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VODAFONE US RETIREMENT PLAN 401k Plan overview

Plan NameVODAFONE US RETIREMENT PLAN
Plan identification number 001

VODAFONE US RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VODAFONE US, INC. has sponsored the creation of one or more 401k plans.

Company Name:VODAFONE US, INC.
Employer identification number (EIN):980510742
NAIC Classification:517000

Additional information about VODAFONE US, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date:
Company Identification Number: 2246361
Legal Registered Office Address: 1675 BROADWAY
STE 1200
DENVER
United States of America (USA)
80202

More information about VODAFONE US, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VODAFONE US RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01GREGORY FISHER GREGORY FISHER2018-10-15
0012017-01-01GREGORY FISHER GREGORY FISHER2018-10-15
0012016-01-01GREGORY FISHER GREGORY FISHER2017-10-16
0012016-01-01 GREGORY FISHER2017-10-16
0012015-01-01GREGORY FISHER GREGORY FISHER2016-10-17
0012014-01-01GREGORY FISHER GREGORY FISHER2015-10-15

Plan Statistics for VODAFONE US RETIREMENT PLAN

401k plan membership statisitcs for VODAFONE US RETIREMENT PLAN

Measure Date Value
2022: VODAFONE US RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01886
Total number of active participants reported on line 7a of the Form 55002022-01-01157
Number of retired or separated participants receiving benefits2022-01-017
Number of other retired or separated participants entitled to future benefits2022-01-01677
Total of all active and inactive participants2022-01-01841
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01841
Number of participants with account balances2022-01-01841
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: VODAFONE US RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01915
Total number of active participants reported on line 7a of the Form 55002021-01-01191
Number of retired or separated participants receiving benefits2021-01-018
Number of other retired or separated participants entitled to future benefits2021-01-01687
Total of all active and inactive participants2021-01-01886
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01886
Number of participants with account balances2021-01-01886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: VODAFONE US RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01988
Total number of active participants reported on line 7a of the Form 55002020-01-01208
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-01702
Total of all active and inactive participants2020-01-01915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01915
Number of participants with account balances2020-01-01915
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: VODAFONE US RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,050
Total number of active participants reported on line 7a of the Form 55002019-01-01234
Number of retired or separated participants receiving benefits2019-01-016
Number of other retired or separated participants entitled to future benefits2019-01-01748
Total of all active and inactive participants2019-01-01988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01988
Number of participants with account balances2019-01-01988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: VODAFONE US RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,111
Total number of active participants reported on line 7a of the Form 55002018-01-01260
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01786
Total of all active and inactive participants2018-01-011,050
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,050
Number of participants with account balances2018-01-011,050
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-015
2017: VODAFONE US RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,237
Total number of active participants reported on line 7a of the Form 55002017-01-01272
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01837
Total of all active and inactive participants2017-01-011,111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,111
Number of participants with account balances2017-01-011,111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: VODAFONE US RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,282
Total number of active participants reported on line 7a of the Form 55002016-01-01415
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01820
Total of all active and inactive participants2016-01-011,237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,237
Number of participants with account balances2016-01-011,237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: VODAFONE US RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,263
Total number of active participants reported on line 7a of the Form 55002015-01-01556
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01726
Total of all active and inactive participants2015-01-011,282
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,282
Number of participants with account balances2015-01-011,282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0113
2014: VODAFONE US RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01952
Total number of active participants reported on line 7a of the Form 55002014-01-01476
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01787
Total of all active and inactive participants2014-01-011,263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,263
Number of participants with account balances2014-01-011,263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111

Financial Data on VODAFONE US RETIREMENT PLAN

Measure Date Value
2022 : VODAFONE US RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-1,197,346
Total unrealized appreciation/depreciation of assets2022-12-31$-1,197,346
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-29,413,982
Total loss/gain on sale of assets2022-12-31$-306,434
Total of all expenses incurred2022-12-31$16,630,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$16,415,385
Value of total corrective distributions2022-12-31$343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,333,406
Value of total assets at end of year2022-12-31$168,098,762
Value of total assets at beginning of year2022-12-31$214,143,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$215,022
Total interest from all sources2022-12-31$430,446
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,487,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,192,792
Administrative expenses professional fees incurred2022-12-31$24,799
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,935,442
Participant contributions at end of year2022-12-31$896,151
Participant contributions at beginning of year2022-12-31$1,121,659
Assets. Other investments not covered elsewhere at end of year2022-12-31$681,014
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,005,610
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$86,063
Other income not declared elsewhere2022-12-31$-148,195
Administrative expenses (other) incurred2022-12-31$341
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$124
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-46,044,732
Value of net assets at end of year (total assets less liabilities)2022-12-31$168,098,762
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$214,143,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$75,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$74,745,537
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$96,555,231
Value of interest in pooled separate accounts at end of year2022-12-31$63,926,106
Value of interest in pooled separate accounts at beginning of year2022-12-31$86,812,893
Interest on participant loans2022-12-31$45,902
Interest earned on other investments2022-12-31$384,544
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$24,769,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$23,961,503
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-19,030,629
Net investment gain/loss from pooled separate accounts2022-12-31$-15,982,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$3,080,357
Assets. Invements in employer securities at beginning of year2022-12-31$4,686,474
Contributions received in cash from employer2022-12-31$2,311,901
Income. Dividends from common stock2022-12-31$294,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$16,415,385
Contract administrator fees2022-12-31$114,882
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$396,760
Aggregate carrying amount (costs) on sale of assets2022-12-31$703,194
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C
Accountancy firm EIN2022-12-31135381590
2021 : VODAFONE US RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-246,088
Total unrealized appreciation/depreciation of assets2021-12-31$-246,088
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$31,705,685
Total loss/gain on sale of assets2021-12-31$-271,335
Total of all expenses incurred2021-12-31$15,510,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$15,263,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,907,153
Value of total assets at end of year2021-12-31$214,143,494
Value of total assets at beginning of year2021-12-31$197,948,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$247,117
Total interest from all sources2021-12-31$440,736
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,540,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,205,095
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,248,104
Participant contributions at end of year2021-12-31$1,121,659
Participant contributions at beginning of year2021-12-31$1,220,355
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,005,610
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$950,201
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$264,436
Other income not declared elsewhere2021-12-31$-281,926
Administrative expenses (other) incurred2021-12-31$247,117
Total non interest bearing cash at end of year2021-12-31$124
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,194,849
Value of net assets at end of year (total assets less liabilities)2021-12-31$214,143,494
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$197,948,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$96,555,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$78,733,383
Value of interest in pooled separate accounts at end of year2021-12-31$86,812,893
Value of interest in pooled separate accounts at beginning of year2021-12-31$85,748,931
Interest on participant loans2021-12-31$55,520
Interest earned on other investments2021-12-31$385,216
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$23,961,503
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$26,113,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$11,364,082
Net investment gain/loss from pooled separate accounts2021-12-31$13,252,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$4,686,474
Assets. Invements in employer securities at beginning of year2021-12-31$5,181,867
Contributions received in cash from employer2021-12-31$2,394,613
Income. Dividends from common stock2021-12-31$334,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$15,263,719
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$312,958
Aggregate carrying amount (costs) on sale of assets2021-12-31$584,293
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA,LLP
Accountancy firm EIN2021-12-31135381590
2020 : VODAFONE US RETIREMENT PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-2,224,105
Total unrealized appreciation/depreciation of assets2020-12-31$-2,224,105
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$36,934,754
Total loss/gain on sale of assets2020-12-31$913,445
Total of all expenses incurred2020-12-31$18,083,310
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$17,873,803
Expenses. Certain deemed distributions of participant loans2020-12-31$-1
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,175,968
Value of total assets at end of year2020-12-31$197,948,645
