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STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 401k Plan overview

Plan NameSTRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN
Plan identification number 001

STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STRADLING YOCCA CARLSON & RAUTH has sponsored the creation of one or more 401k plans.

Company Name:STRADLING YOCCA CARLSON & RAUTH
Employer identification number (EIN):953347002
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOHN F. CANNON
0012016-01-01JOHN F. CANNON
0012015-01-01JOHN F. CANNON
0012014-01-01JOHN F. CANNON
0012013-01-01DAVID R. MCEWEN
0012012-01-01DAVID R. MCEWEN
0012011-01-01DAVID R. MCEWEN
0012010-01-01TONY MALKANI
0012009-01-01TONY MALKANI

Plan Statistics for STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN

401k plan membership statisitcs for STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN

Measure Date Value
2022: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01202
Total number of active participants reported on line 7a of the Form 55002022-01-01128
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0171
Total of all active and inactive participants2022-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01199
Number of participants with account balances2022-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01210
Total number of active participants reported on line 7a of the Form 55002021-01-01131
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0170
Total of all active and inactive participants2021-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01201
Number of participants with account balances2021-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01216
Total number of active participants reported on line 7a of the Form 55002020-01-01133
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0172
Total of all active and inactive participants2020-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01205
Number of participants with account balances2020-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01214
Total number of active participants reported on line 7a of the Form 55002019-01-01132
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0171
Total of all active and inactive participants2019-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01203
Number of participants with account balances2019-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01235
Total number of active participants reported on line 7a of the Form 55002018-01-01143
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0169
Total of all active and inactive participants2018-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01212
Number of participants with account balances2018-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01217
Total number of active participants reported on line 7a of the Form 55002017-01-01160
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0157
Total of all active and inactive participants2017-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01224
Number of participants with account balances2017-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01249
Total number of active participants reported on line 7a of the Form 55002016-01-01141
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0162
Total of all active and inactive participants2016-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01207
Number of participants with account balances2016-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01213
Total number of active participants reported on line 7a of the Form 55002015-01-01180
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0164
Total of all active and inactive participants2015-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01244
Number of participants with account balances2015-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01208
Total number of active participants reported on line 7a of the Form 55002014-01-01140
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0165
Total of all active and inactive participants2014-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01205
Number of participants with account balances2014-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01212
Total number of active participants reported on line 7a of the Form 55002013-01-01136
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0163
Total of all active and inactive participants2013-01-01199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01199
Number of participants with account balances2013-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01201
Total number of active participants reported on line 7a of the Form 55002012-01-01141
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0162
Total of all active and inactive participants2012-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01203
Number of participants with account balances2012-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01196
Total number of active participants reported on line 7a of the Form 55002011-01-01130
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0165
Total of all active and inactive participants2011-01-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01195
Number of participants with account balances2011-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01211
Total number of active participants reported on line 7a of the Form 55002010-01-01133
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0161
Total of all active and inactive participants2010-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01194
Number of participants with account balances2010-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01208
Total number of active participants reported on line 7a of the Form 55002009-01-01142
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0163
Total of all active and inactive participants2009-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01205
Number of participants with account balances2009-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN

Measure Date Value
2022 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-4,051,698
Total unrealized appreciation/depreciation of assets2022-12-31$-4,051,698
Total transfer of assets to this plan2022-12-31$171,673
Total transfer of assets from this plan2022-12-31$524,918
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-10,429,262
Total loss/gain on sale of assets2022-12-31$-176,372
Total of all expenses incurred2022-12-31$7,278,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,091,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,328,914
Value of total assets at end of year2022-12-31$93,259,451
Value of total assets at beginning of year2022-12-31$111,320,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$187,428
Total interest from all sources2022-12-31$40,240
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,849,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,612,947
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$556,971
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$146,797
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,558,799
Participant contributions at end of year2022-12-31$304,571
Participant contributions at beginning of year2022-12-31$223,277
Participant contributions at end of year2022-12-31$112,424
Participant contributions at beginning of year2022-12-31$161,613
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,219
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,435,495
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$828,802
