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KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameKEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 004

KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KEMPER CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:KEMPER CORPORATION
Employer identification number (EIN):954255452

Additional information about KEMPER CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 0665109

More information about KEMPER CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042016-01-01JOHN A DIDOMENICO
0042016-01-01
0042015-01-01LISA KING
0042014-01-01LISA KING
0042013-01-01LISA KING
0042012-01-01LISA M. KING LISA M. KING2013-10-11
0042011-01-01LISA KING LISA KING2012-10-08
0042010-01-01LISA KING LISA KING2011-10-07
0042009-01-01LISA KING LISA KING2010-10-15

Plan Statistics for KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2016: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,816
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0179
2015: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,674
Total number of active participants reported on line 7a of the Form 55002015-01-012,355
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01455
Total of all active and inactive participants2015-01-012,810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-016
Total participants2015-01-012,816
Number of participants with account balances2015-01-012,210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,779
Total number of active participants reported on line 7a of the Form 55002014-01-012,220
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01450
Total of all active and inactive participants2014-01-012,670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-012,674
Number of participants with account balances2014-01-012,108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,734
Total number of active participants reported on line 7a of the Form 55002013-01-012,423
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01354
Total of all active and inactive participants2013-01-012,777
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-012,779
Number of participants with account balances2013-01-012,144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0173
2012: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,671
Total number of active participants reported on line 7a of the Form 55002012-01-012,422
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01310
Total of all active and inactive participants2012-01-012,732
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-012,734
Number of participants with account balances2012-01-012,035
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01100
2011: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,617
Total number of active participants reported on line 7a of the Form 55002011-01-012,498
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01170
Total of all active and inactive participants2011-01-012,668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-012,671
Number of participants with account balances2011-01-011,982
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01220
2010: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,206
Total number of active participants reported on line 7a of the Form 55002010-01-012,542
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0175
Total of all active and inactive participants2010-01-012,617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-012,617
Number of participants with account balances2010-01-011,690
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01263
2009: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,793
Total number of active participants reported on line 7a of the Form 55002009-01-012,156
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0150
Total of all active and inactive participants2009-01-012,206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,206
Number of participants with account balances2009-01-011,079
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01247

