GREINES, MARTIN, STEIN & RICHLAND, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN
401k plan membership statisitcs for GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN
| Measure | Date | Value |
|---|
| 2022: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 37 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 30 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 9 |
| Total of all active and inactive participants | 2022-01-01 | 39 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 39 |
| Number of participants with account balances | 2022-01-01 | 37 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 41 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 34 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 3 |
| Total of all active and inactive participants | 2021-01-01 | 37 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 37 |
| Number of participants with account balances | 2021-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 38 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 35 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 6 |
| Total of all active and inactive participants | 2020-01-01 | 41 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 41 |
| Number of participants with account balances | 2020-01-01 | 37 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 40 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 35 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 3 |
| Total of all active and inactive participants | 2019-01-01 | 38 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 38 |
| Number of participants with account balances | 2019-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 36 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 2 |
| Total of all active and inactive participants | 2018-01-01 | 38 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 38 |
| Number of participants with account balances | 2018-01-01 | 33 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 34 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 2 |
| Total of all active and inactive participants | 2017-01-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 33 |
| Number of participants with account balances | 2017-01-01 | 31 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 33 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 2 |
| Total of all active and inactive participants | 2016-01-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 33 |
| Number of participants with account balances | 2016-01-01 | 31 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 28 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2 |
| Total of all active and inactive participants | 2015-01-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 33 |
| Number of participants with account balances | 2015-01-01 | 30 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 30 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 25 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 3 |
| Total of all active and inactive participants | 2014-01-01 | 28 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 28 |
| Number of participants with account balances | 2014-01-01 | 27 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 33 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 25 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 5 |
| Total of all active and inactive participants | 2013-01-01 | 30 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 30 |
| Number of participants with account balances | 2013-01-01 | 29 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 32 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 28 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 5 |
| Total of all active and inactive participants | 2012-01-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 33 |
| Number of participants with account balances | 2012-01-01 | 30 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 30 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 26 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 6 |
| Total of all active and inactive participants | 2011-01-01 | 32 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 32 |
| Number of participants with account balances | 2011-01-01 | 32 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| 2009: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 30 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 26 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 5 |
| Total of all active and inactive participants | 2009-01-01 | 31 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 31 |
| Number of participants with account balances | 2009-01-01 | 31 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2022 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2022 401k financial data |
|---|
| Total plan liabilities at end of year | 2022-12-31 | $0 |
| Total plan liabilities at beginning of year | 2022-12-31 | $0 |
| Total income from all sources | 2022-12-31 | $-1,517,360 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $546,989 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $539,487 |
| Total plan assets at end of year | 2022-12-31 | $12,321,522 |
| Total plan assets at beginning of year | 2022-12-31 | $14,385,871 |
| Value of fidelity bond covering the plan | 2022-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $477,115 |
| Expenses. Other expenses not covered elsewhere | 2022-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2022-12-31 | $0 |
| Other income received | 2022-12-31 | $-2,201,087 |
| Noncash contributions received | 2022-12-31 | $0 |
| Net income (gross income less expenses) | 2022-12-31 | $-2,064,349 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $12,321,522 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $14,385,871 |
| Assets. Value of participant loans | 2022-12-31 | $79,018 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $206,612 |
| Value of certain deemed distributions of participant loans | 2022-12-31 | $0 |
| Value of corrective distributions | 2022-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $7,502 |
| 2021 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $2,780,980 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $884,115 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $813,831 |
| Total plan assets at end of year | 2021-12-31 | $14,385,871 |
| Total plan assets at beginning of year | 2021-12-31 | $12,489,006 |
| Value of fidelity bond covering the plan | 2021-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $490,805 |
| Expenses. Other expenses not covered elsewhere | 2021-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2021-12-31 | $0 |
| Other income received | 2021-12-31 | $2,065,501 |
| Noncash contributions received | 2021-12-31 | $0 |
| Net income (gross income less expenses) | 2021-12-31 | $1,896,865 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $14,385,871 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $12,489,006 |
| Assets. Value of participant loans | 2021-12-31 | $139,070 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $224,674 |
| Value of certain deemed distributions of participant loans | 2021-12-31 | $0 |
