CAPITAL BANK AND TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CAPITAL GUARDIAN INTERNATIONAL (NON-U.S.) SMALL CAPITALIZATION FUND FOR TAX EXEMPT TRUSTS
| Measure | Date | Value |
|---|
| 2013 : CAPITAL GUARDIAN INTERNATIONAL (NON-U.S.) SMALL CAPITALIZATION FUND FOR TAX EXEMPT TRUSTS 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-157,000 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-157,000 |
| Total transfer of assets from this plan | 2013-12-31 | $35,536,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $1,171,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $24,000 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,449,000 |
| Total loss/gain on sale of assets | 2013-12-31 | $1,523,000 |
| Total of all expenses incurred | 2013-12-31 | $17,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
| Value of total assets at end of year | 2013-12-31 | $1,171,000 |
| Value of total assets at beginning of year | 2013-12-31 | $34,128,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $17,000 |
| Total interest from all sources | 2013-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $83,000 |
| Administrative expenses professional fees incurred | 2013-12-31 | $13,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $107,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $1,171,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $24,000 |
| Administrative expenses (other) incurred | 2013-12-31 | $4,000 |
| Value of net income/loss | 2013-12-31 | $1,432,000 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $34,104,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $33,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $1,026,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $1,026,000 |
| Income. Dividends from common stock | 2013-12-31 | $83,000 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $1,138,000 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $32,995,000 |
| Aggregate proceeds on sale of assets | 2013-12-31 | $11,558,000 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $10,035,000 |
| 2012 : CAPITAL GUARDIAN INTERNATIONAL (NON-U.S.) SMALL CAPITALIZATION FUND FOR TAX EXEMPT TRUSTS 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $3,099,000 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $3,099,000 |
| Total transfer of assets from this plan | 2012-12-31 | $20,894,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $24,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $918,000 |
| Total income from all sources (including contributions) | 2012-12-31 | $5,097,000 |
| Total loss/gain on sale of assets | 2012-12-31 | $420,000 |
| Total of all expenses incurred | 2012-12-31 | $32,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $34,128,000 |
| Value of total assets at beginning of year | 2012-12-31 | $50,851,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $32,000 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,578,000 |
| Administrative expenses professional fees incurred | 2012-12-31 | $30,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $107,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $615,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $24,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $918,000 |
| Administrative expenses (other) incurred | 2012-12-31 | $2,000 |
| Value of net income/loss | 2012-12-31 | $5,065,000 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $34,104,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $49,933,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $1,026,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,128,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,128,000 |
| Income. Dividends from common stock | 2012-12-31 | $1,578,000 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $32,995,000 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $49,108,000 |
| Aggregate proceeds on sale of assets | 2012-12-31 | $6,937,000 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $6,517,000 |
| 2011 : CAPITAL GUARDIAN INTERNATIONAL (NON-U.S.) SMALL CAPITALIZATION FUND FOR TAX EXEMPT TRUSTS 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-1,063,000 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-1,063,000 |
| Total transfer of assets to this plan | 2011-12-31 | $0 |
| Total transfer of assets from this plan | 2011-12-31 | $40,008,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $918,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,119,000 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,018,000 |
| Total loss/gain on sale of assets | 2011-12-31 | $440,000 |
| Total of all expenses incurred | 2011-12-31 | $32,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $50,851,000 |
| Value of total assets at beginning of year | 2011-12-31 | $90,074,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $32,000 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,641,000 |
| Administrative expenses professional fees incurred | 2011-12-31 | $26,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $615,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $401,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $918,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $1,119,000 |
| Administrative expenses (other) incurred | 2011-12-31 | $6,000 |
| Value of net income/loss | 2011-12-31 | $986,000 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $49,933,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $88,955,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,128,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,560,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,560,000 |
| Income. Dividends from common stock | 2011-12-31 | $1,641,000 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $49,108,000 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $86,113,000 |
| Aggregate proceeds on sale of assets | 2011-12-31 | $12,766,000 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $12,326,000 |
| 2010 : CAPITAL GUARDIAN INTERNATIONAL (NON-U.S.) SMALL CAPITALIZATION FUND FOR TAX EXEMPT TRUSTS 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $13,940,000 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $13,940,000 |
| Total transfer of assets to this plan | 2010-12-31 | $17,286,000 |
| Total transfer of assets from this plan | 2010-12-31 | $83,930,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,119,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,632,000 |
| Total income from all sources (including contributions) | 2010-12-31 | $16,045,000 |
| Total loss/gain on sale of assets | 2010-12-31 | $-225,000 |
| Total of all expenses incurred | 2010-12-31 | $39,000 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $90,074,000 |
| Value of total assets at beginning of year | 2010-12-31 | $141,225,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $39,000 |
| Total interest from all sources | 2010-12-31 | $96,000 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $2,234,000 |
| Administrative expenses professional fees incurred | 2010-12-31 | $27,000 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $183,000 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $1,384,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $401,000 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $1,001,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $1,119,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $1,632,000 |
| Administrative expenses (other) incurred | 2010-12-31 | $12,000 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $14,000 |
| Value of net income/loss | 2010-12-31 | $16,006,000 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $88,955,000 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $139,593,000 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $547,000 |
| Interest earned on other investments | 2010-12-31 | $81,000 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $11,000 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,560,000 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $4,800,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $4,800,000 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $4,000 |
| Income. Dividends from common stock | 2010-12-31 | $2,234,000 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $306,000 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $86,113,000 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $132,990,000 |
| Aggregate proceeds on sale of assets | 2010-12-31 | $124,079,000 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $124,304,000 |