Financial Data on KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2016 : KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total transfer of assets from this plan2016-09-30$9,119,852
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$743,945
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$505,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$495,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$0
Value of total assets at end of year2016-09-30$0
Value of total assets at beginning of year2016-09-30$8,881,668
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$10,037
Total interest from all sources2016-09-30$0
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$1,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-09-30$0
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$1,711
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$25,000,000
If this is an individual account plan, was there a blackout period2016-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Other income not declared elsewhere2016-09-30$347
Administrative expenses (other) incurred2016-09-30$10,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$238,184
Value of net assets at end of year (total assets less liabilities)2016-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$8,881,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$6,526,332
Value of interest in common/collective trusts at end of year2016-09-30$0
Value of interest in common/collective trusts at beginning of year2016-09-30$445,341
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$715,937
Net investment gain or loss from common/collective trusts2016-09-30$25,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Employer contributions (assets) at end of year2016-09-30$0
Employer contributions (assets) at beginning of year2016-09-30$1,909,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$495,724
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-09-30Yes
Did the plan have assets held for investment2016-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30CROWE HORWATH
Accountancy firm EIN2016-09-30350921680
Total unrealized appreciation/depreciation of assets2016-09-22$0
Total transfer of assets from this plan2016-09-22$9,119,852
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-22$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-22$0
Total income from all sources (including contributions)2016-09-22$743,945
Total loss/gain on sale of assets2016-09-22$0
Total of all expenses incurred2016-09-22$505,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-22$495,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-22$0
Value of total assets at end of year2016-09-22$0
Value of total assets at beginning of year2016-09-22$8,881,668
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-22$10,037
Total interest from all sources2016-09-22$0
Total dividends received (eg from common stock, registered investment company shares)2016-09-22$1,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-22Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-09-22$0
Total dividends received from registered investment company shares (eg mutual funds)2016-09-22$1,711
Was this plan covered by a fidelity bond2016-09-22Yes
Value of fidelity bond cover2016-09-22$25,000,000
If this is an individual account plan, was there a blackout period2016-09-22Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-22$0
Were there any nonexempt tranactions with any party-in-interest2016-09-22No
Other income not declared elsewhere2016-09-22$347
Administrative expenses (other) incurred2016-09-22$10,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-22No
Value of net income/loss2016-09-22$238,184
Value of net assets at end of year (total assets less liabilities)2016-09-22$0
Value of net assets at beginning of year (total assets less liabilities)2016-09-22$8,881,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-22No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-22No
Were any leases to which the plan was party in default or uncollectible2016-09-22No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-22$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-22$6,526,332
Value of interest in common/collective trusts at end of year2016-09-22$0
Value of interest in common/collective trusts at beginning of year2016-09-22$445,341
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-22$715,937
Net investment gain or loss from common/collective trusts2016-09-22$25,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-22No
Was there a failure to transmit to the plan any participant contributions2016-09-22No
Has the plan failed to provide any benefit when due under the plan2016-09-22No
Employer contributions (assets) at end of year2016-09-22$0
Employer contributions (assets) at beginning of year2016-09-22$1,909,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-22$495,724
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-09-22Yes
Did the plan have assets held for investment2016-09-22No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-22No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-22Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-22Yes
Opinion of an independent qualified public accountant for this plan2016-09-22Disclaimer
Accountancy firm name2016-09-22CROWE HORWATH
Accountancy firm EIN2016-09-22350921680
2015 : KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,804,169
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$799,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$786,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,909,996
Value of total assets at end of year2015-12-31$8,881,668
Value of total assets at beginning of year2015-12-31$7,876,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,027
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$129,276
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$129,276
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Other income not declared elsewhere2015-12-31$2,955
Administrative expenses (other) incurred2015-12-31$13,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,004,743
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,881,668
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,876,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,526,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,909,538
Value of interest in common/collective trusts at end of year2015-12-31$445,341
Value of interest in common/collective trusts at beginning of year2015-12-31$443,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-236,860
Net investment gain or loss from common/collective trusts2015-12-31$-1,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,909,996
Employer contributions (assets) at end of year2015-12-31$1,909,995
Employer contributions (assets) at beginning of year2015-12-31$1,524,361
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$786,399
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH
Accountancy firm EIN2015-12-31350921680
2014 : KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,952,224
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$959,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$958,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,524,361
Value of total assets at end of year2014-12-31$7,876,925
Value of total assets at beginning of year2014-12-31$6,883,961
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$655
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$140,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$140,466
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Other income not declared elsewhere2014-12-31$5,639
Administrative expenses (other) incurred2014-12-31$655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$992,964
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,876,925
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,883,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,909,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,066,082
Value of interest in common/collective trusts at end of year2014-12-31$443,026
Value of interest in common/collective trusts at beginning of year2014-12-31$286,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$268,076
Net investment gain or loss from common/collective trusts2014-12-31$13,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,524,361
Employer contributions (assets) at end of year2014-12-31$1,524,361
Employer contributions (assets) at beginning of year2014-12-31$1,531,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$958,605
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH
Accountancy firm EIN2014-12-31350921680
2013 : KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,411,696
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$641,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$640,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,531,348
Value of total assets at end of year2013-12-31$6,883,961
Value of total assets at beginning of year2013-12-31$5,113,717
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$992
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$100,434
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$100,434
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Other income not declared elsewhere2013-12-31$3,122
Administrative expenses (other) incurred2013-12-31$992
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,770,244
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,883,961
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,113,717
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,066,082
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,527,913
Value of interest in common/collective trusts at end of year2013-12-31$286,531
Value of interest in common/collective trusts at beginning of year2013-12-31$219,919
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$760,112
Net investment gain or loss from common/collective trusts2013-12-31$16,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,531,348
Employer contributions (assets) at end of year2013-12-31$1,531,348
Employer contributions (assets) at beginning of year2013-12-31$1,365,885
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$640,460
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH
Accountancy firm EIN2013-12-31350921680
2012 : KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,743,000
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$564,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$563,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,365,885
Value of total assets at end of year2012-12-31$5,113,717
Value of total assets at beginning of year2012-12-31$3,935,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$757
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$80,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$80,004
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Other income not declared elsewhere2012-12-31$1,663
Administrative expenses (other) incurred2012-12-31$757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,178,582
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,113,717
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,935,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,527,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,431,036
Value of interest in common/collective trusts at end of year2012-12-31$219,919
Value of interest in common/collective trusts at beginning of year2012-12-31$175,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$286,667
Net investment gain or loss from common/collective trusts2012-12-31$8,781
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,365,885
Employer contributions (assets) at end of year2012-12-31$1,365,885
Employer contributions (assets) at beginning of year2012-12-31$1,328,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$563,661
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH LLP
Accountancy firm EIN2012-12-31350921680
2011 : KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,249,650
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$264,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$264,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,328,449
Value of total assets at end of year2011-12-31$3,935,135
Value of total assets at beginning of year2011-12-31$2,949,983
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$339
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$52,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$52,638
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other income not declared elsewhere2011-12-31$339
Administrative expenses (other) incurred2011-12-31$339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$985,152
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,935,135
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,949,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,431,036
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,723,845
Value of interest in common/collective trusts at end of year2011-12-31$175,657
Value of interest in common/collective trusts at beginning of year2011-12-31$146,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-133,684
Net investment gain or loss from common/collective trusts2011-12-31$1,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,328,449
Employer contributions (assets) at end of year2011-12-31$1,328,442
Employer contributions (assets) at beginning of year2011-12-31$1,079,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$264,159
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH LLP
Accountancy firm EIN2011-12-31350921680
2010 : KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,321,180
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$136,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$136,408
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,079,620
Value of total assets at end of year2010-12-31$2,949,983
Value of total assets at beginning of year2010-12-31$1,765,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$32,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$32,918
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,184,772
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,949,983
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,765,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,723,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$834,428
Value of interest in common/collective trusts at end of year2010-12-31$146,882
Value of interest in common/collective trusts at beginning of year2010-12-31$154,326
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$200,695
Net investment gain or loss from common/collective trusts2010-12-31$7,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,079,620
Employer contributions (assets) at end of year2010-12-31$1,079,256
Employer contributions (assets) at beginning of year2010-12-31$776,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$136,408
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH LLP
Accountancy firm EIN2010-12-31350921680
2009 : KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN

2016: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KEMPER CORPORATION DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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