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TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TOPOCEAN CONSOLIDATION SERVICE (LA) INC. has sponsored the creation of one or more 401k plans.

Company Name:TOPOCEAN CONSOLIDATION SERVICE (LA) INC.
Employer identification number (EIN):954515106
NAIC Classification:812990
NAIC Description:All Other Personal Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ANDY WANG2023-10-11 ANDY WANG2023-10-11
0012021-07-01ANDY WANG2022-10-11 ANDY WANG2022-10-11
0012020-07-01ANDY WANG2022-03-14 ANDY WANG2022-03-14
0012019-07-01ANDY WANG2021-04-12 ANDY WANG2021-04-12
0012018-07-01ROBERT WANG2020-03-25 ROBERT WANG2020-03-25
0012018-07-01ANDY WANG2020-11-04 ANDY WANG2020-11-04
0012017-07-01ROBERT WANG2019-03-28 ROBERT WANG2019-03-28
0012016-07-01
0012015-07-01
0012014-07-01
0012013-07-01
0012012-07-01ANDY WANG ANDY WANG2014-04-15
0012011-07-01ANDY WANG ANDY WANG2013-04-15
0012009-07-01ANDY WANG ANDY WANG2011-04-15
0012009-07-01ANDY WANG ANDY WANG2011-04-15

Plan Statistics for TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01303
Total number of active participants reported on line 7a of the Form 55002022-01-01215
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0192
Total of all active and inactive participants2022-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01307
Number of participants with account balances2022-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0121
2021: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01293
Total number of active participants reported on line 7a of the Form 55002021-07-01213
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-0168
Total of all active and inactive participants2021-07-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01281
Number of participants with account balances2021-07-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-0114
2020: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01276
Total number of active participants reported on line 7a of the Form 55002020-07-01201
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0166
Total of all active and inactive participants2020-07-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01267
Number of participants with account balances2020-07-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-018
2019: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01266
Total number of active participants reported on line 7a of the Form 55002019-07-01205
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0167
Total of all active and inactive participants2019-07-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01272
Number of participants with account balances2019-07-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0112
2018: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01242
Total number of active participants reported on line 7a of the Form 55002018-07-01190
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0163
Total of all active and inactive participants2018-07-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01253
Number of participants with account balances2018-07-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0111
2017: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01220
Total number of active participants reported on line 7a of the Form 55002017-07-01185
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0152
Total of all active and inactive participants2017-07-01237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01237
Number of participants with account balances2017-07-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-017
2016: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01207
Total number of active participants reported on line 7a of the Form 55002016-07-01159
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0149
Total of all active and inactive participants2016-07-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01208
Number of participants with account balances2016-07-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-016
2015: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01202
Total number of active participants reported on line 7a of the Form 55002015-07-01157
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0147
Total of all active and inactive participants2015-07-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01204
Number of participants with account balances2015-07-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-015
2014: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01188
Total number of active participants reported on line 7a of the Form 55002014-07-01147
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0139
Total of all active and inactive participants2014-07-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01186
Number of participants with account balances2014-07-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-017
2013: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01188
Total number of active participants reported on line 7a of the Form 55002013-07-01147
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0135
Total of all active and inactive participants2013-07-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01182
Number of participants with account balances2013-07-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-019
2012: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01181
Total number of active participants reported on line 7a of the Form 55002012-07-01155
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-0123
Total of all active and inactive participants2012-07-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01178
Number of participants with account balances2012-07-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-014
2011: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01159
Total number of active participants reported on line 7a of the Form 55002011-07-01153
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-0122
Total of all active and inactive participants2011-07-01175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01175
Number of participants with account balances2011-07-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-010
2009: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01173
Total number of active participants reported on line 7a of the Form 55002009-07-01132
Number of retired or separated participants receiving benefits2009-07-011
Number of other retired or separated participants entitled to future benefits2009-07-0125
Total of all active and inactive participants2009-07-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01158
Number of participants with account balances2009-07-0198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-625,224
Total of all expenses incurred2022-12-31$995,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$972,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,537,090
Value of total assets at end of year2022-12-31$16,323,462
Value of total assets at beginning of year2022-12-31$17,944,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$23,532
