401k Plan data: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN plan

ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. has sponsored the creation of one or more 401k plans.

Company Name: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC.

Employer identification number (EIN): 953534984

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 ERIC Y. WAKI MD 2020-09-28
001 2019-01-01 ERIC Y. WAKI MD 2020-03-25
001 2018-01-01 ERIC Y. WAKI MD 2019-10-14
001 2017-01-01
001 2016-01-01 KEVIN KIM
001 2015-01-01
001 2014-01-01 ERIC Y. WAKI MD
001 2013-01-01 ERIC Y. WAKI MD
001 2012-01-01 ERIC Y. WAKI MD
001 2011-01-01 CHRISTOPHER J. QUILLIGAN, MD
001 2010-01-01 ERIC Y. WAKI MD
001 2009-01-01 ERIC Y. WAKI MD

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2020-01-01	ERIC Y. WAKI MD	2020-09-28
001	2019-01-01	ERIC Y. WAKI MD	2020-03-25
001	2018-01-01	ERIC Y. WAKI MD	2019-10-14
001	2017-01-01
001	2016-01-01	KEVIN KIM
001	2015-01-01
001	2014-01-01	ERIC Y. WAKI MD
001	2013-01-01	ERIC Y. WAKI MD
001	2012-01-01	ERIC Y. WAKI MD
001	2011-01-01	CHRISTOPHER J. QUILLIGAN, MD
001	2010-01-01	ERIC Y. WAKI MD
001	2009-01-01	ERIC Y. WAKI MD

