RBZ, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RBZ, LLP INVESTMENT INCENTIVE PROGRAM
Measure | Date | Value |
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2016: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2016 401k membership |
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Total participants, beginning-of-year | 2016-01-01 | 66 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 32 |
Total of all active and inactive participants | 2016-01-01 | 33 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 33 |
Number of participants with account balances | 2016-01-01 | 33 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
2015: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2015 401k membership |
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Total participants, beginning-of-year | 2015-01-01 | 68 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 48 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 17 |
Total of all active and inactive participants | 2015-01-01 | 66 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 66 |
Number of participants with account balances | 2015-01-01 | 49 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 5 |
2014: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2014 401k membership |
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Total participants, beginning-of-year | 2014-01-01 | 59 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 53 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 14 |
Total of all active and inactive participants | 2014-01-01 | 68 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 68 |
Number of participants with account balances | 2014-01-01 | 64 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
2013: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2013 401k membership |
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Total participants, beginning-of-year | 2013-01-01 | 59 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 42 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 13 |
Total of all active and inactive participants | 2013-01-01 | 57 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 57 |
Number of participants with account balances | 2013-01-01 | 56 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
2012: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2012 401k membership |
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Total participants, beginning-of-year | 2012-01-01 | 52 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 44 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 14 |
Total of all active and inactive participants | 2012-01-01 | 59 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 59 |
Number of participants with account balances | 2012-01-01 | 55 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2011 401k membership |
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Total participants, beginning-of-year | 2011-01-01 | 54 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 36 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 15 |
Total of all active and inactive participants | 2011-01-01 | 52 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 52 |
Number of participants with account balances | 2011-01-01 | 47 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2009: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2009 401k membership |
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Total participants, beginning-of-year | 2009-01-01 | 115 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 36 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 19 |
Total of all active and inactive participants | 2009-01-01 | 55 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 55 |
Number of participants with account balances | 2009-01-01 | 55 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 3 |
Measure | Date | Value |
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2016 : RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2016 401k financial data |
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Transfers to/from the plan | 2016-12-31 | $-48,184 |
Total income from all sources | 2016-12-31 | $591,529 |
Expenses. Total of all expenses incurred | 2016-12-31 | $3,819,607 |
Benefits paid (including direct rollovers) | 2016-12-31 | $3,801,533 |
Total plan assets at end of year | 2016-12-31 | $2,130,123 |
Total plan assets at beginning of year | 2016-12-31 | $5,406,385 |
Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
Total contributions received or receivable from participants | 2016-12-31 | $90,000 |
Other income received | 2016-12-31 | $387,079 |
Net income (gross income less expenses) | 2016-12-31 | $-3,228,078 |
Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $2,130,123 |
Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $5,406,385 |
Assets. Value of participant loans | 2016-12-31 | $27 |
Total contributions received or receivable from employer(s) | 2016-12-31 | $114,450 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $18,074 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
2015 : RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2015 401k financial data |
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Total income from all sources | 2015-12-31 | $607,005 |
Expenses. Total of all expenses incurred | 2015-12-31 | $4,904,014 |
Benefits paid (including direct rollovers) | 2015-12-31 | $4,866,555 |
Total plan assets at end of year | 2015-12-31 | $5,406,385 |
Total plan assets at beginning of year | 2015-12-31 | $9,703,394 |
Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
Total contributions received or receivable from participants | 2015-12-31 | $442,411 |
Expenses. Other expenses not covered elsewhere | 2015-12-31 | $0 |
Contributions received from other sources (not participants or employers) | 2015-12-31 | $0 |
Other income received | 2015-12-31 | $-170,932 |
Net income (gross income less expenses) | 2015-12-31 | $-4,297,009 |
Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $5,406,385 |
Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,703,394 |
Assets. Value of participant loans | 2015-12-31 | $38,493 |
