401k Plan data: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) plan

KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 401k Plan overview

Plan Name	KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001)
Plan identification number	001

KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC has sponsored the creation of one or more 401k plans.

Company Name: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC

Employer identification number (EIN): 990176309

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001)

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 CORI ANN C. TAKAMIYA 2023-09-22
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 CORI ANN C. TAKAMIYA
001 2016-01-01 CORI ANN C. TAKAMIYA CORI ANN C. TAKAMIYA 2017-09-27
001 2015-01-01 CORI ANN C. TAKAMIYA CORI ANN C. TAKAMIYA 2016-09-02
001 2014-01-01 CORI ANN C. TAKAMIYA CORI ANN C. TAKAMIYA 2015-09-21
001 2013-01-01 CORI ANN C. TAKAMIYA CORI ANN C. TAKAMIYA 2014-09-29
001 2012-01-01 CORI ANN C. TAKAMIYA CORI ANN C. TAKAMIYA 2013-09-12
001 2011-01-01 CORI ANN C. TAKAMIYA CORI ANN C. TAKAMIYA 2012-09-28
001 2009-01-01 CORI ANN C. TAKAMIYA CORI ANN C. TAKAMIYA 2010-09-16

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	CORI ANN C. TAKAMIYA	2023-09-22
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	CORI ANN C. TAKAMIYA
001	2016-01-01	CORI ANN C. TAKAMIYA		CORI ANN C. TAKAMIYA	2017-09-27
001	2015-01-01	CORI ANN C. TAKAMIYA		CORI ANN C. TAKAMIYA	2016-09-02
001	2014-01-01	CORI ANN C. TAKAMIYA		CORI ANN C. TAKAMIYA	2015-09-21
001	2013-01-01	CORI ANN C. TAKAMIYA		CORI ANN C. TAKAMIYA	2014-09-29
001	2012-01-01	CORI ANN C. TAKAMIYA		CORI ANN C. TAKAMIYA	2013-09-12
001	2011-01-01	CORI ANN C. TAKAMIYA		CORI ANN C. TAKAMIYA	2012-09-28
001	2009-01-01	CORI ANN C. TAKAMIYA		CORI ANN C. TAKAMIYA	2010-09-16

Plan Statistics for KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001)

401k plan membership statisitcs for KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001)