Other income not declared elsewhere2022-12-31$161,055
Administrative expenses (other) incurred2022-12-31$600
Total non interest bearing cash at end of year2022-12-31$67,199
Total non interest bearing cash at beginning of year2022-12-31$441,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-17,707,735
Value of net assets at end of year (total assets less liabilities)2022-12-31$93,259,451
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$111,320,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$1,081,497
Assets. partnership/joint venture interests at beginning of year2022-12-31$1,020,905
Investment advisory and management fees2022-12-31$147,892
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$67,257,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$39,696,536
Interest on participant loans2022-12-31$18,839
Income. Interest from US Government securities2022-12-31$-1,070
Income. Interest from corporate debt instruments2022-12-31$18,061
Value of interest in common/collective trusts at end of year2022-12-31$5,173,011
Value of interest in common/collective trusts at beginning of year2022-12-31$45,127,537
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,013,194
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$2,322,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$2,322,056
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$4,410
Asset value of US Government securities at end of year2022-12-31$1,725,989
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,951,640
Net investment gain or loss from common/collective trusts2022-12-31$-4,629,588
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,941,313
Employer contributions (assets) at end of year2022-12-31$2,941,313
Employer contributions (assets) at beginning of year2022-12-31$2,676,865
Income. Dividends from preferred stock2022-12-31$19,823
Income. Dividends from common stock2022-12-31$217,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,091,045
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$51,273
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$272,295
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$272,283
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$225,734
Contract administrator fees2022-12-31$38,936
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$11,696,676
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$17,570,277
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$2,798,148
Aggregate carrying amount (costs) on sale of assets2022-12-31$2,974,520
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY, LLP
Accountancy firm EIN2022-12-31450250958
2021 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$3,061,364
Total unrealized appreciation/depreciation of assets2021-12-31$3,061,364
Total transfer of assets to this plan2021-12-31$112,102
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$18,981,802
Total loss/gain on sale of assets2021-12-31$95,858
Total of all expenses incurred2021-12-31$2,720,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,521,174
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,741,218
Value of total assets at end of year2021-12-31$111,320,431
Value of total assets at beginning of year2021-12-31$94,946,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$199,076
Total interest from all sources2021-12-31$31,813
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,388,981
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,200,325
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$146,797
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$204,584
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,431,139
Participant contributions at end of year2021-12-31$223,277
Participant contributions at beginning of year2021-12-31$210,754
Participant contributions at end of year2021-12-31$161,613
Participant contributions at beginning of year2021-12-31$240,569
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,435,495
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,349,874
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$633,214
Other income not declared elsewhere2021-12-31$62,930
Administrative expenses (other) incurred2021-12-31$447
Total non interest bearing cash at end of year2021-12-31$441,044
Total non interest bearing cash at beginning of year2021-12-31$779,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,261,552
Value of net assets at end of year (total assets less liabilities)2021-12-31$111,320,431
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$94,946,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$1,020,905
Assets. partnership/joint venture interests at beginning of year2021-12-31$944,506
Investment advisory and management fees2021-12-31$189,696
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$39,696,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$38,506,673
Interest on participant loans2021-12-31$17,617
Income. Interest from corporate debt instruments2021-12-31$13,805
Value of interest in common/collective trusts at end of year2021-12-31$45,127,537
Value of interest in common/collective trusts at beginning of year2021-12-31$34,346,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$2,322,056
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$3,629,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$3,629,629
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$391
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,243,587
Net investment gain or loss from common/collective trusts2021-12-31$5,356,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,676,865
Employer contributions (assets) at end of year2021-12-31$2,676,865
Employer contributions (assets) at beginning of year2021-12-31$2,620,725
Income. Dividends from preferred stock2021-12-31$8,375
Income. Dividends from common stock2021-12-31$180,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,521,174
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$272,295
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$264,553
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$225,734
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$96,400
Contract administrator fees2021-12-31$8,933
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$17,570,277
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$11,752,937
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,994,412
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,898,554
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY, LLP
Accountancy firm EIN2021-12-31450250958
2020 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$2,455,898
Total unrealized appreciation/depreciation of assets2020-12-31$2,455,898
Total transfer of assets to this plan2020-12-31$203,342
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$14,192,013
Total loss/gain on sale of assets2020-12-31$-119,170
Total of all expenses incurred2020-12-31$4,908,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,732,983
Expenses. Certain deemed distributions of participant loans2020-12-31$27,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,697,485
Value of total assets at end of year2020-12-31$94,946,777
Value of total assets at beginning of year2020-12-31$85,459,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$147,183
Total interest from all sources2020-12-31$40,816
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$880,865
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$718,146
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$204,584
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$224,205
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,702,374
