OAKTREE CAPITAL MANAGEMENT, LP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan OCM OPPORTUNITIES FUND III, L.P.
401k plan membership statisitcs for OCM OPPORTUNITIES FUND III, L.P.
| Measure | Date | Value |
|---|
| 2018 : OCM OPPORTUNITIES FUND III, L.P. 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-02-13 | $0 |
| Total transfer of assets from this plan | 2018-02-13 | $1,047,439 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-02-13 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-02-13 | $76,300 |
| Total income from all sources (including contributions) | 2018-02-13 | $171 |
| Total loss/gain on sale of assets | 2018-02-13 | $0 |
| Total of all expenses incurred | 2018-02-13 | $30,495 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-02-13 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-02-13 | $0 |
| Value of total assets at end of year | 2018-02-13 | $0 |
| Value of total assets at beginning of year | 2018-02-13 | $1,154,063 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-02-13 | $30,495 |
| Total interest from all sources | 2018-02-13 | $92 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-02-13 | $79 |
| Administrative expenses professional fees incurred | 2018-02-13 | $2,041 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-02-13 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-02-13 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-02-13 | $230,872 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-02-13 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-02-13 | $76,300 |
| Administrative expenses (other) incurred | 2018-02-13 | $28,454 |
| Value of net income/loss | 2018-02-13 | $-30,324 |
| Value of net assets at end of year (total assets less liabilities) | 2018-02-13 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-02-13 | $1,077,763 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-02-13 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-02-13 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-02-13 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-02-13 | $923,191 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-02-13 | $923,191 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-02-13 | $92 |
| Income. Dividends from common stock | 2018-02-13 | $79 |
| Did the plan have assets held for investment | 2018-02-13 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-02-13 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-02-13 | Unqualified |
| Accountancy firm name | 2018-02-13 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2018-02-13 | 346565596 |
| 2017 : OCM OPPORTUNITIES FUND III, L.P. 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $-25,897,214 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $-25,897,214 |
| Total transfer of assets from this plan | 2017-12-31 | $36,700,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $76,300 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $153,952 |
| Total income from all sources (including contributions) | 2017-12-31 | $-688,421 |
| Total loss/gain on sale of assets | 2017-12-31 | $25,208,108 |
| Total of all expenses incurred | 2017-12-31 | $98,164 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
| Value of total assets at end of year | 2017-12-31 | $1,154,063 |
| Value of total assets at beginning of year | 2017-12-31 | $38,718,300 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $98,164 |
| Total interest from all sources | 2017-12-31 | $-44 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $729 |
| Administrative expenses professional fees incurred | 2017-12-31 | $47,533 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $230,872 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $76,300 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $153,952 |
| Administrative expenses (other) incurred | 2017-12-31 | $50,631 |
| Value of net income/loss | 2017-12-31 | $-786,585 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,077,763 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $38,564,348 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $923,191 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $282,375 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $282,375 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $-44 |
| Income. Dividends from common stock | 2017-12-31 | $729 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $38,435,925 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2017-12-31 | $25,208,108 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2017-12-31 | 346565596 |
| 2016 : OCM OPPORTUNITIES FUND III, L.P. 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $3,610,513 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $3,610,513 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $153,952 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $98,024 |
| Total income from all sources (including contributions) | 2016-12-31 | $3,788,055 |
| Total loss/gain on sale of assets | 2016-12-31 | $177,192 |
| Total of all expenses incurred | 2016-12-31 | $138,158 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
| Value of total assets at end of year | 2016-12-31 | $38,718,300 |
| Value of total assets at beginning of year | 2016-12-31 | $35,012,475 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $138,158 |
| Total interest from all sources | 2016-12-31 | $-38 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $388 |
| Administrative expenses professional fees incurred | 2016-12-31 | $73,768 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $153,952 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $98,024 |
| Administrative expenses (other) incurred | 2016-12-31 | $64,390 |
| Value of net income/loss | 2016-12-31 | $3,649,897 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $38,564,348 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $34,914,451 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $282,375 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $187,063 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $187,063 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $-38 |
| Income. Dividends from common stock | 2016-12-31 | $388 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $38,435,925 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $34,825,412 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2016-12-31 | $177,192 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2016-12-31 | 346565596 |
| 2015 : OCM OPPORTUNITIES FUND III, L.P. 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $12,169,181 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $12,169,181 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $98,024 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $47,459 |
| Total income from all sources (including contributions) | 2015-12-31 | $12,173,174 |
| Total loss/gain on sale of assets | 2015-12-31 | $3,904 |
| Total of all expenses incurred | 2015-12-31 | $128,569 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $35,012,475 |
| Value of total assets at beginning of year | 2015-12-31 | $22,917,305 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $128,569 |
| Total interest from all sources | 2015-12-31 | $89 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Administrative expenses professional fees incurred | 2015-12-31 | $59,878 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $98,024 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $47,459 |
| Administrative expenses (other) incurred | 2015-12-31 | $68,691 |
| Value of net income/loss | 2015-12-31 | $12,044,605 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $34,914,451 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $22,869,846 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $187,063 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $261,074 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $261,074 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $89 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $34,825,412 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $22,656,231 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2015-12-31 | $3,904 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2015-12-31 | 134008324 |
| 2014 : OCM OPPORTUNITIES FUND III, L.P. 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets from this plan | 2014-12-31 | $15,200,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $47,459 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $50,823 |
| Total income from all sources (including contributions) | 2014-12-31 | $4,521,747 |
| Total loss/gain on sale of assets | 2014-12-31 | $4,521,545 |
| Total of all expenses incurred | 2014-12-31 | $182,314 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $22,917,305 |
