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STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 401k Plan overview

Plan NameSTRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS
Plan identification number 003

STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STRADLING YOCCA CARLSON & RAUTH has sponsored the creation of one or more 401k plans.

Company Name:STRADLING YOCCA CARLSON & RAUTH
Employer identification number (EIN):953347002
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01JOHN F. CANNON
0032016-01-01JOHN F. CANNON
0032015-01-01JOHN F. CANNON
0032014-01-01JOHN F. CANNON
0032013-01-01DAVID R. MCEWEN
0032012-01-01DAVID R. MCEWEN
0032011-01-01DAVID R. MCEWEN
0032009-01-01TONY MALKANI

Plan Statistics for STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS

401k plan membership statisitcs for STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS

Measure Date Value
2022: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2022 401k membership
Total participants, beginning-of-year2022-01-0184
Total number of active participants reported on line 7a of the Form 55002022-01-0135
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0143
Total of all active and inactive participants2022-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-0179
Number of participants with account balances2022-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2021 401k membership
Total participants, beginning-of-year2021-01-0182
Total number of active participants reported on line 7a of the Form 55002021-01-0135
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0142
Total of all active and inactive participants2021-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-0178
Number of participants with account balances2021-01-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2020 401k membership
Total participants, beginning-of-year2020-01-0179
Total number of active participants reported on line 7a of the Form 55002020-01-0134
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0139
Total of all active and inactive participants2020-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-0174
Number of participants with account balances2020-01-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2019 401k membership
Total participants, beginning-of-year2019-01-0174
Total number of active participants reported on line 7a of the Form 55002019-01-0133
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0138
Total of all active and inactive participants2019-01-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0172
Number of participants with account balances2019-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2018 401k membership
Total participants, beginning-of-year2018-01-0172
Total number of active participants reported on line 7a of the Form 55002018-01-0132
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0134
Total of all active and inactive participants2018-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0167
Number of participants with account balances2018-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2017 401k membership
Total participants, beginning-of-year2017-01-0176
Total number of active participants reported on line 7a of the Form 55002017-01-0139
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0129
Total of all active and inactive participants2017-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0168
Number of participants with account balances2017-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2016 401k membership
Total participants, beginning-of-year2016-01-0174
Total number of active participants reported on line 7a of the Form 55002016-01-0143
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0125
Total of all active and inactive participants2016-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0168
Number of participants with account balances2016-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2015 401k membership
Total participants, beginning-of-year2015-01-0170
Total number of active participants reported on line 7a of the Form 55002015-01-0149
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0174
Number of participants with account balances2015-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2014 401k membership
Total participants, beginning-of-year2014-01-0175
Total number of active participants reported on line 7a of the Form 55002014-01-0146
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0122
Total of all active and inactive participants2014-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0168
Number of participants with account balances2014-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2013 401k membership
Total participants, beginning-of-year2013-01-0165
Total number of active participants reported on line 7a of the Form 55002013-01-0147
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0124
Total of all active and inactive participants2013-01-0171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0171
Number of participants with account balances2013-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2012 401k membership
Total participants, beginning-of-year2012-01-0163
Total number of active participants reported on line 7a of the Form 55002012-01-0145
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-0162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0162
Number of participants with account balances2012-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2011 401k membership
Total participants, beginning-of-year2011-01-0157
Total number of active participants reported on line 7a of the Form 55002011-01-0140
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0122
Total of all active and inactive participants2011-01-0162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0162
Number of participants with account balances2011-01-0145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2009 401k membership
Total participants, beginning-of-year2009-01-0170
Total number of active participants reported on line 7a of the Form 55002009-01-0135
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-0163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0163
Number of participants with account balances2009-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS

Measure Date Value
2022 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2022 401k financial data
Transfers to/from the plan2022-12-31$353,245
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-1,795,666
Expenses. Total of all expenses incurred2022-12-31$9,018,485
Benefits paid (including direct rollovers)2022-12-31$8,982,836
Total plan assets at end of year2022-12-31$12,443,178
Total plan assets at beginning of year2022-12-31$22,904,084
Value of fidelity bond covering the plan2022-12-31$500,000
Total contributions received or receivable from participants2022-12-31$496,414
Expenses. Other expenses not covered elsewhere2022-12-31$3,858
Contributions received from other sources (not participants or employers)2022-12-31$30,627
Other income received2022-12-31$-2,322,707
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-10,814,151
Net plan assets at end of year (total assets less liabilities)2022-12-31$12,443,178
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$22,904,084
Assets. Value of participant loans2022-12-31$44,413
Assets. Value of assets in partnership/joint-venture interests2022-12-31$20,982
Total contributions received or receivable from employer(s)2022-12-31$0
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$31,791
2021 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2021 401k financial data
Transfers to/from the plan2021-12-31$-112,102
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$2,732,727
Expenses. Total of all expenses incurred2021-12-31$899,862
Benefits paid (including direct rollovers)2021-12-31$881,035
Total plan assets at end of year2021-12-31$22,904,084
Total plan assets at beginning of year2021-12-31$21,183,321
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$455,175
Expenses. Other expenses not covered elsewhere2021-12-31$112
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$2,277,552
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$1,832,865
Net plan assets at end of year (total assets less liabilities)2021-12-31$22,904,084
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$21,183,321
Assets. Value of participant loans2021-12-31$46,742
Assets. Value of assets in partnership/joint-venture interests2021-12-31$29,696
Total contributions received or receivable from employer(s)2021-12-31$0
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$18,715
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2020 401k financial data
Transfers to/from the plan2020-12-31$-203,342
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$1,553,995
Expenses. Total of all expenses incurred2020-12-31$1,098,098
Benefits paid (including direct rollovers)2020-12-31$1,055,592
Total plan assets at end of year2020-12-31$21,183,321
Total plan assets at beginning of year2020-12-31$20,930,766
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$400,991
Assets. Value of loans (other than to participants)2020-12-31$48,930
Expenses. Other expenses not covered elsewhere2020-12-31$39
Contributions received from other sources (not participants or employers)2020-12-31$25,967
Other income received2020-12-31$1,127,037
Net income (gross income less expenses)2020-12-31$455,897
Net plan assets at end of year (total assets less liabilities)2020-12-31$21,183,321
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$20,930,766
Assets. Value of assets in partnership/joint-venture interests2020-12-31$27,911
Total contributions received or receivable from employer(s)2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$42,467
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2019 401k financial data
Transfers to/from the plan2019-12-31$3,470,931
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$3,470,286
Expenses. Total of all expenses incurred2019-12-31$6,978,413
Benefits paid (including direct rollovers)2019-12-31$6,959,404
Total plan assets at end of year2019-12-31$20,930,766
Total plan assets at beginning of year2019-12-31$20,967,962
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$338,704
Expenses. Other expenses not covered elsewhere2019-12-31$6
Other income received2019-12-31$3,131,582
Net income (gross income less expenses)2019-12-31$-3,508,127
Net plan assets at end of year (total assets less liabilities)2019-12-31$20,930,766
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$20,967,962
Assets. Value of assets in partnership/joint-venture interests2019-12-31$64,816
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$19,003
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2018 401k financial data
Transfers to/from the plan2018-12-31$10,611,360
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-698,105
Expenses. Total of all expenses incurred2018-12-31$551,316
Benefits paid (including direct rollovers)2018-12-31$538,324
Total plan assets at end of year2018-12-31$20,967,962
Total plan assets at beginning of year2018-12-31$11,606,023
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$336,496
Expenses. Other expenses not covered elsewhere2018-12-31$37
Contributions received from other sources (not participants or employers)2018-12-31$44,401
Other income received2018-12-31$-1,079,002
Net income (gross income less expenses)2018-12-31$-1,249,421
Net plan assets at end of year (total assets less liabilities)2018-12-31$20,967,962
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$11,606,023
Assets. Value of participant loans2018-12-31$0
Assets. Value of assets in partnership/joint-venture interests2018-12-31$418,853
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$12,955
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2017 401k financial data
Transfers to/from the plan2017-12-31$-177,532
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$2,060,166
Expenses. Total of all expenses incurred2017-12-31$576,949
Benefits paid (including direct rollovers)2017-12-31$571,257
Total plan assets at end of year2017-12-31$11,606,023
Total plan assets at beginning of year2017-12-31$10,300,338
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$400,406
Contributions received from other sources (not participants or employers)2017-12-31$9,425
Other income received2017-12-31$1,650,335
Net income (gross income less expenses)2017-12-31$1,483,217
Net plan assets at end of year (total assets less liabilities)2017-12-31$11,606,023
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$10,300,338
Assets. Value of participant loans2017-12-31$13,494
Assets. Value of assets in partnership/joint-venture interests2017-12-31$101,500
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$5,692
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2016 401k financial data
Transfers to/from the plan2016-12-31$-164,953
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$1,333,910
Expenses. Total of all expenses incurred2016-12-31$316,988
Benefits paid (including direct rollovers)2016-12-31$313,760
Total plan assets at end of year2016-12-31$10,300,338
Total plan assets at beginning of year2016-12-31$9,448,369
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$470,800
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$29,852
Other income received2016-12-31$833,258
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$1,016,922
Net plan assets at end of year (total assets less liabilities)2016-12-31$10,300,338
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$9,448,369