Total interest from all sources2022-12-31$2,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$23,532
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$750,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,877,355
Participant contributions at end of year2022-12-31$55,560
Participant contributions at beginning of year2022-12-31$52,188
Participant contributions at end of year2022-12-31$144
Participant contributions at beginning of year2022-12-31$72
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$28,902
Other income not declared elsewhere2022-12-31$5,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,621,047
Value of net assets at end of year (total assets less liabilities)2022-12-31$16,323,462
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$17,944,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$15,597,421
Value of interest in pooled separate accounts at beginning of year2022-12-31$17,307,377
Interest on participant loans2022-12-31$2,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$633,585
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$568,512
Net investment gain/loss from pooled separate accounts2022-12-31$-3,170,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$630,833
Employer contributions (assets) at end of year2022-12-31$36,752
Employer contributions (assets) at beginning of year2022-12-31$16,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$972,291
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31THONG, YU, WONG & LEE LLP
Accountancy firm EIN2022-12-31710899369
2021 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$36,752
Total income from all sources (including contributions)2021-12-31$1,928,909
Total of all expenses incurred2021-12-31$683,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$671,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,040,181
Value of total assets at end of year2021-12-31$17,944,509
Value of total assets at beginning of year2021-12-31$16,735,500
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$12,087
Total interest from all sources2021-12-31$1,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$12,087
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$750,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$757,938
Participant contributions at end of year2021-12-31$52,188
Participant contributions at beginning of year2021-12-31$44,880
Participant contributions at end of year2021-12-31$72
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$7,873
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,245,761
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,944,509
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,698,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$17,307,377
Value of interest in pooled separate accounts at beginning of year2021-12-31$16,169,370
Interest on participant loans2021-12-31$1,731
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$568,512
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$505,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,707
Net investment gain/loss from pooled separate accounts2021-12-31$884,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$274,370
Employer contributions (assets) at end of year2021-12-31$16,360
Employer contributions (assets) at beginning of year2021-12-31$16,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$671,061
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$36,752
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$36,752
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$5,400,144
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$1,031,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$1,011,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,735,221
Value of total assets at end of year2021-06-30$16,735,500
Value of total assets at beginning of year2021-06-30$12,330,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$20,705
Total interest from all sources2021-06-30$3,815
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Administrative expenses professional fees incurred2021-06-30$20,705
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$750,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$1,261,845
Participant contributions at end of year2021-06-30$44,880
Participant contributions at beginning of year2021-06-30$89,926
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$94,788
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-06-30$0
Administrative expenses (other) incurred2021-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$4,368,372
Value of net assets at end of year (total assets less liabilities)2021-06-30$16,698,748
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$12,330,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in pooled separate accounts at end of year2021-06-30$16,169,370
Value of interest in pooled separate accounts at beginning of year2021-06-30$11,817,557
Interest on participant loans2021-06-30$3,815
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$505,014
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$422,893
Net investment gain/loss from pooled separate accounts2021-06-30$3,661,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$378,588
Employer contributions (assets) at end of year2021-06-30$16,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$1,011,067
Liabilities. Value of benefit claims payable at end of year2021-06-30$36,752
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2021-06-30710899369
2020 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$2,051,701
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$342,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$319,029
Expenses. Certain deemed distributions of participant loans2020-06-30$7,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,465,543
Value of total assets at end of year2020-06-30$12,330,376
Value of total assets at beginning of year2020-06-30$10,621,432
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$16,541
Total interest from all sources2020-06-30$6,344
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$3,979
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$3,979
Administrative expenses professional fees incurred2020-06-30$16,541
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$750,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$1,099,552
Participant contributions at end of year2020-06-30$89,926
Participant contributions at beginning of year2020-06-30$102,107
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$1,708,944
Value of net assets at end of year (total assets less liabilities)2020-06-30$12,330,376
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$10,621,432
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in pooled separate accounts at end of year2020-06-30$11,817,557
Value of interest in pooled separate accounts at beginning of year2020-06-30$10,142,159
Interest on participant loans2020-06-30$6,344
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$422,893
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$377,166
