401k Plan data: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN plan

ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 401k Plan overview

Plan Name	ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN
Plan identification number	003

ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

ATKINSON, ANDELSON, LOYA, RUUD & ROMO, A PROFESSIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: ATKINSON, ANDELSON, LOYA, RUUD & ROMO, A PROFESSIONAL CORPORATION

Employer identification number (EIN): 953378600

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2012-01-01 PAT STEVENS
003 2011-01-01 PATRICK A. STEVENS
003 2010-01-01 PAT STEVENS

Plan id#	Filing Submission Date	Name of Administrator
003	2012-01-01	PAT STEVENS
003	2011-01-01	PATRICK A. STEVENS
003	2010-01-01	PAT STEVENS

Plan Statistics for ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN

401k plan membership statisitcs for ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN

Measure Date Value
2012: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 180
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 123
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 53
Total of all active and inactive participants 2010-01-01 176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 14

Measure	Date	Value
2012: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	180
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	123
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	53
Total of all active and inactive participants	2010-01-01	176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	14

Financial Data on ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN

Measure	Date	Value
2012 : ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2012 401k financial data
Total income from all sources	2012-05-31	$1,411
Expenses. Total of all expenses incurred	2012-05-31	$14,350
Benefits paid (including direct rollovers)	2012-05-31	$14,350
Total plan assets at end of year	2012-05-31	$0
Total plan assets at beginning of year	2012-05-31	$12,939
Net income (gross income less expenses)	2012-05-31	$-12,939
Net plan assets at end of year (total assets less liabilities)	2012-05-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2012-05-31	$12,939
Total contributions received or receivable from employer(s)	2012-05-31	$1,411
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-05-31	$0
2011 : ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$144,339
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$10,333,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$10,333,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$141,255
Value of total assets at end of year	2011-12-31	$12,939
Value of total assets at beginning of year	2011-12-31	$10,202,322
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$3,084
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-10,189,383
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,939
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,202,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$12,939
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$9,346,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$9,346,129
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$3,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$141,255
Employer contributions (assets) at beginning of year	2011-12-31	$856,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$10,333,722
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WINDES & MCCLAUGHRY
Accountancy firm EIN	2011-12-31	953001179
2010 : ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-439,317
Total unrealized appreciation/depreciation of assets	2010-12-31	$-439,317
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,411,526
Total loss/gain on sale of assets	2010-12-31	$761,790
Total of all expenses incurred	2010-12-31	$31,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$23,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$856,193
Value of total assets at end of year	2010-12-31	$10,202,322
Value of total assets at beginning of year	2010-12-31	$8,822,533
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,750
Total interest from all sources	2010-12-31	$15,779
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$137,684
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$137,684
Administrative expenses professional fees incurred	2010-12-31	$1,000
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Other income not declared elsewhere	2010-12-31	$79,397
Administrative expenses (other) incurred	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,379,789
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,202,322
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$8,822,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,700,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$9,346,129
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,171,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,171,856
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$15,779
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$856,193
Employer contributions (assets) at end of year	2010-12-31	$856,193
Employer contributions (assets) at beginning of year	2010-12-31	$950,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$23,987
Contract administrator fees	2010-12-31	$6,750
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$28,267,558
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$27,505,768
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	KJM/CORBIN & COMPANY LLP
Accountancy firm EIN	2010-12-31	810569753

Form 5500 Responses for ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN

2012: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

ATKINSON, ANDELSON, LOYA, RUUD & ROMO CASH BALANCE PLAN [EIN = 953778600]

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Company Name:	ATKINSON, ANDELSON, LOYA, RUUD & ROMO, A PROFESSIONAL CORPORATION
Employer identification number (EIN):	953378600
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers