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ARSI 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameARSI 401(K) PROFIT SHARING PLAN
Plan identification number 002

ARSI 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

AMERICAN RECOVERY SERVICE INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN RECOVERY SERVICE INCORPORATED
Employer identification number (EIN):954080279
NAIC Classification:525990
NAIC Description:Other Financial Vehicles

Additional information about AMERICAN RECOVERY SERVICE INCORPORATED

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1975-07-24
Company Identification Number: 481133
Legal Registered Office Address: 66 S. WINTER PARK DRIVE

CASSELBERRY

32707

More information about AMERICAN RECOVERY SERVICE INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARSI 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01ARJUN MITRA2023-06-14 ARJUN MITRA2023-06-14
0022022-01-01ARJUN MITRA2023-10-11 ARJUN MITRA2023-10-11
0022021-01-01ARJUN MITRA2022-12-12 ARJUN MITRA2022-12-12
0022020-01-01THOMAS BAXTER2021-09-23 THOMAS BAXTER2021-09-23
0022019-01-01THOMAS BAXTER2020-07-13
0022018-01-01
0022017-01-01
0022016-01-01
0022015-01-01THOMAS BAXTER
0022014-01-01THOMAS BAXTER
0022013-01-01THOMAS BAXTER
0022012-01-01THOMAS BAXTER
0022011-01-01THOMAS BAXTER
0022010-01-01THOMAS BAXTER
0022009-01-01THOMAS BAXTER

Plan Statistics for ARSI 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ARSI 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: ARSI 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01207
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0115
2021: ARSI 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01205
Total number of active participants reported on line 7a of the Form 55002021-01-01146
Number of other retired or separated participants entitled to future benefits2021-01-0135
Total of all active and inactive participants2021-01-01181
Total participants2021-01-01181
Number of participants with account balances2021-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: ARSI 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01194
Total number of active participants reported on line 7a of the Form 55002020-01-01155
Number of other retired or separated participants entitled to future benefits2020-01-0128
Total of all active and inactive participants2020-01-01183
Total participants2020-01-01183
Number of participants with account balances2020-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-019
2019: ARSI 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01199
Total number of active participants reported on line 7a of the Form 55002019-01-01150
Number of other retired or separated participants entitled to future benefits2019-01-0139
Total of all active and inactive participants2019-01-01189
Total participants2019-01-01189
Number of participants with account balances2019-01-01169
2018: ARSI 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01178
Total number of active participants reported on line 7a of the Form 55002018-01-01145
Number of other retired or separated participants entitled to future benefits2018-01-0142
Total of all active and inactive participants2018-01-01187
Total participants2018-01-01187
Number of participants with account balances2018-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0113
2017: ARSI 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01151
Total number of active participants reported on line 7a of the Form 55002017-01-01140
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01162
Number of participants with account balances2017-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: ARSI 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01165
Total number of active participants reported on line 7a of the Form 55002016-01-01124
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01142
Number of participants with account balances2016-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: ARSI 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01158
Total number of active participants reported on line 7a of the Form 55002015-01-01124
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0122
Total of all active and inactive participants2015-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01146
Number of participants with account balances2015-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: ARSI 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01176
Total number of active participants reported on line 7a of the Form 55002014-01-01118
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01135
Number of participants with account balances2014-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: ARSI 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01189
Total number of active participants reported on line 7a of the Form 55002013-01-01120
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0140
Total of all active and inactive participants2013-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01160
Number of participants with account balances2013-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: ARSI 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01206
Total number of active participants reported on line 7a of the Form 55002012-01-01138
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0139
Total of all active and inactive participants2012-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01177
Number of participants with account balances2012-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0126
2011: ARSI 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01188
Total number of active participants reported on line 7a of the Form 55002011-01-01137
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0137
Total of all active and inactive participants2011-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01174
Number of participants with account balances2011-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0133
2010: ARSI 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01171
Total number of active participants reported on line 7a of the Form 55002010-01-01139
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0125
Total of all active and inactive participants2010-01-01164
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01164
Number of participants with account balances2010-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0126
2009: ARSI 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01143
Total number of active participants reported on line 7a of the Form 55002009-01-01104
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0122
Total of all active and inactive participants2009-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01126
Number of participants with account balances2009-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0127

Financial Data on ARSI 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : ARSI 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-08-17$0
Total transfer of assets from this plan2022-08-17$8,050,322
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-17$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-17$0
Total income from all sources (including contributions)2022-08-17$-998,175
Total loss/gain on sale of assets2022-08-17$0
Total of all expenses incurred2022-08-17$1,831,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-17$1,800,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-17$348,341
Value of total assets at end of year2022-08-17$0
Value of total assets at beginning of year2022-08-17$10,880,306
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-17$31,030
Total interest from all sources2022-08-17$8,094
Total dividends received (eg from common stock, registered investment company shares)2022-08-17$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-17Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-08-17$0
Was this plan covered by a fidelity bond2022-08-17Yes
Value of fidelity bond cover2022-08-17$500,000
If this is an individual account plan, was there a blackout period2022-08-17No
Were there any nonexempt tranactions with any party-in-interest2022-08-17No
Contributions received from participants2022-08-17$274,557
Participant contributions at end of year2022-08-17$0
Participant contributions at beginning of year2022-08-17$244,335
Income. Received or receivable in cash from other sources (including rollovers)2022-08-17$18,953
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-08-17$29,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-17No
Value of net income/loss2022-08-17$-2,829,984
Value of net assets at end of year (total assets less liabilities)2022-08-17$0
Value of net assets at beginning of year (total assets less liabilities)2022-08-17$10,880,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-17No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-17No
Were any leases to which the plan was party in default or uncollectible2022-08-17No
Value of interest in pooled separate accounts at end of year2022-08-17$0
Value of interest in pooled separate accounts at beginning of year2022-08-17$10,624,148
Interest on participant loans2022-08-17$8,099
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-08-17$-5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-08-17$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-08-17$11,823
Net investment gain/loss from pooled separate accounts2022-08-17$-1,354,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-17No
Was there a failure to transmit to the plan any participant contributions2022-08-17No
Has the plan failed to provide any benefit when due under the plan2022-08-17No
Contributions received in cash from employer2022-08-17$54,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-17$1,771,497
Contract administrator fees2022-08-17$31,030
Did the plan have assets held for investment2022-08-17Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-17No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-17Yes
Opinion of an independent qualified public accountant for this plan2022-08-17Unqualified
Accountancy firm name2022-08-17WITHUMSMITH+BROWN, PC
Accountancy firm EIN2022-08-17222027092
2021 : ARSI 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,098,892
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$501,181
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$439,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$620,613
Value of total assets at end of year2021-12-31$10,880,306
Value of total assets at beginning of year2021-12-31$9,282,595
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$61,917
Total interest from all sources2021-12-31$14,348
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$510,159
Participant contributions at end of year2021-12-31$244,335
Participant contributions at beginning of year2021-12-31$296,028
Participant contributions at beginning of year2021-12-31$7,700
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,136
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$27,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,597,711
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,880,306
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,282,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$10,624,148
Value of interest in pooled separate accounts at beginning of year2021-12-31$8,964,382
Interest on participant loans2021-12-31$14,215
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$11,823
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$12,828
Net investment gain/loss from pooled separate accounts2021-12-31$1,463,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$107,318
Employer contributions (assets) at beginning of year2021-12-31$1,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$412,256
Contract administrator fees2021-12-31$61,917
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WITHUMSMITH+BROWN, PC
Accountancy firm EIN2021-12-31222027092
2020 : ARSI 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,896,721
Total of all expenses incurred2020-12-31$142,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$93,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$637,876
Value of total assets at end of year2020-12-31$9,273,238
Value of total assets at beginning of year2020-12-31$7,519,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$48,936
Total interest from all sources2020-12-31$16,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$488,957
Participant contributions at end of year2020-12-31$296,028
Participant contributions at beginning of year2020-12-31$297,302
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$43,077
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$16,960
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,754,077
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,273,238
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$7,519,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$8,964,382
Value of interest in pooled separate accounts at beginning of year2020-12-31$7,209,816
Interest on participant loans2020-12-31$16,490
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$148
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$12,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$11,855
Net investment gain/loss from pooled separate accounts2020-12-31$1,242,207
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$105,842
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$76,748
Contract administrator fees2020-12-31$48,936
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MARTINI PARTNERS, LLP
Accountancy firm EIN2020-12-31954508585
2019 : ARSI 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,902,354
Total of all expenses incurred2019-12-31$139,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$87,958
Value of total corrective distributions2019-12-31$375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$574,270
Value of total assets at end of year2019-12-31$7,519,161
Value of total assets at beginning of year2019-12-31$5,756,748
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$51,608
Total interest from all sources2019-12-31$17,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$473,084
Participant contributions at end of year2019-12-31$297,302
Participant contributions at beginning of year2019-12-31$295,131
Participant contributions at end of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$1,918
Liabilities. Value of operating payables at end of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,762,413
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,519,161
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,756,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$7,209,816
Value of interest in pooled separate accounts at beginning of year2019-12-31$5,450,656
Interest on participant loans2019-12-31$17,347
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$11,855
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$10,961
Net investment gain/loss from pooled separate accounts2019-12-31$1,310,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$101,186