Total contributions received or receivable from employer(s) | 2015-12-31 | $335,526 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $37,459 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
2014 : RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2014 401k financial data |
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Total income from all sources | 2014-12-31 | $1,104,769 |
Expenses. Total of all expenses incurred | 2014-12-31 | $1,279,653 |
Benefits paid (including direct rollovers) | 2014-12-31 | $1,234,649 |
Total plan assets at end of year | 2014-12-31 | $9,703,394 |
Total plan assets at beginning of year | 2014-12-31 | $9,878,278 |
Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
Total contributions received or receivable from participants | 2014-12-31 | $325,337 |
Expenses. Other expenses not covered elsewhere | 2014-12-31 | $-497 |
Contributions received from other sources (not participants or employers) | 2014-12-31 | $64,738 |
Other income received | 2014-12-31 | $492,068 |
Net income (gross income less expenses) | 2014-12-31 | $-174,884 |
Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $9,703,394 |
Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,878,278 |
Assets. Value of participant loans | 2014-12-31 | $140,877 |
Assets. Value of assets in partnership/joint-venture interests | 2014-12-31 | $0 |
Total contributions received or receivable from employer(s) | 2014-12-31 | $222,626 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $45,501 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
2013 : RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2013 401k financial data |
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Total income from all sources | 2013-12-31 | $1,991,860 |
Expenses. Total of all expenses incurred | 2013-12-31 | $432,786 |
Benefits paid (including direct rollovers) | 2013-12-31 | $396,074 |
Total plan assets at end of year | 2013-12-31 | $9,878,278 |
Total plan assets at beginning of year | 2013-12-31 | $8,319,204 |
Value of fidelity bond covering the plan | 2013-12-31 | $500,000 |
Total contributions received or receivable from participants | 2013-12-31 | $336,984 |
Contributions received from other sources (not participants or employers) | 2013-12-31 | $3,986 |
Other income received | 2013-12-31 | $1,381,597 |
Noncash contributions received | 2013-12-31 | $0 |
Net income (gross income less expenses) | 2013-12-31 | $1,559,074 |
Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $9,878,278 |
Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,319,204 |
Assets. Value of participant loans | 2013-12-31 | $56,158 |
Assets. Value of assets in partnership/joint-venture interests | 2013-12-31 | $49,929 |
Total contributions received or receivable from employer(s) | 2013-12-31 | $269,293 |
Value of certain deemed distributions of participant loans | 2013-12-31 | $0 |
Value of corrective distributions | 2013-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $36,712 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
2012 : RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2012 401k financial data |
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Transfers to/from the plan | 2012-12-31 | $-453 |
Total income from all sources | 2012-12-31 | $1,134,430 |
Expenses. Total of all expenses incurred | 2012-12-31 | $1,018,000 |
Benefits paid (including direct rollovers) | 2012-12-31 | $993,606 |
Total plan assets at end of year | 2012-12-31 | $8,319,204 |
Total plan assets at beginning of year | 2012-12-31 | $8,203,227 |
Value of fidelity bond covering the plan | 2012-12-31 | $500,000 |
Total contributions received or receivable from participants | 2012-12-31 | $159,744 |
Expenses. Other expenses not covered elsewhere | 2012-12-31 | $22 |
Contributions received from other sources (not participants or employers) | 2012-12-31 | $183,349 |
Other income received | 2012-12-31 | $791,337 |
Net income (gross income less expenses) | 2012-12-31 | $116,430 |
Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $8,319,204 |
Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,203,227 |
Assets. Value of participant loans | 2012-12-31 | $47,876 |
Assets. Value of assets in partnership/joint-venture interests | 2012-12-31 | $48,961 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $24,372 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
2011 : RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2011 401k financial data |
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Total income from all sources | 2011-12-31 | $1,136,949 |
Expenses. Total of all expenses incurred | 2011-12-31 | $6,426,323 |
Benefits paid (including direct rollovers) | 2011-12-31 | $6,409,099 |
Total plan assets at end of year | 2011-12-31 | $8,203,227 |
Total plan assets at beginning of year | 2011-12-31 | $13,492,601 |
Value of fidelity bond covering the plan | 2011-12-31 | $4,000,000 |
Assets. Value of tangible personal property | 2011-12-31 | $650,999 |
Total contributions received or receivable from participants | 2011-12-31 | $97,607 |
Contributions received from other sources (not participants or employers) | 2011-12-31 | $443,609 |
Other income received | 2011-12-31 | $595,733 |
Net income (gross income less expenses) | 2011-12-31 | $-5,289,374 |
Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $8,203,227 |
Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $13,492,601 |
Assets. Value of participant loans | 2011-12-31 | $47,529 |
Assets. Value of assets in partnership/joint-venture interests | 2011-12-31 | $650,999 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $17,224 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
2010 : RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2010 401k financial data |
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Total income from all sources | 2010-12-31 | $3,703,890 |
Expenses. Total of all expenses incurred | 2010-12-31 | $170,640 |
Benefits paid (including direct rollovers) | 2010-12-31 | $153,438 |
Total plan assets at end of year | 2010-12-31 | $13,492,601 |
Total plan assets at beginning of year | 2010-12-31 | $9,959,351 |
Value of fidelity bond covering the plan | 2010-12-31 | $4,000,000 |
Total contributions received or receivable from participants | 2010-12-31 | $121,264 |
Expenses. Other expenses not covered elsewhere | 2010-12-31 | $8,815 |
Contributions received from other sources (not participants or employers) | 2010-12-31 | $2,185,151 |
Other income received | 2010-12-31 | $1,397,475 |
Net income (gross income less expenses) | 2010-12-31 | $3,533,250 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $13,492,601 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $9,959,351 |
Assets. Value of participant loans | 2010-12-31 | $54,212 |
Assets. Value of assets in partnership/joint-venture interests | 2010-12-31 | $4,227,745 |
Total contributions received or receivable from employer(s) | 2010-12-31 | $0 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $8,387 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
2009 : RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2016: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2016 form 5500 responses |
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2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2015 form 5500 responses |
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2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2014 form 5500 responses |
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2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2013 form 5500 responses |
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2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Insurance | Yes |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement – Insurance | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2012 form 5500 responses |
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2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Insurance | Yes |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement – Insurance | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2011 form 5500 responses |
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2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Insurance | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement – Insurance | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: RBZ, LLP INVESTMENT INCENTIVE PROGRAM 2009 form 5500 responses |
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2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
Policy contract number | 370480-01 |
Policy instance | 1 |
Insurance contract or identification number | 370480-01 | Number of Individuals Covered | 11 | Insurance policy start date | 2015-01-01 | Insurance policy end date | 2015-12-31 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
Policy contract number | 039593 |
Policy instance | 1 |
Insurance contract or identification number | 039593 | Number of Individuals Covered | 0 | Insurance policy start date | 2014-01-01 | Insurance policy end date | 2014-06-02 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
Policy contract number | 039593 |
Policy instance | 1 |
Insurance contract or identification number | 039593 | Number of Individuals Covered | 55 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 8112455 |
Policy instance | 2 |
Insurance contract or identification number | 8112455 | Number of Individuals Covered | 1 | Insurance policy start date | 2013-01-01 | Insurance policy end date | 2013-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | Yes | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No |
|
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
Policy contract number | 039593 |
Policy instance | 1 |
Insurance contract or identification number | 039593 | Number of Individuals Covered | 55 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 8112455 |
Policy instance | 2 |
Insurance contract or identification number | 8112455 | Number of Individuals Covered | 1 | Insurance policy start date | 2012-01-01 | Insurance policy end date | 2012-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | Yes | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No |
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PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
Policy contract number | 039593 |
Policy instance | 1 |
Insurance contract or identification number | 039593 | Number of Individuals Covered | 47 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $501 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
Policy contract number | 8112455 |
Policy instance | 2 |
Insurance contract or identification number | 8112455 | Number of Individuals Covered | 1 | Insurance policy start date | 2011-01-01 | Insurance policy end date | 2011-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $0 | Are there contracts with allocated funds for individual policies? | Yes | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No |
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PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 ) |
Policy contract number | 039593 |
Policy instance | 1 |
Insurance contract or identification number | 039593 | Number of Individuals Covered | 52 | Insurance policy start date | 2010-01-01 | Insurance policy end date | 2010-12-31 | Total amount of commissions paid to insurance broker | USD $0 | Total amount of fees paid to insurance company | USD $797 | Are there contracts with allocated funds for individual policies? | No | Are there contracts with allocated funds for group deferred annuity? | No | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | Contracts With Unallocated Funds Deposit Administration | 0 | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | Health Insurance Welfare Benefit | No | Dental Insurance Welfare Benefit | No | Vision Insurance Welfare Benefit | No | Life Insurance Welfare Benefit | No | Temporary Disability Insurance Welfare Benefit | No | Long Term Disability Insurance Welfare Benefit | No | Unemployment Insurance Welfare Benefit | No | Were dividends or retroactive rate refunds paid in cash? | No | Were dividends or retroactive rate refunds paid as a credit? | No | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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