401k Plan data: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST plan

SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 401k Plan overview

Plan Name	SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST
Plan identification number	001

SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMITH, LINDEN & BASSO, LLP has sponsored the creation of one or more 401k plans.

Company Name: SMITH, LINDEN & BASSO, LLP

Employer identification number (EIN): 956229131

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2021-01-01 ALLEN L BASSO
001 2020-01-01
001 2019-01-01
001 2017-01-01 ALLEN BASSO GORDON MICHIE 2018-10-10
001 2016-01-01 ALLEN L. BASSO
001 2015-01-01 ALLEN BASSO
001 2014-01-01 ALLEN BASSO
001 2013-01-01 ALLEN BASSO
001 2012-01-01 ALLEN BASSO
001 2011-01-01 GORDON E. MICHIE 2012-08-23 ALLEN L. BASSO 2012-08-23
001 2010-01-01 GORDON E. MICHIE 2011-09-14 ALLEN L. BASSO 2011-09-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01
001	2021-01-01	ALLEN L BASSO
001	2020-01-01
001	2019-01-01
001	2017-01-01	ALLEN BASSO		GORDON MICHIE	2018-10-10
001	2016-01-01	ALLEN L. BASSO
001	2015-01-01	ALLEN BASSO
001	2014-01-01	ALLEN BASSO
001	2013-01-01	ALLEN BASSO
001	2012-01-01	ALLEN BASSO
001	2011-01-01	GORDON E. MICHIE	2012-08-23	ALLEN L. BASSO	2012-08-23
001	2010-01-01	GORDON E. MICHIE	2011-09-14	ALLEN L. BASSO	2011-09-14

Plan Statistics for SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST

401k plan membership statisitcs for SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST

Measure Date Value
2021: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 12
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 5
Total of all active and inactive participants 2020-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 17
Number of participants with account balances 2020-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 14
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 5
Total of all active and inactive participants 2019-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 19
Number of participants with account balances 2019-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 1
2017: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 15
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 5
Total of all active and inactive participants 2017-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 20
Number of participants with account balances 2017-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 15
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 4
Total of all active and inactive participants 2016-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 19
Number of participants with account balances 2016-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 13
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 17
Number of participants with account balances 2015-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 13
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 5
Total of all active and inactive participants 2014-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 19
Number of participants with account balances 2014-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 14
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 3
Total of all active and inactive participants 2013-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 18
Number of participants with account balances 2013-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 18
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 15
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 18
Number of participants with account balances 2012-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2021: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	12
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	5
Total of all active and inactive participants	2020-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	17
Number of participants with account balances	2020-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	14
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	5
Total of all active and inactive participants	2019-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	19
Number of participants with account balances	2019-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1
2017: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	15
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	5
Total of all active and inactive participants	2017-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	20
Number of participants with account balances	2017-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	15
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	4
Total of all active and inactive participants	2016-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	19
Number of participants with account balances	2016-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	13
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	17
Number of participants with account balances	2015-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	13
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	5
Total of all active and inactive participants	2014-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	19
Number of participants with account balances	2014-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	14
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	3
Total of all active and inactive participants	2013-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	18
Number of participants with account balances	2013-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	18
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	15
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	18
Number of participants with account balances	2012-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST

Measure	Date	Value
2021 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2021 401k financial data
Total income from all sources	2021-12-31	$189,715
Expenses. Total of all expenses incurred	2021-12-31	$10,478,432
Benefits paid (including direct rollovers)	2021-12-31	$10,475,999
Total plan assets at end of year	2021-12-31	$0
Total plan assets at beginning of year	2021-12-31	$10,288,717
Value of fidelity bond covering the plan	2021-12-31	$700,000
Assets. Value of loans (other than to participants)	2021-12-31	$0
Other income received	2021-12-31	$189,381
Net income (gross income less expenses)	2021-12-31	$-10,288,717
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$10,288,717
Assets. Value of participant loans	2021-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$0
Total contributions received or receivable from employer(s)	2021-12-31	$334
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$2,433
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2020 401k financial data
Total income from all sources	2020-12-31	$1,059,685
Expenses. Total of all expenses incurred	2020-12-31	$6,464,767
Benefits paid (including direct rollovers)	2020-12-31	$6,436,183
Total plan assets at end of year	2020-12-31	$10,288,717
Total plan assets at beginning of year	2020-12-31	$15,693,799
Value of fidelity bond covering the plan	2020-12-31	$700,000
Total contributions received or receivable from participants	2020-12-31	$75,000
Assets. Value of loans (other than to participants)	2020-12-31	$3,525,108
Other income received	2020-12-31	$838,470
Net income (gross income less expenses)	2020-12-31	$-5,405,082
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$10,288,717
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$15,693,799
Assets. Value of participant loans	2020-12-31	$0
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$287,387
Total contributions received or receivable from employer(s)	2020-12-31	$146,215
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$28,584
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2019 401k financial data
Total income from all sources	2019-12-31	$2,757,912
Expenses. Total of all expenses incurred	2019-12-31	$35,104
Benefits paid (including direct rollovers)	2019-12-31	$1,850
Total plan assets at end of year	2019-12-31	$15,693,799
Total plan assets at beginning of year	2019-12-31	$12,970,991
Value of fidelity bond covering the plan	2019-12-31	$700,000
Total contributions received or receivable from participants	2019-12-31	$188,694
Assets. Value of loans (other than to participants)	2019-12-31	$3,550,000
Other income received	2019-12-31	$2,424,662
Net income (gross income less expenses)	2019-12-31	$2,722,808
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$15,693,799
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$12,970,991
Assets. Value of participant loans	2019-12-31	$9,587
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$98,873
Total contributions received or receivable from employer(s)	2019-12-31	$144,556
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$33,254
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2018 401k financial data
Total income from all sources	2018-12-31	$241,037
Expenses. Total of all expenses incurred	2018-12-31	$36,277
Benefits paid (including direct rollovers)	2018-12-31	$2,706
Total plan assets at end of year	2018-12-31	$12,970,991
Total plan assets at beginning of year	2018-12-31	$12,766,231
Value of fidelity bond covering the plan	2018-12-31	$700,000
Total contributions received or receivable from participants	2018-12-31	$186,032
Assets. Value of loans (other than to participants)	2018-12-31	$4,800,000
Other income received	2018-12-31	$-87,653
Net income (gross income less expenses)	2018-12-31	$204,760
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$12,970,991
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$12,766,231
Assets. Value of participant loans	2018-12-31	$20,012
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$153,815
Total contributions received or receivable from employer(s)	2018-12-31	$142,658
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$33,571
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2017 401k financial data
Total income from all sources	2017-12-31	$1,783,619
Expenses. Total of all expenses incurred	2017-12-31	$90,112
Benefits paid (including direct rollovers)	2017-12-31	$70,000
Total plan assets at end of year	2017-12-31	$12,766,231
Total plan assets at beginning of year	2017-12-31	$11,072,724
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$161,636
Assets. Value of loans (other than to participants)	2017-12-31	$4,800,000
Other income received	2017-12-31	$1,492,966
Net income (gross income less expenses)	2017-12-31	$1,693,507
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$12,766,231
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$11,072,724
Assets. Value of participant loans	2017-12-31	$30,349
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$266,024
Total contributions received or receivable from employer(s)	2017-12-31	$129,017
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$20,112
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$1,250,850
Expenses. Total of all expenses incurred	2016-12-31	$101,886
Benefits paid (including direct rollovers)	2016-12-31	$90,990
Total plan assets at end of year	2016-12-31	$11,072,724
Total plan assets at beginning of year	2016-12-31	$9,923,760
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$155,614
Assets. Value of loans (other than to participants)	2016-12-31	$4,756,975
Other income received	2016-12-31	$965,229
Net income (gross income less expenses)	2016-12-31	$1,148,964
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$11,072,724