Measure Date Value
2021: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2021 401k membership
Total participants, beginning-of-year 2021-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 26
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 7
Total of all active and inactive participants 2021-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 34
Number of participants with account balances 2021-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 1
2020: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2020 401k membership
Total participants, beginning-of-year 2020-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 26
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 9
Total of all active and inactive participants 2020-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 36
Number of participants with account balances 2020-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2019 401k membership
Total participants, beginning-of-year 2019-01-01 36
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 31
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 4
Total of all active and inactive participants 2019-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 36
Number of participants with account balances 2019-01-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2018 401k membership
Total participants, beginning-of-year 2018-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 31
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 4
Total of all active and inactive participants 2018-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 36
Number of participants with account balances 2018-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2017 401k membership
Total participants, beginning-of-year 2017-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 30
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 6
Total of all active and inactive participants 2017-01-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 37
Number of participants with account balances 2017-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2016 401k membership
Total participants, beginning-of-year 2016-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 30
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 6
Total of all active and inactive participants 2016-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 36
Number of participants with account balances 2016-01-01 36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 1
2015: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2015 401k membership
Total participants, beginning-of-year 2015-01-01 41
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 31
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 6
Total of all active and inactive participants 2015-01-01 37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 37
Number of participants with account balances 2015-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2014 401k membership
Total participants, beginning-of-year 2014-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 33
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 40
Number of participants with account balances 2014-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2013 401k membership
Total participants, beginning-of-year 2013-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 36
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 6
Total of all active and inactive participants 2013-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 43
Number of participants with account balances 2013-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2012 401k membership
Total participants, beginning-of-year 2012-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 32
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 5
Total of all active and inactive participants 2012-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 40
Number of participants with account balances 2012-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2011 401k membership
Total participants, beginning-of-year 2011-01-01 44
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 33
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 8
Total of all active and inactive participants 2011-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 43
Number of participants with account balances 2011-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2009 401k membership
Total participants, beginning-of-year 2009-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 38
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 43
Number of participants with account balances 2009-01-01 43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2021: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2021 401k membership
Total participants, beginning-of-year	2021-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	26
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	7
Total of all active and inactive participants	2021-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	34
Number of participants with account balances	2021-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	1
2020: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2020 401k membership
Total participants, beginning-of-year	2020-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	26
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	9
Total of all active and inactive participants	2020-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	36
Number of participants with account balances	2020-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2019 401k membership
Total participants, beginning-of-year	2019-01-01	36
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	31
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	4
Total of all active and inactive participants	2019-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	36
Number of participants with account balances	2019-01-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2018 401k membership
Total participants, beginning-of-year	2018-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	31
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	4
Total of all active and inactive participants	2018-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	36
Number of participants with account balances	2018-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2017 401k membership
Total participants, beginning-of-year	2017-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	30
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	6
Total of all active and inactive participants	2017-01-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	37
Number of participants with account balances	2017-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2016 401k membership
Total participants, beginning-of-year	2016-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	30
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	6
Total of all active and inactive participants	2016-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	36
Number of participants with account balances	2016-01-01	36
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	1
2015: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2015 401k membership
Total participants, beginning-of-year	2015-01-01	41
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	31
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	6
Total of all active and inactive participants	2015-01-01	37
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	37
Number of participants with account balances	2015-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2014 401k membership
Total participants, beginning-of-year	2014-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	33
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	40
Number of participants with account balances	2014-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2013 401k membership
Total participants, beginning-of-year	2013-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	36
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	6
Total of all active and inactive participants	2013-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	43
Number of participants with account balances	2013-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2012 401k membership
Total participants, beginning-of-year	2012-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	32
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	5
Total of all active and inactive participants	2012-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	40
Number of participants with account balances	2012-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2011 401k membership
Total participants, beginning-of-year	2011-01-01	44
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	33
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	8
Total of all active and inactive participants	2011-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	43
Number of participants with account balances	2011-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2009 401k membership
Total participants, beginning-of-year	2009-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	38
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	43
Number of participants with account balances	2009-01-01	43
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001)

Measure	Date	Value
2021 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2021 401k financial data
Total plan liabilities at end of year	2021-12-31	$29,467
Total plan liabilities at beginning of year	2021-12-31	$3,761
Total income from all sources	2021-12-31	$2,232,587
Expenses. Total of all expenses incurred	2021-12-31	$1,232,078
Benefits paid (including direct rollovers)	2021-12-31	$1,211,123
Total plan assets at end of year	2021-12-31	$13,297,698
Total plan assets at beginning of year	2021-12-31	$12,271,483
Value of fidelity bond covering the plan	2021-12-31	$1,000,000
Total contributions received or receivable from participants	2021-12-31	$162,168
Assets. Value of loans (other than to participants)	2021-12-31	$0
Expenses. Other expenses not covered elsewhere	2021-12-31	$641
Contributions received from other sources (not participants or employers)	2021-12-31	$0
Other income received	2021-12-31	$2,030,419
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$1,000,509
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$13,268,231
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$12,267,722
Assets. Value of participant loans	2021-12-31	$36,025
Total contributions received or receivable from employer(s)	2021-12-31	$40,000
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$20,314
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$3,761
Total plan liabilities at beginning of year	2020-12-31	$3,819
Total income from all sources	2020-12-31	$1,004,935
Expenses. Total of all expenses incurred	2020-12-31	$566,522
Benefits paid (including direct rollovers)	2020-12-31	$549,960
Total plan assets at end of year	2020-12-31	$12,271,483
Total plan assets at beginning of year	2020-12-31	$11,833,128
Value of fidelity bond covering the plan	2020-12-31	$1,000,000
Total contributions received or receivable from participants	2020-12-31	$179,463
Assets. Value of loans (other than to participants)	2020-12-31	$100,000
Expenses. Other expenses not covered elsewhere	2020-12-31	$259
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$820,172
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$438,413
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$12,267,722
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$11,829,309
Assets. Value of participant loans	2020-12-31	$42,641
Total contributions received or receivable from employer(s)	2020-12-31	$5,300
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$16,303
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$3,819
Total plan liabilities at beginning of year	2019-12-31	$4,458
Total income from all sources	2019-12-31	$2,462,233
Expenses. Total of all expenses incurred	2019-12-31	$3,080,646
Benefits paid (including direct rollovers)	2019-12-31	$3,067,990
Total plan assets at end of year	2019-12-31	$11,833,128
Total plan assets at beginning of year	2019-12-31	$12,452,180
Value of fidelity bond covering the plan	2019-12-31	$1,000,000
Total contributions received or receivable from participants	2019-12-31	$197,766
Assets. Value of loans (other than to participants)	2019-12-31	$250,000
Expenses. Other expenses not covered elsewhere	2019-12-31	$34
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$2,239,467
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$-618,413
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$11,829,309
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$12,447,722
Assets. Value of participant loans	2019-12-31	$65,234
Total contributions received or receivable from employer(s)	2019-12-31	$25,000
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$12,622
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2018 401k financial data
Transfers to/from the plan	2018-12-31	$0
Total plan liabilities at end of year	2018-12-31	$4,458
Total plan liabilities at beginning of year	2018-12-31	$3,984
Total income from all sources	2018-12-31	$-237,854
Expenses. Total of all expenses incurred	2018-12-31	$493,919
Benefits paid (including direct rollovers)	2018-12-31	$483,394
Total plan assets at end of year	2018-12-31	$12,452,180
Total plan assets at beginning of year	2018-12-31	$13,183,479
Value of fidelity bond covering the plan	2018-12-31	$1,000,000
Total contributions received or receivable from participants	2018-12-31	$201,299
Assets. Value of loans (other than to participants)	2018-12-31	$706,855
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-464,153
Noncash contributions received	2018-12-31	$0
Net income (gross income less expenses)	2018-12-31	$-731,773
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$12,447,722
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$13,179,495
Assets. Value of participant loans	2018-12-31	$73,076
Total contributions received or receivable from employer(s)	2018-12-31	$25,000
Value of certain deemed distributions of participant loans	2018-12-31	$0
Value of corrective distributions	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$10,525
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$3,984
Total plan liabilities at beginning of year	2017-12-31	$5,929
Total income from all sources	2017-12-31	$2,163,371
Expenses. Total of all expenses incurred	2017-12-31	$609,939
Benefits paid (including direct rollovers)	2017-12-31	$598,233
Total plan assets at end of year	2017-12-31	$13,183,479
Total plan assets at beginning of year	2017-12-31	$11,631,992
Value of fidelity bond covering the plan	2017-12-31	$1,000,000
Total contributions received or receivable from participants	2017-12-31	$194,704
Assets. Value of loans (other than to participants)	2017-12-31	$642,328
Expenses. Other expenses not covered elsewhere	2017-12-31	$46
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$1,943,667
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$1,553,432
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$13,179,495
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$11,626,063
Assets. Value of participant loans	2017-12-31	$55,225
Total contributions received or receivable from employer(s)	2017-12-31	$25,000
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$11,660
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$5,929
Total plan liabilities at beginning of year	2016-12-31	$10,688
Total income from all sources	2016-12-31	$1,354,097
Expenses. Total of all expenses incurred	2016-12-31	$278,901
Benefits paid (including direct rollovers)	2016-12-31	$265,937
Total plan assets at end of year	2016-12-31	$11,631,992
Total plan assets at beginning of year	2016-12-31	$10,561,555
Value of fidelity bond covering the plan	2016-12-31	$1,000,000
Total contributions received or receivable from participants	2016-12-31	$201,774
Assets. Value of loans (other than to participants)	2016-12-31	$687,810
Expenses. Other expenses not covered elsewhere	2016-12-31	$9
Contributions received from other sources (not participants or employers)	2016-12-31	$70,282
Other income received	2016-12-31	$1,032,041
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$1,075,196
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$11,626,063
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$10,550,867
Assets. Value of participant loans	2016-12-31	$76,574
Total contributions received or receivable from employer(s)	2016-12-31	$50,000
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$12,955
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2015 401k financial data
Transfers to/from the plan	2015-12-31	$0
Total plan liabilities at end of year	2015-12-31	$10,688
Total plan liabilities at beginning of year	2015-12-31	$3,775
Total income from all sources	2015-12-31	$175,308
Expenses. Total of all expenses incurred	2015-12-31	$1,189,904
Benefits paid (including direct rollovers)	2015-12-31	$1,176,898
Total plan assets at end of year	2015-12-31	$10,561,555
Total plan assets at beginning of year	2015-12-31	$11,569,238
Value of fidelity bond covering the plan	2015-12-31	$1,000,000
Total contributions received or receivable from participants	2015-12-31	$196,312
Assets. Value of loans (other than to participants)	2015-12-31	$616,500
Expenses. Other expenses not covered elsewhere	2015-12-31	$56
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-71,004
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-1,014,596
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$10,550,867
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$11,565,463
Assets. Value of participant loans	2015-12-31	$45,872
Total contributions received or receivable from employer(s)	2015-12-31	$50,000
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$12,950
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$3,775
Total plan liabilities at beginning of year	2014-12-31	$3,591
Total income from all sources	2014-12-31	$1,081,462
Expenses. Total of all expenses incurred	2014-12-31	$456,803
Benefits paid (including direct rollovers)	2014-12-31	$453,476
Total plan assets at end of year	2014-12-31	$11,569,238
Total plan assets at beginning of year	2014-12-31	$10,944,395
Value of fidelity bond covering the plan	2014-12-31	$1,000,000
Total contributions received or receivable from participants	2014-12-31	$209,243
Assets. Value of loans (other than to participants)	2014-12-31	$863,196
Expenses. Other expenses not covered elsewhere	2014-12-31	$27
Contributions received from other sources (not participants or employers)	2014-12-31	$8,679
Other income received	2014-12-31	$814,285
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$624,659
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$11,565,463
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$10,940,804
Assets. Value of participant loans	2014-12-31	$72,197
Total contributions received or receivable from employer(s)	2014-12-31	$49,255
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$3,300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$3,591
Total plan liabilities at beginning of year	2013-12-31	$3,587
Total income from all sources	2013-12-31	$2,161,690
Expenses. Total of all expenses incurred	2013-12-31	$32,987
Benefits paid (including direct rollovers)	2013-12-31	$32,312
Total plan assets at end of year	2013-12-31	$10,944,395
Total plan assets at beginning of year	2013-12-31	$8,815,688
Value of fidelity bond covering the plan	2013-12-31	$1,000,000
Total contributions received or receivable from participants	2013-12-31	$221,532
Assets. Value of loans (other than to participants)	2013-12-31	$806,233
Expenses. Other expenses not covered elsewhere	2013-12-31	$5
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$1,881,533
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$2,128,703
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$10,940,804
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$8,812,101
Assets. Value of participant loans	2013-12-31	$124,444
Total contributions received or receivable from employer(s)	2013-12-31	$58,625
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$670
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$3,587
Total plan liabilities at beginning of year	2012-12-31	$1,183
Total income from all sources	2012-12-31	$1,495,994
Expenses. Total of all expenses incurred	2012-12-31	$1,493,152
Benefits paid (including direct rollovers)	2012-12-31	$1,489,835
Total plan assets at end of year	2012-12-31	$8,815,688
Total plan assets at beginning of year	2012-12-31	$8,810,442
Value of fidelity bond covering the plan	2012-12-31	$1,000,000
Total contributions received or receivable from participants	2012-12-31	$222,411
Assets. Value of loans (other than to participants)	2012-12-31	$685,371
Expenses. Other expenses not covered elsewhere	2012-12-31	$6
Contributions received from other sources (not participants or employers)	2012-12-31	$16
Other income received	2012-12-31	$1,166,167
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$2,842
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$8,812,101
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$8,809,259
Assets. Value of participant loans	2012-12-31	$77,410
Total contributions received or receivable from employer(s)	2012-12-31	$107,400
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$3,311
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$1,183
Total plan liabilities at beginning of year	2011-12-31	$1,175
Total income from all sources	2011-12-31	$227,157
Expenses. Total of all expenses incurred	2011-12-31	$441,506
Benefits paid (including direct rollovers)	2011-12-31	$436,442
Total plan assets at end of year	2011-12-31	$8,810,442
Total plan assets at beginning of year	2011-12-31	$9,024,783
Value of fidelity bond covering the plan	2011-12-31	$1,000,000
Total contributions received or receivable from participants	2011-12-31	$213,814
Assets. Value of loans (other than to participants)	2011-12-31	$758,676
Expenses. Other expenses not covered elsewhere	2011-12-31	$33
Contributions received from other sources (not participants or employers)	2011-12-31	$45,994
Other income received	2011-12-31	$-140,100
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$-214,349
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$8,809,259
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$9,023,608
Assets. Value of participant loans	2011-12-31	$115,860
Total contributions received or receivable from employer(s)	2011-12-31	$107,449
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$5,031
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$1,175
Total plan liabilities at beginning of year	2010-12-31	$1,163
Total income from all sources	2010-12-31	$1,171,455
Expenses. Total of all expenses incurred	2010-12-31	$47,841
Benefits paid (including direct rollovers)	2010-12-31	$46,932
Total plan assets at end of year	2010-12-31	$9,024,783
Total plan assets at beginning of year	2010-12-31	$7,901,157
Value of fidelity bond covering the plan	2010-12-31	$1,000,000
Total contributions received or receivable from participants	2010-12-31	$211,493
Assets. Value of loans (other than to participants)	2010-12-31	$946,108
Expenses. Other expenses not covered elsewhere	2010-12-31	$152
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$829,962
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$1,123,614
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$9,023,608
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$7,899,994
Assets. Value of participant loans	2010-12-31	$58,190
Total contributions received or receivable from employer(s)	2010-12-31	$130,000
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$757
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001)

2021: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC 401(K) RETIREMENT SAVINGS PLAN (001) 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )

Policy contract number

FX16421554

Policy instance

Insurance contract or identification number	FX16421554
Number of Individuals Covered	1
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $2,363
Total amount of fees paid to insurance company	USD $313
Are there contracts with allocated funds for individual policies?	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,363
Amount paid for insurance broker fees	313
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

370536-01

Policy instance

Insurance contract or identification number	370536-01
Number of Individuals Covered	6
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

370536-01

Policy instance

Insurance contract or identification number	370536-01
Number of Individuals Covered	7
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )

Policy contract number

FX16421554

Policy instance

Insurance contract or identification number	FX16421554
Number of Individuals Covered	1
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $2,196
Total amount of fees paid to insurance company	USD $293
Are there contracts with allocated funds for individual policies?	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,196
Amount paid for insurance broker fees	293
Insurance broker organization code?	4

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )

Policy contract number

FX16421554

Policy instance

Insurance contract or identification number	FX16421554
Number of Individuals Covered	1
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $2,379
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,379
Amount paid for insurance broker fees	0
Insurance broker organization code?	4

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

370536-01

Policy instance

Insurance contract or identification number	370536-01
Number of Individuals Covered	34
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )

Policy contract number

FX16421554

Policy instance

Insurance contract or identification number	FX16421554
Number of Individuals Covered	1
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $1,955
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,955
Amount paid for insurance broker fees	0
Insurance broker organization code?	4
Insurance broker name	MERRILL LYNCH PIERCE FENNER & SMITH

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

370536-01

Policy instance

Insurance contract or identification number	370536-01
Number of Individuals Covered	36
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

370536-01

Policy instance

Insurance contract or identification number	370536-01
Number of Individuals Covered	37
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

370536-01

Policy instance

Insurance contract or identification number	370536-01
Number of Individuals Covered	40
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

KESS00HI00K1

Policy instance

Insurance contract or identification number	KESS00HI00K1
Number of Individuals Covered	2
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	KESSNER UMEBAYASHI BAIN & MATSUNAGA, AAL, ALC
Employer identification number (EIN):	990176309
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers