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THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 401k Plan overview

Plan NameTHE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN
Plan identification number 001

THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

KECK GRADUATE INSTITUTE has sponsored the creation of one or more 401k plans.

Company Name:KECK GRADUATE INSTITUTE
Employer identification number (EIN):954625327
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MIA ALONZO MIA ALONZO2018-10-11
0012016-01-01MIA ALONZO MIA ALONZO2017-10-13
0012015-01-01MIA ALONZO MIA ALONZO2016-10-16
0012014-01-01MIA ALONZO MIA ALONZO2015-10-09
0012013-01-01MIA ALONZO MIA ALONZO2014-09-17
0012012-01-01MIA ALONZO MIA ALONZO2013-10-07
0012011-01-01MIA ALONZO MIA ALONZO2012-10-15
0012009-01-01MIA ALONZO MIA ALONZO2010-10-14

Plan Statistics for THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN

401k plan membership statisitcs for THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN

Measure Date Value
2022: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01341
Total number of active participants reported on line 7a of the Form 55002022-01-01225
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01137
Total of all active and inactive participants2022-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-01367
Number of participants with account balances2022-01-01359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01378
Total number of active participants reported on line 7a of the Form 55002021-01-01204
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01136
Total of all active and inactive participants2021-01-01340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-01344
Number of participants with account balances2021-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01399
Total number of active participants reported on line 7a of the Form 55002020-01-01240
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01137
Total of all active and inactive participants2020-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01378
Number of participants with account balances2020-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01376
Total number of active participants reported on line 7a of the Form 55002019-01-01259
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01139
Total of all active and inactive participants2019-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01399
Number of participants with account balances2019-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01315
Total number of active participants reported on line 7a of the Form 55002018-01-01260
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01115
Total of all active and inactive participants2018-01-01375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01376
Number of participants with account balances2018-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01240
Total number of active participants reported on line 7a of the Form 55002017-01-01201
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01112
Total of all active and inactive participants2017-01-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01315
Number of participants with account balances2017-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01216
Total number of active participants reported on line 7a of the Form 55002016-01-01186
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01100
Total of all active and inactive participants2016-01-01286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01288
Number of participants with account balances2016-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01202
Total number of active participants reported on line 7a of the Form 55002015-01-01284
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0192
Total of all active and inactive participants2015-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01378
Number of participants with account balances2015-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01179
Total number of active participants reported on line 7a of the Form 55002014-01-01144
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0190
Total of all active and inactive participants2014-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01236
Number of participants with account balances2014-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01161
Total number of active participants reported on line 7a of the Form 55002013-01-0193
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0185
Total of all active and inactive participants2013-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01180
Number of participants with account balances2013-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01148
Total number of active participants reported on line 7a of the Form 55002012-01-0190
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0170
Total of all active and inactive participants2012-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01161
Number of participants with account balances2012-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01138
Total number of active participants reported on line 7a of the Form 55002011-01-0180
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0167
Total of all active and inactive participants2011-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01148
Number of participants with account balances2011-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01120
Total number of active participants reported on line 7a of the Form 55002009-01-01120
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01129
Number of participants with account balances2009-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN

Measure Date Value
2022 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,718,605
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$915,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$896,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,812,504
Value of total assets at end of year2022-12-31$40,553,612
Value of total assets at beginning of year2022-12-31$45,188,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$19,266
Total interest from all sources2022-12-31$184,041
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,018,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,018,582
Administrative expenses professional fees incurred2022-12-31$1,087
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$960,747
Participant contributions at end of year2022-12-31$25,451
Participant contributions at beginning of year2022-12-31$29,802
Assets. Other investments not covered elsewhere at end of year2022-12-31$236,606
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$295,860
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$262,776
Other income not declared elsewhere2022-12-31$-44,202
Administrative expenses (other) incurred2022-12-31$13,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,634,491
Value of net assets at end of year (total assets less liabilities)2022-12-31$40,553,612
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$45,188,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,592
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$34,495,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$39,397,672
Value of interest in pooled separate accounts at end of year2022-12-31$857,790
Value of interest in pooled separate accounts at beginning of year2022-12-31$738,507
Interest on participant loans2022-12-31$1,234
Interest earned on other investments2022-12-31$182,807
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,938,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,726,262
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$99,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,754,317
Net investment gain/loss from pooled separate accounts2022-12-31$64,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,588,981
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$797,138
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,905,127
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,379,901
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,363,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,633,802
Value of total assets at end of year2021-12-31$45,188,103
Value of total assets at beginning of year2021-12-31$38,662,877
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$16,839
Total interest from all sources2021-12-31$150,303
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$839,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$839,973
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$896,168
Participant contributions at end of year2021-12-31$29,802
Participant contributions at beginning of year2021-12-31$36,918
Assets. Other investments not covered elsewhere at end of year2021-12-31$295,860
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$203,750
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$40,370
Other income not declared elsewhere2021-12-31$11,705
Administrative expenses (other) incurred2021-12-31$16,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,525,226
Value of net assets at end of year (total assets less liabilities)2021-12-31$45,188,103
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$38,662,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$39,397,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$33,180,961
Value of interest in pooled separate accounts at end of year2021-12-31$738,507
Value of interest in pooled separate accounts at beginning of year2021-12-31$658,633
Interest on participant loans2021-12-31$1,470
Interest earned on other investments2021-12-31$148,833
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,726,262
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,582,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,143,283
Net investment gain/loss from pooled separate accounts2021-12-31$126,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,697,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,363,062
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$8,030,663
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,187,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,167,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,521,859
Value of total assets at end of year2020-12-31$38,662,877
Value of total assets at beginning of year2020-12-31$31,819,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$19,837
Total interest from all sources2020-12-31$156,368
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$568,330
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$568,330
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$814,034
Participant contributions at end of year2020-12-31$36,918
Participant contributions at beginning of year2020-12-31$0
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$959
Assets. Other investments not covered elsewhere at end of year2020-12-31$203,750
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$284,406
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,032,945
Other income not declared elsewhere2020-12-31$46,210
Administrative expenses (other) incurred2020-12-31$19,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,843,580
Value of net assets at end of year (total assets less liabilities)2020-12-31$38,662,877
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$31,819,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$33,180,961
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$26,413,348
Value of interest in pooled separate accounts at end of year2020-12-31$658,633
Value of interest in pooled separate accounts at beginning of year2020-12-31$851,916
Interest on participant loans2020-12-31$326
Interest earned on other investments2020-12-31$156,042
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,582,615
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,262,494
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,745,742
Net investment gain/loss from pooled separate accounts2020-12-31$-7,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,674,880
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$6,174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,167,246
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,559,885
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$875,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$861,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,627,954
Value of total assets at end of year2019-12-31$31,819,297
Value of total assets at beginning of year2019-12-31$25,135,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$13,918
Total interest from all sources2019-12-31$150,919
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$488,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$488,250
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$794,886
Participant contributions at end of year2019-12-31$959
Participant contributions at beginning of year2019-12-31$720
Assets. Other investments not covered elsewhere at end of year2019-12-31$284,406
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$248,207
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$206,955
Other income not declared elsewhere2019-12-31$44,014
Administrative expenses (other) incurred2019-12-31$13,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,684,000
Value of net assets at end of year (total assets less liabilities)2019-12-31$31,819,297
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$25,135,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$26,413,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$19,846,984
Value of interest in pooled separate accounts at end of year2019-12-31$851,916
Value of interest in pooled separate accounts at beginning of year2019-12-31$831,181
Interest earned on other investments2019-12-31$150,919
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,262,494
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,201,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,201,203
Net investment gain/loss from pooled separate accounts2019-12-31$47,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,626,113
Employer contributions (assets) at end of year2019-12-31$6,174
Employer contributions (assets) at beginning of year2019-12-31$6,670
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$861,967
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,596,373
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,033,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,022,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,615,786
Value of total assets at end of year2018-12-31$25,135,297
Value of total assets at beginning of year2018-12-31$26,572,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$10,516
Total interest from all sources2018-12-31$146,961
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$420,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$420,080
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$748,860
