401k Plan data: HANA FINANCIAL 401(K) PLAN AND TRUST plan

HANA FINANCIAL 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	HANA FINANCIAL 401(K) PLAN AND TRUST
Plan identification number	001

HANA FINANCIAL 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HANA FINANCIAL, INC. has sponsored the creation of one or more 401k plans.

Company Name: HANA FINANCIAL, INC.

Employer identification number (EIN): 954492836

NAIC Classification: 522220
NAIC Description: Sales Financing

Additional information about HANA FINANCIAL, INC.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 2006-08-01

Company Identification Number: 20061314392

Legal Registered Office Address: 1649 S. Ivory Cir. #A

AURORA
United States of America (USA)
80017

More information about HANA FINANCIAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HANA FINANCIAL 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01 MARILYN SHERMAN 2022-05-23
001 2020-01-01 MARILYN SHERMAN 2021-07-12
001 2019-01-01 MARILYN SHERMAN 2020-06-30
001 2018-01-01 MARILYN SHERMAN 2019-06-13
001 2017-01-01 MARILYN SHERMAN 2018-07-02
001 2016-01-01 VIRGINIA TATLONGHARI 2017-10-11
001 2015-01-01 VIRGINIA TATLONGHARI 2016-07-21
001 2014-01-01 VIRGINIA TATLONGHARI 2015-07-23
001 2013-01-01 VIRGINIA TATLONGHARI 2014-10-14
001 2012-01-01 VIRGINIA TATLONGHARI 2013-10-09
001 2011-01-01 VIRGINIA TATLONGHARI
001 2010-01-01 VIRGINIA TATLONGHARI
001 2009-01-01
001 2009-01-01 VIRGINIA TATLONGHARI

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2021-01-01	MARILYN SHERMAN	2022-05-23
001	2020-01-01	MARILYN SHERMAN	2021-07-12
001	2019-01-01	MARILYN SHERMAN	2020-06-30
001	2018-01-01	MARILYN SHERMAN	2019-06-13
001	2017-01-01	MARILYN SHERMAN	2018-07-02
001	2016-01-01	VIRGINIA TATLONGHARI	2017-10-11
001	2015-01-01	VIRGINIA TATLONGHARI	2016-07-21
001	2014-01-01	VIRGINIA TATLONGHARI	2015-07-23
001	2013-01-01	VIRGINIA TATLONGHARI	2014-10-14
001	2012-01-01	VIRGINIA TATLONGHARI	2013-10-09
001	2011-01-01	VIRGINIA TATLONGHARI
001	2010-01-01	VIRGINIA TATLONGHARI
001	2009-01-01
001	2009-01-01	VIRGINIA TATLONGHARI

Plan Statistics for HANA FINANCIAL 401(K) PLAN AND TRUST

401k plan membership statisitcs for HANA FINANCIAL 401(K) PLAN AND TRUST

Measure Date Value
2011: HANA FINANCIAL 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 65
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 19
Total of all active and inactive participants 2011-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 85
Number of participants with account balances 2011-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: HANA FINANCIAL 401(K) PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 83
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 57
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 19
Total of all active and inactive participants 2010-01-01 76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 77
Number of participants with account balances 2010-01-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: HANA FINANCIAL 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 62
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 20
Total of all active and inactive participants 2009-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 83
Number of participants with account balances 2009-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 5

Measure	Date	Value
2011: HANA FINANCIAL 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	65
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	19
Total of all active and inactive participants	2011-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	85
Number of participants with account balances	2011-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: HANA FINANCIAL 401(K) PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	83
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	57
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	19
Total of all active and inactive participants	2010-01-01	76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	77
Number of participants with account balances	2010-01-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: HANA FINANCIAL 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	62
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	20
Total of all active and inactive participants	2009-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	83
Number of participants with account balances	2009-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	5

Financial Data on HANA FINANCIAL 401(K) PLAN AND TRUST

Measure	Date	Value
2011 : HANA FINANCIAL 401(K) PLAN AND TRUST 2011 401k financial data
Total income from all sources	2011-12-31	$341,263
Expenses. Total of all expenses incurred	2011-12-31	$6,441
Benefits paid (including direct rollovers)	2011-12-31	$5,591
Total plan assets at end of year	2011-12-31	$2,042,739
Total plan assets at beginning of year	2011-12-31	$1,707,917
Value of fidelity bond covering the plan	2011-12-31	$2,000,000
Total contributions received or receivable from participants	2011-12-31	$250,985
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-49,430
Net income (gross income less expenses)	2011-12-31	$334,822
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,042,739
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,707,917
Assets. Value of participant loans	2011-12-31	$107,336
Total contributions received or receivable from employer(s)	2011-12-31	$139,708
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$850
2010 : HANA FINANCIAL 401(K) PLAN AND TRUST 2010 401k financial data
Total income from all sources	2010-12-31	$494,169
Expenses. Total of all expenses incurred	2010-12-31	$170,539
Benefits paid (including direct rollovers)	2010-12-31	$169,989
Total plan assets at end of year	2010-12-31	$1,707,917
Total plan assets at beginning of year	2010-12-31	$1,384,287
Value of fidelity bond covering the plan	2010-12-31	$2,000,000
Total contributions received or receivable from participants	2010-12-31	$198,001
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$181,049
Net income (gross income less expenses)	2010-12-31	$323,630
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,707,917
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,384,287
Assets. Value of participant loans	2010-12-31	$59,543
Total contributions received or receivable from employer(s)	2010-12-31	$115,119
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$550

Form 5500 Responses for HANA FINANCIAL 401(K) PLAN AND TRUST

2011: HANA FINANCIAL 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: HANA FINANCIAL 401(K) PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: HANA FINANCIAL 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number	931099
Policy instance	1
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number	931099
Policy instance	1

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Company Name:	HANA FINANCIAL, INC.
Employer identification number (EIN):	954492836
NAIC Classification:	522220
NAIC Description:	Sales Financing

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	2006-08-01
Company Identification Number:	20061314392
Legal Registered Office Address:	1649 S. Ivory Cir. #A AURORA United States of America (USA) 80017