Value of total assets at beginning of year2020-12-31$179,097,201
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$209,508
Total interest from all sources2020-12-31$509,586
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,339,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$726,474
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$457,438
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,461,748
Participant contributions at end of year2020-12-31$1,220,355
Participant contributions at beginning of year2020-12-31$1,314,841
Assets. Other investments not covered elsewhere at end of year2020-12-31$950,201
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$743,000
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$201,206
Other income not declared elsewhere2020-12-31$376,769
Administrative expenses (other) incurred2020-12-31$209,508
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$18,851,444
Value of net assets at end of year (total assets less liabilities)2020-12-31$197,948,645
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$179,097,201
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$78,733,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$70,353,403
Value of interest in pooled separate accounts at end of year2020-12-31$85,748,931
Value of interest in pooled separate accounts at beginning of year2020-12-31$72,714,095
Interest on participant loans2020-12-31$67,175
Interest earned on other investments2020-12-31$442,411
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$26,113,908
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$18,197,028
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,139,055
Net investment gain/loss from pooled separate accounts2020-12-31$17,704,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$5,181,867
Assets. Invements in employer securities at beginning of year2020-12-31$6,604,386
Contributions received in cash from employer2020-12-31$2,513,014
Income. Dividends from common stock2020-12-31$613,435
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$17,873,803
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$9,170,064
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$9,895,358
Aggregate carrying amount (costs) on sale of assets2020-12-31$8,981,913
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : VODAFONE US RETIREMENT PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,016,653
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,016,653
Total unrealized appreciation/depreciation of assets2019-12-31$1,016,653
Total unrealized appreciation/depreciation of assets2019-12-31$1,016,653
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$41,510,154
Total income from all sources (including contributions)2019-12-31$41,510,154
Total loss/gain on sale of assets2019-12-31$-131,704
Total loss/gain on sale of assets2019-12-31$-131,704
Total of all expenses incurred2019-12-31$13,116,969
Total of all expenses incurred2019-12-31$13,116,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,839,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,839,710
Expenses. Certain deemed distributions of participant loans2019-12-31$33,492
Expenses. Certain deemed distributions of participant loans2019-12-31$33,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,322,939
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,322,939
Value of total assets at end of year2019-12-31$179,097,201
Value of total assets at end of year2019-12-31$179,097,201
Value of total assets at beginning of year2019-12-31$150,704,016
Value of total assets at beginning of year2019-12-31$150,704,016
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$243,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$243,767
Total interest from all sources2019-12-31$376,806
Total interest from all sources2019-12-31$376,806
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,750,724
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,750,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,005,087
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,005,087
Administrative expenses professional fees incurred2019-12-31$22,000
Administrative expenses professional fees incurred2019-12-31$22,000
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$255,523
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,754,294
Contributions received from participants2019-12-31$3,754,294
Participant contributions at end of year2019-12-31$1,314,841
Participant contributions at end of year2019-12-31$1,314,841
Participant contributions at beginning of year2019-12-31$1,531,822
Participant contributions at beginning of year2019-12-31$1,531,822
Assets. Other investments not covered elsewhere at end of year2019-12-31$743,000
Assets. Other investments not covered elsewhere at end of year2019-12-31$743,000
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$659,067
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$659,067
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$664,698
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$664,698
Other income not declared elsewhere2019-12-31$99,567
Other income not declared elsewhere2019-12-31$99,567
Total non interest bearing cash at end of year2019-12-31$384
Total non interest bearing cash at end of year2019-12-31$384
Total non interest bearing cash at beginning of year2019-12-31$74
Total non interest bearing cash at beginning of year2019-12-31$74
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$28,393,185
Value of net income/loss2019-12-31$28,393,185
Value of net assets at end of year (total assets less liabilities)2019-12-31$179,097,201
Value of net assets at end of year (total assets less liabilities)2019-12-31$179,097,201
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$150,704,016
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$150,704,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Investment advisory and management fees2019-12-31$75,000
Investment advisory and management fees2019-12-31$75,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$70,353,403
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$70,353,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$56,687,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$56,687,471
Value of interest in pooled separate accounts at end of year2019-12-31$72,714,095
Value of interest in pooled separate accounts at end of year2019-12-31$72,714,095
