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TRANSALTA RETIREMENT PENSION PLAN 401k Plan overview

Plan NameTRANSALTA RETIREMENT PENSION PLAN
Plan identification number 001

TRANSALTA RETIREMENT PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRANSALTA USA, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRANSALTA USA, INC.
Employer identification number (EIN):980220829
NAIC Classification:221100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRANSALTA RETIREMENT PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MICKEY DREHER
0012016-01-01MICKEY DREHER
0012015-01-01MICKEY DREHER
0012014-01-01MICKEY DREHER
0012013-01-01MICKEY DREHER
0012012-01-01PAUL TAYLOR
0012011-01-01PAUL TAYLOR PAUL TAYLOR2012-10-08
0012010-01-01LOU FLORENCE LOU FLORENCE2011-07-27
0012009-01-01LOU FLORENCE LOU FLORENCE2010-10-14

Plan Statistics for TRANSALTA RETIREMENT PENSION PLAN

401k plan membership statisitcs for TRANSALTA RETIREMENT PENSION PLAN

Measure Date Value
2022: TRANSALTA RETIREMENT PENSION PLAN 2022 401k membership
Market value of plan assets2022-12-3121,487,814
Acturial value of plan assets2022-12-3121,487,814
Funding target for retired participants and beneficiaries receiving payment2022-12-3118,492,436
Number of terminated vested participants2022-12-313
Fundng target for terminated vested participants2022-12-31223,538
Active participant vested funding target2022-12-31226,359
Number of active participants2022-12-315
Total funding liabilities for active participants2022-12-31232,325
Total participant count2022-12-3187
Total funding target for all participants2022-12-3118,948,299
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-31403,639
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-31403,639
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-31433,024
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-31210,000
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-0187
Total number of active participants reported on line 7a of the Form 55002022-01-015
Number of retired or separated participants receiving benefits2022-01-0173
Number of other retired or separated participants entitled to future benefits2022-01-013
Total of all active and inactive participants2022-01-0181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-016
Total participants2022-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: TRANSALTA RETIREMENT PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-3122,141,147
Acturial value of plan assets2021-12-3122,141,147
Funding target for retired participants and beneficiaries receiving payment2021-12-3117,798,959
Number of terminated vested participants2021-12-313
Fundng target for terminated vested participants2021-12-31224,546
Active participant vested funding target2021-12-312,505,970
Number of active participants2021-12-3113
Total funding liabilities for active participants2021-12-312,511,851
Total participant count2021-12-3190
Total funding target for all participants2021-12-3120,535,356
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-31700,000
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-31357,846
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-31342,154
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-31403,639
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-31220,000
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-0190
Total number of active participants reported on line 7a of the Form 55002021-01-015
Number of retired or separated participants receiving benefits2021-01-0175
Number of other retired or separated participants entitled to future benefits2021-01-013
Total of all active and inactive participants2021-01-0183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: TRANSALTA RETIREMENT PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-3120,613,123
Acturial value of plan assets2020-12-3120,613,123
Funding target for retired participants and beneficiaries receiving payment2020-12-3117,825,538
Number of terminated vested participants2020-12-315
Fundng target for terminated vested participants2020-12-31388,229
Active participant vested funding target2020-12-312,126,110
Number of active participants2020-12-3113
Total funding liabilities for active participants2020-12-312,190,245
Total participant count2020-12-3192
Total funding target for all participants2020-12-3120,404,012
Balance at beginning of prior year after applicable adjustments2020-12-31697,570
Prefunding balance at beginning of prior year after applicable adjustments2020-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-31697,570
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-310
Present value of excess contributions2020-12-31570,918
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-31706,397
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-31700,000
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-31700,000
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-31210,000
Net shortfall amortization installment of oustanding balance2020-12-31490,889
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-31357,846
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-31357,846
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-0192
Total number of active participants reported on line 7a of the Form 55002020-01-0113
Number of retired or separated participants receiving benefits2020-01-0171
Number of other retired or separated participants entitled to future benefits2020-01-013
Total of all active and inactive participants2020-01-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: TRANSALTA RETIREMENT PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-3118,271,291
Acturial value of plan assets2019-12-3118,271,291
Funding target for retired participants and beneficiaries receiving payment2019-12-3117,019,537
Number of terminated vested participants2019-12-316
Fundng target for terminated vested participants2019-12-31732,711
Active participant vested funding target2019-12-313,284,992
Number of active participants2019-12-3117
Total funding liabilities for active participants2019-12-313,343,074
Total participant count2019-12-3194
Total funding target for all participants2019-12-3121,095,322
Balance at beginning of prior year after applicable adjustments2019-12-31954,981
Prefunding balance at beginning of prior year after applicable adjustments2019-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-31220,000
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-31734,981
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-31697,570
Balance of prefunding at beginning of current year2019-12-310
Total employer contributions2019-12-31700,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-31665,565
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-31220,000
Net shortfall amortization installment of oustanding balance2019-12-313,521,601
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31792,217
Carryover balance elected to use to offset funding requirement2019-12-31697,570
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-3194,647
Contributions allocatedtoward minimum required contributions for current year2019-12-31665,565
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-0194
Total number of active participants reported on line 7a of the Form 55002019-01-0113
Number of retired or separated participants receiving benefits2019-01-0171
Number of other retired or separated participants entitled to future benefits2019-01-014
Total of all active and inactive participants2019-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: TRANSALTA RETIREMENT PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-3120,913,546
Acturial value of plan assets2018-12-3120,913,546
Funding target for retired participants and beneficiaries receiving payment2018-12-3115,287,585
Number of terminated vested participants2018-12-316
Fundng target for terminated vested participants2018-12-31865,787
Active participant vested funding target2018-12-314,523,758
Number of active participants2018-12-3124
Total funding liabilities for active participants2018-12-314,580,788
Total participant count2018-12-3194
Total funding target for all participants2018-12-3120,734,160
Balance at beginning of prior year after applicable adjustments2018-12-311,140,202
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-31310,000
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-31830,202
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-31954,981
Balance of prefunding at beginning of current year2018-12-310
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31220,000
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31220,000
Carryover balance elected to use to offset funding requirement2018-12-31220,000
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-0194
Total number of active participants reported on line 7a of the Form 55002018-01-0117
Number of retired or separated participants receiving benefits2018-01-0170
Number of other retired or separated participants entitled to future benefits2018-01-015
Total of all active and inactive participants2018-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: TRANSALTA RETIREMENT PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-3119,938,378
Acturial value of plan assets2017-12-3119,938,378
Funding target for retired participants and beneficiaries receiving payment2017-12-3114,139,367
Number of terminated vested participants2017-12-317
Fundng target for terminated vested participants2017-12-31790,413
Active participant vested funding target2017-12-314,931,105
Number of active participants2017-12-3127
Total funding liabilities for active participants2017-12-314,986,755
Total participant count2017-12-3196
Total funding target for all participants2017-12-3119,916,535
Balance at beginning of prior year after applicable adjustments2017-12-311,343,499
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-31290,000
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-311,053,499
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-311,140,202
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31310,000
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31310,000
Carryover balance elected to use to offset funding requirement2017-12-31310,000
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-0196
Total number of active participants reported on line 7a of the Form 55002017-01-0124
Number of retired or separated participants receiving benefits2017-01-0163
Number of other retired or separated participants entitled to future benefits2017-01-015
Total of all active and inactive participants2017-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: TRANSALTA RETIREMENT PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-3123,577,459
Acturial value of plan assets2016-12-3123,577,459
Funding target for retired participants and beneficiaries receiving payment2016-12-3113,287,412
Number of terminated vested participants2016-12-3114
Fundng target for terminated vested participants2016-12-312,705,534
Active participant vested funding target2016-12-316,939,537
Number of active participants2016-12-3134
Total funding liabilities for active participants2016-12-317,050,424
Total participant count2016-12-31107
Total funding target for all participants2016-12-3123,043,370
Balance at beginning of prior year after applicable adjustments2016-12-311,362,437
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-311,362,437
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-311,343,499
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-310
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31290,000
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31290,000
Carryover balance elected to use to offset funding requirement2016-12-31290,000
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01107
Total number of active participants reported on line 7a of the Form 55002016-01-0127
Number of retired or separated participants receiving benefits2016-01-0161
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-0194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: TRANSALTA RETIREMENT PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01109
Total number of active participants reported on line 7a of the Form 55002015-01-0134
Number of retired or separated participants receiving benefits2015-01-0158
Number of other retired or separated participants entitled to future benefits2015-01-0112
Total of all active and inactive participants2015-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: TRANSALTA RETIREMENT PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01110
Total number of active participants reported on line 7a of the Form 55002014-01-0143
Number of retired or separated participants receiving benefits2014-01-0157
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: TRANSALTA RETIREMENT PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01112
Total number of active participants reported on line 7a of the Form 55002013-01-0146
Number of retired or separated participants receiving benefits2013-01-0154
Number of other retired or separated participants entitled to future benefits2013-01-019
Total of all active and inactive participants2013-01-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: TRANSALTA RETIREMENT PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01112
Total number of active participants reported on line 7a of the Form 55002012-01-0147
Number of retired or separated participants receiving benefits2012-01-0155
Number of other retired or separated participants entitled to future benefits2012-01-019
Total of all active and inactive participants2012-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: TRANSALTA RETIREMENT PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01111
Total number of active participants reported on line 7a of the Form 55002011-01-0151
Number of retired or separated participants receiving benefits2011-01-0149
Number of other retired or separated participants entitled to future benefits2011-01-0111
Total of all active and inactive participants2011-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: TRANSALTA RETIREMENT PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01111
Total number of active participants reported on line 7a of the Form 55002010-01-0152