Employer contributions (assets) at end of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$87,958
Contract administrator fees2019-12-31$49,690
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DIEM CPA, INC.
Accountancy firm EIN2019-12-31204025501
2018 : ARSI 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$206,504
Total of all expenses incurred2018-12-31$468,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$351,650
Expenses. Certain deemed distributions of participant loans2018-12-31$68,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$461,483
Value of total assets at end of year2018-12-31$5,756,748
Value of total assets at beginning of year2018-12-31$6,018,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$47,608
Total interest from all sources2018-12-31$17,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$378,122
Participant contributions at end of year2018-12-31$295,131
Participant contributions at beginning of year2018-12-31$342,052
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-261,664
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,756,748
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,018,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$5,450,656
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,654,975
Interest on participant loans2018-12-31$17,309
Interest earned on other investments2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$129
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$10,961
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$21,385
Net investment gain/loss from pooled separate accounts2018-12-31$-272,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$83,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$351,650
Contract administrator fees2018-12-31$47,608
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DIEM CPA, INC.
Accountancy firm EIN2018-12-31204025501
2017 : ARSI 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$780,661
Total unrealized appreciation/depreciation of assets2017-12-31$780,661
Total income from all sources (including contributions)2017-12-31$1,231,397
Total of all expenses incurred2017-12-31$85,198
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$66,110
Expenses. Certain deemed distributions of participant loans2017-12-31$14,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$430,008
Value of total assets at end of year2017-12-31$6,018,412
Value of total assets at beginning of year2017-12-31$4,872,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,124
Total interest from all sources2017-12-31$20,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$355,605
Participant contributions at end of year2017-12-31$342,052
Participant contributions at beginning of year2017-12-31$267,288
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$923
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,146,199
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,018,412
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,872,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$5,654,975
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,586,276
Interest on participant loans2017-12-31$16,596
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$4,132
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$21,385
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$18,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$73,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$66,110
Contract administrator fees2017-12-31$4,124
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DIEM CPA, INC.
Accountancy firm EIN2017-12-31204025501
2016 : ARSI 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$180,458
Total unrealized appreciation/depreciation of assets2016-12-31$180,458
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$627,983
Total of all expenses incurred2016-12-31$1,102,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,096,552
Expenses. Certain deemed distributions of participant loans2016-12-31$1,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$430,631
Value of total assets at end of year2016-12-31$4,872,213
Value of total assets at beginning of year2016-12-31$5,346,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,357
Total interest from all sources2016-12-31$16,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$318,593
Participant contributions at end of year2016-12-31$267,288
Participant contributions at beginning of year2016-12-31$257,164
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$43,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-474,524
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,872,213
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,346,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$4,586,276
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,073,090
Interest on participant loans2016-12-31$13,302
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$3,592
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$18,649
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$16,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$68,630
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,096,552
Contract administrator fees2016-12-31$4,357
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DIEM CPA, INC.
Accountancy firm EIN2016-12-31204025501
2015 : ARSI 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-30,753
Total unrealized appreciation/depreciation of assets2015-12-31$-30,753
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$364,846
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$498,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$448,606
Expenses. Certain deemed distributions of participant loans2015-12-31$46,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$376,867
Value of total assets at end of year2015-12-31$5,346,737
Value of total assets at beginning of year2015-12-31$5,480,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,542
Total interest from all sources2015-12-31$18,732
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$303,955
Participant contributions at end of year2015-12-31$257,164
Participant contributions at beginning of year2015-12-31$262,568
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$14,084
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-133,534
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,346,737
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,480,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$5,073,090
Value of interest in pooled separate accounts at beginning of year2015-12-31$5,202,715
Interest on participant loans2015-12-31$14,563
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$4,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$16,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$14,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$58,828
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$448,606
Contract administrator fees2015-12-31$3,542
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DIEM CPA, INC.
Accountancy firm EIN2015-12-31204025501
2014 : ARSI 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$241,494
Total unrealized appreciation/depreciation of assets2014-12-31$241,494
Total income from all sources (including contributions)2014-12-31$562,405
Total of all expenses incurred2014-12-31$294,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$282,433
Expenses. Certain deemed distributions of participant loans2014-12-31$6,712
Value of total corrective distributions2014-12-31$70
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$304,868
Value of total assets at end of year2014-12-31$5,480,271
Value of total assets at beginning of year2014-12-31$5,212,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,692
Total interest from all sources2014-12-31$16,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$268,072
Participant contributions at end of year2014-12-31$262,568
Participant contributions at beginning of year2014-12-31$221,698
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$267,498
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,480,271