Value of interest in pooled separate accounts at beginning of year2019-12-31$58,110,556
Value of interest in pooled separate accounts at beginning of year2019-12-31$58,110,556
Interest on participant loans2019-12-31$70,930
Interest on participant loans2019-12-31$70,930
Interest earned on other investments2019-12-31$305,876
Interest earned on other investments2019-12-31$305,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$18,197,028
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$18,197,028
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$17,200,084
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$17,200,084
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,359,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,359,545
Net investment gain/loss from pooled separate accounts2019-12-31$15,715,624
Net investment gain/loss from pooled separate accounts2019-12-31$15,715,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$6,604,386
Assets. Invements in employer securities at end of year2019-12-31$6,604,386
Assets. Invements in employer securities at beginning of year2019-12-31$7,107,395
Assets. Invements in employer securities at beginning of year2019-12-31$7,107,395
Contributions received in cash from employer2019-12-31$2,903,947
Contributions received in cash from employer2019-12-31$2,903,947
Income. Dividends from common stock2019-12-31$745,637
Income. Dividends from common stock2019-12-31$745,637
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,839,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,839,710
Contract administrator fees2019-12-31$146,767
Contract administrator fees2019-12-31$146,767
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$9,170,064
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$9,170,064
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$9,407,547
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$9,407,547
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$2,371,082
Aggregate proceeds on sale of assets2019-12-31$2,371,082
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,502,786
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,502,786
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
Accountancy firm EIN2019-12-31135381590
2018 : VODAFONE US RETIREMENT PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-4,137,314
Total unrealized appreciation/depreciation of assets2018-12-31$-4,137,314
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-3,114,558
Total loss/gain on sale of assets2018-12-31$16,446
Total of all expenses incurred2018-12-31$15,280,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$15,164,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,186,285
Value of total assets at end of year2018-12-31$150,704,016
Value of total assets at beginning of year2018-12-31$169,099,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$116,502
Total interest from all sources2018-12-31$349,879
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,498,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,454,642
Administrative expenses professional fees incurred2018-12-31$22,133
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$355,682
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,882,099
Participant contributions at end of year2018-12-31$1,531,822
Participant contributions at beginning of year2018-12-31$1,472,269
Assets. Other investments not covered elsewhere at end of year2018-12-31$659,067
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$712,538
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,203,589
Other income not declared elsewhere2018-12-31$130,537
Total non interest bearing cash at end of year2018-12-31$74
Total non interest bearing cash at beginning of year2018-12-31$28
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-18,395,160
Value of net assets at end of year (total assets less liabilities)2018-12-31$150,704,016
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$169,099,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$729
Investment advisory and management fees2018-12-31$87,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$56,687,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$81,106,161
Value of interest in pooled separate accounts at end of year2018-12-31$58,110,556
Value of interest in pooled separate accounts at beginning of year2018-12-31$45,724,042
Interest on participant loans2018-12-31$64,556
Interest earned on other investments2018-12-31$285,323
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$17,200,084
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$19,409,263
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,785,768
Net investment gain/loss from pooled separate accounts2018-12-31$-2,373,587
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$7,107,395
Assets. Invements in employer securities at beginning of year2018-12-31$11,694,766
Contributions received in cash from employer2018-12-31$3,100,597
Income. Dividends from common stock2018-12-31$1,044,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$15,164,100
Contract administrator fees2018-12-31$6,869
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$9,407,547
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$8,979,380
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,082,662
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,066,216
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ACM LLP
Accountancy firm EIN2018-12-31010724563
2017 : VODAFONE US RETIREMENT PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,705,360
Total unrealized appreciation/depreciation of assets2017-12-31$2,705,360
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$37,648,168
Total loss/gain on sale of assets2017-12-31$-59,938
Total of all expenses incurred2017-12-31$17,700,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$17,619,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,257,748
Value of total assets at end of year2017-12-31$169,099,176
Value of total assets at beginning of year2017-12-31$149,151,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$80,913
Total interest from all sources2017-12-31$347,767
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,321,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,305,508
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$62,175
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,357,569
