401k Plan data: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN plan

STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN
Plan identification number	003

STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STUART R. WINTHROP, M.D., INC. has sponsored the creation of one or more 401k plans.

Company Name: STUART R. WINTHROP, M.D., INC.

Employer identification number (EIN): 953556878

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2018-01-01
003 2017-01-01 STUART WINTHROP 2018-06-01 STUART WINTHROP 2018-06-01
003 2016-01-01 STUART R WINTHROP 2017-02-21 STUART R WINTHROP 2017-02-21
003 2015-01-01 STUART R WINTHROP STUART R WINTHROP 2016-04-20
003 2014-01-01 STUART R. WINTHROP, M.D. STUART R. WINTHROP, M.D. 2015-05-26
003 2013-01-01 STUART R WINTHROP MD STUART R WINTHROP MD 2014-09-10
003 2012-01-01 STUART R WINTHROP M.D. STUART R WINTHROP M.D. 2013-09-17
003 2011-01-01 STUART R WINTHROP, M.D. STUART R WINTHROP, M.D. 2012-10-02
003 2009-01-01 STUART WINTHROP STUART WINTHROP 2010-09-28

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2022-01-01
003	2021-01-01
003	2020-01-01
003	2018-01-01
003	2017-01-01	STUART WINTHROP	2018-06-01	STUART WINTHROP	2018-06-01
003	2016-01-01	STUART R WINTHROP	2017-02-21	STUART R WINTHROP	2017-02-21
003	2015-01-01	STUART R WINTHROP		STUART R WINTHROP	2016-04-20
003	2014-01-01	STUART R. WINTHROP, M.D.		STUART R. WINTHROP, M.D.	2015-05-26
003	2013-01-01	STUART R WINTHROP MD		STUART R WINTHROP MD	2014-09-10
003	2012-01-01	STUART R WINTHROP M.D.		STUART R WINTHROP M.D.	2013-09-17
003	2011-01-01	STUART R WINTHROP, M.D.		STUART R WINTHROP, M.D.	2012-10-02
003	2009-01-01	STUART WINTHROP		STUART WINTHROP	2010-09-28

Plan Statistics for STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 6
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 8
Number of participants with account balances 2015-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 9
Number of participants with account balances 2014-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 8
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 9
Number of participants with account balances 2013-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 8
Number of participants with account balances 2012-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 8
Number of participants with account balances 2011-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 7
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 8
Number of participants with account balances 2009-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	6
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	8
Number of participants with account balances	2015-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	9
Number of participants with account balances	2014-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	8
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	9
Number of participants with account balances	2013-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	8
Number of participants with account balances	2012-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	8
Number of participants with account balances	2011-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	7
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	8
Number of participants with account balances	2009-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2015 : STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$50,399
Expenses. Total of all expenses incurred	2015-12-31	$31,801
Benefits paid (including direct rollovers)	2015-12-31	$31,540
Total plan assets at end of year	2015-12-31	$474,609
Total plan assets at beginning of year	2015-12-31	$456,011
Value of fidelity bond covering the plan	2015-12-31	$100,000
Total contributions received or receivable from participants	2015-12-31	$60,288
Expenses. Other expenses not covered elsewhere	2015-12-31	$261
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-45,823
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$18,598
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$474,609
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$456,011
Assets. Value of participant loans	2015-12-31	$23,134
Total contributions received or receivable from employer(s)	2015-12-31	$35,934
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
2014 : STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$129,423
Expenses. Total of all expenses incurred	2014-12-31	$395
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$456,011
Total plan assets at beginning of year	2014-12-31	$326,983
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$57,131
Expenses. Other expenses not covered elsewhere	2014-12-31	$395
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$5,574
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$129,028
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$456,011
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$326,983
Assets. Value of participant loans	2014-12-31	$28,728
Total contributions received or receivable from employer(s)	2014-12-31	$66,718
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
2013 : STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$75,019
Expenses. Total of all expenses incurred	2013-12-31	$604,633
Benefits paid (including direct rollovers)	2013-12-31	$603,000
Total plan assets at end of year	2013-12-31	$326,983
Total plan assets at beginning of year	2013-12-31	$856,597
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$35,687
Expenses. Other expenses not covered elsewhere	2013-12-31	$1,633
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$20,422
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$-529,614
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$326,983
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$856,597
Assets. Value of participant loans	2013-12-31	$11,340
Total contributions received or receivable from employer(s)	2013-12-31	$18,910
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
2012 : STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$79,223
Expenses. Total of all expenses incurred	2012-12-31	$22,492
Benefits paid (including direct rollovers)	2012-12-31	$16,829
Total plan assets at end of year	2012-12-31	$856,597
Total plan assets at beginning of year	2012-12-31	$799,866
Value of fidelity bond covering the plan	2012-12-31	$100,000
Total contributions received or receivable from participants	2012-12-31	$38,856
Expenses. Other expenses not covered elsewhere	2012-12-31	$5,663
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$19,804
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$56,731
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$856,597
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$799,866
Assets. Value of participant loans	2012-12-31	$14,505
Total contributions received or receivable from employer(s)	2012-12-31	$20,563
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
2011 : STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$32,623
Expenses. Total of all expenses incurred	2011-12-31	$798,014
Benefits paid (including direct rollovers)	2011-12-31	$784,342
Total plan assets at end of year	2011-12-31	$799,866
Total plan assets at beginning of year	2011-12-31	$1,565,257
Value of fidelity bond covering the plan	2011-12-31	$850,000
Total contributions received or receivable from participants	2011-12-31	$37,153
Expenses. Other expenses not covered elsewhere	2011-12-31	$13,672
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-24,243
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$-765,391
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$799,866
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,565,257
Assets. Value of participant loans	2011-12-31	$7,167
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$16,540
Total contributions received or receivable from employer(s)	2011-12-31	$19,713
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
2010 : STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$136,501
Expenses. Total of all expenses incurred	2010-12-31	$23,375
Benefits paid (including direct rollovers)	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$1,565,257
Total plan assets at beginning of year	2010-12-31	$1,452,131
Value of fidelity bond covering the plan	2010-12-31	$850,000
Total contributions received or receivable from participants	2010-12-31	$31,498
Expenses. Other expenses not covered elsewhere	2010-12-31	$14,638
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$87,769
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$113,126
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,565,257
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,452,131
Assets. Value of participant loans	2010-12-31	$11,163
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$157,904
Total contributions received or receivable from employer(s)	2010-12-31	$17,234
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$8,737
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0

Form 5500 Responses for STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN

2015: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: STUART R. WINTHROP, M.D., INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B0-DQ14

Policy instance

Insurance contract or identification number	GAP-B0-DQ14
Number of Individuals Covered	8
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $852
Total amount of fees paid to insurance company	USD $213
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $332
Amount paid for insurance broker fees	213
Insurance broker organization code?	4
Insurance broker name	CAPFINANCIAL SECURITIES LLC

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B0-DQ14

Policy instance

Insurance contract or identification number	GAP-B0-DQ14
Number of Individuals Covered	9
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $557
Total amount of fees paid to insurance company	USD $139
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $557
Amount paid for insurance broker fees	139
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES
Insurance broker organization code?	4
Insurance broker name	LPL FINANCIAL LLC

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B0-DQ14

Policy instance

Insurance contract or identification number	GAP-B0-DQ14
Number of Individuals Covered	9
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $1,003
Total amount of fees paid to insurance company	USD $251
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,003
Amount paid for insurance broker fees	251
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES
Insurance broker organization code?	4
Insurance broker name	LPL FINANCIAL LLC

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B0-DQ14

Policy instance

Insurance contract or identification number	GAP-B0-DQ14
Number of Individuals Covered	8
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $2,492
Total amount of fees paid to insurance company	USD $623
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	623
Additional information about fees paid to insurance broker	ADMINISTRATIVE FEES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $2,492
Insurance broker name	LPL FINANCIAL LLC

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B0-DQ14

Policy instance

Insurance contract or identification number	GAP-B0-DQ14
Number of Individuals Covered	8
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $2,354
Total amount of fees paid to insurance company	USD $588
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B0-DQ14

Policy instance

Insurance contract or identification number	GAP-B0-DQ14
Number of Individuals Covered	8
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $2,544
Total amount of fees paid to insurance company	USD $636
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	636
Additional information about fees paid to insurance broker	ADMINISTRATION FEES
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $2,344
Insurance broker name	LPL FINANCIAL CORPORATION

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Company Name:	STUART R. WINTHROP, M.D., INC.
Employer identification number (EIN):	953556878
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)