401k Plan data: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN plan

LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN
Plan identification number	005

LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LEONARD A GOLDBERG, INC. has sponsored the creation of one or more 401k plans.

Company Name: LEONARD A GOLDBERG, INC.

Employer identification number (EIN): 953814852

NAIC Classification: 523140
NAIC Description: Commodity Contracts Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2016-01-01 LEONARD A. GOLDBERG
005 2015-01-01 LEONARD A. GOLDBERG
005 2014-01-01 LEONARD A. GOLDBERG
005 2013-01-01 LEONARD A. GOLDBERG LEONARD A. GOLDBERG 2014-10-13
005 2012-01-01 LEONARD A. GOLDBERG LEONARD A. GOLDBERG 2013-10-10
005 2011-01-01 LEONARD A. GOLDBERG LEONARD A. GOLDBERG 2012-10-12
005 2009-01-01 LEONARD A. GOLDBERG LEONARD A. GOLDBERG 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
005	2016-01-01	LEONARD A. GOLDBERG
005	2015-01-01	LEONARD A. GOLDBERG
005	2014-01-01	LEONARD A. GOLDBERG
005	2013-01-01	LEONARD A. GOLDBERG	LEONARD A. GOLDBERG	2014-10-13
005	2012-01-01	LEONARD A. GOLDBERG	LEONARD A. GOLDBERG	2013-10-10
005	2011-01-01	LEONARD A. GOLDBERG	LEONARD A. GOLDBERG	2012-10-12
005	2009-01-01	LEONARD A. GOLDBERG	LEONARD A. GOLDBERG	2010-10-08

Plan Statistics for LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2016: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 2
Number of participants with account balances 2016-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 2
Number of participants with account balances 2015-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 2
Number of participants with account balances 2014-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2
Number of participants with account balances 2013-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 2
Number of participants with account balances 2012-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1
Number of participants with account balances 2011-01-01 1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2
Number of participants with account balances 2009-01-01 2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	2
Number of participants with account balances	2016-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	2
Number of participants with account balances	2015-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	2
Number of participants with account balances	2014-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2
Number of participants with account balances	2013-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	2
Number of participants with account balances	2012-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	1
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1
Number of participants with account balances	2011-01-01	1
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	2
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2
Number of participants with account balances	2009-01-01	2
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN

Measure	Date	Value
2016 : LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$25,050
Expenses. Total of all expenses incurred	2016-12-31	$19,143
Benefits paid (including direct rollovers)	2016-12-31	$19,135
Total plan assets at end of year	2016-12-31	$428,334
Total plan assets at beginning of year	2016-12-31	$422,427
Value of fidelity bond covering the plan	2016-12-31	$500,000
Other income received	2016-12-31	$25,050
Net income (gross income less expenses)	2016-12-31	$5,907
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$428,334
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$422,427
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$379,439
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$8
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$-97,356
Expenses. Total of all expenses incurred	2015-12-31	$28,211
Benefits paid (including direct rollovers)	2015-12-31	$24,661
Total plan assets at end of year	2015-12-31	$422,427
Total plan assets at beginning of year	2015-12-31	$547,994
Value of fidelity bond covering the plan	2015-12-31	$1,400,000
Total contributions received or receivable from participants	2015-12-31	$0
Other income received	2015-12-31	$-97,356
Net income (gross income less expenses)	2015-12-31	$-125,567
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$422,427
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$547,994
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$376,251
Total contributions received or receivable from employer(s)	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$3,550
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$37,759
Expenses. Total of all expenses incurred	2014-12-31	$23,705
Benefits paid (including direct rollovers)	2014-12-31	$22,395
Total plan assets at end of year	2014-12-31	$547,994
Total plan assets at beginning of year	2014-12-31	$533,940
Value of fidelity bond covering the plan	2014-12-31	$1,400,000
Total contributions received or receivable from participants	2014-12-31	$23,000
Other income received	2014-12-31	$12,019
Net income (gross income less expenses)	2014-12-31	$14,054
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$547,994
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$533,940
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$376,251
Total contributions received or receivable from employer(s)	2014-12-31	$2,740
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$1,310
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$-204,923
Expenses. Total of all expenses incurred	2013-12-31	$31,254
Benefits paid (including direct rollovers)	2013-12-31	$31,179
Total plan assets at end of year	2013-12-31	$533,940
Total plan assets at beginning of year	2013-12-31	$770,117
Value of fidelity bond covering the plan	2013-12-31	$1,400,000
Total contributions received or receivable from participants	2013-12-31	$23,000
Noncash contributions received	2013-12-31	$-231,108
Net income (gross income less expenses)	2013-12-31	$-236,177
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$533,940
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$770,117
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$440,550
Total contributions received or receivable from employer(s)	2013-12-31	$3,185
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$75
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$424,036
Expenses. Total of all expenses incurred	2012-12-31	$24,045
Benefits paid (including direct rollovers)	2012-12-31	$24,045
Total plan assets at end of year	2012-12-31	$770,117
Total plan assets at beginning of year	2012-12-31	$370,126
Value of fidelity bond covering the plan	2012-12-31	$1,400,000
Contributions received from other sources (not participants or employers)	2012-12-31	$600,207
Other income received	2012-12-31	$-176,171
Net income (gross income less expenses)	2012-12-31	$399,991
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$770,117
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$370,126
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$764,855
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$1,640
Expenses. Total of all expenses incurred	2011-12-31	$96,399
Benefits paid (including direct rollovers)	2011-12-31	$96,399
Total plan assets at end of year	2011-12-31	$370,126
Total plan assets at beginning of year	2011-12-31	$464,885
Value of fidelity bond covering the plan	2011-12-31	$1,400,000
Other income received	2011-12-31	$1,640
Net income (gross income less expenses)	2011-12-31	$-94,759
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$370,126
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$464,885
Assets. Value of assets in partnership/joint-venture interests	2011-12-31	$365,599
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2010 401k financial data
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$16,217
Expenses. Total of all expenses incurred	2010-12-31	$47,740
Benefits paid (including direct rollovers)	2010-12-31	$47,705
Total plan assets at end of year	2010-12-31	$464,885
Total plan assets at beginning of year	2010-12-31	$496,408
Value of fidelity bond covering the plan	2010-12-31	$1,400,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$35
Other income received	2010-12-31	$15,773
Net income (gross income less expenses)	2010-12-31	$-31,523
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$464,885
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$496,408
Assets. Value of assets in partnership/joint-venture interests	2010-12-31	$464,441
Total contributions received or receivable from employer(s)	2010-12-31	$444
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN

2016: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: LEONARD A. GOLDBERG, INC. PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	LEONARD A GOLDBERG, INC.
Employer identification number (EIN):	953814852
NAIC Classification:	523140
NAIC Description:	Commodity Contracts Brokerage