Participant contributions at end of year2020-12-31$210,754
Participant contributions at beginning of year2020-12-31$407,719
Participant contributions at end of year2020-12-31$240,569
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,349,874
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,082,378
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$374,386
Other income not declared elsewhere2020-12-31$78,734
Administrative expenses (other) incurred2020-12-31$214
Total non interest bearing cash at end of year2020-12-31$779,392
Total non interest bearing cash at beginning of year2020-12-31$1,060,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$9,283,965
Value of net assets at end of year (total assets less liabilities)2020-12-31$94,946,777
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$85,459,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$944,506
Assets. partnership/joint venture interests at beginning of year2020-12-31$672,576
Investment advisory and management fees2020-12-31$143,145
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$38,506,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$29,662,095
Interest on participant loans2020-12-31$23,584
Income. Interest from US Government securities2020-12-31$1,772
Income. Interest from corporate debt instruments2020-12-31$15,381
Value of interest in common/collective trusts at end of year2020-12-31$34,346,181
Value of interest in common/collective trusts at beginning of year2020-12-31$36,115,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$3,629,629
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$4,525,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$4,525,487
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$79
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$70,187
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,038,341
Net investment gain or loss from common/collective trusts2020-12-31$2,119,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,620,725
Employer contributions (assets) at end of year2020-12-31$2,620,725
Employer contributions (assets) at beginning of year2020-12-31$2,646,217
Income. Dividends from preferred stock2020-12-31$12,710
Income. Dividends from common stock2020-12-31$150,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,732,983
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$264,553
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$355,595
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$96,400
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$109,885
Contract administrator fees2020-12-31$3,824
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$11,752,937
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$8,527,018
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$2,428,178
Aggregate carrying amount (costs) on sale of assets2020-12-31$2,547,348
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31EIDE BAILLY, LLP
Accountancy firm EIN2020-12-31450250958
2019 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,898,870
Total unrealized appreciation/depreciation of assets2019-12-31$1,898,870
Total transfer of assets to this plan2019-12-31$54,707
Total transfer of assets from this plan2019-12-31$3,525,638
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$19,001,012
Total loss/gain on sale of assets2019-12-31$352,178
Total of all expenses incurred2019-12-31$7,867,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,740,245
Expenses. Certain deemed distributions of participant loans2019-12-31$22,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,844,548
Value of total assets at end of year2019-12-31$85,459,470
Value of total assets at beginning of year2019-12-31$77,796,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$104,435
Total interest from all sources2019-12-31$72,099
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,056,657
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$880,151
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$224,205
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$202,330
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,248,098
Participant contributions at end of year2019-12-31$407,719
Participant contributions at beginning of year2019-12-31$350,095
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$238,900
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,082,378
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$909,273
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$950,233
Other income not declared elsewhere2019-12-31$81,344
Administrative expenses (other) incurred2019-12-31$449
Total non interest bearing cash at end of year2019-12-31$1,060,168
Total non interest bearing cash at beginning of year2019-12-31$29,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$11,133,442
Value of net assets at end of year (total assets less liabilities)2019-12-31$85,459,470
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$77,796,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$672,576
Assets. partnership/joint venture interests at beginning of year2019-12-31$708,323
Investment advisory and management fees2019-12-31$88,811
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$29,662,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$24,771,984
Interest on participant loans2019-12-31$26,610
Income. Interest from US Government securities2019-12-31$16,457
Income. Interest from corporate debt instruments2019-12-31$18,924
Value of interest in common/collective trusts at end of year2019-12-31$36,115,940
Value of interest in common/collective trusts at beginning of year2019-12-31$35,939,892
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$4,525,487
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$3,083,421
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$3,083,421
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$10,108
Asset value of US Government securities at end of year2019-12-31$70,187
Asset value of US Government securities at beginning of year2019-12-31$239,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,941,035
Net investment gain or loss from common/collective trusts2019-12-31$7,754,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,646,217
Employer contributions (assets) at end of year2019-12-31$2,646,217
Employer contributions (assets) at beginning of year2019-12-31$2,821,973
Income. Dividends from preferred stock2019-12-31$12,625
Income. Dividends from common stock2019-12-31$163,881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,740,245
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$355,595
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$373,765
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$109,885
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$93,008
Contract administrator fees2019-12-31$15,175
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$8,527,018
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$8,034,653
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$6,073,463
Aggregate carrying amount (costs) on sale of assets2019-12-31$5,721,285
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
2018 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-312,343
Total unrealized appreciation/depreciation of assets2018-12-31$-312,343
Total transfer of assets to this plan2018-12-31$157,404
Total transfer of assets from this plan2018-12-31$10,768,764
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,565,520
Total loss/gain on sale of assets2018-12-31$111,685