Number of retired or separated participants receiving benefits2010-01-0148
Number of other retired or separated participants entitled to future benefits2010-01-0110
Total of all active and inactive participants2010-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: TRANSALTA RETIREMENT PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01105
Total number of active participants reported on line 7a of the Form 55002009-01-0153
Number of retired or separated participants receiving benefits2009-01-0145
Number of other retired or separated participants entitled to future benefits2009-01-0112
Total of all active and inactive participants2009-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on TRANSALTA RETIREMENT PENSION PLAN

Measure Date Value
2022 : TRANSALTA RETIREMENT PENSION PLAN 2022 401k financial data
Total income from all sources2022-12-31$-4,834,658
Expenses. Total of all expenses incurred2022-12-31$1,898,177
Benefits paid (including direct rollovers)2022-12-31$1,647,998
Total plan assets at end of year2022-12-31$14,754,979
Total plan assets at beginning of year2022-12-31$21,487,814
Value of fidelity bond covering the plan2022-12-31$10,000,000
Other income received2022-12-31$-4,834,658
Net income (gross income less expenses)2022-12-31$-6,732,835
Net plan assets at end of year (total assets less liabilities)2022-12-31$14,754,979
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$21,487,814
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$250,179
2021 : TRANSALTA RETIREMENT PENSION PLAN 2021 401k financial data
Total income from all sources2021-12-31$1,533,582
Expenses. Total of all expenses incurred2021-12-31$2,186,915
Benefits paid (including direct rollovers)2021-12-31$1,942,942
Total plan assets at end of year2021-12-31$21,487,814
Total plan assets at beginning of year2021-12-31$22,141,147
Value of fidelity bond covering the plan2021-12-31$10,000,000
Other income received2021-12-31$1,533,582
Net income (gross income less expenses)2021-12-31$-653,333
Net plan assets at end of year (total assets less liabilities)2021-12-31$21,487,814
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$22,141,147
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$243,973
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : TRANSALTA RETIREMENT PENSION PLAN 2020 401k financial data
Total income from all sources2020-12-31$3,530,727
Expenses. Total of all expenses incurred2020-12-31$2,002,703
Benefits paid (including direct rollovers)2020-12-31$1,721,578
Total plan assets at end of year2020-12-31$22,141,147
Total plan assets at beginning of year2020-12-31$20,613,123
Value of fidelity bond covering the plan2020-12-31$10,000,000
Other income received2020-12-31$3,530,727
Net income (gross income less expenses)2020-12-31$1,528,024
Net plan assets at end of year (total assets less liabilities)2020-12-31$22,141,147
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$20,613,123
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$281,125
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : TRANSALTA RETIREMENT PENSION PLAN 2019 401k financial data
Total income from all sources2019-12-31$4,765,835
Expenses. Total of all expenses incurred2019-12-31$2,424,003
Benefits paid (including direct rollovers)2019-12-31$2,195,742
Total plan assets at end of year2019-12-31$20,613,123
Total plan assets at beginning of year2019-12-31$18,271,291
Value of fidelity bond covering the plan2019-12-31$10,000,000
Other income received2019-12-31$4,065,835
Net income (gross income less expenses)2019-12-31$2,341,832
Net plan assets at end of year (total assets less liabilities)2019-12-31$20,613,123
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$18,271,291
Total contributions received or receivable from employer(s)2019-12-31$700,000
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$228,261
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : TRANSALTA RETIREMENT PENSION PLAN 2018 401k financial data
Total income from all sources2018-12-31$-1,022,410
Expenses. Total of all expenses incurred2018-12-31$1,619,845
Benefits paid (including direct rollovers)2018-12-31$1,370,507
Total plan assets at end of year2018-12-31$18,271,291
Total plan assets at beginning of year2018-12-31$20,913,546
Value of fidelity bond covering the plan2018-12-31$10,000,000
Other income received2018-12-31$-1,022,410
Net income (gross income less expenses)2018-12-31$-2,642,255
Net plan assets at end of year (total assets less liabilities)2018-12-31$18,271,291
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$20,913,546
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$249,338
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : TRANSALTA RETIREMENT PENSION PLAN 2017 401k financial data
Total income from all sources2017-12-31$2,858,872
Expenses. Total of all expenses incurred2017-12-31$1,883,704
Benefits paid (including direct rollovers)2017-12-31$1,657,869
Total plan assets at end of year2017-12-31$20,913,546
Total plan assets at beginning of year2017-12-31$19,938,378
Value of fidelity bond covering the plan2017-12-31$10,000,000
Other income received2017-12-31$2,858,872
Net income (gross income less expenses)2017-12-31$975,168
Net plan assets at end of year (total assets less liabilities)2017-12-31$20,913,546
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$19,938,378
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$225,835
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : TRANSALTA RETIREMENT PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$85,323
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$57,700
Total income from all sources (including contributions)2016-12-31$1,726,788
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,365,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,053,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$20,023,701
Value of total assets at beginning of year2016-12-31$23,635,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$312,280
Total interest from all sources2016-12-31$1,372
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$36,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$36,144
Administrative expenses professional fees incurred2016-12-31$164,480
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$3,072
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,804
Administrative expenses (other) incurred2016-12-31$64,300
Liabilities. Value of operating payables at end of year2016-12-31$85,323
Liabilities. Value of operating payables at beginning of year2016-12-31$57,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-3,639,081
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,938,378
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$23,577,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$81,173
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$999,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,186,228
Value of interest in common/collective trusts at end of year2016-12-31$18,624,549
Value of interest in common/collective trusts at beginning of year2016-12-31$22,020,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$396,504
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$424,468
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$424,468
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$35,946
Net investment gain or loss from common/collective trusts2016-12-31$1,653,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,053,589
Contract administrator fees2016-12-31$2,327
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : TRANSALTA RETIREMENT PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$57,700
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$73,396
Total income from all sources (including contributions)2015-12-31$-346,197
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,021,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,729,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$23,635,159
Value of total assets at beginning of year2015-12-31$26,018,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$291,663
Total interest from all sources2015-12-31$550
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$41,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$41,201
Administrative expenses professional fees incurred2015-12-31$155,705
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,804
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$3,343
Administrative expenses (other) incurred2015-12-31$41,904
Liabilities. Value of operating payables at end of year2015-12-31$57,700
Liabilities. Value of operating payables at beginning of year2015-12-31$73,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,367,680
Value of net assets at end of year (total assets less liabilities)2015-12-31$23,577,459
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$25,945,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$92,588
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,186,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,290,375
Value of interest in common/collective trusts at end of year2015-12-31$22,020,659
Value of interest in common/collective trusts at beginning of year2015-12-31$24,327,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$424,468
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$397,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$397,645
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-59,224
Net investment gain or loss from common/collective trusts2015-12-31$-328,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,729,820
Contract administrator fees2015-12-31$1,466
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : TRANSALTA RETIREMENT PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$73,396
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$69,894
Total income from all sources (including contributions)2014-12-31$3,414,423
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,753,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,432,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$0
Value of total assets at end of year2014-12-31$26,018,535
Value of total assets at beginning of year2014-12-31$24,354,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$321,434
Total interest from all sources2014-12-31$230
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$39,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$39,724
Administrative expenses professional fees incurred2014-12-31$191,931
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$3,343
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$3,211
Administrative expenses (other) incurred2014-12-31$24,451
Liabilities. Value of operating payables at end of year2014-12-31$73,396
Liabilities. Value of operating payables at beginning of year2014-12-31$69,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,660,857
Value of net assets at end of year (total assets less liabilities)2014-12-31$25,945,139
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$24,284,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$103,329
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,290,375
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,215,257
Value of interest in common/collective trusts at end of year2014-12-31$24,327,172
Value of interest in common/collective trusts at beginning of year2014-12-31$22,929,307
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$397,645
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$206,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$206,401
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$230
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$57,915
Net investment gain or loss from common/collective trusts2014-12-31$3,316,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,432,132
Contract administrator fees2014-12-31$1,723
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : TRANSALTA RETIREMENT PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$69,894
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$97,622
Total income from all sources (including contributions)2013-12-31$1,179,126
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,602,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,355,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$0
Value of total assets at end of year2013-12-31$24,354,176
Value of total assets at beginning of year2013-12-31$24,805,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$247,344
Total interest from all sources2013-12-31$365
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$35,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$35,203
Administrative expenses professional fees incurred2013-12-31$123,633
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$3,211
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,808
Administrative expenses (other) incurred2013-12-31$20,921
Liabilities. Value of operating payables at end of year2013-12-31$69,894
Liabilities. Value of operating payables at beginning of year2013-12-31$97,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-423,324
Value of net assets at end of year (total assets less liabilities)2013-12-31$24,284,282
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,707,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$101,404
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,215,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,259,817
Interest earned on other investments2013-12-31$6
Value of interest in common/collective trusts at end of year2013-12-31$22,929,307
Value of interest in common/collective trusts at beginning of year2013-12-31$23,090,584
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$206,401
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$452,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$452,019
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$359
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-56,502
Net investment gain or loss from common/collective trusts2013-12-31$1,200,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,355,106
Contract administrator fees2013-12-31$1,386
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : TRANSALTA RETIREMENT PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$97,622
