401k Plan data: CRITICAL CAPITAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN plan

CRITICAL CAPITAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	CRITICAL CAPITAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN
Plan identification number	002

CRITICAL CAPITAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CRITICAL CAPITAL MANAGEMENT, INC. has sponsored the creation of one or more 401k plans.

Company Name: CRITICAL CAPITAL MANAGEMENT, INC.

Employer identification number (EIN): 953550094

NAIC Classification: 523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CRITICAL CAPITAL MANAGEMENT, INC. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 ALAN B. UNGAR 2015-02-11
002 2013-01-01 ALAN B. UNGAR 2014-04-10
002 2012-01-01 ALAN B. UNGAR 2013-05-10
002 2011-01-01 ALAN B. UNGAR 2012-05-08
002 2010-01-01 ALAN B. UNGAR 2011-03-24

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2014-01-01	ALAN B. UNGAR	2015-02-11
002	2013-01-01	ALAN B. UNGAR	2014-04-10
002	2012-01-01	ALAN B. UNGAR	2013-05-10
002	2011-01-01	ALAN B. UNGAR	2012-05-08
002	2010-01-01	ALAN B. UNGAR	2011-03-24

Potentially related plans

CRITICAL CAPITAL SOLUTIONS 401(K) PLAN [EIN = 872795722]

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Company Name:	CRITICAL CAPITAL MANAGEMENT, INC.
Employer identification number (EIN):	953550094
NAIC Classification:	523900