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MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 401k Plan overview

Plan NameMANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN
Plan identification number 001

MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP has sponsored the creation of one or more 401k plans.

Company Name:MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP
Employer identification number (EIN):954469763
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01STEVEN MANNING2023-10-16 STEVE MANNING2023-10-16
0012021-01-01STEVEN MANNING2023-02-21 STEVE MANNING2023-02-21
0012020-01-01STEVEN MANNING2021-10-13
0012019-01-01STEVEN MANNING2020-10-09 STEVEN MANNING2020-10-09
0012018-01-01STEVEN MANNING2019-10-15
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01STEVEN MANNING
0012013-01-01STEVEN MANNING
0012012-01-01STEVEN MANNING
0012011-01-01STEVEN MANNING
0012009-01-01STEVEN MANNING

Plan Statistics for MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN

401k plan membership statisitcs for MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN

Measure Date Value
2022: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01420
Total number of active participants reported on line 7a of the Form 55002022-01-01232
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01183
Total of all active and inactive participants2022-01-01415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01415
Number of participants with account balances2022-01-01400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01406
Total number of active participants reported on line 7a of the Form 55002021-01-01221
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01187
Total of all active and inactive participants2021-01-01408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01408
Number of participants with account balances2021-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01409
Total number of active participants reported on line 7a of the Form 55002020-01-01237
Number of retired or separated participants receiving benefits2020-01-016
Number of other retired or separated participants entitled to future benefits2020-01-01159
Total of all active and inactive participants2020-01-01402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01402
Number of participants with account balances2020-01-01390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0111
2019: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01393
Total number of active participants reported on line 7a of the Form 55002019-01-01242
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01151
Total of all active and inactive participants2019-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01398
Number of participants with account balances2019-01-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0112
2018: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01359
Total number of active participants reported on line 7a of the Form 55002018-01-01245
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-01127
Total of all active and inactive participants2018-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01377
Number of participants with account balances2018-01-01349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0110
2017: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01343
Total number of active participants reported on line 7a of the Form 55002017-01-01234
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01105
Total of all active and inactive participants2017-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01342
Number of participants with account balances2017-01-01323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01311
Total number of active participants reported on line 7a of the Form 55002016-01-01243
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0187
Total of all active and inactive participants2016-01-01331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01331
Number of participants with account balances2016-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01280
Total number of active participants reported on line 7a of the Form 55002015-01-01230
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0167
Total of all active and inactive participants2015-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01298
Number of participants with account balances2015-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01285
Total number of active participants reported on line 7a of the Form 55002014-01-01212
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0162
Total of all active and inactive participants2014-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01274
Number of participants with account balances2014-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01301
Total number of active participants reported on line 7a of the Form 55002013-01-01220
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0158
Total of all active and inactive participants2013-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01278
Number of participants with account balances2013-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01304
Total number of active participants reported on line 7a of the Form 55002012-01-01238
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0158
Total of all active and inactive participants2012-01-01296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01296
Number of participants with account balances2012-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01305
Total number of active participants reported on line 7a of the Form 55002011-01-01248
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0150
Total of all active and inactive participants2011-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01298
Number of participants with account balances2011-01-01242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01260
Total number of active participants reported on line 7a of the Form 55002009-01-01229
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01274
Number of participants with account balances2009-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN

Measure Date Value
2022 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-7,135,240
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,601,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,437,673
Value of total corrective distributions2022-12-31$27,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,866,595
Value of total assets at end of year2022-12-31$46,098,133
Value of total assets at beginning of year2022-12-31$55,834,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$136,638
Total interest from all sources2022-12-31$45,343
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$5,278
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,033,018
Participant contributions at end of year2022-12-31$603,279
Participant contributions at beginning of year2022-12-31$597,661
Participant contributions at end of year2022-12-31$17,731
Participant contributions at beginning of year2022-12-31$18,375
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$38,611
Total non interest bearing cash at end of year2022-12-31$3,558
Total non interest bearing cash at beginning of year2022-12-31$9,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,736,792
Value of net assets at end of year (total assets less liabilities)2022-12-31$46,098,133
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$55,834,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$43,246,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$53,111,775
Interest on participant loans2022-12-31$30,061
Interest earned on other investments2022-12-31$15,282
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,395,774
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,289,586
Net investment gain/loss from pooled separate accounts2022-12-31$-10,047,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$794,966
Employer contributions (assets) at end of year2022-12-31$830,996
Employer contributions (assets) at beginning of year2022-12-31$808,449
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,437,673
Contract administrator fees2022-12-31$131,360
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WINDES, INC.
Accountancy firm EIN2022-12-31953001179
2021 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$9,455,280
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,860,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,695,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,065,826
Value of total assets at end of year2021-12-31$55,834,925
Value of total assets at beginning of year2021-12-31$51,240,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$164,765
Total interest from all sources2021-12-31$47,058
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,027,546
Participant contributions at end of year2021-12-31$597,661
Participant contributions at beginning of year2021-12-31$603,794
Participant contributions at end of year2021-12-31$18,375
Participant contributions at beginning of year2021-12-31$25,188
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$229,831
Administrative expenses (other) incurred2021-12-31$5,460
Total non interest bearing cash at end of year2021-12-31$9,079
Total non interest bearing cash at beginning of year2021-12-31$7,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,594,854
Value of net assets at end of year (total assets less liabilities)2021-12-31$55,834,925
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$51,240,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$53,111,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$48,682,979
Interest on participant loans2021-12-31$32,287
Interest earned on other investments2021-12-31$14,771
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,289,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,176,408
Net investment gain/loss from pooled separate accounts2021-12-31$6,342,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$808,449
Employer contributions (assets) at end of year2021-12-31$808,449
Employer contributions (assets) at beginning of year2021-12-31$744,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,695,661
Contract administrator fees2021-12-31$159,305
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WINDES, INC.
Accountancy firm EIN2021-12-31953001179
2020 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-189
Total unrealized appreciation/depreciation of assets2020-12-31$-189
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$10,594,160
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,708,500
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,530,579
Expenses. Certain deemed distributions of participant loans2020-12-31$32,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,017,049
Value of total assets at end of year2020-12-31$51,240,071
Value of total assets at beginning of year2020-12-31$43,354,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$145,185
Total interest from all sources2020-12-31$51,634
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$138,935
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,105,457
Participant contributions at end of year2020-12-31$603,794
Participant contributions at beginning of year2020-12-31$732,770
Participant contributions at end of year2020-12-31$25,188
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$160,908
Other income not declared elsewhere2020-12-31$822
Total non interest bearing cash at end of year2020-12-31$7,518
Total non interest bearing cash at beginning of year2020-12-31$6,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,885,660
Value of net assets at end of year (total assets less liabilities)2020-12-31$51,240,071
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$43,354,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$48,682,979
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$40,946,124
Interest on participant loans2020-12-31$38,655
Interest earned on other investments2020-12-31$12,979
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,176,408
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$868,140
Net investment gain/loss from pooled separate accounts2020-12-31$7,524,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$750,684
Employer contributions (assets) at end of year2020-12-31$744,184
Employer contributions (assets) at beginning of year2020-12-31$801,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,530,579
Contract administrator fees2020-12-31$6,250
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WINDES, INC.
Accountancy firm EIN2020-12-31953001179
2019 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$10,663,095
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,450,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,249,805
Expenses. Certain deemed distributions of participant loans2019-12-31$68,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,850,062
Value of total assets at end of year2019-12-31$43,354,411
Value of total assets at beginning of year2019-12-31$34,142,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$132,838
Total interest from all sources2019-12-31$53,816
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$132,838
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,019,818
Participant contributions at end of year2019-12-31$732,770
Participant contributions at beginning of year2019-12-31$760,475
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$28,917
Total non interest bearing cash at end of year2019-12-31$6,050
Total non interest bearing cash at beginning of year2019-12-31$10,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,212,158
Value of net assets at end of year (total assets less liabilities)2019-12-31$43,354,411
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$34,142,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$40,946,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$31,803,003
Interest on participant loans2019-12-31$43,420
Interest earned on other investments2019-12-31$10,396
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$868,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$835,045
Net investment gain/loss from pooled separate accounts2019-12-31$7,759,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$801,327
Employer contributions (assets) at end of year2019-12-31$801,327
Employer contributions (assets) at beginning of year2019-12-31$733,575
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,249,805
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WINDES, INC.
Accountancy firm EIN2019-12-31953001179
2018 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$382,218
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,804,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,718,459
Expenses. Certain deemed distributions of participant loans2018-12-31$6,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,708,682
Value of total assets at end of year2018-12-31$34,142,253
Value of total assets at beginning of year2018-12-31$35,564,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$79,999
Total interest from all sources2018-12-31$41,551
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$79,999
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,951,705
Participant contributions at end of year2018-12-31$760,475
Participant contributions at beginning of year2018-12-31$590,602
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$24,257
Other income not declared elsewhere2018-12-31$71,739
Total non interest bearing cash at end of year2018-12-31$10,155
Total non interest bearing cash at beginning of year2018-12-31$8,155
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,422,699
Value of net assets at end of year (total assets less liabilities)2018-12-31$34,142,253
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$35,564,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$31,803,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$33,340,535
Interest on participant loans2018-12-31$32,306
Interest earned on other investments2018-12-31$9,245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$835,045
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$874,005
Net investment gain/loss from pooled separate accounts2018-12-31$-2,439,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$732,720
Employer contributions (assets) at end of year2018-12-31$733,575
Employer contributions (assets) at beginning of year2018-12-31$751,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,718,459
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WINDES, INC.
Accountancy firm EIN2018-12-31953001179
2017 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,599,951
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,324,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,279,387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,702,583
Value of total assets at end of year2017-12-31$35,564,952
Value of total assets at beginning of year2017-12-31$29,289,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$44,647
Total interest from all sources2017-12-31$31,947
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$44,647
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,933,496
Participant contributions at end of year2017-12-31$590,602
Participant contributions at beginning of year2017-12-31$525,620
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$18,286
Other income not declared elsewhere2017-12-31$108,793
Total non interest bearing cash at end of year2017-12-31$8,155
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,275,917
Value of net assets at end of year (total assets less liabilities)2017-12-31$35,564,952
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$29,289,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$33,340,535
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$27,515,308
Interest on participant loans2017-12-31$25,396
Interest earned on other investments2017-12-31$6,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$874,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$558,526
Net investment gain/loss from pooled separate accounts2017-12-31$4,756,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$750,801
Employer contributions (assets) at end of year2017-12-31$751,655
Employer contributions (assets) at beginning of year2017-12-31$689,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,279,387
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WINDES, INC.
Accountancy firm EIN2017-12-31953001179
2016 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,569,933
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$690,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$657,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,529,884
Value of total assets at end of year2016-12-31$29,289,035
Value of total assets at beginning of year2016-12-31$25,410,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$33,897
Total interest from all sources2016-12-31$27,185
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$33,897
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,796,615
Participant contributions at end of year2016-12-31$525,620
Participant contributions at beginning of year2016-12-31$597,328
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$43,688
Other income not declared elsewhere2016-12-31$89,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,879,018
Value of net assets at end of year (total assets less liabilities)2016-12-31$29,289,035
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,410,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$27,515,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,667,024
Interest on participant loans2016-12-31$22,745
Interest earned on other investments2016-12-31$4,440
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$558,526
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$464,237
Net investment gain/loss from pooled separate accounts2016-12-31$1,923,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$689,581
Employer contributions (assets) at end of year2016-12-31$689,581
Employer contributions (assets) at beginning of year2016-12-31$681,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$657,018
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WINDES, INC.
Accountancy firm EIN2016-12-31953001179
2015 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,016,475
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,202,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,168,128
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,142,178
Value of total assets at end of year2015-12-31$25,410,017
Value of total assets at beginning of year2015-12-31$24,595,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$34,054
Total interest from all sources2015-12-31$26,692
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$34,054
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,449,725
Participant contributions at end of year2015-12-31$597,328
Participant contributions at beginning of year2015-12-31$421,068
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$11,025
Other income not declared elsewhere2015-12-31$83,423
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$12,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$814,293
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,410,017
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$24,595,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,667,024
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$23,023,572
Interest on participant loans2015-12-31$22,386
Interest earned on other investments2015-12-31$4,306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$464,237
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$523,600
Net investment gain/loss from pooled separate accounts2015-12-31$-235,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$681,428
Employer contributions (assets) at end of year2015-12-31$681,428
Employer contributions (assets) at beginning of year2015-12-31$615,120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,168,128
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WINDES, INC.
Accountancy firm EIN2015-12-31953001179
2014 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,415,886
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,461,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,427,736
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,120,690
Value of total assets at end of year2014-12-31$24,595,724
Value of total assets at beginning of year2014-12-31$22,641,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$33,569
Total interest from all sources2014-12-31$25,824
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$33,569
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,441,341
Participant contributions at end of year2014-12-31$421,068
Participant contributions at beginning of year2014-12-31$540,318
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$64,229
Other income not declared elsewhere2014-12-31$47,081
Total non interest bearing cash at end of year2014-12-31$12,364
Total non interest bearing cash at beginning of year2014-12-31$11,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,954,581
Value of net assets at end of year (total assets less liabilities)2014-12-31$24,595,724
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,641,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$23,023,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$20,808,111