Net investment gain/loss from pooled separate accounts2020-06-30$575,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$365,991
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$319,029
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2020-06-30710899369
2019 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-06-30$1,749,239
Total of all expenses incurred2019-06-30$276,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$263,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$1,185,096
Value of total assets at end of year2019-06-30$10,621,432
Value of total assets at beginning of year2019-06-30$9,149,114
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$13,173
Total interest from all sources2019-06-30$7,005
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$2,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$2,950
Administrative expenses professional fees incurred2019-06-30$13,173
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$750,000
If this is an individual account plan, was there a blackout period2019-06-30No
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$873,958
Participant contributions at end of year2019-06-30$102,107
Participant contributions at beginning of year2019-06-30$134,494
Participant contributions at end of year2019-06-30$0
Participant contributions at beginning of year2019-06-30$1,509
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$1,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$1,472,318
Value of net assets at end of year (total assets less liabilities)2019-06-30$10,621,432
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$9,149,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in pooled separate accounts at end of year2019-06-30$10,142,159
Value of interest in pooled separate accounts at beginning of year2019-06-30$8,761,483
Income. Interest from loans (other than to participants)2019-06-30$7,005
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$377,166
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$251,203
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$554,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$309,313
Employer contributions (assets) at end of year2019-06-30$0
Employer contributions (assets) at beginning of year2019-06-30$425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$263,748
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2019-06-30710899369
2018 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$11,929
Total income from all sources (including contributions)2018-06-30$1,724,987
Total of all expenses incurred2018-06-30$451,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$432,676
Value of total corrective distributions2018-06-30$8,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$1,037,715
Value of total assets at end of year2018-06-30$9,149,114
Value of total assets at beginning of year2018-06-30$7,887,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$10,901
Total interest from all sources2018-06-30$6,745
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$5,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$5,321
Administrative expenses professional fees incurred2018-06-30$10,901
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$750,000
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$734,608
Participant contributions at end of year2018-06-30$134,494
Participant contributions at beginning of year2018-06-30$82,731
Participant contributions at end of year2018-06-30$1,509
Participant contributions at beginning of year2018-06-30$25,856
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$15,492
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-06-30$3,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$1,273,054
Value of net assets at end of year (total assets less liabilities)2018-06-30$9,149,114
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$7,876,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in pooled separate accounts at end of year2018-06-30$8,761,483
Value of interest in pooled separate accounts at beginning of year2018-06-30$7,250,145
Interest on participant loans2018-06-30$6,745
Interest earned on other investments2018-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$251,203
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$510,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$675,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$287,615
Employer contributions (assets) at end of year2018-06-30$425
Employer contributions (assets) at beginning of year2018-06-30$18,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$432,676
Liabilities. Value of benefit claims payable at beginning of year2018-06-30$8,389
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2018-06-30710899369
2017 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$11,929
Total income from all sources (including contributions)2017-06-30$1,720,998
Total of all expenses incurred2017-06-30$105,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$87,428
Expenses. Certain deemed distributions of participant loans2017-06-30$6,106
Value of total corrective distributions2017-06-30$2,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$767,309
Value of total assets at end of year2017-06-30$7,887,989
Value of total assets at beginning of year2017-06-30$6,260,191
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$8,796
Total interest from all sources2017-06-30$4,588
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$4,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$4,835
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$750,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$569,466
Participant contributions at end of year2017-06-30$82,731
Participant contributions at beginning of year2017-06-30$44,455
Participant contributions at end of year2017-06-30$25,856
Assets. Other investments not covered elsewhere at beginning of year2017-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$20,663
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-06-30$3,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,615,869
Value of net assets at end of year (total assets less liabilities)2017-06-30$7,876,060
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$6,260,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Investment advisory and management fees2017-06-30$8,796
Value of interest in pooled separate accounts at end of year2017-06-30$7,250,145
Value of interest in pooled separate accounts at beginning of year2017-06-30$6,038,359
Interest on participant loans2017-06-30$4,588
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$510,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$177,377
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$944,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$177,180
Employer contributions (assets) at end of year2017-06-30$18,638
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$87,428
Contract administrator fees2017-06-30$0
Liabilities. Value of benefit claims payable at end of year2017-06-30$8,389
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2017-06-30710899369
2016 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-06-30$636,830
Total of all expenses incurred2016-06-30$225,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$211,098
Expenses. Certain deemed distributions of participant loans2016-06-30$7,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$713,880
Value of total assets at end of year2016-06-30$6,260,191
Value of total assets at beginning of year2016-06-30$5,848,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$7,147
Total interest from all sources2016-06-30$2,170
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$1,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$1,168
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$497,728
Participant contributions at end of year2016-06-30$44,455
Participant contributions at beginning of year2016-06-30$53,620
Assets. Other investments not covered elsewhere at end of year2016-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-06-30$15,816
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$19,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$411,276
Value of net assets at end of year (total assets less liabilities)2016-06-30$6,260,191
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$5,848,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Investment advisory and management fees2016-06-30$7,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$0
Value of interest in pooled separate accounts at end of year2016-06-30$6,038,359
Value of interest in pooled separate accounts at beginning of year2016-06-30$5,692,535
Income. Interest from loans (other than to participants)2016-06-30$2,170
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$177,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$86,944
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-80,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$196,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$211,098
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2016-06-30710899369
2015 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-06-30$757,314
Total of all expenses incurred2015-06-30$184,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$179,577
Value of total corrective distributions2015-06-30$1,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$615,333
Value of total assets at end of year2015-06-30$5,848,915
Value of total assets at beginning of year2015-06-30$5,276,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$3,354
Total interest from all sources2015-06-30$2,935
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$350,000
If this is an individual account plan, was there a blackout period2015-06-30No
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$444,287
Participant contributions at end of year2015-06-30$53,620
Participant contributions at beginning of year2015-06-30$72,933
Assets. Other investments not covered elsewhere at end of year2015-06-30$15,816
Other income not declared elsewhere2015-06-30$0
Administrative expenses (other) incurred2015-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$572,649
Value of net assets at end of year (total assets less liabilities)2015-06-30$5,848,915
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$5,276,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$0
Value of interest in pooled separate accounts at end of year2015-06-30$5,692,535
Value of interest in pooled separate accounts at beginning of year2015-06-30$5,184,770
Interest on participant loans2015-06-30$2,935
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$86,944
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$18,563
Net investment gain/loss from pooled separate accounts2015-06-30$138,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$171,046
Income. Dividends from preferred stock2015-06-30$497
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$179,577
Contract administrator fees2015-06-30$3,354
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2015-06-30710899369
2014 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-06-30$1,319,003
Total of all expenses incurred2014-06-30$190,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$177,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$599,085
Value of total assets at end of year2014-06-30$5,276,266
Value of total assets at beginning of year2014-06-30$4,147,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$12,864
Total interest from all sources2014-06-30$4,287
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$4,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$4,079
Administrative expenses professional fees incurred2014-06-30$12,864
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$350,000
If this is an individual account plan, was there a blackout period2014-06-30Yes
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$426,181
Participant contributions at end of year2014-06-30$72,933
Participant contributions at beginning of year2014-06-30$78,470
Participant contributions at beginning of year2014-06-30$18,249
Assets. Other investments not covered elsewhere at beginning of year2014-06-30$1,728
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$3,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$1,128,539
Value of net assets at end of year (total assets less liabilities)2014-06-30$5,276,266
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$4,147,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in pooled separate accounts at end of year2014-06-30$5,184,770
Value of interest in pooled separate accounts at beginning of year2014-06-30$3,990,850
Interest on participant loans2014-06-30$4,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-30$245
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$18,563
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$51,721
Net investment gain/loss from pooled separate accounts2014-06-30$711,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$169,322
Employer contributions (assets) at beginning of year2014-06-30$6,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$177,600
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-06-30Yes
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2014-06-30710899369
2013 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-06-30$1,187,476
Total of all expenses incurred2013-06-30$253,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$222,194
Value of total corrective distributions2013-06-30$2,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$673,984
Value of total assets at end of year2013-06-30$4,147,727
Value of total assets at beginning of year2013-06-30$3,214,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$29,385
Total interest from all sources2013-06-30$3,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Administrative expenses professional fees incurred2013-06-30$0
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$350,000
If this is an individual account plan, was there a blackout period2013-06-30No
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$438,612
Participant contributions at end of year2013-06-30$78,470
Participant contributions at beginning of year2013-06-30$52,176
Participant contributions at end of year2013-06-30$18,249
Participant contributions at beginning of year2013-06-30$14,514
Assets. Other investments not covered elsewhere at end of year2013-06-30$1,728
Assets. Other investments not covered elsewhere at beginning of year2013-06-30$68
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$73,889
Administrative expenses (other) incurred2013-06-30$660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$933,557
Value of net assets at end of year (total assets less liabilities)2013-06-30$4,147,727
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$3,214,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in pooled separate accounts at end of year2013-06-30$3,990,850
Value of interest in pooled separate accounts at beginning of year2013-06-30$3,095,345
Interest on participant loans2013-06-30$2,989
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-30$887
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$51,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$46,586
Net investment gain/loss from pooled separate accounts2013-06-30$509,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$161,483
Employer contributions (assets) at end of year2013-06-30$6,709
Employer contributions (assets) at beginning of year2013-06-30$5,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$222,194
Contract administrator fees2013-06-30$28,725
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2013-06-30710899369
2012 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$400,625
Total of all expenses incurred2012-06-30$283,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$238,287
Value of total corrective distributions2012-06-30$21,151
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$452,854
Value of total assets at end of year2012-06-30$3,214,170
Value of total assets at beginning of year2012-06-30$3,097,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$24,431
Total interest from all sources2012-06-30$5,877
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$585
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$350,000
If this is an individual account plan, was there a blackout period2012-06-30No
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$330,688
Participant contributions at end of year2012-06-30$52,176
Participant contributions at beginning of year2012-06-30$93,801
Participant contributions at end of year2012-06-30$14,514
Participant contributions at beginning of year2012-06-30$13,340
Assets. Other investments not covered elsewhere at end of year2012-06-30$68
Assets. Other investments not covered elsewhere at beginning of year2012-06-30$1,079
Other income not declared elsewhere2012-06-30$-3,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$116,756
Value of net assets at end of year (total assets less liabilities)2012-06-30$3,214,170
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$3,097,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in pooled separate accounts at end of year2012-06-30$3,095,345
Value of interest in pooled separate accounts at beginning of year2012-06-30$2,901,030
Interest on participant loans2012-06-30$4,663
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$1,214
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$46,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-06-30$83,310
Net investment gain/loss from pooled separate accounts2012-06-30$-54,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$122,166
Employer contributions (assets) at end of year2012-06-30$5,481
Employer contributions (assets) at beginning of year2012-06-30$4,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$238,287
Contract administrator fees2012-06-30$23,846
Assets. Corporate common stocks other than exployer securities at beginning of year2012-06-30$0
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2012-06-30710899369
2011 : TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$894,762
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$191,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$167,180
Expenses. Certain deemed distributions of participant loans2011-06-30$1,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$396,308
Value of total assets at end of year2011-06-30$3,097,414
Value of total assets at beginning of year2011-06-30$2,394,347
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$23,496
Total interest from all sources2011-06-30$4,740
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Assets. Real estate other than employer real property at beginning of year2011-06-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-06-30$0
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$50,000
If this is an individual account plan, was there a blackout period2011-06-30No
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$295,586
Participant contributions at end of year2011-06-30$93,801
Participant contributions at beginning of year2011-06-30$54,217
Participant contributions at end of year2011-06-30$13,340
Participant contributions at beginning of year2011-06-30$12,535
Assets. Other investments not covered elsewhere at end of year2011-06-30$1,079
Assets. Other investments not covered elsewhere at beginning of year2011-06-30$2,867
Income. Received or receivable in cash from other sources (including rollovers)2011-06-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-06-30$17
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-06-30$0
Assets. Loans (other than to participants) at beginning of year2011-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-06-30$0
Liabilities. Value of operating payables at beginning of year2011-06-30$0
Total non interest bearing cash at beginning of year2011-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$703,067
Value of net assets at end of year (total assets less liabilities)2011-06-30$3,097,414
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$2,394,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Assets. partnership/joint venture interests at beginning of year2011-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$0
Value of interest in pooled separate accounts at end of year2011-06-30$2,901,030
Value of interest in pooled separate accounts at beginning of year2011-06-30$2,242,828
Interest on participant loans2011-06-30$3,777
Value of interest in master investment trust accounts at beginning of year2011-06-30$0
Value of interest in common/collective trusts at beginning of year2011-06-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$963
Assets. Value of investments in 103.12 investment entities at beginning of year2011-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-06-30$83,310
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-06-30$75,193
Asset value of US Government securities at beginning of year2011-06-30$0
Net investment gain/loss from pooled separate accounts2011-06-30$493,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Assets. Invements in employer securities at beginning of year2011-06-30$0