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$118,515
Total income from all sources (including contributions)2012-12-31$2,923,073
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,216,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$935,859
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$24,805,228
Value of total assets at beginning of year2012-12-31$23,119,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$280,411
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$44,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$44,163
Administrative expenses professional fees incurred2012-12-31$165,805
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,808
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$67
Administrative expenses (other) incurred2012-12-31$12,345
Liabilities. Value of operating payables at end of year2012-12-31$97,622
Liabilities. Value of operating payables at beginning of year2012-12-31$118,515
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,706,803
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,707,606
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$23,000,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$101,332
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,259,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,154,996
Value of interest in common/collective trusts at end of year2012-12-31$23,090,584
Value of interest in common/collective trusts at beginning of year2012-12-31$21,351,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$452,019
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$612,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$612,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$71,951
Net investment gain or loss from common/collective trusts2012-12-31$2,806,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$935,859
Contract administrator fees2012-12-31$929
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : TRANSALTA RETIREMENT PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$118,515
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$144,847
Total income from all sources (including contributions)2011-12-31$2,475,711
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,203,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$886,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$23,119,318
Value of total assets at beginning of year2011-12-31$21,872,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$316,466
Total interest from all sources2011-12-31$697
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$207,576
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$67
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$81
Other income not declared elsewhere2011-12-31$8
Administrative expenses (other) incurred2011-12-31$9,575
Liabilities. Value of operating payables at end of year2011-12-31$118,515
Liabilities. Value of operating payables at beginning of year2011-12-31$144,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,272,698
Value of net assets at end of year (total assets less liabilities)2011-12-31$23,000,803
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,728,105
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$97,715
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,154,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$21,351,771
Value of interest in common/collective trusts at beginning of year2011-12-31$21,502,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$612,484
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$370,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$370,585
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$10,714
Net investment gain or loss from common/collective trusts2011-12-31$2,464,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$886,547
Contract administrator fees2011-12-31$1,600
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : TRANSALTA RETIREMENT PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$144,847
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$256,909
Total income from all sources (including contributions)2010-12-31$3,079,750
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,767,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,722,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$400,000
Value of total assets at end of year2010-12-31$21,872,952
Value of total assets at beginning of year2010-12-31$21,672,585
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,045,292
Total interest from all sources2010-12-31$939
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$932,246
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$81
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$55
Administrative expenses (other) incurred2010-12-31$3,885
Liabilities. Value of operating payables at end of year2010-12-31$144,847
Liabilities. Value of operating payables at beginning of year2010-12-31$256,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$312,429
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,728,105
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$21,415,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$107,921
Value of interest in common/collective trusts at end of year2010-12-31$21,502,286
Value of interest in common/collective trusts at beginning of year2010-12-31$20,703,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$370,585
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$569,045
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$569,045
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$939
Net investment gain or loss from common/collective trusts2010-12-31$2,678,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$400,000
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,722,029
Contract administrator fees2010-12-31$1,240
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2010-12-31346565596
2009 : TRANSALTA RETIREMENT PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TRANSALTA RETIREMENT PENSION PLAN

2022: TRANSALTA RETIREMENT PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TRANSALTA RETIREMENT PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TRANSALTA RETIREMENT PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TRANSALTA RETIREMENT PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TRANSALTA RETIREMENT PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TRANSALTA RETIREMENT PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TRANSALTA RETIREMENT PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TRANSALTA RETIREMENT PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRANSALTA RETIREMENT PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRANSALTA RETIREMENT PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TRANSALTA RETIREMENT PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TRANSALTA RETIREMENT PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TRANSALTA RETIREMENT PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TRANSALTA RETIREMENT PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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