Plan Statistics for ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 0
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 18
Total of all active and inactive participants 2019-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 18
Number of participants with account balances 2019-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 9
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 7
Total of all active and inactive participants 2018-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 17
Number of participants with account balances 2018-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 9
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 7
Total of all active and inactive participants 2017-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 16
Number of participants with account balances 2017-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 3
2016: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 12
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 3
Total of all active and inactive participants 2016-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 15
Number of participants with account balances 2016-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 11
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 3
Total of all active and inactive participants 2015-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 14
Number of participants with account balances 2015-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 11
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 13
Number of participants with account balances 2014-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 12
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 13
Number of participants with account balances 2013-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 12
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 12
Number of participants with account balances 2012-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 15
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 15
Number of participants with account balances 2011-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 14
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 16
Number of participants with account balances 2010-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 31
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 16
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 16
Total of all active and inactive participants 2009-01-01 32
Total participants 2009-01-01 32
Number of participants with account balances 2009-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	0
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	18
Total of all active and inactive participants	2019-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	18
Number of participants with account balances	2019-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	9
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	7
Total of all active and inactive participants	2018-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	17
Number of participants with account balances	2018-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	9
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	7
Total of all active and inactive participants	2017-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	16
Number of participants with account balances	2017-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	3
2016: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	12
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	3
Total of all active and inactive participants	2016-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	15
Number of participants with account balances	2016-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	11
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	3
Total of all active and inactive participants	2015-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	14
Number of participants with account balances	2015-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	11
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	13
Number of participants with account balances	2014-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	12
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	13
Number of participants with account balances	2013-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	12
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	12
Number of participants with account balances	2012-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	15
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	15
Number of participants with account balances	2011-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	14
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	16
Number of participants with account balances	2010-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	31
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	16
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	16
Total of all active and inactive participants	2009-01-01	32
Total participants	2009-01-01	32
Number of participants with account balances	2009-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2020 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-03-31	$41,658
Expenses. Total of all expenses incurred	2020-03-31	$4,080,971
Benefits paid (including direct rollovers)	2020-03-31	$4,054,331
Total plan assets at end of year	2020-03-31	$0
Total plan assets at beginning of year	2020-03-31	$4,039,313
Value of fidelity bond covering the plan	2020-03-31	$50,000
Total contributions received or receivable from participants	2020-03-31	$0
Expenses. Other expenses not covered elsewhere	2020-03-31	$0
Contributions received from other sources (not participants or employers)	2020-03-31	$0
Other income received	2020-03-31	$41,658
Noncash contributions received	2020-03-31	$0
Net income (gross income less expenses)	2020-03-31	$-4,039,313
Net plan assets at end of year (total assets less liabilities)	2020-03-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2020-03-31	$4,039,313
Total contributions received or receivable from employer(s)	2020-03-31	$0
Value of certain deemed distributions of participant loans	2020-03-31	$0
Value of corrective distributions	2020-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-03-31	$26,640
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-03-31	$0
2019 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$576,269
Expenses. Total of all expenses incurred	2019-12-31	$818,561
Benefits paid (including direct rollovers)	2019-12-31	$794,401
Total plan assets at end of year	2019-12-31	$4,039,313
Total plan assets at beginning of year	2019-12-31	$4,281,605
Value of fidelity bond covering the plan	2019-12-31	$50,000
Total contributions received or receivable from participants	2019-12-31	$400
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$575,869
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$-242,292
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$4,039,313
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$4,281,605
Total contributions received or receivable from employer(s)	2019-12-31	$0
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$24,160
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-146,449
Expenses. Total of all expenses incurred	2018-12-31	$611,743
Benefits paid (including direct rollovers)	2018-12-31	$568,658
Total plan assets at end of year	2018-12-31	$4,281,605
Total plan assets at beginning of year	2018-12-31	$5,039,797
Value of fidelity bond covering the plan	2018-12-31	$50,000
Total contributions received or receivable from participants	2018-12-31	$48,600
Expenses. Other expenses not covered elsewhere	2018-12-31	$43,085
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-265,049
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-758,192
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$4,281,605
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,039,797
Total contributions received or receivable from employer(s)	2018-12-31	$70,000
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$1,004,458
Expenses. Total of all expenses incurred	2017-12-31	$63,186
Benefits paid (including direct rollovers)	2017-12-31	$20,519
Total plan assets at end of year	2017-12-31	$5,039,797
Total plan assets at beginning of year	2017-12-31	$4,098,525
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$46,800
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$743,529
Net income (gross income less expenses)	2017-12-31	$941,272
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,039,797
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$4,098,525
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$188,476
Total contributions received or receivable from employer(s)	2017-12-31	$214,129
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$42,667
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$463,125
Expenses. Total of all expenses incurred	2016-12-31	$52,156
Benefits paid (including direct rollovers)	2016-12-31	$50,805
Total plan assets at end of year	2016-12-31	$4,098,525
Total plan assets at beginning of year	2016-12-31	$3,687,556
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$45,800
Expenses. Other expenses not covered elsewhere	2016-12-31	$1,351
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$351,419
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$410,969
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$4,098,525
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,687,556
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$188,476
Total contributions received or receivable from employer(s)	2016-12-31	$65,906
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$51,486
Expenses. Total of all expenses incurred	2015-12-31	$24,786
Benefits paid (including direct rollovers)	2015-12-31	$85
Total plan assets at end of year	2015-12-31	$3,687,556
Total plan assets at beginning of year	2015-12-31	$3,660,856
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$27,800
Other income received	2015-12-31	$23,686
Net income (gross income less expenses)	2015-12-31	$26,700
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,687,556
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,660,856
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$190,678
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$24,701
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$398,824
Expenses. Total of all expenses incurred	2014-12-31	$27,224
Total plan assets at end of year	2014-12-31	$3,660,856
Total plan assets at beginning of year	2014-12-31	$3,289,256
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$27,800
Expenses. Other expenses not covered elsewhere	2014-12-31	$27,224
Other income received	2014-12-31	$309,638
Net income (gross income less expenses)	2014-12-31	$371,600
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,660,856
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,289,256
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$286,400
Total contributions received or receivable from employer(s)	2014-12-31	$61,386
2013 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$481,486
Expenses. Total of all expenses incurred	2013-12-31	$20,836
Benefits paid (including direct rollovers)	2013-12-31	$818
Total plan assets at end of year	2013-12-31	$3,289,256
Total plan assets at beginning of year	2013-12-31	$2,828,606
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$27,600
Other income received	2013-12-31	$387,649
Net income (gross income less expenses)	2013-12-31	$460,650
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,289,256
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,828,606
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$192,848
Total contributions received or receivable from employer(s)	2013-12-31	$66,237
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$20,018
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$353,079
Expenses. Total of all expenses incurred	2012-12-31	$23,693
Benefits paid (including direct rollovers)	2012-12-31	$12,243
Total plan assets at end of year	2012-12-31	$2,828,606
Total plan assets at beginning of year	2012-12-31	$2,499,220
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$45,133
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$241,266
Net income (gross income less expenses)	2012-12-31	$329,386
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,828,606
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,499,220
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$192,848
Total contributions received or receivable from employer(s)	2012-12-31	$66,680
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$11,450
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$138,965
Expenses. Total of all expenses incurred	2011-12-31	$16,216
Benefits paid (including direct rollovers)	2011-12-31	$120
Total plan assets at end of year	2011-12-31	$2,499,220
Total plan assets at beginning of year	2011-12-31	$2,376,471
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$70,450
Other income received	2011-12-31	$7,532
Net income (gross income less expenses)	2011-12-31	$122,749
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,499,220
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,376,471
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$228,688
Total contributions received or receivable from employer(s)	2011-12-31	$60,983
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$16,096
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$337,213
Expenses. Total of all expenses incurred	2010-12-31	$56,668
Benefits paid (including direct rollovers)	2010-12-31	$44,506
Total plan assets at end of year	2010-12-31	$2,376,471
Total plan assets at beginning of year	2010-12-31	$2,095,926
Value of fidelity bond covering the plan	2010-12-31	$195,000
Total contributions received or receivable from participants	2010-12-31	$69,600
Expenses. Other expenses not covered elsewhere	2010-12-31	$12,162
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$176,552
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$280,545
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,376,471
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,095,926
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$279,208
Total contributions received or receivable from employer(s)	2010-12-31	$91,061
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN

2020: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ASSOCIATED HEAD & NECK SURGEONS OF GREATER ORANGE COUNTY, INC.
Employer identification number (EIN):	953534984
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)