401k Plan data: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN plan

CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN
Plan identification number	001

CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CAPITAL RESEARCH & CONSULTING, LLC has sponsored the creation of one or more 401k plans.

Company Name: CAPITAL RESEARCH & CONSULTING, LLC

Employer identification number (EIN): 954660745

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Additional information about CAPITAL RESEARCH & CONSULTING, LLC

Jurisdiction of Incorporation: California Secretary of State

Incorporation Date: 1997-11-12

Company Identification Number: 199731610032

Legal Registered Office Address: 15 S RAYMOND AVE STE 200

PASADENA
United States of America (USA)
91105

More information about CAPITAL RESEARCH & CONSULTING, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 JOHN P. ODELL 2023-10-16
001 2021-01-01 JOHN P. ODELL 2022-10-03
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 JOHN P. ODELL
001 2016-01-01 JOHN P. ODELL
001 2015-01-01 JOHN P. ODELL
001 2014-01-01 JOHN P. ODELL
001 2013-01-01 JOHN P. ODELL
001 2012-01-01 JOHN P. ODELL
001 2011-01-01 JOHN P. ODELL

Plan Statistics for CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN

Measure Date Value
2020: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 8
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 8
Number of participants with account balances 2020-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 8
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 9
Number of participants with account balances 2019-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 8
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 1
Total of all active and inactive participants 2018-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 9
Number of participants with account balances 2018-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 7
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 8
Number of participants with account balances 2017-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 9
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 9
Number of participants with account balances 2016-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 9
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 10
Number of participants with account balances 2015-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 9
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 9
Number of participants with account balances 2014-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 8
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 9
Number of participants with account balances 2013-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 8
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 8
Number of participants with account balances 2012-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 6
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 6
Number of participants with account balances 2011-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0

Measure	Date	Value
2020: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	8
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	8
Number of participants with account balances	2020-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	8
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	9
Number of participants with account balances	2019-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	8
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	1
Total of all active and inactive participants	2018-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	9
Number of participants with account balances	2018-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	7
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	8
Number of participants with account balances	2017-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	9
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	9
Number of participants with account balances	2016-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	9
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	10
Number of participants with account balances	2015-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	9
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	9
Number of participants with account balances	2014-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	8
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	9
Number of participants with account balances	2013-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	8
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	8
Number of participants with account balances	2012-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	6
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	6
Number of participants with account balances	2011-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0