Participant contributions at end of year2017-12-31$1,472,269
Participant contributions at beginning of year2017-12-31$1,516,676
Assets. Other investments not covered elsewhere at end of year2017-12-31$712,538
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$589,476
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,318,326
Other income not declared elsewhere2017-12-31$63,627
Administrative expenses (other) incurred2017-12-31$80,913
Total non interest bearing cash at end of year2017-12-31$28
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$19,947,270
Value of net assets at end of year (total assets less liabilities)2017-12-31$169,099,176
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$149,151,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$729
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$81,106,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$70,818,205
Value of interest in pooled separate accounts at end of year2017-12-31$45,724,042
Value of interest in pooled separate accounts at beginning of year2017-12-31$37,638,402
Interest on participant loans2017-12-31$66,328
Interest earned on other investments2017-12-31$281,439
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$19,409,263
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$20,142,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,743,385
Net investment gain/loss from pooled separate accounts2017-12-31$10,268,501
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$11,694,766
Assets. Invements in employer securities at beginning of year2017-12-31$9,012,063
Contributions received in cash from employer2017-12-31$3,581,853
Income. Dividends from common stock2017-12-31$1,016,210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$17,619,985
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$8,979,380
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$9,434,235
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$1,435,398
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,495,336
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ANTON COLLINS MITCHELL
Accountancy firm EIN2017-12-31010724563
2016 : VODAFONE US RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-1,520,186
Total unrealized appreciation/depreciation of assets2016-12-31$-1,520,186
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$18,525,892
Total loss/gain on sale of assets2016-12-31$-141,463
Total of all expenses incurred2016-12-31$17,857,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$17,797,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,047,234
Value of total assets at end of year2016-12-31$149,151,906
Value of total assets at beginning of year2016-12-31$148,483,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$59,395
Total interest from all sources2016-12-31$344,291
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,244,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,261,450
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$470,343
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,638,796
Participant contributions at end of year2016-12-31$1,516,676
Participant contributions at beginning of year2016-12-31$1,387,190
Assets. Other investments not covered elsewhere at end of year2016-12-31$589,476
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$587,934
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$929,997
Other income not declared elsewhere2016-12-31$77,778
Administrative expenses (other) incurred2016-12-31$59,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$668,778
Value of net assets at end of year (total assets less liabilities)2016-12-31$149,151,906
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$148,483,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$70,818,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$67,122,325
Value of interest in pooled separate accounts at end of year2016-12-31$37,638,402
Value of interest in pooled separate accounts at beginning of year2016-12-31$38,877,913
Interest on participant loans2016-12-31$56,193
Interest earned on other investments2016-12-31$288,098
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$20,142,849
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$19,777,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,251,547
Net investment gain/loss from pooled separate accounts2016-12-31$2,221,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$9,012,063
Assets. Invements in employer securities at beginning of year2016-12-31$12,275,656
Contributions received in cash from employer2016-12-31$4,478,441
Income. Dividends from common stock2016-12-31$983,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$17,797,719
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$9,434,235
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$8,454,155
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,264,062
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,405,525
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ANTON COLLINS MITCHELL
Accountancy firm EIN2016-12-31010724563
2015 : VODAFONE US RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-898,497
Total unrealized appreciation/depreciation of assets2015-12-31$-898,497
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$14,130,752
Total loss/gain on sale of assets2015-12-31$31,797
Total of all expenses incurred2015-12-31$12,962,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$12,901,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$13,220,228
Value of total assets at end of year2015-12-31$148,483,128
Value of total assets at beginning of year2015-12-31$147,314,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$60,875
Total interest from all sources2015-12-31$334,853
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,415,936
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,365,396
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$424,856
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,528,844
Participant contributions at end of year2015-12-31$1,387,190
Participant contributions at beginning of year2015-12-31$1,145,503
Assets. Other investments not covered elsewhere at end of year2015-12-31$587,934
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$708,636
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$3,188,895
Other income not declared elsewhere2015-12-31$46,835
Administrative expenses (other) incurred2015-12-31$60,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,168,159
Value of net assets at end of year (total assets less liabilities)2015-12-31$148,483,128
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$147,314,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$67,122,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$69,723,763
Value of interest in pooled separate accounts at end of year2015-12-31$38,877,913
Value of interest in pooled separate accounts at beginning of year2015-12-31$34,075,834
Interest on participant loans2015-12-31$51,951
Interest earned on other investments2015-12-31$282,902
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$19,777,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$19,680,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,972,075
Net investment gain/loss from pooled separate accounts2015-12-31$951,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$12,275,656
Assets. Invements in employer securities at beginning of year2015-12-31$13,264,432
Contributions received in cash from employer2015-12-31$4,502,489
Income. Dividends from common stock2015-12-31$1,050,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$12,901,718
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$8,454,155
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$8,716,143
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$1,437,322
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,405,525
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ANTON COLLINS MITCHELL
Accountancy firm EIN2015-12-31010724563
2014 : VODAFONE US RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-3,148,990
Total unrealized appreciation/depreciation of assets2014-12-31$-3,148,990
Total transfer of assets to this plan2014-12-31$11,587,570
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$15,668,240
Total loss/gain on sale of assets2014-12-31$622,959
Total of all expenses incurred2014-12-31$14,185,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$14,106,981
Value of total corrective distributions2014-12-31$3,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,540,198
Value of total assets at end of year2014-12-31$147,314,969
Value of total assets at beginning of year2014-12-31$134,244,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$75,223
Total interest from all sources2014-12-31$335,141
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,410,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,147,818
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,273,592
Participant contributions at end of year2014-12-31$1,145,503
Participant contributions at beginning of year2014-12-31$673,669
Assets. Other investments not covered elsewhere at end of year2014-12-31$708,636
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$564,631
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,789,128
Other income not declared elsewhere2014-12-31$42,127
Administrative expenses (other) incurred2014-12-31$75,223
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,482,604
Value of net assets at end of year (total assets less liabilities)2014-12-31$147,314,969
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$134,244,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$69,723,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$67,159,456
Value of interest in pooled separate accounts at end of year2014-12-31$34,075,834
Value of interest in pooled separate accounts at beginning of year2014-12-31$19,281,067
Interest on participant loans2014-12-31$37,419
Interest earned on other investments2014-12-31$297,722
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$19,680,658
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$17,039,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,399,403
Net investment gain/loss from pooled separate accounts2014-12-31$2,467,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$13,264,432
Assets. Invements in employer securities at beginning of year2014-12-31$29,526,524
Contributions received in cash from employer2014-12-31$3,477,478
Income. Dividends from common stock2014-12-31$1,262,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$14,106,981
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$8,716,143
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$622,959
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ANTON COLLINS MITCHELL
Accountancy firm EIN2014-12-31010724563

Form 5500 Responses for VODAFONE US RETIREMENT PLAN

2022: VODAFONE US RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: VODAFONE US RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: VODAFONE US RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: VODAFONE US RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: VODAFONE US RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VODAFONE US RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VODAFONE US RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VODAFONE US RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VODAFONE US RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041474
Policy instance 1
Insurance contract or identification number041474
Number of Individuals Covered841
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041474
Policy instance 1
Insurance contract or identification number041474
Number of Individuals Covered886
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041474
Policy instance 1
Insurance contract or identification number041474
Number of Individuals Covered915
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041474
Policy instance 1
Insurance contract or identification number041474
Number of Individuals Covered988
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041474
Policy instance 1
Insurance contract or identification number041474
Number of Individuals Covered1050
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041474
Policy instance 1
Insurance contract or identification number041474
Number of Individuals Covered1111
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041474
Policy instance 1
Insurance contract or identification number041474
Number of Individuals Covered1282
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041474
Policy instance 1
Insurance contract or identification number041474
Number of Individuals Covered1263
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

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