Participant contributions at end of year2018-12-31$720
Participant contributions at beginning of year2018-12-31$1,164
Assets. Other investments not covered elsewhere at end of year2018-12-31$248,207
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$140,571
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$286,356
Other income not declared elsewhere2018-12-31$116
Administrative expenses (other) incurred2018-12-31$10,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,436,853
Value of net assets at end of year (total assets less liabilities)2018-12-31$25,135,297
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$26,572,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$19,846,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$21,782,038
Value of interest in pooled separate accounts at end of year2018-12-31$831,181
Value of interest in pooled separate accounts at beginning of year2018-12-31$623,983
Interest earned on other investments2018-12-31$146,961
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,201,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,019,121
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$2,499,398
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,617,518
Net investment gain/loss from pooled separate accounts2018-12-31$30,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,580,570
Employer contributions (assets) at end of year2018-12-31$6,670
Employer contributions (assets) at beginning of year2018-12-31$5,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$523,312
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$505,415
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,358,230
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$284,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$283,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,012,621
Value of total assets at end of year2017-12-31$26,572,150
Value of total assets at beginning of year2017-12-31$19,992,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$628
Total interest from all sources2017-12-31$134,981
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$281,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$281,142
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$741,513
Participant contributions at end of year2017-12-31$1,164
Participant contributions at beginning of year2017-12-31$688
Assets. Other investments not covered elsewhere at end of year2017-12-31$140,571
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$34,643
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$860,772
Other income not declared elsewhere2017-12-31$14,242
Administrative expenses (other) incurred2017-12-31$43
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,073,844
Value of net assets at end of year (total assets less liabilities)2017-12-31$26,572,150
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$19,992,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$585
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$21,782,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$15,788,632
Value of interest in pooled separate accounts at end of year2017-12-31$623,983
Value of interest in pooled separate accounts at beginning of year2017-12-31$578,665
Interest earned on other investments2017-12-31$134,981
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,019,121
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,586,393
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,890,696
Net investment gain/loss from pooled separate accounts2017-12-31$24,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,410,336
Employer contributions (assets) at end of year2017-12-31$5,273
Employer contributions (assets) at beginning of year2017-12-31$3,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$283,758
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,716,449
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$581,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$580,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,418,192
Value of total assets at end of year2016-12-31$19,992,891
Value of total assets at beginning of year2016-12-31$16,858,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$779
Total interest from all sources2016-12-31$135,211
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$193,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$193,329
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$536,550
Participant contributions at end of year2016-12-31$688
Participant contributions at beginning of year2016-12-31$472
Assets. Other investments not covered elsewhere at end of year2016-12-31$34,643
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$13,307
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$695,474
Other income not declared elsewhere2016-12-31$574
Administrative expenses (other) incurred2016-12-31$779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,134,672
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,992,891
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,858,219
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,788,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,055,098
Value of interest in pooled separate accounts at end of year2016-12-31$578,665
Value of interest in pooled separate accounts at beginning of year2016-12-31$468,191
Interest earned on other investments2016-12-31$135,211
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,586,393
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,318,088
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$941,831
Net investment gain/loss from pooled separate accounts2016-12-31$27,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,186,168
Employer contributions (assets) at end of year2016-12-31$3,870
Employer contributions (assets) at beginning of year2016-12-31$3,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$580,998
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,154,386
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$988,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$988,573
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,080,590
Value of total assets at end of year2015-12-31$16,858,219
Value of total assets at beginning of year2015-12-31$15,692,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$105,174
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$263,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$263,404
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$507,994
Participant contributions at end of year2015-12-31$472
Participant contributions at beginning of year2015-12-31$618
Assets. Other investments not covered elsewhere at end of year2015-12-31$13,307
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$580,839
Other income not declared elsewhere2015-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,165,813
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,858,219
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,692,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,055,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,700,743
Value of interest in pooled separate accounts at end of year2015-12-31$468,191
Value of interest in pooled separate accounts at beginning of year2015-12-31$335,742
Interest earned on other investments2015-12-31$105,174
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,318,088
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,651,820
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-323,501
Net investment gain/loss from pooled separate accounts2015-12-31$28,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$991,757
Employer contributions (assets) at end of year2015-12-31$3,063
Employer contributions (assets) at beginning of year2015-12-31$3,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$988,573
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,414,368
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$183,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$183,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,492,313
Value of total assets at end of year2014-12-31$15,692,406
Value of total assets at beginning of year2014-12-31$13,461,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$101,394
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$131,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$131,635
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$437,227
Participant contributions at end of year2014-12-31$618
Participant contributions at beginning of year2014-12-31$1,434
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$51,705
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$218,197
Other income not declared elsewhere2014-12-31$-17
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,231,216
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,692,406
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$13,461,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,700,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,543,119
Value of interest in pooled separate accounts at end of year2014-12-31$335,742
Value of interest in pooled separate accounts at beginning of year2014-12-31$268,973
Interest earned on other investments2014-12-31$101,394
