401k Plan data: CMRE FINANCIAL SERVICES, INC. 401 K PLAN plan

CMRE FINANCIAL SERVICES, INC. 401 K PLAN 401k Plan overview

Plan Name	CMRE FINANCIAL SERVICES, INC. 401 K PLAN
Plan identification number	001

CMRE FINANCIAL SERVICES, INC. 401 K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

CMRE FINANCIAL SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name: CMRE FINANCIAL SERVICES, INC.

Employer identification number (EIN): 954617663

NAIC Classification: 522298
NAIC Description: All Other Nondepository Credit Intermediation

Additional information about CMRE FINANCIAL SERVICES, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2015-09-03

Company Identification Number: 0802285751

Legal Registered Office Address: 3075 E IMPERIAL HWY STE 200 ATTNSANDY LA

BREA
United States of America (USA)
92821

More information about CMRE FINANCIAL SERVICES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CMRE FINANCIAL SERVICES, INC. 401 K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 CECILE COUCH 2021-08-23
001 2019-01-01 AMANDA TOLLESON 2020-10-12
001 2018-01-01 SANDY LAWRENCE 2019-07-29
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 SANDY LAWRENCE
001 2013-01-01 SANDY LAWRENCE
001 2012-01-01 MARIA ARRIOLA
001 2012-01-01 MARIA BOVER
001 2011-01-01 MARIA BOVER 2012-06-14
001 2010-01-01 MARIA BOVER 2011-06-13
001 2009-01-01 MARIA BOVER
001 2009-01-01 MARIA BOVER
001 2009-01-01 MARIA BOVER MARIA BOVER 2010-06-16

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01	CECILE COUCH	2021-08-23
001	2019-01-01	AMANDA TOLLESON	2020-10-12
001	2018-01-01	SANDY LAWRENCE	2019-07-29
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	SANDY LAWRENCE
001	2013-01-01	SANDY LAWRENCE
001	2012-01-01	MARIA ARRIOLA
001	2012-01-01	MARIA BOVER
001	2011-01-01	MARIA BOVER	2012-06-14
001	2010-01-01	MARIA BOVER	2011-06-13
001	2009-01-01	MARIA BOVER
001	2009-01-01	MARIA BOVER
001	2009-01-01	MARIA BOVER		MARIA BOVER	2010-06-16

Plan Statistics for CMRE FINANCIAL SERVICES, INC. 401 K PLAN

401k plan membership statisitcs for CMRE FINANCIAL SERVICES, INC. 401 K PLAN

Measure Date Value
2020: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 336
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 298
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 284
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 42
Total of all active and inactive participants 2019-01-01 326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 326
Number of participants with account balances 2019-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 294
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 255
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 40
Total of all active and inactive participants 2018-01-01 295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 295
Number of participants with account balances 2018-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 300
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 247
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 42
Total of all active and inactive participants 2017-01-01 289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 289
Number of participants with account balances 2017-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 270
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 260
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 38
Total of all active and inactive participants 2016-01-01 298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 298
Number of participants with account balances 2016-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 270
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 237
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 33
Total of all active and inactive participants 2015-01-01 270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 270
Number of participants with account balances 2015-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 266
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 245
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 25
Total of all active and inactive participants 2014-01-01 270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 270
Number of participants with account balances 2014-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 168
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 251
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 15
Total of all active and inactive participants 2013-01-01 266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 266
Number of participants with account balances 2013-01-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 190
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 154
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 14
Total of all active and inactive participants 2012-01-01 168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 168
Number of participants with account balances 2012-01-01 58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2009: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 74
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 68
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 8
Total of all active and inactive participants 2009-01-01 76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 76
Number of participants with account balances 2009-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	336
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	298
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	284
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	42
Total of all active and inactive participants	2019-01-01	326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	326
Number of participants with account balances	2019-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	294
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	255
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	40
Total of all active and inactive participants	2018-01-01	295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	295
Number of participants with account balances	2018-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	300
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	247
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	42
Total of all active and inactive participants	2017-01-01	289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	289
Number of participants with account balances	2017-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	270
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	260
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	38
Total of all active and inactive participants	2016-01-01	298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	298
Number of participants with account balances	2016-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	270
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	237
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	33
Total of all active and inactive participants	2015-01-01	270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	270
Number of participants with account balances	2015-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	266
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	245
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	25
Total of all active and inactive participants	2014-01-01	270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	270
Number of participants with account balances	2014-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	168
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	251
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	15
Total of all active and inactive participants	2013-01-01	266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	266
Number of participants with account balances	2013-01-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	190
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	154
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	14
Total of all active and inactive participants	2012-01-01	168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	168
Number of participants with account balances	2012-01-01	58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2009: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	74
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	68
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	8
Total of all active and inactive participants	2009-01-01	76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	76
Number of participants with account balances	2009-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CMRE FINANCIAL SERVICES, INC. 401 K PLAN