Assets. Value of employer real property at beginning of year2011-06-30$0
Contributions received in cash from employer2011-06-30$100,722
Employer contributions (assets) at end of year2011-06-30$4,854
Employer contributions (assets) at beginning of year2011-06-30$6,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$167,163
Asset. Corporate debt instrument preferred debt at beginning of year2011-06-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-06-30$0
Contract administrator fees2011-06-30$23,496
Assets. Corporate common stocks other than exployer securities at end of year2011-06-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-06-30$0
Liabilities. Value of benefit claims payable at beginning of year2011-06-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-06-30$0
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Liabilities. Value of acquisition indebtedness at beginning of year2011-06-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30THONG, YU, WONG & LEE, LLP
Accountancy firm EIN2011-06-30710899369

Form 5500 Responses for TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN

2022: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement - TrustYes
2020: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement - TrustYes
2019: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement - TrustYes
2018: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement - TrustYes
2017: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement - TrustYes
2016: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2009: TOPOCEAN CONSOLIDATION SERVICE (LA), INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810348
Policy instance 1
Insurance contract or identification number810348
Number of Individuals Covered268
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $74,485
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $74,485
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810348
Policy instance 1
Insurance contract or identification number810348
Number of Individuals Covered239
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $38,105
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $38,105
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810348
Policy instance 1
Insurance contract or identification number810348
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $64,637
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $64,637
Amount paid for insurance broker fees0
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81D079
Policy instance 2
Insurance contract or identification number81D079
Number of Individuals Covered223
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $46,380
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $46,380
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810348
Policy instance 1
Insurance contract or identification number810348
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $4,380
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $4,380
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810348
Policy instance 1
Insurance contract or identification number810348
Number of Individuals Covered207
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $47,150
Total amount of fees paid to insurance companyUSD $3,435
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Amount paid for insurance broker fees3435
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $47,150
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810348
Policy instance 1
Insurance contract or identification number810348
Number of Individuals Covered185
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $48,349
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810348
Policy instance 1
Insurance contract or identification number810348
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,863
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3
Amount paid for insurance broker fees2153
Additional information about fees paid to insurance brokerTPA FEE
Insurance broker nameCALIFORNIA BENEFIT PLANNERS
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810348
Policy instance 1
Insurance contract or identification number810348
Number of Individuals Covered125
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $20,527
Total amount of fees paid to insurance companyUSD $3,392
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $20,527
Insurance broker organization code?3
Amount paid for insurance broker fees3392
Additional information about fees paid to insurance brokerTPA ALLIANCE FEE
Insurance broker nameTU HAI I
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810348
Policy instance 2
Insurance contract or identification number810348
Number of Individuals Covered127
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $49,545
Total amount of fees paid to insurance companyUSD $1,250
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $49,545
Insurance broker organization code?3
Amount paid for insurance broker fees1250
Additional information about fees paid to insurance brokerTPA ALLIANCE PROGRAM
Insurance broker nameTU HAI I
JOHN HANCOCK USA (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number11341
Policy instance 1
Insurance contract or identification number11341
Number of Individuals Covered0
Insurance policy start date2013-07-01
Insurance policy end date2013-10-25
Total amount of commissions paid to insurance brokerUSD $6,114
Total amount of fees paid to insurance companyUSD $1,696
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $6,114
Insurance broker organization code?3
Amount paid for insurance broker fees1696
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION
Insurance broker nameCALIFORNIA BENEFIT PLANNER
JOHN HANCOCK USA (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number11341
Policy instance 1
Insurance contract or identification number11341
Number of Individuals Covered113
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $21,030
Total amount of fees paid to insurance companyUSD $1,931
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $21,030
Insurance broker organization code?3
Amount paid for insurance broker fees1931
Additional information about fees paid to insurance brokerTPA COMPENSATION AND FEES
Insurance broker nameCALIFORNIA BENEFIT PLANNER
JOHN HANCOCK USA (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number11341
Policy instance 1
Insurance contract or identification number11341
Number of Individuals Covered113
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $17,666
Total amount of fees paid to insurance companyUSD $2,102
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
JOHN HANCOCK USA (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number11341
Policy instance 1
Insurance contract or identification number11341
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $15,228
Total amount of fees paid to insurance companyUSD $2,311
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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