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,212,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$5,202,715
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,977,147
Interest on participant loans2014-12-31$13,905
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2,138
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$14,988
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$13,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$36,796
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$282,433
Contract administrator fees2014-12-31$5,692
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DIEM CPA, INC.
Accountancy firm EIN2014-12-31204025501
2013 : ARSI 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$762,329
Total unrealized appreciation/depreciation of assets2013-12-31$762,329
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,114,312
Total of all expenses incurred2013-12-31$441,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$416,031
Expenses. Certain deemed distributions of participant loans2013-12-31$20,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$338,994
Value of total assets at end of year2013-12-31$5,212,773
Value of total assets at beginning of year2013-12-31$4,539,655
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,021
Total interest from all sources2013-12-31$12,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$279,666
Participant contributions at end of year2013-12-31$221,698
Participant contributions at beginning of year2013-12-31$283,552
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$673,118
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,212,773
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,539,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,977,147
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,243,326
Interest on participant loans2013-12-31$12,731
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$258
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$13,928
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$12,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$49,171
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$416,031
Contract administrator fees2013-12-31$5,021
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DIEM & COMPANY, INC.
Accountancy firm EIN2013-12-31204025501
2012 : ARSI 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$442,988
Total unrealized appreciation/depreciation of assets2012-12-31$442,988
Total income from all sources (including contributions)2012-12-31$879,813
Total of all expenses incurred2012-12-31$655,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$618,295
Expenses. Certain deemed distributions of participant loans2012-12-31$11,901
Value of total corrective distributions2012-12-31$18,804
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$421,023
Value of total assets at end of year2012-12-31$4,539,655
Value of total assets at beginning of year2012-12-31$4,315,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,511
Total interest from all sources2012-12-31$15,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$307,306
Participant contributions at end of year2012-12-31$283,552
Participant contributions at beginning of year2012-12-31$301,442
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$5,485
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$47,977
Administrative expenses (other) incurred2012-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$224,302
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,539,655
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,315,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$4,243,326
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,995,858
Interest on participant loans2012-12-31$15,554
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$248
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$12,777
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$11,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$65,740
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$618,295
Contract administrator fees2012-12-31$6,508
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DIEM & COMPANY, INC.
Accountancy firm EIN2012-12-31204025501
2011 : ARSI 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-147,479
Total unrealized appreciation/depreciation of assets2011-12-31$-147,479
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$280,367
Total of all expenses incurred2011-12-31$130,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$100,628
Expenses. Certain deemed distributions of participant loans2011-12-31$6,621
Value of total corrective distributions2011-12-31$8,467
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$412,018
Value of total assets at end of year2011-12-31$4,315,353
Value of total assets at beginning of year2011-12-31$4,165,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,942
Total interest from all sources2011-12-31$15,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$317,199
Participant contributions at end of year2011-12-31$301,442
Participant contributions at beginning of year2011-12-31$248,825
Participant contributions at end of year2011-12-31$5,485
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$24,740
Administrative expenses (other) incurred2011-12-31$1,593
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$149,709
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,315,353
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,165,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$3,995,858
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,807,699
Interest on participant loans2011-12-31$15,603
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$225
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$11,687
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$9,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$70,079
Employer contributions (assets) at end of year2011-12-31$881
Employer contributions (assets) at beginning of year2011-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$100,628
Contract administrator fees2011-12-31$13,349
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DIEM & COMPANY, INC.
Accountancy firm EIN2011-12-31204025501
2010 : ARSI 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$334,748
Total unrealized appreciation/depreciation of assets2010-12-31$334,748
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$815,812
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$224,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$187,492
Expenses. Certain deemed distributions of participant loans2010-12-31$4,970
Value of total corrective distributions2010-12-31$9,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$465,644
Value of total assets at end of year2010-12-31$4,165,644
Value of total assets at beginning of year2010-12-31$3,574,568
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$22,374
Total interest from all sources2010-12-31$15,420
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$289,429
Participant contributions at end of year2010-12-31$248,825
Participant contributions at beginning of year2010-12-31$253,616
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$14,720
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$591,076
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,165,644
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,574,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$3,807,699
Value of interest in pooled separate accounts at beginning of year2010-12-31$3,165,431
Interest on participant loans2010-12-31$15,242
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$178
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$9,120
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$161,495
Employer contributions (assets) at end of year2010-12-31$100,000
Employer contributions (assets) at beginning of year2010-12-31$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$187,492
Contract administrator fees2010-12-31$22,374
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARTINI, IOSUE & AKPOVI
Accountancy firm EIN2010-12-31954508585
2009 : ARSI 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ARSI 401(K) PROFIT SHARING PLAN

2022: ARSI 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ARSI 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ARSI 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ARSI 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ARSI 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ARSI 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ARSI 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ARSI 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ARSI 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ARSI 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ARSI 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ARSI 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ARSI 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ARSI 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered214
Insurance policy start date2022-01-01
Insurance policy end date2022-08-17
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,925
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2925
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered152
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,069
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5069
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,894
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3894
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered155
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,652
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3652
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered148
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,321
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3321
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered148
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,702
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Amount paid for insurance broker fees2702
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Insurance broker nameQBI, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered153
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,089
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2813
Additional information about fees paid to insurance brokerTPA COMPENSATION PAID BY JOHN HANCOCK
Insurance broker organization code?5
Insurance broker nameT. ROWE PRICE ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered150
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,162
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4500
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Insurance broker nameQBI, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered170
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,479
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees4075
Additional information about fees paid to insurance brokerTPA FEES PAID
Insurance broker organization code?5
Insurance broker nameQBI, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered185
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,767
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees5550
Additional information about fees paid to insurance brokerTPA FEES PAID
Insurance broker organization code?5
Insurance broker nameQBI, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered196
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,267
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number54248
Policy instance 1
Insurance contract or identification number54248
Number of Individuals Covered172
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,704
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3195
Additional information about fees paid to insurance brokerTPA FEES PAID
Insurance broker organization code?5
Insurance broker nameQBI, LLC

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