| Value of total assets at beginning of year | 2014-12-31 | $33,781,236 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $182,314 |
| Total interest from all sources | 2014-12-31 | $202 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Administrative expenses professional fees incurred | 2014-12-31 | $226,220 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $47,459 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $50,823 |
| Administrative expenses (other) incurred | 2014-12-31 | $-43,906 |
| Value of net income/loss | 2014-12-31 | $4,339,433 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $22,869,846 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $33,730,413 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $261,074 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $11,125,005 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $11,125,005 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $202 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $22,656,231 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $22,656,231 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2014-12-31 | $4,521,545 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2014-12-31 | 134008324 |
| 2013 : OCM OPPORTUNITIES FUND III, L.P. 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $3,973,576 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $3,973,576 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $50,823 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $65,563 |
| Total income from all sources (including contributions) | 2013-12-31 | $5,341,849 |
| Total loss/gain on sale of assets | 2013-12-31 | $338,009 |
| Total of all expenses incurred | 2013-12-31 | $37,373 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $33,781,236 |
| Value of total assets at beginning of year | 2013-12-31 | $28,491,500 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $37,373 |
| Total interest from all sources | 2013-12-31 | $181 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,030,083 |
| Administrative expenses professional fees incurred | 2013-12-31 | $30,354 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $50,823 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $65,563 |
| Administrative expenses (other) incurred | 2013-12-31 | $7,019 |
| Value of net income/loss | 2013-12-31 | $5,304,476 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $33,730,413 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $28,425,937 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $11,125,005 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $538,100 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $538,100 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $181 |
| Income. Dividends from common stock | 2013-12-31 | $1,030,083 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $22,656,231 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $27,953,400 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2013-12-31 | $338,009 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2013-12-31 | 134008324 |
| 2012 : OCM OPPORTUNITIES FUND III, L.P. 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets from this plan | 2012-12-31 | $2,000,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $65,563 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $81,778 |
| Total income from all sources (including contributions) | 2012-12-31 | $942,763 |
| Total loss/gain on sale of assets | 2012-12-31 | $942,629 |
| Total of all expenses incurred | 2012-12-31 | $153,472 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $28,491,500 |
| Value of total assets at beginning of year | 2012-12-31 | $29,718,424 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $153,472 |
| Total interest from all sources | 2012-12-31 | $134 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Administrative expenses professional fees incurred | 2012-12-31 | $145,308 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $65,563 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $81,778 |
| Administrative expenses (other) incurred | 2012-12-31 | $8,164 |
| Value of net income/loss | 2012-12-31 | $789,291 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $28,425,937 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $29,636,646 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $538,100 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,764,992 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,764,992 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $134 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $27,953,400 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $27,953,432 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2012-12-31 | $942,629 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2012-12-31 | 134008324 |
| 2011 : OCM OPPORTUNITIES FUND III, L.P. 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets from this plan | 2011-12-31 | $3,100,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $81,778 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $41,009 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,862,629 |
| Total loss/gain on sale of assets | 2011-12-31 | $3,862,516 |
| Total of all expenses incurred | 2011-12-31 | $385,632 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $29,718,424 |
| Value of total assets at beginning of year | 2011-12-31 | $29,300,658 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $385,632 |
| Total interest from all sources | 2011-12-31 | $113 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Administrative expenses professional fees incurred | 2011-12-31 | $327,772 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $1,158,465 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $81,778 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $41,009 |
| Administrative expenses (other) incurred | 2011-12-31 | $57,860 |
| Value of net income/loss | 2011-12-31 | $3,476,997 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $29,636,646 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $29,259,649 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,764,992 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $188,793 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $188,793 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $113 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $27,953,432 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $27,953,400 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $3,862,516 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2011-12-31 | 134008324 |
| 2010 : OCM OPPORTUNITIES FUND III, L.P. 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $-890,525 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $-890,525 |
| Total transfer of assets from this plan | 2010-12-31 | $22,600,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $41,009 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $38,150 |
| Total income from all sources (including contributions) | 2010-12-31 | $11,876,794 |
| Total loss/gain on sale of assets | 2010-12-31 | $12,760,143 |
| Total of all expenses incurred | 2010-12-31 | $510,855 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $29,300,658 |
| Value of total assets at beginning of year | 2010-12-31 | $40,531,860 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $510,855 |
| Total interest from all sources | 2010-12-31 | $671 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $6,505 |
| Administrative expenses professional fees incurred | 2010-12-31 | $492,087 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $1,158,465 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $572,310 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $41,009 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $38,150 |
| Administrative expenses (other) incurred | 2010-12-31 | $18,768 |
| Value of net income/loss | 2010-12-31 | $11,365,939 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $29,259,649 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $40,493,710 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $188,793 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $8,130,103 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $8,130,103 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $671 |
| Income. Dividends from common stock | 2010-12-31 | $6,505 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $27,953,400 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $31,829,447 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $15,745,665 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $2,985,522 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2010-12-31 | 134008324 |