| Value of corrective distributions | 2021-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $70,284 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $2,543,592 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $513,937 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $513,613 |
| Total plan assets at end of year | 2020-12-31 | $12,489,006 |
| Total plan assets at beginning of year | 2020-12-31 | $10,459,351 |
| Value of fidelity bond covering the plan | 2020-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $527,202 |
| Expenses. Other expenses not covered elsewhere | 2020-12-31 | $0 |
| Other income received | 2020-12-31 | $1,792,942 |
| Net income (gross income less expenses) | 2020-12-31 | $2,029,655 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $12,489,006 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $10,459,351 |
| Assets. Value of participant loans | 2020-12-31 | $160,710 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $223,448 |
| Value of certain deemed distributions of participant loans | 2020-12-31 | $0 |
| Value of corrective distributions | 2020-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $324 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| 2019 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $2,686,627 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $628,836 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $558,524 |
| Total plan assets at end of year | 2019-12-31 | $10,459,351 |
| Total plan assets at beginning of year | 2019-12-31 | $8,401,560 |
| Value of fidelity bond covering the plan | 2019-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $524,304 |
| Expenses. Other expenses not covered elsewhere | 2019-12-31 | $70,000 |
| Other income received | 2019-12-31 | $1,936,843 |
| Net income (gross income less expenses) | 2019-12-31 | $2,057,791 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $10,459,351 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $8,401,560 |
| Assets. Value of participant loans | 2019-12-31 | $155,190 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $225,480 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $312 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2018 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $280,100 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $241,093 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $170,393 |
| Total plan assets at end of year | 2018-12-31 | $8,401,560 |
| Total plan assets at beginning of year | 2018-12-31 | $8,362,553 |
| Value of fidelity bond covering the plan | 2018-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $447,580 |
| Expenses. Other expenses not covered elsewhere | 2018-12-31 | $70,000 |
| Other income received | 2018-12-31 | $-359,723 |
| Net income (gross income less expenses) | 2018-12-31 | $39,007 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $8,401,560 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $8,362,553 |
| Assets. Value of participant loans | 2018-12-31 | $93,958 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $192,243 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $700 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $2,218,734 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $4,308,406 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $4,237,816 |
| Total plan assets at end of year | 2017-12-31 | $8,362,553 |
| Total plan assets at beginning of year | 2017-12-31 | $10,452,225 |
| Value of fidelity bond covering the plan | 2017-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $382,352 |
| Expenses. Other expenses not covered elsewhere | 2017-12-31 | $70,000 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $0 |
| Other income received | 2017-12-31 | $1,686,418 |
| Noncash contributions received | 2017-12-31 | $0 |
| Net income (gross income less expenses) | 2017-12-31 | $-2,089,672 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $8,362,553 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $10,452,225 |
| Assets. Value of participant loans | 2017-12-31 | $104,570 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $149,964 |
| Value of certain deemed distributions of participant loans | 2017-12-31 | $0 |
| Value of corrective distributions | 2017-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $590 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $1,397,951 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $324,618 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $254,008 |
| Total plan assets at end of year | 2016-12-31 | $10,452,225 |
| Total plan assets at beginning of year | 2016-12-31 | $9,378,892 |
| Value of fidelity bond covering the plan | 2016-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $379,595 |
| Expenses. Other expenses not covered elsewhere | 2016-12-31 | $70,000 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $0 |
| Other income received | 2016-12-31 | $861,451 |
| Net income (gross income less expenses) | 2016-12-31 | $1,073,333 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $10,452,225 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $9,378,892 |
| Assets. Value of participant loans | 2016-12-31 | $123,463 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $156,905 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $610 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-12-31 | $2,426,150 |
| Total income from all sources | 2015-12-31 | $410,538 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $364,746 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $308,903 |
| Total plan assets at end of year | 2015-12-31 | $9,378,892 |
| Total plan assets at beginning of year | 2015-12-31 | $6,906,950 |
| Value of fidelity bond covering the plan | 2015-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $355,319 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $55,291 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $0 |
| Other income received | 2015-12-31 | $-81,418 |
| Noncash contributions received | 2015-12-31 | $0 |
| Net income (gross income less expenses) | 2015-12-31 | $45,792 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $9,378,892 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,906,950 |
| Assets. Value of participant loans | 2015-12-31 | $146,369 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $136,637 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $552 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $806,279 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $139,927 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $139,927 |
| Total plan assets at end of year | 2014-12-31 | $6,906,950 |
| Total plan assets at beginning of year | 2014-12-31 | $6,240,598 |
| Value of fidelity bond covering the plan | 2014-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $254,017 |
| Other income received | 2014-12-31 | $457,218 |
| Net income (gross income less expenses) | 2014-12-31 | $666,352 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $6,906,950 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,240,598 |
| Assets. Value of participant loans | 2014-12-31 | $143,647 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $95,044 |
| 2013 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $1,528,481 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $338,207 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $338,207 |
| Total plan assets at end of year | 2013-12-31 | $6,240,598 |
| Total plan assets at beginning of year | 2013-12-31 | $5,050,324 |
| Value of fidelity bond covering the plan | 2013-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $260,273 |
| Other income received | 2013-12-31 | $1,164,932 |
| Net income (gross income less expenses) | 2013-12-31 | $1,190,274 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $6,240,598 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,050,324 |
| Assets. Value of participant loans | 2013-12-31 | $88,515 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $103,276 |
| 2012 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $1,067,458 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $1,201,605 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $1,201,605 |
| Total plan assets at end of year | 2012-12-31 | $5,050,324 |
| Total plan assets at beginning of year | 2012-12-31 | $5,184,471 |
| Value of fidelity bond covering the plan | 2012-12-31 | $750,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $258,504 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $9,615 |
| Other income received | 2012-12-31 | $683,735 |
| Net income (gross income less expenses) | 2012-12-31 | $-134,147 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $5,050,324 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,184,471 |
| Assets. Value of participant loans | 2012-12-31 | $87,670 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $115,604 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $585,441 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $685,155 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $685,155 |
| Total plan assets at end of year | 2011-12-31 | $5,184,471 |
| Total plan assets at beginning of year | 2011-12-31 | $5,284,185 |
| Value of fidelity bond covering the plan | 2011-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $259,279 |
| Other income received | 2011-12-31 | $-45,050 |
| Net income (gross income less expenses) | 2011-12-31 | $-99,714 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $5,184,471 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $5,284,185 |
| Assets. Value of participant loans | 2011-12-31 | $30,978 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $371,212 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $1,126,953 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $574,190 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $574,190 |
| Total plan assets at end of year | 2010-12-31 | $5,284,185 |
| Total plan assets at beginning of year | 2010-12-31 | $4,731,422 |
| Value of fidelity bond covering the plan | 2010-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $262,738 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $10,898 |
| Other income received | 2010-12-31 | $551,357 |
| Net income (gross income less expenses) | 2010-12-31 | $552,763 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $5,284,185 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,731,422 |
| Assets. Value of participant loans | 2010-12-31 | $41,339 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $301,960 |
| 2009 : GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2022: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Insurance | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: GREINES, MARTIN, STEIN & RICHLAND, LLP 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | C6598 |
| Policy instance | 2 |
| Insurance contract or identification number | C6598 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 ) |
| Policy contract number | G37696 |
| Policy instance | 1 |
| Insurance contract or identification number | G37696 | | Number of Individuals Covered | 37 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | C6598 |
| Policy instance | 2 |
| Insurance contract or identification number | C6598 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 ) |
| Policy contract number | G37696 |
| Policy instance | 1 |
| Insurance contract or identification number | G37696 | | Number of Individuals Covered | 36 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | C6598 |
| Policy instance | 2 |
| Insurance contract or identification number | C6598 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $2,866 | | Total amount of fees paid to insurance company | USD $832 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,599 | | Amount paid for insurance broker fees | 680 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 |
|
| AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 ) |
| Policy contract number | G37696 |
| Policy instance | 1 |
| Insurance contract or identification number | G37696 | | Number of Individuals Covered | 37 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | C6598 |
| Policy instance | 2 |
| Insurance contract or identification number | C6598 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $4,568 | | Total amount of fees paid to insurance company | USD $1,572 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $3,301 | | Amount paid for insurance broker fees | 1404 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 |
|
| AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 ) |
| Policy contract number | G37696 |
| Policy instance | 1 |
| Insurance contract or identification number | G37696 | | Number of Individuals Covered | 36 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | C6598 |
| Policy instance | 2 |
| Insurance contract or identification number | C6598 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $8,729 | | Total amount of fees paid to insurance company | USD $1,840 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $7,442 | | Amount paid for insurance broker fees | 1719 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 | | Insurance broker name | WAYNE SPEED HILL |
|
| AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 ) |
| Policy contract number | G37696 |
| Policy instance | 1 |
| Insurance contract or identification number | G37696 | | Number of Individuals Covered | 31 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 ) |
| Policy contract number | C6598 |
| Policy instance | 2 |
| Insurance contract or identification number | C6598 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $38,097 | | Total amount of fees paid to insurance company | USD $12,142 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $35,128 | | Amount paid for insurance broker fees | 6104 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 | | Insurance broker name | SFBAG INS SERVICES INC. |
|
| AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 ) |
| Policy contract number | G37696 |
| Policy instance | 1 |
| Insurance contract or identification number | G37696 | | Number of Individuals Covered | 30 | | Insurance policy start date | 2015-02-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $33,073 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $17,081 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 | | Insurance broker name | SYMPHONIC INS AGENCY |
|