Total of all expenses incurred2018-12-31$2,256,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,151,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,344,662
Value of total assets at end of year2018-12-31$77,796,959
Value of total assets at beginning of year2018-12-31$88,099,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$105,314
Total interest from all sources2018-12-31$53,122
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,222,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,022,086
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$202,330
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$80,360
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,472,271
Participant contributions at end of year2018-12-31$350,095
Participant contributions at beginning of year2018-12-31$372,535
Participant contributions at end of year2018-12-31$238,900
Participant contributions at beginning of year2018-12-31$16,682
Assets. Other investments not covered elsewhere at end of year2018-12-31$909,273
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$296,284
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,050,418
Other income not declared elsewhere2018-12-31$51,026
Administrative expenses (other) incurred2018-12-31$215
Total non interest bearing cash at end of year2018-12-31$29,710
Total non interest bearing cash at beginning of year2018-12-31$2,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$308,540
Value of net assets at end of year (total assets less liabilities)2018-12-31$77,796,959
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$88,099,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$708,323
Assets. partnership/joint venture interests at beginning of year2018-12-31$1,058,999
Investment advisory and management fees2018-12-31$81,826
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$24,771,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$29,177,250
Interest on participant loans2018-12-31$25,213
Income. Interest from US Government securities2018-12-31$15,935
Income. Interest from corporate debt instruments2018-12-31$-329
Value of interest in common/collective trusts at end of year2018-12-31$35,939,892
Value of interest in common/collective trusts at beginning of year2018-12-31$36,074,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$3,083,421
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,313,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,313,787
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$12,303
Asset value of US Government securities at end of year2018-12-31$239,632
Asset value of US Government securities at beginning of year2018-12-31$4,393,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,089,091
Net investment gain or loss from common/collective trusts2018-12-31$-2,815,803
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,821,973
Employer contributions (assets) at end of year2018-12-31$2,821,973
Employer contributions (assets) at beginning of year2018-12-31$2,747,297
Income. Dividends from preferred stock2018-12-31$12,625
Income. Dividends from common stock2018-12-31$187,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,151,666
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$373,765
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$632,384
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$93,008
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$155,078
Contract administrator fees2018-12-31$23,273
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$8,034,653
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$9,778,759
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$5,681,811
Aggregate carrying amount (costs) on sale of assets2018-12-31$5,570,126
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,623,770
Total unrealized appreciation/depreciation of assets2017-12-31$1,623,770
Total transfer of assets to this plan2017-12-31$177,833
Total transfer of assets from this plan2017-12-31$42,260
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$14,632,735
Total loss/gain on sale of assets2017-12-31$168,455
Total of all expenses incurred2017-12-31$2,717,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,617,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,487,467
Value of total assets at end of year2017-12-31$88,099,779
Value of total assets at beginning of year2017-12-31$76,049,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$100,005
Total interest from all sources2017-12-31$111,708
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,193,697
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$977,098
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$80,360
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,440,170
Participant contributions at end of year2017-12-31$372,535
Participant contributions at beginning of year2017-12-31$440,652
Participant contributions at end of year2017-12-31$16,682
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$296,284
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$303,292
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$300,000
Other income not declared elsewhere2017-12-31$23,209
Administrative expenses (other) incurred2017-12-31$960
Total non interest bearing cash at end of year2017-12-31$2,191
Total non interest bearing cash at beginning of year2017-12-31$1,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,915,040
Value of net assets at end of year (total assets less liabilities)2017-12-31$88,099,779
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$76,049,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$1,058,999
Assets. partnership/joint venture interests at beginning of year2017-12-31$1,068,719
Investment advisory and management fees2017-12-31$75,749
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$29,177,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$24,541,473
Interest on participant loans2017-12-31$25,700
Interest earned on other investments2017-12-31$32,214
Income. Interest from US Government securities2017-12-31$32,847
Income. Interest from corporate debt instruments2017-12-31$13,798
Value of interest in common/collective trusts at end of year2017-12-31$36,074,987
Value of interest in common/collective trusts at beginning of year2017-12-31$29,497,395
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3,313,787
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$6,372,513
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$6,372,513
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$7,149
Asset value of US Government securities at end of year2017-12-31$4,393,186
Asset value of US Government securities at beginning of year2017-12-31$2,962,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,015,223
Net investment gain or loss from common/collective trusts2017-12-31$5,009,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,747,297
Employer contributions (assets) at end of year2017-12-31$2,747,297
Employer contributions (assets) at beginning of year2017-12-31$2,606,345
Income. Dividends from preferred stock2017-12-31$3,230
Income. Dividends from common stock2017-12-31$213,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,617,690
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$632,384
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$72,347
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$155,078
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$118,607
Contract administrator fees2017-12-31$23,296
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$9,778,759
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$8,064,226
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$6,795,520