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$9,923,760
Assets. Value of participant loans	2016-12-31	$39,824
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$330,676
Total contributions received or receivable from employer(s)	2016-12-31	$130,007
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$10,896
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$916,705
Expenses. Total of all expenses incurred	2015-12-31	$278,095
Benefits paid (including direct rollovers)	2015-12-31	$263,046
Total plan assets at end of year	2015-12-31	$9,923,760
Total plan assets at beginning of year	2015-12-31	$9,285,150
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$160,390
Assets. Value of loans (other than to participants)	2015-12-31	$3,800,714
Expenses. Other expenses not covered elsewhere	2015-12-31	$15,049
Other income received	2015-12-31	$627,525
Net income (gross income less expenses)	2015-12-31	$638,610
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$9,923,760
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$9,285,150
Assets. Value of participant loans	2015-12-31	$47,803
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$393,475
Total contributions received or receivable from employer(s)	2015-12-31	$128,790
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$295,806
Expenses. Total of all expenses incurred	2014-12-31	$71,960
Benefits paid (including direct rollovers)	2014-12-31	$60,703
Total plan assets at end of year	2014-12-31	$9,285,150
Total plan assets at beginning of year	2014-12-31	$9,061,304
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$89,828
Assets. Value of loans (other than to participants)	2014-12-31	$3,342,428
Expenses. Other expenses not covered elsewhere	2014-12-31	$11,257
Contributions received from other sources (not participants or employers)	2014-12-31	$12,089
Other income received	2014-12-31	$193,889
Net income (gross income less expenses)	2014-12-31	$223,846
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$9,285,150
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$9,061,304
Assets. Value of participant loans	2014-12-31	$2,197
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$719,587
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total income from all sources	2013-12-31	$1,965,003
Expenses. Total of all expenses incurred	2013-12-31	$205,643
Benefits paid (including direct rollovers)	2013-12-31	$199,993
Total plan assets at end of year	2013-12-31	$9,061,304
Total plan assets at beginning of year	2013-12-31	$7,301,944
Value of fidelity bond covering the plan	2013-12-31	$370,000
Total contributions received or receivable from participants	2013-12-31	$219,853
Assets. Value of loans (other than to participants)	2013-12-31	$12,972
Expenses. Other expenses not covered elsewhere	2013-12-31	$5,650
Contributions received from other sources (not participants or employers)	2013-12-31	$200,000
Other income received	2013-12-31	$1,285,715
Net income (gross income less expenses)	2013-12-31	$1,759,360
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$9,061,304
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$7,301,944
Assets. Value of participant loans	2013-12-31	$12,972
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$701,286
Total contributions received or receivable from employer(s)	2013-12-31	$259,435
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2012 401k financial data
Total income from all sources	2012-12-31	$3,941,820
Expenses. Total of all expenses incurred	2012-12-31	$25,264
Benefits paid (including direct rollovers)	2012-12-31	$21,516
Total plan assets at end of year	2012-12-31	$7,301,944
Total plan assets at beginning of year	2012-12-31	$3,385,388
Value of fidelity bond covering the plan	2012-12-31	$370,000
Total contributions received or receivable from participants	2012-12-31	$146,986
Assets. Value of loans (other than to participants)	2012-12-31	$517,611
Expenses. Other expenses not covered elsewhere	2012-12-31	$3,748
Contributions received from other sources (not participants or employers)	2012-12-31	$3,090,074
Other income received	2012-12-31	$386,274
Net income (gross income less expenses)	2012-12-31	$3,916,556
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$7,301,944
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,385,388
Assets. Value of participant loans	2012-12-31	$22,878
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$756,162
Total contributions received or receivable from employer(s)	2012-12-31	$318,486
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0

Form 5500 Responses for SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST

2021: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	Yes
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SMITH, LINDEN & BASSO EMPLOYEE'S 401(K) SALARY SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number	104-3911-1
Policy instance	1
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number	104-3911-1
Policy instance	1
CUNA MUTUAL (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number	104-3911-1
Policy instance	1
CUNA MUTUAL (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number	104-3911-1
Policy instance	1
CUNA MUTUAL (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number	104-3911-1
Policy instance	1
CUNA MUTUAL (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number	104-3911-1
Policy instance	1
CUNA MUTUAL (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number	104-3911-1
Policy instance	1

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Company Name:	SMITH, LINDEN & BASSO, LLP
Employer identification number (EIN):	956229131
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants