072 |
Total transfer of assets from this plan | 2011-12-31 | $4,009 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Expenses. Interest paid | 2011-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $8,519,978 |
Total loss/gain on sale of assets | 2011-12-31 | $133,265 |
Total of all expenses incurred | 2011-12-31 | $10,974,479 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $10,833,255 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $0 |
Value of total corrective distributions | 2011-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $9,006,541 |
Value of total assets at end of year | 2011-12-31 | $67,567,918 |
Value of total assets at beginning of year | 2011-12-31 | $69,950,356 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $141,224 |
Total income from rents | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $80,769 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $554,960 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $477,657 |
Assets. Real estate other than employer real property at end of year | 2011-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2011-12-31 | $0 |
Administrative expenses professional fees incurred | 2011-12-31 | $120,245 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $187,118 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $280,394 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $5,430,639 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $976,247 |
Participant contributions at end of year | 2011-12-31 | $488,121 |
Participant contributions at beginning of year | 2011-12-31 | $445,105 |
Participant contributions at end of year | 2011-12-31 | $217,100 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $2,732,496 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $2,587,061 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $5,577,784 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2011-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $15,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $0 |
Other income not declared elsewhere | 2011-12-31 | $200,143 |
Administrative expenses (other) incurred | 2011-12-31 | $1,292 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $0 |
Total non interest bearing cash at end of year | 2011-12-31 | $201,571 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $68,809 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Income. Non cash contributions | 2011-12-31 | $593,504 |
Value of net income/loss | 2011-12-31 | $-2,454,501 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $67,567,918 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $69,950,356 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2011-12-31 | $1,033,241 |
Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $6,889,228 |
Investment advisory and management fees | 2011-12-31 | $19,687 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $11,431,279 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $32,540,044 |
Interest on participant loans | 2011-12-31 | $31,369 |
Income. Interest from loans (other than to participants) | 2011-12-31 | $0 |
Interest earned on other investments | 2011-12-31 | $11,799 |
Income. Interest from US Government securities | 2011-12-31 | $32,528 |
Income. Interest from corporate debt instruments | 2011-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $35,239,897 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $11,723,759 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $7,907,012 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $7,418,505 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $7,418,505 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $5,073 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $0 |
Asset value of US Government securities at end of year | 2011-12-31 | $2,256,247 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $2,110,371 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $283,200 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-1,448,847 |
Net gain/loss from 103.12 investment entities | 2011-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $0 |
Assets. Value of employer real property at end of year | 2011-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2011-12-31 | $0 |
Contributions received in cash from employer | 2011-12-31 | $1,859,006 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,859,006 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $1,826,497 |
Income. Dividends from preferred stock | 2011-12-31 | $17,819 |
Income. Dividends from common stock | 2011-12-31 | $59,484 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $10,833,255 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $25,376 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $0 |
Contract administrator fees | 2011-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $3,989,454 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $4,045,583 |
Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2011-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-12-31 | $0 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $18,747,435 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $18,614,170 |
Liabilities. Value of acquisition indebtedness at end of year | 2011-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2011-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | HEMMING MORSE, LLP |
Accountancy firm EIN | 2011-12-31 | 300702322 |
2010 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,141,525 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,141,525 |
Total transfer of assets to this plan | 2010-12-31 | $107,302 |
Total transfer of assets from this plan | 2010-12-31 | $526,277 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Expenses. Interest paid | 2010-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $9,205,700 |
Total loss/gain on sale of assets | 2010-12-31 | $-88,990 |
Total of all expenses incurred | 2010-12-31 | $8,126,219 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $7,804,354 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $19,751 |
Value of total corrective distributions | 2010-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,927,428 |
Value of total assets at end of year | 2010-12-31 | $69,950,356 |
Value of total assets at beginning of year | 2010-12-31 | $69,289,850 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $302,114 |
Total income from rents | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $129,016 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $673,058 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $574,635 |
Assets. Real estate other than employer real property at end of year | 2010-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $0 |
Administrative expenses professional fees incurred | 2010-12-31 | $94,470 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $280,394 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $525,143 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,023,194 |
Participant contributions at end of year | 2010-12-31 | $445,105 |
Participant contributions at beginning of year | 2010-12-31 | $433,792 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $2,587,061 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $2,418,417 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $77,737 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2010-12-31 | $15,000 |
Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $15,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $0 |
Other income not declared elsewhere | 2010-12-31 | $103,021 |
Administrative expenses (other) incurred | 2010-12-31 | $896 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $0 |
Total non interest bearing cash at end of year | 2010-12-31 | $68,809 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $467,269 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $0 |
Value of net income/loss | 2010-12-31 | $1,079,481 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $69,950,356 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $69,289,850 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2010-12-31 | $6,889,228 |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $8,110,274 |
Investment advisory and management fees | 2010-12-31 | $206,748 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $32,540,044 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $28,004,561 |
Interest on participant loans | 2010-12-31 | $33,388 |
Income. Interest from loans (other than to participants) | 2010-12-31 | $0 |
Interest earned on other investments | 2010-12-31 | $670 |
Income. Interest from US Government securities | 2010-12-31 | $56,722 |
Income. Interest from corporate debt instruments | 2010-12-31 | $20,081 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $11,723,759 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $9,997,713 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $7,418,505 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $10,090,793 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $10,090,793 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $18,155 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
Asset value of US Government securities at end of year | 2010-12-31 | $2,110,371 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $2,933,314 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,713,696 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $606,946 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $0 |
Assets. Value of employer real property at end of year | 2010-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2010-12-31 | $0 |
Contributions received in cash from employer | 2010-12-31 | $1,826,497 |
Employer contributions (assets) at end of year | 2010-12-31 | $1,826,497 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $1,883,093 |
Income. Dividends from preferred stock | 2010-12-31 | $23,355 |
Income. Dividends from common stock | 2010-12-31 | $75,068 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $7,804,354 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $673,611 |
Contract administrator fees | 2010-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $4,045,583 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $3,736,870 |
Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2010-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $23,653,312 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $23,742,302 |
Liabilities. Value of acquisition indebtedness at end of year | 2010-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2010-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | HEMMING MORSE, INC. |
Accountancy firm EIN | 2010-12-31 | 942723629 |
2009 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |