401k Plan data: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN plan

THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN
Plan identification number	001

THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE OCTAVE MUSIC GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE OCTAVE MUSIC GROUP, INC.

Employer identification number (EIN): 980580104

NAIC Classification: 713900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 ADVAIT KOTECHA 2023-10-14 ADVAIT KOTECHA 2023-10-14
001 2021-01-01 ADVAIT KOTECHA 2022-10-17 ADVAIT KOTECHA 2022-10-17
001 2020-01-01
001 2019-01-01
001 2019-01-01
001 2018-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	ADVAIT KOTECHA	2023-10-14	ADVAIT KOTECHA	2023-10-14
001	2021-01-01	ADVAIT KOTECHA	2022-10-17	ADVAIT KOTECHA	2022-10-17
001	2020-01-01
001	2019-01-01
001	2019-01-01
001	2018-01-01

Plan Statistics for THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN

401k plan membership statisitcs for THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN

Measure Date Value
2022: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 367
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 148
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 161
Total of all active and inactive participants 2022-01-01 309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 309
Number of participants with account balances 2022-01-01 289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 26
2021: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 473
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 155
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 193
Total of all active and inactive participants 2021-01-01 348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 348
Number of participants with account balances 2021-01-01 330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 35
2020: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 514
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 248
Number of retired or separated participants receiving benefits 2020-01-01 223
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 471
Number of participants with account balances 2020-01-01 439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 32
2019: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 492
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 310
Number of retired or separated participants receiving benefits 2019-01-01 203
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 513
Number of participants with account balances 2019-01-01 458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 18
2018: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 199
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 338
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 152
Total of all active and inactive participants 2018-01-01 490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 490
Number of participants with account balances 2018-01-01 430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 17

Measure	Date	Value
2022: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	367
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	148
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	161
Total of all active and inactive participants	2022-01-01	309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	309
Number of participants with account balances	2022-01-01	289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	26
2021: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	473
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	155
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	193
Total of all active and inactive participants	2021-01-01	348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	348
Number of participants with account balances	2021-01-01	330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	35
2020: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	514
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	248
Number of retired or separated participants receiving benefits	2020-01-01	223
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	471
Number of participants with account balances	2020-01-01	439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	32
2019: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	492
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	310
Number of retired or separated participants receiving benefits	2019-01-01	203
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	513
Number of participants with account balances	2019-01-01	458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	18
2018: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	199
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	338
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	152
Total of all active and inactive participants	2018-01-01	490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	490
Number of participants with account balances	2018-01-01	430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	17

Financial Data on THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN

Measure	Date	Value
2022 : THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$82,263
Total income from all sources (including contributions)	2022-12-31	$-766,205
Total of all expenses incurred	2022-12-31	$2,992,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,977,349
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,407,532
Value of total assets at end of year	2022-12-31	$12,849,038
Value of total assets at beginning of year	2022-12-31	$16,690,116
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$15,261
Total interest from all sources	2022-12-31	$2,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,019,407
Participant contributions at end of year	2022-12-31	$48,604
Participant contributions at beginning of year	2022-12-31	$115,995
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$80,795
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$4,950
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$82,263
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,758,815
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$12,849,038
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$16,607,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$15,261
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$12,462,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$16,192,976
Interest on participant loans	2022-12-31	$2,214
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$337,719
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$285,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-2,175,951
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$383,175
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$15,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,977,349
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	RSM US LLP
Accountancy firm EIN	2022-12-31	420714325
2021 : THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$82,263
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$77,942
Total income from all sources (including contributions)	2021-12-31	$4,414,295
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$5,060,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$5,048,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,051,531
Value of total assets at end of year	2021-12-31	$16,690,116
Value of total assets at beginning of year	2021-12-31	$17,331,909
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$12,232
Total interest from all sources	2021-12-31	$5,609
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,375,426
Participant contributions at end of year	2021-12-31	$115,995
Participant contributions at beginning of year	2021-12-31	$160,911
Participant contributions at end of year	2021-12-31	$80,795
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$370,594
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$82,263
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$77,942
Administrative expenses (other) incurred	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$-646,114
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$16,607,853
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$17,253,967
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$12,232
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$16,192,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$16,950,703
Interest on participant loans	2021-12-31	$5,609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$285,186
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$220,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,357,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$305,511
Employer contributions (assets) at end of year	2021-12-31	$15,164
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$5,048,177
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	RSM US LLP
Accountancy firm EIN	2021-12-31	420714325
2020 : THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$77,942
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$89,485
Total income from all sources (including contributions)	2020-12-31	$4,238,663
Total of all expenses incurred	2020-12-31	$3,643,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$3,549,157
Value of total corrective distributions	2020-12-31	$71,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,841,206
Value of total assets at end of year	2020-12-31	$17,331,909
Value of total assets at beginning of year	2020-12-31	$16,747,964
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$22,112
Total interest from all sources	2020-12-31	$9,739
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,558,232
Participant contributions at end of year	2020-12-31	$160,911
Participant contributions at beginning of year	2020-12-31	$242,531
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$35,376
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$77,942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$89,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$595,488
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$17,253,967
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$16,658,479
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$22,112
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$16,950,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$16,343,010
Interest on participant loans	2020-12-31	$9,739
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$220,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$119,323
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,387,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$282,974
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$7,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$3,549,157
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	RSM US LLP
Accountancy firm EIN	2020-12-31	420714325
2019 : THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$89,485
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$39,579
Total income from all sources (including contributions)	2019-12-31	$5,010,695
Total of all expenses incurred	2019-12-31	$1,782,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,688,815
Value of total corrective distributions	2019-12-31	$89,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,032,790
Value of total assets at end of year	2019-12-31	$16,747,964
Value of total assets at beginning of year	2019-12-31	$13,470,227
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,564
Total interest from all sources	2019-12-31	$11,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,642,366
Participant contributions at end of year	2019-12-31	$242,531
Participant contributions at beginning of year	2019-12-31	$284,153
Participant contributions at end of year	2019-12-31	$35,376
Participant contributions at beginning of year	2019-12-31	$3,966
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$59,495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$89,485
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$39,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,227,831
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$16,658,479
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$13,430,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$4,564
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$16,343,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$13,146,386
Interest on participant loans	2019-12-31	$11,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$119,323
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$35,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,966,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$330,929
Employer contributions (assets) at end of year	2019-12-31	$7,724
Employer contributions (assets) at beginning of year	2019-12-31	$606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,688,815
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2019-12-31	346565596
2018 : THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2018 401k financial data
Total transfer of assets to this plan	2018-12-31	$10,582,413
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$39,579
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,259,156
Total of all expenses incurred	2018-12-31	$1,705,499
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,630,281
Value of total corrective distributions	2018-12-31	$37,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,075,796
Value of total assets at end of year	2018-12-31	$13,470,227
Value of total assets at beginning of year	2018-12-31	$3,294,578
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$37,846
Total interest from all sources	2018-12-31	$10,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,646,526
Participant contributions at end of year	2018-12-31	$284,153
Participant contributions at beginning of year	2018-12-31	$48,668
Participant contributions at end of year	2018-12-31	$3,966
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$86,223
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$39,579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-446,343
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$13,430,648
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$3,294,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$37,846
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$13,146,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,242,031
Interest on participant loans	2018-12-31	$10,001
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$35,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$3,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-826,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$343,047
Employer contributions (assets) at end of year	2018-12-31	$606
Employer contributions (assets) at beginning of year	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,630,281
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	ERNST & YOUNG, LLP
Accountancy firm EIN	2018-12-31	346565596

Form 5500 Responses for THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN

2022: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE OCTAVE MUSIC GROUP, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517147-000

Policy instance

Insurance contract or identification number	517147-000
Number of Individuals Covered	0
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $13,527
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	13527
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517147-000

Policy instance

Insurance contract or identification number	517147-000
Number of Individuals Covered	0
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $17,933
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	13547
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517147-000

Policy instance

Insurance contract or identification number	517147-000
Number of Individuals Covered	439
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $15,806
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	15806
Insurance broker organization code?	5

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517147-000

Policy instance

Insurance contract or identification number	517147-000
Number of Individuals Covered	458
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $14,953
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $14,953
Insurance broker organization code?	5

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

517147-000

Policy instance

Insurance contract or identification number	517147-000
Number of Individuals Covered	430
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $12,186
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	12186
Insurance broker organization code?	5

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Company Name:	THE OCTAVE MUSIC GROUP, INC.
Employer identification number (EIN):	980580104
NAIC Classification:	713900