Measure	Date	Value
2020 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-15	$0
Total transfer of assets from this plan	2020-12-15	$1,957,336
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-15	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-15	$0
Total income from all sources (including contributions)	2020-12-15	$417,332
Total loss/gain on sale of assets	2020-12-15	$0
Total of all expenses incurred	2020-12-15	$637,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-15	$575,536
Value of total corrective distributions	2020-12-15	$42,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-15	$220,722
Value of total assets at end of year	2020-12-15	$0
Value of total assets at beginning of year	2020-12-15	$2,177,723
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-15	$19,340
Total interest from all sources	2020-12-15	$2,553
Total dividends received (eg from common stock, registered investment company shares)	2020-12-15	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-15	No
Administrative expenses professional fees incurred	2020-12-15	$19,340
Was this plan covered by a fidelity bond	2020-12-15	Yes
Value of fidelity bond cover	2020-12-15	$200,000
If this is an individual account plan, was there a blackout period	2020-12-15	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-15	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-15	No
Contributions received from participants	2020-12-15	$220,722
Participant contributions at end of year	2020-12-15	$0
Participant contributions at beginning of year	2020-12-15	$64,561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-15	No
Value of net income/loss	2020-12-15	$-220,387
Value of net assets at end of year (total assets less liabilities)	2020-12-15	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-12-15	$2,177,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-15	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-15	No
Were any leases to which the plan was party in default or uncollectible	2020-12-15	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-15	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-15	$2,113,162
Interest on participant loans	2020-12-15	$2,553
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-15	$194,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-15	No
Was there a failure to transmit to the plan any participant contributions	2020-12-15	No
Has the plan failed to provide any benefit when due under the plan	2020-12-15	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-15	$575,536
Did the plan have assets held for investment	2020-12-15	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-15	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-15	Yes
Opinion of an independent qualified public accountant for this plan	2020-12-15	Disclaimer
Accountancy firm name	2020-12-15	ASSURANCE DIMENSIONS
Accountancy firm EIN	2020-12-15	263429295
2019 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$593,970
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$93,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$63,404
Value of total corrective distributions	2019-12-31	$10,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$251,765
Value of total assets at end of year	2019-12-31	$2,177,723
Value of total assets at beginning of year	2019-12-31	$1,677,254
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$19,099
Total interest from all sources	2019-12-31	$3,335
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$200,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$154,228
Participant contributions at end of year	2019-12-31	$64,561
Participant contributions at beginning of year	2019-12-31	$74,128
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$97,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$500,469
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,177,723
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,677,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,113,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$1,603,126
Interest on participant loans	2019-12-31	$3,335
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$338,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$63,404
Contract administrator fees	2019-12-31	$19,099
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2019-12-31	752783674
2018 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$160,499
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$307,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$283,878
Value of total corrective distributions	2018-12-31	$18,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$248,197
Value of total assets at end of year	2018-12-31	$1,677,254
Value of total assets at beginning of year	2018-12-31	$1,823,828
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$4,235
Total interest from all sources	2018-12-31	$3,146
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Administrative expenses professional fees incurred	2018-12-31	$4,235
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$200,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$248,197
Participant contributions at end of year	2018-12-31	$74,128
Participant contributions at beginning of year	2018-12-31	$57,988
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-146,574
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,677,254
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,823,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$1,603,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$1,765,840
Value of interest in pooled separate accounts at end of year	2018-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$0
Interest on participant loans	2018-12-31	$3,146
Value of interest in common/collective trusts at end of year	2018-12-31	$0
Value of interest in common/collective trusts at beginning of year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-90,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$283,878
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2018-12-31	752783674
2017 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$469,085
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$59,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$55,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$222,478
Value of total assets at end of year	2017-12-31	$1,823,828
Value of total assets at beginning of year	2017-12-31	$1,414,629
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,920
Total interest from all sources	2017-12-31	$1,625
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$3,920
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$150,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$209,894
Participant contributions at end of year	2017-12-31	$57,988
Participant contributions at beginning of year	2017-12-31	$11,296
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$12,584
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$409,199
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,823,828
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,414,629
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$1,765,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,403,333
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$1,625
Value of interest in common/collective trusts at end of year	2017-12-31	$0
Value of interest in common/collective trusts at beginning of year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$244,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$55,966
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HUTH THOMPSON LLP
Accountancy firm EIN	2017-12-31	352055043
2016 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$279,433
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$64,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$49,857
Value of total corrective distributions	2016-12-31	$12,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$200,325
Value of total assets at end of year	2016-12-31	$1,414,629
Value of total assets at beginning of year	2016-12-31	$1,199,386
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,115
Total interest from all sources	2016-12-31	$473
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$2,115
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$100,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$200,325
Participant contributions at end of year	2016-12-31	$11,296
Participant contributions at beginning of year	2016-12-31	$9,591
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$215,243
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,414,629
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,199,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,403,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$1,189,795
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$473