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,651,820
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,592,984
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$654,118
Net investment gain/loss from pooled separate accounts2014-12-31$34,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$836,889
Employer contributions (assets) at end of year2014-12-31$3,483
Employer contributions (assets) at beginning of year2014-12-31$2,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$183,152
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS
Accountancy firm EIN2014-12-31910189318
2013 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,959,064
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$481,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$481,601
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,046,844
Value of total assets at end of year2013-12-31$13,461,190
Value of total assets at beginning of year2013-12-31$10,983,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$99,508
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$90,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$90,279
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$348,001
Participant contributions at end of year2013-12-31$1,434
Participant contributions at beginning of year2013-12-31$30,832
Assets. Other investments not covered elsewhere at end of year2013-12-31$51,705
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$9,157
Other income not declared elsewhere2013-12-31$1,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,477,463
Value of net assets at end of year (total assets less liabilities)2013-12-31$13,461,190
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,983,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,543,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,222,988
Value of interest in pooled separate accounts at end of year2013-12-31$268,973
Value of interest in pooled separate accounts at beginning of year2013-12-31$177,924
Interest earned on other investments2013-12-31$99,508
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,592,984
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,502,980
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,701,473
Net investment gain/loss from pooled separate accounts2013-12-31$19,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$689,686
Employer contributions (assets) at end of year2013-12-31$2,975
Employer contributions (assets) at beginning of year2013-12-31$49,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$481,601
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS
Accountancy firm EIN2013-12-31910189318
2012 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$38,892
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,034,983
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$582,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$582,681
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$929,213
Value of total assets at end of year2012-12-31$10,983,727
Value of total assets at beginning of year2012-12-31$9,492,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$96,253
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$68,681
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$68,681
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$248,144
Participant contributions at end of year2012-12-31$30,832
Participant contributions at beginning of year2012-12-31$835
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$69,683
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,452,302
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,983,727
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,492,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,222,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,813,891
Value of interest in pooled separate accounts at end of year2012-12-31$177,924
Value of interest in pooled separate accounts at beginning of year2012-12-31$144,995
Interest earned on other investments2012-12-31$96,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,502,980
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,532,812
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$139,127
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$925,647
Net investment gain/loss from pooled separate accounts2012-12-31$15,189
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$611,386
Employer contributions (assets) at end of year2012-12-31$49,003
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$443,554
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS
Accountancy firm EIN2012-12-31910189318
2011 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$2,100,899
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$824,886
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$528,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$528,745
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$908,574
Value of total assets at end of year2011-12-31$9,492,533
Value of total assets at beginning of year2011-12-31$7,095,493
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$87,386
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$74,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$74,253
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$195,604
Participant contributions at end of year2011-12-31$835
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$155,887
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$296,141
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,492,533
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,095,493
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,813,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,365,623
Value of interest in pooled separate accounts at end of year2011-12-31$144,995
Value of interest in pooled separate accounts at beginning of year2011-12-31$78,522
Interest earned on other investments2011-12-31$87,386
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,532,812
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,607,677
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-259,839
Net investment gain/loss from pooled separate accounts2011-12-31$14,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$557,083
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$43,671
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$528,745
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS
Accountancy firm EIN2011-12-31910189318
2010 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,311,024
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$258,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$258,296
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$612,129
Value of total assets at end of year2010-12-31$7,095,493
Value of total assets at beginning of year2010-12-31$6,042,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$60,356
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$15,504
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$15,504
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$67,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,052,728
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,095,493
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,042,765
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,365,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,484,047
Value of interest in pooled separate accounts at end of year2010-12-31$78,522
Value of interest in pooled separate accounts at beginning of year2010-12-31$54,876
Interest earned on other investments2010-12-31$60,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,607,677
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,462,126
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$614,153
Net investment gain/loss from pooled separate accounts2010-12-31$8,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$544,527
Employer contributions (assets) at end of year2010-12-31$43,671
Employer contributions (assets) at beginning of year2010-12-31$41,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$258,296
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS
Accountancy firm EIN2010-12-31910189318
2009 : THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN

2022: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE KECK GRADUATE INSTITUTE ACADEMIC RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered133
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered123
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered116
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered120
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered121
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered121
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered119
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered120
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered115
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered158
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered147
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100242
Policy instance 1
Insurance contract or identification number100242
Number of Individuals Covered136
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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