Assets. Value of participant loans2016-12-31$552
Assets. Value of assets in partnership/joint-venture interests2016-12-31$100,000
Total contributions received or receivable from employer(s)2016-12-31$0
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$3,228
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2015 401k financial data
Transfers to/from the plan2015-12-31$4,282,608
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$423,223
Expenses. Total of all expenses incurred2015-12-31$348,458
Benefits paid (including direct rollovers)2015-12-31$345,376
Total plan assets at end of year2015-12-31$9,448,369
Total plan assets at beginning of year2015-12-31$5,090,996
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$515,974
Expenses. Other expenses not covered elsewhere2015-12-31$100
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-102,351
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$74,765
Net plan assets at end of year (total assets less liabilities)2015-12-31$9,448,369
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$5,090,996
Assets. Value of participant loans2015-12-31$11,107
Assets. Value of assets in partnership/joint-venture interests2015-12-31$100,000
Total contributions received or receivable from employer(s)2015-12-31$9,600
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,982
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2014 401k financial data
Transfers to/from the plan2014-12-31$-95,007
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$769,430
Expenses. Total of all expenses incurred2014-12-31$119,741
Benefits paid (including direct rollovers)2014-12-31$116,503
Total plan assets at end of year2014-12-31$5,090,996
Total plan assets at beginning of year2014-12-31$4,536,314
Value of fidelity bond covering the plan2014-12-31$453,631
Total contributions received or receivable from participants2014-12-31$435,878
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$333,552
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$649,689
Net plan assets at end of year (total assets less liabilities)2014-12-31$5,090,996
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,536,314
Assets. Value of participant loans2014-12-31$20,874
Assets. Value of assets in partnership/joint-venture interests2014-12-31$103,636
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$3,238
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2013 401k financial data
Transfers to/from the plan2013-12-31$2,102,782
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$663,078
Expenses. Total of all expenses incurred2013-12-31$816,284
Benefits paid (including direct rollovers)2013-12-31$813,145
Total plan assets at end of year2013-12-31$4,536,314
Total plan assets at beginning of year2013-12-31$2,586,738
Value of fidelity bond covering the plan2013-12-31$300,000
Total contributions received or receivable from participants2013-12-31$255,165
Assets. Value of loans (other than to participants)2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$50
Contributions received from other sources (not participants or employers)2013-12-31$52,814
Other income received2013-12-31$355,099
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$-153,206
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,536,314
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,586,738
Assets. Value of participant loans2013-12-31$33,681
Assets. Value of assets in partnership/joint-venture interests2013-12-31$100,000
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$3,089
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2012 401k financial data
Transfers to/from the plan2012-12-31$-73,835
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$526,995
Expenses. Total of all expenses incurred2012-12-31$235,036
Benefits paid (including direct rollovers)2012-12-31$232,970
Total plan assets at end of year2012-12-31$2,586,738
Total plan assets at beginning of year2012-12-31$2,368,614
Value of fidelity bond covering the plan2012-12-31$300,000
Total contributions received or receivable from participants2012-12-31$259,942
Assets. Value of loans (other than to participants)2012-12-31$90,000
Expenses. Other expenses not covered elsewhere2012-12-31$16
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$267,053
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$291,959
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,586,738
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,368,614
Assets. Value of participant loans2012-12-31$13,206
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2012-12-31$90,000
Total contributions received or receivable from employer(s)2012-12-31$0
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$2,050
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2011 401k financial data
Transfers to/from the plan2011-12-31$-72,063
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$265,750
Expenses. Total of all expenses incurred2011-12-31$354,593
Benefits paid (including direct rollovers)2011-12-31$352,349
Total plan assets at end of year2011-12-31$2,368,614
Total plan assets at beginning of year2011-12-31$2,529,520
Value of fidelity bond covering the plan2011-12-31$300,000
Total contributions received or receivable from participants2011-12-31$260,203
Assets. Value of loans (other than to participants)2011-12-31$90,000
Expenses. Other expenses not covered elsewhere2011-12-31$109
Contributions received from other sources (not participants or employers)2011-12-31$383
Other income received2011-12-31$5,164
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$-88,843
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,368,614
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,529,520
Assets. Value of participant loans2011-12-31$19,949
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2011-12-31$90,000
Total contributions received or receivable from employer(s)2011-12-31$0
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$2,135
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2010 401k financial data
Transfers to/from the plan2010-12-31$418,975
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$571,865
Expenses. Total of all expenses incurred2010-12-31$353,937
Benefits paid (including direct rollovers)2010-12-31$353,153
Total plan assets at end of year2010-12-31$2,529,520
Total plan assets at beginning of year2010-12-31$1,892,617
Value of fidelity bond covering the plan2010-12-31$300,000
Total contributions received or receivable from participants2010-12-31$329,765
Assets. Value of loans (other than to participants)2010-12-31$90,000
Expenses. Other expenses not covered elsewhere2010-12-31$50
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$242,100
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$217,928
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,529,520
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,892,617
Assets. Value of participant loans2010-12-31$25,004
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$734
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS

2022: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: STRADLING, YOCCA, CARLSON & RAUTH 401(K) PLAN FOR ASSOCIATE ATTORNEYS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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