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$78,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$49,857
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	ALERDING CPA GROUP
Accountancy firm EIN	2016-12-31	352043580
2015 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$459
Total income from all sources (including contributions)	2015-12-31	$217,325
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$105,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$83,446
Value of total corrective distributions	2015-12-31	$19,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$233,678
Value of total assets at end of year	2015-12-31	$1,199,386
Value of total assets at beginning of year	2015-12-31	$1,088,288
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,160
Total interest from all sources	2015-12-31	$378
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$3,160
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$100,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$233,678
Participant contributions at end of year	2015-12-31	$9,591
Participant contributions at beginning of year	2015-12-31	$9,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$459
Other income not declared elsewhere	2015-12-31	$459
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$111,557
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,199,386
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$1,087,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,189,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$1,078,737
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$378
Value of interest in common/collective trusts at end of year	2015-12-31	$0
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-17,190
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$83,446
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ALERDING CPA GROUP
Accountancy firm EIN	2015-12-31	352043580
2014 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$459
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$295,909
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$271,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$269,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$230,261
Value of total assets at end of year	2014-12-31	$1,088,288
Value of total assets at beginning of year	2014-12-31	$1,063,423
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,655
Total interest from all sources	2014-12-31	$394
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$1,655
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$100,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$229,818
Participant contributions at end of year	2014-12-31	$9,551
Participant contributions at beginning of year	2014-12-31	$13,646
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$459
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$1,089
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$24,406
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$1,087,829
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,063,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$535,601
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,078,737
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$394
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$233,817
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$280,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$280,359
Net investment gain/loss from pooled separate accounts	2014-12-31	$64,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$269,848
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ALERDING CPA GROUP
Accountancy firm EIN	2014-12-31	352043580
2013 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$299,831
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$93,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$62,447
Expenses. Certain deemed distributions of participant loans	2013-12-31	$101
Value of total corrective distributions	2013-12-31	$29,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$177,162
Value of total assets at end of year	2013-12-31	$1,063,423
Value of total assets at beginning of year	2013-12-31	$856,994
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,475
Total interest from all sources	2013-12-31	$686
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$17,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$17,494
Administrative expenses professional fees incurred	2013-12-31	$1,475
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$100,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$177,162
Participant contributions at end of year	2013-12-31	$13,646
Participant contributions at beginning of year	2013-12-31	$13,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$206,429
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,063,423
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$856,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$535,601
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$431,808
Interest on participant loans	2013-12-31	$686
Value of interest in common/collective trusts at end of year	2013-12-31	$233,817
Value of interest in common/collective trusts at beginning of year	2013-12-31	$160,363
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$280,359
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$251,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$251,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$67,705
Net investment gain or loss from common/collective trusts	2013-12-31	$36,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$62,447
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ALERDING CPA GROUP
Accountancy firm EIN	2013-12-31	352043580
2012 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$239,234
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$86,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$51,200
Expenses. Certain deemed distributions of participant loans	2012-12-31	$92
Value of total corrective distributions	2012-12-31	$33,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$176,278
Value of total assets at end of year	2012-12-31	$856,994
Value of total assets at beginning of year	2012-12-31	$703,832
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,225
Total interest from all sources	2012-12-31	$787
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$12,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$12,831
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$71,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$176,278
Participant contributions at end of year	2012-12-31	$13,001
Participant contributions at beginning of year	2012-12-31	$17,429
Administrative expenses (other) incurred	2012-12-31	$1,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$153,162
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$856,994
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$703,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$431,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$337,991
Interest on participant loans	2012-12-31	$787
Value of interest in common/collective trusts at end of year	2012-12-31	$160,363
Value of interest in common/collective trusts at beginning of year	2012-12-31	$109,720
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$251,822
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$238,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$238,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$49,338
Net investment gain or loss from common/collective trusts	2012-12-31	$15,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$176,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$51,200
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ELLS CPAS AND BUSINESS ADVISORS
Accountancy firm EIN	2012-12-31	952771605
2009 : CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CMRE FINANCIAL SERVICES, INC. 401 K PLAN

2020: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2009: CMRE FINANCIAL SERVICES, INC. 401 K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

BRK110988

Policy instance

Insurance contract or identification number	BRK110988
Number of Individuals Covered	139
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $10,556
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,556
Insurance broker organization code?	3
Insurance broker name	DAVID W WHITE

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	CMRE FINANCIAL SERVICES, INC.
Employer identification number (EIN):	954617663
NAIC Classification:	522298
NAIC Description:	All Other Nondepository Credit Intermediation

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2015-09-03
Company Identification Number:	0802285751
Legal Registered Office Address:	3075 E IMPERIAL HWY STE 200 ATTNSANDY LA BREA United States of America (USA) 92821