Financial Data on CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN

Measure	Date	Value
2020 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$4,867
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$309,341
Expenses. Total of all expenses incurred	2020-12-31	$142,617
Benefits paid (including direct rollovers)	2020-12-31	$135,000
Total plan assets at end of year	2020-12-31	$3,066,331
Total plan assets at beginning of year	2020-12-31	$2,894,740
Value of fidelity bond covering the plan	2020-12-31	$300,000
Assets. Value of tangible personal property	2020-12-31	$135,000
Total contributions received or receivable from participants	2020-12-31	$150,500
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$91,326
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$166,724
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$3,061,464
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$2,894,740
Total contributions received or receivable from employer(s)	2020-12-31	$67,515
Value of certain deemed distributions of participant loans	2020-12-31	$4,867
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$2,750
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$135,000
2019 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$712,406
Expenses. Total of all expenses incurred	2019-12-31	$2,697
Benefits paid (including direct rollovers)	2019-12-31	$0
Total plan assets at end of year	2019-12-31	$2,894,740
Total plan assets at beginning of year	2019-12-31	$2,185,031
Value of fidelity bond covering the plan	2019-12-31	$300,000
Assets. Value of tangible personal property	2019-12-31	$135,000
Total contributions received or receivable from participants	2019-12-31	$142,060
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$509,004
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$709,709
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$2,894,740
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$2,185,031
Total contributions received or receivable from employer(s)	2019-12-31	$61,342
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$2,697
2018 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$29,524
Expenses. Total of all expenses incurred	2018-12-31	$42,258
Benefits paid (including direct rollovers)	2018-12-31	$40,000
Total plan assets at end of year	2018-12-31	$2,185,031
Total plan assets at beginning of year	2018-12-31	$2,197,765
Value of fidelity bond covering the plan	2018-12-31	$200,000
Assets. Value of tangible personal property	2018-12-31	$135,000
Total contributions received or receivable from participants	2018-12-31	$127,300
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-158,085
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-12,734
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$2,185,031
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,197,765
Total contributions received or receivable from employer(s)	2018-12-31	$60,309
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$2,258
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$40,000
2017 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$555,392
Expenses. Total of all expenses incurred	2017-12-31	$1,022,065
Benefits paid (including direct rollovers)	2017-12-31	$1,022,063
Total plan assets at end of year	2017-12-31	$2,197,765
Total plan assets at beginning of year	2017-12-31	$2,664,438
Value of fidelity bond covering the plan	2017-12-31	$300,000
Assets. Value of tangible personal property	2017-12-31	$175,000
Total contributions received or receivable from participants	2017-12-31	$114,810
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$372,606
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$-466,673
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,197,765
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,664,438
Total contributions received or receivable from employer(s)	2017-12-31	$67,976
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$2
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$0
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$378,783
Expenses. Total of all expenses incurred	2016-12-31	$2,153
Benefits paid (including direct rollovers)	2016-12-31	$2,153
Total plan assets at end of year	2016-12-31	$2,664,438
Total plan assets at beginning of year	2016-12-31	$2,287,808
Value of fidelity bond covering the plan	2016-12-31	$300,000
Assets. Value of tangible personal property	2016-12-31	$140,000
Total contributions received or receivable from participants	2016-12-31	$99,600
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$183,150
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$376,630
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,664,438
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,287,808
Total contributions received or receivable from employer(s)	2016-12-31	$96,033
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$219,824
Expenses. Total of all expenses incurred	2015-12-31	$0
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$2,287,808
Total plan assets at beginning of year	2015-12-31	$2,067,984
Value of fidelity bond covering the plan	2015-12-31	$300,000
Assets. Value of tangible personal property	2015-12-31	$140,000
Total contributions received or receivable from participants	2015-12-31	$89,775
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-15,155
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$219,824
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,287,808
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,067,984
Total contributions received or receivable from employer(s)	2015-12-31	$145,204
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$0
2014 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$285,871
Expenses. Total of all expenses incurred	2014-12-31	$11,950
Benefits paid (including direct rollovers)	2014-12-31	$11,950
Total plan assets at end of year	2014-12-31	$2,067,984
Total plan assets at beginning of year	2014-12-31	$1,794,063
Value of fidelity bond covering the plan	2014-12-31	$300,000
Assets. Value of tangible personal property	2014-12-31	$135,000
Total contributions received or receivable from participants	2014-12-31	$120,625
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$45,078
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$273,921
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,067,984
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,794,063
Total contributions received or receivable from employer(s)	2014-12-31	$120,168
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$440,763
Expenses. Total of all expenses incurred	2013-12-31	$0
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$1,794,063
Total plan assets at beginning of year	2013-12-31	$1,353,300
Value of fidelity bond covering the plan	2013-12-31	$200,000
Assets. Value of tangible personal property	2013-12-31	$135,000
Total contributions received or receivable from participants	2013-12-31	$116,200
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$231,355
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$440,763
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,794,063
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,353,300
Total contributions received or receivable from employer(s)	2013-12-31	$93,208
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$296,942
Expenses. Total of all expenses incurred	2012-12-31	$0
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$1,353,300
Total plan assets at beginning of year	2012-12-31	$1,056,358
Value of fidelity bond covering the plan	2012-12-31	$200,000
Assets. Value of tangible personal property	2012-12-31	$135,000
Total contributions received or receivable from participants	2012-12-31	$100,150
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$116,559
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$296,942
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,353,300
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,056,358
Total contributions received or receivable from employer(s)	2012-12-31	$80,233
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$132,549
Expenses. Total of all expenses incurred	2011-12-31	$6,865
Benefits paid (including direct rollovers)	2011-12-31	$6,865
Total plan assets at end of year	2011-12-31	$1,056,358
Total plan assets at beginning of year	2011-12-31	$930,674
Value of fidelity bond covering the plan	2011-12-31	$200,000
Assets. Value of tangible personal property	2011-12-31	$125,000
Total contributions received or receivable from participants	2011-12-31	$85,100
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-38,797
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$125,684
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,056,358
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$930,674
Assets. Value of participant loans	2011-12-31	$31,322
Total contributions received or receivable from employer(s)	2011-12-31	$86,246
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$149,866
Expenses. Total of all expenses incurred	2010-12-31	$3,954
Benefits paid (including direct rollovers)	2010-12-31	$3,954
Total plan assets at end of year	2010-12-31	$865,095
Total plan assets at beginning of year	2010-12-31	$719,183
Value of fidelity bond covering the plan	2010-12-31	$100,000
Assets. Value of tangible personal property	2010-12-31	$90,000
Total contributions received or receivable from participants	2010-12-31	$58,080
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$68,343
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$145,912
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$865,095
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$719,183
Assets. Value of participant loans	2010-12-31	$31,322
Total contributions received or receivable from employer(s)	2010-12-31	$23,443
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN

2020: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CAPITAL RESEARCH & CONSULTING, LLC 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CAPITAL RESEARCH & CONSULTING, LLC
Employer identification number (EIN):	954660745
NAIC Classification:	523120
NAIC Description:	Securities Brokerage

Jurisdiction of Incorporation:	California Secretary of State
Incorporation Date:	1997-11-12
Company Identification Number:	199731610032
Legal Registered Office Address:	15 S RAYMOND AVE STE 200 PASADENA United States of America (USA) 91105

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	JOHN P. ODELL	2023-10-16
001	2021-01-01	JOHN P. ODELL	2022-10-03
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	JOHN P. ODELL
001	2016-01-01	JOHN P. ODELL
001	2015-01-01	JOHN P. ODELL
001	2014-01-01	JOHN P. ODELL
001	2013-01-01	JOHN P. ODELL
001	2012-01-01	JOHN P. ODELL
001	2011-01-01	JOHN P. ODELL