401k Plan data: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN plan

ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 401k Plan overview

Plan Name	ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN
Plan identification number	001

ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALLIANCE COLLEGE READY PUBLIC SCHOOLS has sponsored the creation of one or more 401k plans.

Company Name: ALLIANCE COLLEGE READY PUBLIC SCHOOLS

Employer identification number (EIN): 954779029

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01
001 2016-01-01
001 2015-01-01
001 2015-01-01
001 2014-01-01 DAVID HYUN 2015-10-15
001 2013-01-01 DAVID HYUN 2014-10-15
001 2012-01-01 DAVID HYUN 2013-10-15
001 2011-01-01 DAVID HYUN 2012-10-15
001 2010-01-01 STEPHEN SYNOTT 2011-08-30
001 2008-01-01 STEPHEN SYNOTT
001 2007-01-01 STEPHEN SYNOTT

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2016-01-01
001	2016-01-01
001	2015-01-01
001	2015-01-01
001	2014-01-01	DAVID HYUN	2015-10-15
001	2013-01-01	DAVID HYUN	2014-10-15
001	2012-01-01	DAVID HYUN	2013-10-15
001	2011-01-01	DAVID HYUN	2012-10-15
001	2010-01-01	STEPHEN SYNOTT	2011-08-30
001	2008-01-01	STEPHEN SYNOTT
001	2007-01-01	STEPHEN SYNOTT

Plan Statistics for ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN

401k plan membership statisitcs for ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN

Measure Date Value
2016: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 85
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 52
Total of all active and inactive participants 2016-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 137
Number of participants with account balances 2016-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 122
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 79
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 57
Total of all active and inactive participants 2015-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 136
Number of participants with account balances 2015-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2008: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2008 401k membership
Total of all active and inactive participants 2008-01-01 0
Total participants 2008-01-01 0
2007: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2007 401k membership
Total of all active and inactive participants 2007-01-01 0
Total participants 2007-01-01 0

Measure	Date	Value
2016: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	85
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	52
Total of all active and inactive participants	2016-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	137
Number of participants with account balances	2016-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	122
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	79
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	57
Total of all active and inactive participants	2015-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	136
Number of participants with account balances	2015-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2008: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2008 401k membership
Total of all active and inactive participants	2008-01-01	0
Total participants	2008-01-01	0
2007: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2007 401k membership
Total of all active and inactive participants	2007-01-01	0
Total participants	2007-01-01	0

Financial Data on ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN

Measure	Date	Value
2016 : ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$206
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$756,291
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$170,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$169,542
Value of total corrective distributions	2016-12-31	$206
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$563,820
Value of total assets at end of year	2016-12-31	$3,784,643
Value of total assets at beginning of year	2016-12-31	$3,198,794
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$900
Total interest from all sources	2016-12-31	$1,642
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$79,733
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$79,733
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$320,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$232,124
Participant contributions at end of year	2016-12-31	$43,986
Participant contributions at beginning of year	2016-12-31	$36,606
Participant contributions at end of year	2016-12-31	$12,709
Participant contributions at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$585,643
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$3,784,437
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,198,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$900
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,213,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$0
Value of interest in pooled separate accounts at end of year	2016-12-31	$111,747
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,828,212
Interest on participant loans	2016-12-31	$1,642
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$3,582,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,311,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$111,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$331,696
Employer contributions (assets) at end of year	2016-12-31	$46,639
Employer contributions (assets) at beginning of year	2016-12-31	$21,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$169,542
Contract administrator fees	2016-12-31	$600
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$206
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2016-12-31	300840934
2015 : ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$559,476
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$176,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$175,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$525,707
Value of total assets at end of year	2015-12-31	$3,198,794
Value of total assets at beginning of year	2015-12-31	$2,815,495
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$750
Total interest from all sources	2015-12-31	$1,024
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$4,957
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$282,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$234,217
Participant contributions at end of year	2015-12-31	$36,606
Participant contributions at beginning of year	2015-12-31	$9,759
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$13,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$383,299
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,198,794
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,815,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,828,212
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,574,560
Interest on participant loans	2015-12-31	$1,024
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,311,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,206,318
Net investment gain/loss from pooled separate accounts	2015-12-31	$32,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$278,141
Employer contributions (assets) at end of year	2015-12-31	$21,978
Employer contributions (assets) at beginning of year	2015-12-31	$24,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$175,427
Contract administrator fees	2015-12-31	$750
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	NSBN LLP
Accountancy firm EIN	2015-12-31	952399533

Form 5500 Responses for ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN

2016: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2008: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2007: ALLIANCE COLLEGE READY PUBLIC SCHOOLS 403(B) PLAN 2007 form 5500 responses
2007-01-01	Type of plan entity	Single employer plan
2007-01-01	Submission has been amended	No
2007-01-01	This submission is the final filing	No
2007-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2007-01-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G75870

Policy instance

Insurance contract or identification number	G75870
Number of Individuals Covered	124
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $7,823
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	GROUP ANNUITY CONTRACT
Commission paid to Insurance Broker	USD $7,823
Insurance broker organization code?	3
Insurance broker name	INDEPENDENT FINANCIAL GROUP

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

330572

Policy instance

Insurance contract or identification number	330572
Number of Individuals Covered	13
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

330573

Policy instance

Insurance contract or identification number	330573
Number of Individuals Covered	32
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

ALLIANCE COLLEGE - READY PUBLIC SCHOOLS FOUNDATION 403(B) PLAN [EIN = 843100099]

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Company Name:	ALLIANCE COLLEGE READY PUBLIC SCHOOLS
Employer identification number (EIN):	954779029
NAIC Classification:	611000