Aggregate carrying amount (costs) on sale of assets2017-12-31$6,627,065
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31VAVRINEK, TRINE, DAY & CO., LLP
Accountancy firm EIN2017-12-31952648289
2016 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$742,120
Total unrealized appreciation/depreciation of assets2016-12-31$742,120
Total transfer of assets to this plan2016-12-31$164,948
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$133,500
Total income from all sources (including contributions)2016-12-31$8,771,786
Total loss/gain on sale of assets2016-12-31$-80,183
Total of all expenses incurred2016-12-31$3,837,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,764,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,982,833
Value of total assets at end of year2016-12-31$76,049,166
Value of total assets at beginning of year2016-12-31$71,083,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$73,603
Total interest from all sources2016-12-31$82,189
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$885,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$675,772
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$43,128
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,374,104
Participant contributions at end of year2016-12-31$440,652
Participant contributions at beginning of year2016-12-31$457,907
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$303,292
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$300,036
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,384
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$133,500
Other income not declared elsewhere2016-12-31$35,774
Administrative expenses (other) incurred2016-12-31$897
Total non interest bearing cash at end of year2016-12-31$1,422
Total non interest bearing cash at beginning of year2016-12-31$64,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,933,939
Value of net assets at end of year (total assets less liabilities)2016-12-31$76,049,166
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$70,950,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$1,068,719
Assets. partnership/joint venture interests at beginning of year2016-12-31$1,494,515
Investment advisory and management fees2016-12-31$48,158
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$24,541,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$21,156,462
Interest on participant loans2016-12-31$27,633
Interest earned on other investments2016-12-31$11,986
Income. Interest from US Government securities2016-12-31$35,153
Income. Interest from corporate debt instruments2016-12-31$5,250
Value of interest in common/collective trusts at end of year2016-12-31$29,497,395
Value of interest in common/collective trusts at beginning of year2016-12-31$28,416,504
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$6,372,513
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$5,305,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$5,305,384
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,167
Asset value of US Government securities at end of year2016-12-31$2,962,175
Asset value of US Government securities at beginning of year2016-12-31$4,066,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$465,299
Net investment gain or loss from common/collective trusts2016-12-31$2,658,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$2,606,345
Employer contributions (assets) at end of year2016-12-31$2,606,345
Employer contributions (assets) at beginning of year2016-12-31$2,348,253
Income. Dividends from common stock2016-12-31$209,952
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,764,244
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$72,347
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$73,421
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$118,607
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$126,245
Contract administrator fees2016-12-31$24,548
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$8,064,226
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$7,231,438
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$4,725,059
Aggregate carrying amount (costs) on sale of assets2016-12-31$4,805,242
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HEMMING MORSE, LLP
Accountancy firm EIN2016-12-31300702322
2015 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-279,893
Total unrealized appreciation/depreciation of assets2015-12-31$-279,893
Total transfer of assets to this plan2015-12-31$403,334
Total transfer of assets from this plan2015-12-31$4,685,941
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$133,500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,940,294
Total loss/gain on sale of assets2015-12-31$-59,389
Total of all expenses incurred2015-12-31$6,045,509
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,964,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,554,093
Value of total assets at end of year2015-12-31$71,083,779
Value of total assets at beginning of year2015-12-31$78,338,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$80,756
Total interest from all sources2015-12-31$117,802
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,047,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$866,547
Administrative expenses professional fees incurred2015-12-31$26,668
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$43,128
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$43,533
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,166,443
Participant contributions at end of year2015-12-31$457,907
Participant contributions at beginning of year2015-12-31$492,946
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$192,400
Assets. Other investments not covered elsewhere at end of year2015-12-31$300,036
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,759,371
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$39,397
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$133,500
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$122,552
Administrative expenses (other) incurred2015-12-31$1,061
Total non interest bearing cash at end of year2015-12-31$64,414
Total non interest bearing cash at beginning of year2015-12-31$51,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-3,105,215
Value of net assets at end of year (total assets less liabilities)2015-12-31$70,950,279
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$78,338,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$1,494,515
Assets. partnership/joint venture interests at beginning of year2015-12-31$1,280,221
Investment advisory and management fees2015-12-31$53,027
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$21,156,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,614,830
Interest on participant loans2015-12-31$29,768
Income. Interest from US Government securities2015-12-31$80,681
Income. Interest from corporate debt instruments2015-12-31$6,722
Value of interest in common/collective trusts at end of year2015-12-31$28,416,504
Value of interest in common/collective trusts at beginning of year2015-12-31$35,578,104
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$5,305,384
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,996,769
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,996,769
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$631
Asset value of US Government securities at end of year2015-12-31$4,066,072
Asset value of US Government securities at beginning of year2015-12-31$4,333,109
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,242,364
Net investment gain or loss from common/collective trusts2015-12-31$-319,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$2,348,253