Interest on participant loans2014-12-31$20,156
Interest earned on other investments2014-12-31$5,668
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$523,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$617,765
Net investment gain/loss from pooled separate accounts2014-12-31$1,222,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$615,120
Employer contributions (assets) at end of year2014-12-31$615,120
Employer contributions (assets) at beginning of year2014-12-31$663,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,427,736
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WINDES, INC.
Accountancy firm EIN2014-12-31953001179
2013 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,580,500
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,183,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,140,356
Expenses. Certain deemed distributions of participant loans2013-12-31$17,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,064,313
Value of total assets at end of year2013-12-31$22,641,143
Value of total assets at beginning of year2013-12-31$18,243,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,548
Total interest from all sources2013-12-31$30,875
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$25,548
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,394,403
Participant contributions at end of year2013-12-31$540,318
Participant contributions at beginning of year2013-12-31$511,073
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,753
Total non interest bearing cash at end of year2013-12-31$11,679
Total non interest bearing cash at beginning of year2013-12-31$3,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,397,381
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,641,143
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,243,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$20,808,111
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,443,427
Interest on participant loans2013-12-31$23,596
Interest earned on other investments2013-12-31$7,279
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$617,765
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$615,452
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,406
Net investment gain/loss from pooled separate accounts2013-12-31$3,481,906
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$667,157
Employer contributions (assets) at end of year2013-12-31$663,270
Employer contributions (assets) at beginning of year2013-12-31$669,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,140,356
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HUTCHINSON & BLOODGOOD, LLP
Accountancy firm EIN2013-12-31950858589
2012 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,870,428
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$853,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$822,141
Expenses. Certain deemed distributions of participant loans2012-12-31$4,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,082,196
Value of total assets at end of year2012-12-31$18,243,762
Value of total assets at beginning of year2012-12-31$15,226,363
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$25,899
Total interest from all sources2012-12-31$33,864
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$25,899
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,314,314
Participant contributions at end of year2012-12-31$511,073
Participant contributions at beginning of year2012-12-31$469,836
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$97,959
Total non interest bearing cash at end of year2012-12-31$3,887
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,017,399
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,243,762
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,226,363
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,443,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,516,664
Interest on participant loans2012-12-31$23,546
Interest earned on other investments2012-12-31$10,318
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$615,452
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$547,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,754,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$669,923
Employer contributions (assets) at end of year2012-12-31$669,923
Employer contributions (assets) at beginning of year2012-12-31$692,026
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$822,141
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUTCHINSON & BLOODGOOD, LLP
Accountancy firm EIN2012-12-31950858589
2011 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,831,010
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$913,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$886,064
Expenses. Certain deemed distributions of participant loans2011-12-31$5,079
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,227,401
Value of total assets at end of year2011-12-31$15,226,363
Value of total assets at beginning of year2011-12-31$14,309,151
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,655
Total interest from all sources2011-12-31$34,876
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$22,515
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,269,047
Participant contributions at end of year2011-12-31$469,836
Participant contributions at beginning of year2011-12-31$400,859
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$266,328
Administrative expenses (other) incurred2011-12-31$140
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$10,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$917,212
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,226,363
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,309,151
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,516,664
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,778,803
Interest on participant loans2011-12-31$21,727
Interest earned on other investments2011-12-31$13,149
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$547,837
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$481,989
Net investment gain/loss from pooled separate accounts2011-12-31$-431,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$692,026
Employer contributions (assets) at end of year2011-12-31$692,026
Employer contributions (assets) at beginning of year2011-12-31$637,211
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$886,064
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUTCHINSON & BLOODGOOD, LLP
Accountancy firm EIN2011-12-31950858589
2010 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$3,548,587
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,219,715
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$454,759
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$383,630
Expenses. Certain deemed distributions of participant loans2010-12-31$51,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,786,354
Value of total assets at end of year2010-12-31$14,309,151
Value of total assets at beginning of year2010-12-31$7,995,608
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$19,706
Total interest from all sources2010-12-31$36,315
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$19,010
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,118,530
Participant contributions at end of year2010-12-31$400,859
Participant contributions at beginning of year2010-12-31$407,163
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$30,613
Administrative expenses (other) incurred2010-12-31$696
Total non interest bearing cash at end of year2010-12-31$10,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,764,956
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,309,151
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,995,608
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,778,803
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,226,201
Interest on participant loans2010-12-31$22,992
Interest earned on other investments2010-12-31$13,323
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$481,989
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$316,817
Net investment gain/loss from pooled separate accounts2010-12-31$1,397,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$637,211
Employer contributions (assets) at end of year2010-12-31$637,211
Employer contributions (assets) at beginning of year2010-12-31$45,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$383,630
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUTCHINSON & BLOODGOOD, LLP
Accountancy firm EIN2010-12-31950858589
2009 : MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN

2022: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: MANNING & KASS, ELLROD, RAMIREZ, TRESTER LLP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered410
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $70,782
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees41899
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered399
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $49,596
Total amount of fees paid to insurance companyUSD $31,876
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees31876
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $49,596
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered403
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $41,520
Total amount of fees paid to insurance companyUSD $27,363
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $41,520
Insurance broker organization code?3
Amount paid for insurance broker fees27363
Additional information about fees paid to insurance brokerADMINISTRATIVE REIMBURSEMENT
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered377
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $37,188
Total amount of fees paid to insurance companyUSD $25,737
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,188
Insurance broker organization code?3
Amount paid for insurance broker fees25737
Additional information about fees paid to insurance brokerADMINISTRATIVE REIMBURSEMENT
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered356
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $38,110
Total amount of fees paid to insurance companyUSD $25,096
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,110
Insurance broker organization code?3
Amount paid for insurance broker fees25096
Additional information about fees paid to insurance brokerADMINISTRATIVE REIMBURSEMENT
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered331
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $34,294
Total amount of fees paid to insurance companyUSD $23,382
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,294
Insurance broker organization code?3
Amount paid for insurance broker fees23382
Additional information about fees paid to insurance brokerADMINISTRATIVE REIMBURSEMENT
Insurance broker nameKRAVITZ, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered231
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $26,811
Total amount of fees paid to insurance companyUSD $17,907
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,811
Insurance broker organization code?3
Amount paid for insurance broker fees17907
Additional information about fees paid to insurance brokerADMINISTRATIVE REIMBURSEMENT
Insurance broker nameKRAVITZ, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered235
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $24,994
Total amount of fees paid to insurance companyUSD $18,384
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,994
Insurance broker organization code?3
Amount paid for insurance broker fees18384
Additional information about fees paid to insurance brokerADMINISTRATIVE REIMBURSEMENT
Insurance broker nameKRAVITZ, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered237
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $21,205
Total amount of fees paid to insurance companyUSD $17,475
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,205
Insurance broker organization code?3
Amount paid for insurance broker fees17475
Additional information about fees paid to insurance brokerTPA FEES AND ADMINISTRATIVE REIMBURSEMENT
Insurance broker nameKRAVITZ, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered242
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $17,698
Total amount of fees paid to insurance companyUSD $14,583
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,698
Insurance broker organization code?3
Amount paid for insurance broker fees14583
Additional information about fees paid to insurance brokerTPA FEES AND ADMINISTRATIVE REIMBURSEMENT
Insurance broker nameKRAVITZ, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered252
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,181
Total amount of fees paid to insurance companyUSD $12,626
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51097
Policy instance 1
Insurance contract or identification number51097
Number of Individuals Covered240
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,691
Total amount of fees paid to insurance companyUSD $10,511
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees10511
Additional information about fees paid to insurance brokerTPA FEES AND ADMINISTRATIVE REIMBURSEMENT
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $9,691
Insurance broker nameMORGAN STANLEY SMITH BARNEY

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