Employer contributions (assets) at end of year2015-12-31$2,348,253
Employer contributions (assets) at beginning of year2015-12-31$2,176,649
Income. Dividends from preferred stock2015-12-31$1,687
Income. Dividends from common stock2015-12-31$179,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,964,753
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$73,421
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$126,245
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$222,951
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$7,231,438
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$7,596,176
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$6,748,482
Aggregate carrying amount (costs) on sale of assets2015-12-31$6,807,871
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HEMMING MORSE, LLP
Accountancy firm EIN2015-12-31300702322
2014 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$443,765
Total unrealized appreciation/depreciation of assets2014-12-31$443,765
Total transfer of assets to this plan2014-12-31$95,007
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$17,850
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,916,071
Total loss/gain on sale of assets2014-12-31$224,535
Total of all expenses incurred2014-12-31$2,012,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,956,946
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,348,813
Value of total assets at end of year2014-12-31$78,338,101
Value of total assets at beginning of year2014-12-31$73,356,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$55,140
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$85,338
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,131,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$955,938
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$28,942
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$43,533
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$18,088
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,111,058
Participant contributions at end of year2014-12-31$492,946
Participant contributions at beginning of year2014-12-31$459,256
Participant contributions at end of year2014-12-31$192,400
Participant contributions at beginning of year2014-12-31$13,712
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,759,371
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,891,085
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$61,086
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$17,850
Other income not declared elsewhere2014-12-31$92,041
Administrative expenses (other) incurred2014-12-31$2,284
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$51,042
Total non interest bearing cash at beginning of year2014-12-31$242,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$4,903,985
Value of net assets at end of year (total assets less liabilities)2014-12-31$78,338,101
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$73,339,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$1,280,221
Assets. partnership/joint venture interests at beginning of year2014-12-31$899,923
Investment advisory and management fees2014-12-31$23,914
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,614,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,452,948
Interest on participant loans2014-12-31$26,744
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$21,761
Income. Interest from US Government securities2014-12-31$26,566
Income. Interest from corporate debt instruments2014-12-31$9,105
Value of interest in common/collective trusts at end of year2014-12-31$35,578,104
Value of interest in common/collective trusts at beginning of year2014-12-31$35,127,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$4,996,769
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$7,354,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$7,354,474
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,162
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$4,333,109
Asset value of US Government securities at beginning of year2014-12-31$1,682,835
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-612,590
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$2,202,466
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$2,176,669
Employer contributions (assets) at end of year2014-12-31$2,176,649
Employer contributions (assets) at beginning of year2014-12-31$1,969,355
Income. Dividends from preferred stock2014-12-31$1,266
Income. Dividends from common stock2014-12-31$174,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,956,946
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$222,951
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$298,221
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$7,596,176
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$6,947,496
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$21,842,707
Aggregate carrying amount (costs) on sale of assets2014-12-31$21,618,172
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HEMMING MORSE, LLP
Accountancy firm EIN2014-12-31300702322
2013 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,086,576
Total unrealized appreciation/depreciation of assets2013-12-31$1,086,576
Total transfer of assets to this plan2013-12-31$320,858
Total transfer of assets from this plan2013-12-31$2,423,640
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$17,850
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$45,000
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$15,642,474
Total loss/gain on sale of assets2013-12-31$120,102
Total of all expenses incurred2013-12-31$15,231,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$15,179,639
Expenses. Certain deemed distributions of participant loans2013-12-31$5,632
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,869,217
Value of total assets at end of year2013-12-31$73,356,959
Value of total assets at beginning of year2013-12-31$75,075,470
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$45,782
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$90,860
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$757,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$624,076
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$33,373
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$18,088
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$147,168
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,014,022
Participant contributions at end of year2013-12-31$459,256
Participant contributions at beginning of year2013-12-31$501,866
Participant contributions at end of year2013-12-31$13,712
Participant contributions at beginning of year2013-12-31$18,619
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,891,085
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,374,355
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$885,840
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$17,850
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$45,000
Other income not declared elsewhere2013-12-31$330,123
Administrative expenses (other) incurred2013-12-31$2,080
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$242,220
Total non interest bearing cash at beginning of year2013-12-31$486,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$411,421
Value of net assets at end of year (total assets less liabilities)2013-12-31$73,339,109
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$75,030,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$899,923
Assets. partnership/joint venture interests at beginning of year2013-12-31$1,041,241
Investment advisory and management fees2013-12-31$10,329
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,452,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,406,170
Interest on participant loans2013-12-31$32,820
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$20,567
Income. Interest from US Government securities2013-12-31$25,818
Income. Interest from corporate debt instruments2013-12-31$10,329
Value of interest in common/collective trusts at end of year2013-12-31$35,127,346
Value of interest in common/collective trusts at beginning of year2013-12-31$39,971,435
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$7,354,474
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$6,897,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$6,897,498
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,326
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$1,682,835
Asset value of US Government securities at beginning of year2013-12-31$1,917,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,258,244
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$8,129,754
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$1,969,355
Employer contributions (assets) at end of year2013-12-31$1,969,355
Employer contributions (assets) at beginning of year2013-12-31$1,923,903
Income. Dividends from preferred stock2013-12-31$3,687
Income. Dividends from common stock2013-12-31$129,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$15,179,639
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$298,221
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$306,938
Contract administrator fees2013-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$6,947,496
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$5,082,449
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$8,901,884
Aggregate carrying amount (costs) on sale of assets2013-12-31$8,781,782
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HEMMING MORSE, LLP
Accountancy firm EIN2013-12-31300702322
2012 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$527,577
Total unrealized appreciation/depreciation of assets2012-12-31$527,577
Total transfer of assets to this plan2012-12-31$77,210
Total transfer of assets from this plan2012-12-31$3,375
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$45,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$9,662,105
Total loss/gain on sale of assets2012-12-31$103,555
Total of all expenses incurred2012-12-31$2,273,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,226,410
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,070,912
Value of total assets at end of year2012-12-31$75,075,470
Value of total assets at beginning of year2012-12-31$67,567,918
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$46,978
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$101,521
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$584,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$469,824
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$37,076
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$147,168
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$187,118
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$10,282
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,041,920
Participant contributions at end of year2012-12-31$501,866
Participant contributions at beginning of year2012-12-31$488,121
Participant contributions at end of year2012-12-31$18,619
Participant contributions at beginning of year2012-12-31$217,100
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,374,355
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,732,496
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$105,089
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$45,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$206,429
Administrative expenses (other) incurred2012-12-31$1,387
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$486,399
Total non interest bearing cash at beginning of year2012-12-31$201,571
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$7,388,717
Value of net assets at end of year (total assets less liabilities)2012-12-31$75,030,470
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$67,567,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$1,041,241
Assets. partnership/joint venture interests at beginning of year2012-12-31$1,033,241
Investment advisory and management fees2012-12-31$8,515
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,406,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,431,279
Interest on participant loans2012-12-31$32,735
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$22,174
Income. Interest from US Government securities2012-12-31$31,310
Income. Interest from corporate debt instruments2012-12-31$10,220
Value of interest in common/collective trusts at end of year2012-12-31$39,971,435
Value of interest in common/collective trusts at beginning of year2012-12-31$35,239,897
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$6,897,498
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$7,907,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$7,907,012
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$5,082
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$1,917,429
Asset value of US Government securities at beginning of year2012-12-31$2,256,247
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$974,754
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$4,093,069
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Assets. Value of employer real property at end of year2012-12-31$0
Assets. Value of employer real property at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$1,923,903
Employer contributions (assets) at end of year2012-12-31$1,923,903
Employer contributions (assets) at beginning of year2012-12-31$1,859,006
Income. Dividends from preferred stock2012-12-31$18,053
Income. Dividends from common stock2012-12-31$96,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,226,410
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$306,938
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$25,376
Contract administrator fees2012-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$5,082,449
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$3,989,454
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$8,617,853
Aggregate carrying amount (costs) on sale of assets2012-12-31$8,514,298
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HEMMING MORSE, LLP
Accountancy firm EIN2012-12-31300702322
2011 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-290,053
Total unrealized appreciation/depreciation of assets2011-12-31$-290,053
Total transfer of assets to this plan2011-12-31$76,072
Total transfer of assets from this plan2011-12-31$4,009
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$8,519,978
Total loss/gain on sale of assets2011-12-31$133,265
Total of all expenses incurred2011-12-31$10,974,479
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$10,833,255
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,006,541
Value of total assets at end of year2011-12-31$67,567,918
Value of total assets at beginning of year2011-12-31$69,950,356
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$141,224
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$80,769
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$554,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$477,657
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$120,245
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$187,118
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$280,394
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$5,430,639
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$976,247
Participant contributions at end of year2011-12-31$488,121
Participant contributions at beginning of year2011-12-31$445,105
Participant contributions at end of year2011-12-31$217,100
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$2,732,496
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$2,587,061
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,577,784
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$15,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$200,143
Administrative expenses (other) incurred2011-12-31$1,292
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$201,571
Total non interest bearing cash at beginning of year2011-12-31$68,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$593,504
Value of net income/loss2011-12-31$-2,454,501
Value of net assets at end of year (total assets less liabilities)2011-12-31$67,567,918
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$69,950,356
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$1,033,241
Assets. partnership/joint venture interests at beginning of year2011-12-31$6,889,228
Investment advisory and management fees2011-12-31$19,687
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,431,279
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$32,540,044
Interest on participant loans2011-12-31$31,369
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$11,799
Income. Interest from US Government securities2011-12-31$32,528
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$35,239,897
Value of interest in common/collective trusts at beginning of year2011-12-31$11,723,759
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$7,907,012
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$7,418,505
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$7,418,505
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,073
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$2,256,247
Asset value of US Government securities at beginning of year2011-12-31$2,110,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$283,200
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$-1,448,847
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$1,859,006
Employer contributions (assets) at end of year2011-12-31$1,859,006
Employer contributions (assets) at beginning of year2011-12-31$1,826,497
Income. Dividends from preferred stock2011-12-31$17,819
Income. Dividends from common stock2011-12-31$59,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$10,833,255
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$25,376
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$3,989,454
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$4,045,583
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$18,747,435
Aggregate carrying amount (costs) on sale of assets2011-12-31$18,614,170
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HEMMING MORSE, LLP
Accountancy firm EIN2011-12-31300702322
2010 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,141,525
Total unrealized appreciation/depreciation of assets2010-12-31$1,141,525
Total transfer of assets to this plan2010-12-31$107,302
Total transfer of assets from this plan2010-12-31$526,277
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$9,205,700
Total loss/gain on sale of assets2010-12-31$-88,990
Total of all expenses incurred2010-12-31$8,126,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,804,354
Expenses. Certain deemed distributions of participant loans2010-12-31$19,751
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,927,428
Value of total assets at end of year2010-12-31$69,950,356
Value of total assets at beginning of year2010-12-31$69,289,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$302,114
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$129,016
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$673,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$574,635
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$94,470
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$280,394
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$525,143
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,023,194
Participant contributions at end of year2010-12-31$445,105
Participant contributions at beginning of year2010-12-31$433,792
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$2,587,061
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$2,418,417
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$77,737
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$15,000
Assets. Loans (other than to participants) at beginning of year2010-12-31$15,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$103,021
Administrative expenses (other) incurred2010-12-31$896
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$68,809
Total non interest bearing cash at beginning of year2010-12-31$467,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,079,481
Value of net assets at end of year (total assets less liabilities)2010-12-31$69,950,356
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$69,289,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$6,889,228
Assets. partnership/joint venture interests at beginning of year2010-12-31$8,110,274
Investment advisory and management fees2010-12-31$206,748
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$32,540,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$28,004,561
Interest on participant loans2010-12-31$33,388
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$670
Income. Interest from US Government securities2010-12-31$56,722
Income. Interest from corporate debt instruments2010-12-31$20,081
Value of interest in common/collective trusts at end of year2010-12-31$11,723,759
Value of interest in common/collective trusts at beginning of year2010-12-31$9,997,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$7,418,505
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$10,090,793
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$10,090,793
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$18,155
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$2,110,371
Asset value of US Government securities at beginning of year2010-12-31$2,933,314
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,713,696
Net investment gain or loss from common/collective trusts2010-12-31$606,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$1,826,497
Employer contributions (assets) at end of year2010-12-31$1,826,497
Employer contributions (assets) at beginning of year2010-12-31$1,883,093
Income. Dividends from preferred stock2010-12-31$23,355
Income. Dividends from common stock2010-12-31$75,068
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,804,354
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$673,611
Contract administrator fees2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$4,045,583
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$3,736,870
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$23,653,312
Aggregate carrying amount (costs) on sale of assets2010-12-31$23,742,302
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HEMMING MORSE, INC.
Accountancy firm EIN2010-12-31942723629
2009 : STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN

2022: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: STRADLING, YOCCA, CARLSON & RAUTH PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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