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MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameMAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 002

MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE MAUI MEDICAL GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE MAUI MEDICAL GROUP, INC.
Employer identification number (EIN):990176859
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01CLIFFORD ALAKAI
0022016-01-01CLIFFORD ALAKAI
0022015-01-01CLIFFORD ALAKAI
0022014-01-01CLIFFORD ALAKAI
0022013-01-01CLIFFORD ALAKAI
0022012-01-01CLIFFORD ALAKAI
0022011-01-01CLIFFORD ALAKAI
0022010-01-01CLIFFORD ALAKAI CLIFFORD ALAKAI2011-09-07
0022009-01-01CLIFFORD ALAKAI
0022009-01-01CLIFFORD ALAKAI

Plan Statistics for MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01451
Total number of active participants reported on line 7a of the Form 55002022-01-01267
Number of retired or separated participants receiving benefits2022-01-0110
Number of other retired or separated participants entitled to future benefits2022-01-01183
Total of all active and inactive participants2022-01-01460
Total participants2022-01-01460
Number of participants with account balances2022-01-01458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0121
2021: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01433
Total number of active participants reported on line 7a of the Form 55002021-01-01287
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01161
Total of all active and inactive participants2021-01-01451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01451
Number of participants with account balances2021-01-01451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0114
2020: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01375
Total number of active participants reported on line 7a of the Form 55002020-01-01284
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-01145
Total of all active and inactive participants2020-01-01433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01433
Number of participants with account balances2020-01-01433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01354
Total number of active participants reported on line 7a of the Form 55002019-01-01250
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01121
Total of all active and inactive participants2019-01-01375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01375
Number of participants with account balances2019-01-01375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0127
2018: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01340
Total number of active participants reported on line 7a of the Form 55002018-01-01236
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01115
Total of all active and inactive participants2018-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01354
Number of participants with account balances2018-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01339
Total number of active participants reported on line 7a of the Form 55002017-01-01232
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01105
Total of all active and inactive participants2017-01-01340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01340
Number of participants with account balances2017-01-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0122
2016: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01325
Total number of active participants reported on line 7a of the Form 55002016-01-01242
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0195
Total of all active and inactive participants2016-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01339
Number of participants with account balances2016-01-01339
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01306
Total number of active participants reported on line 7a of the Form 55002015-01-01242
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-0179
Total of all active and inactive participants2015-01-01325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01325
Number of participants with account balances2015-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01305
Total number of active participants reported on line 7a of the Form 55002014-01-01232
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-0169
Total of all active and inactive participants2014-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01306
Number of participants with account balances2014-01-01306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01306
Total number of active participants reported on line 7a of the Form 55002013-01-01240
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-0161
Total of all active and inactive participants2013-01-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01305
Number of participants with account balances2013-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01370
Total number of active participants reported on line 7a of the Form 55002012-01-01248
Number of retired or separated participants receiving benefits2012-01-015
Number of other retired or separated participants entitled to future benefits2012-01-0153
Total of all active and inactive participants2012-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01306
Number of participants with account balances2012-01-01306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01338
Total number of active participants reported on line 7a of the Form 55002011-01-01239
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01131
Total of all active and inactive participants2011-01-01370
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01370
Number of participants with account balances2011-01-01370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01319
Total number of active participants reported on line 7a of the Form 55002010-01-01266
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0171
Total of all active and inactive participants2010-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01338
Number of participants with account balances2010-01-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01302
Total number of active participants reported on line 7a of the Form 55002009-01-01246
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0172
Total of all active and inactive participants2009-01-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01319
Number of participants with account balances2009-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-6,831,137
Total of all expenses incurred2022-12-31$3,622,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,541,145
Expenses. Certain deemed distributions of participant loans2022-12-31$59,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,370,728
Value of total assets at end of year2022-12-31$45,242,091
Value of total assets at beginning of year2022-12-31$55,695,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$21,968
Total interest from all sources2022-12-31$45,967
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,038,961
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,038,961
Administrative expenses professional fees incurred2022-12-31$935
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,555,216
Participant contributions at end of year2022-12-31$568,973
Participant contributions at beginning of year2022-12-31$605,301
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$15,615,760
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$19,825,364
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$161,716
Other income not declared elsewhere2022-12-31$-3,570,472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,453,345
Value of net assets at end of year (total assets less liabilities)2022-12-31$45,242,091
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$55,695,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$21,033
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$25,917,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$32,642,858
Interest on participant loans2022-12-31$30,503
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,476,439
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,989,292
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,989,292
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$15,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,716,321
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$653,796
Employer contributions (assets) at end of year2022-12-31$662,921
Employer contributions (assets) at beginning of year2022-12-31$632,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,541,145
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2022-12-31261659234
2021 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$7,175,123
Total of all expenses incurred2021-12-31$2,226,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,110,277
Expenses. Certain deemed distributions of participant loans2021-12-31$87,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,190,046
Value of total assets at end of year2021-12-31$55,695,436
Value of total assets at beginning of year2021-12-31$50,747,251
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$29,053
Total interest from all sources2021-12-31$54,415
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,461,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,461,831
Administrative expenses professional fees incurred2021-12-31$861
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,507,791
Participant contributions at end of year2021-12-31$605,301
Participant contributions at beginning of year2021-12-31$749,957
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$19,825,364
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$19,005,941
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$49,634
Other income not declared elsewhere2021-12-31$939,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,948,185
Value of net assets at end of year (total assets less liabilities)2021-12-31$55,695,436
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$50,747,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$28,192
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$32,642,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$28,142,177
Interest on participant loans2021-12-31$35,284
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,989,292
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,247,198
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,247,198
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$19,131
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,528,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$632,621
Employer contributions (assets) at end of year2021-12-31$632,621
Employer contributions (assets) at beginning of year2021-12-31$601,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,110,277
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2021-12-31261659234
2020 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$9,377,396
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,157,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,083,817
Expenses. Certain deemed distributions of participant loans2020-12-31$54,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,999,782
Value of total assets at end of year2020-12-31$50,747,251
Value of total assets at beginning of year2020-12-31$44,527,806
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$19,302
Total interest from all sources2020-12-31$56,472
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$727,664
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$727,664
Administrative expenses professional fees incurred2020-12-31$855
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,294,498
Participant contributions at end of year2020-12-31$749,957
Participant contributions at beginning of year2020-12-31$633,854
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$19,005,941
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$16,228,611
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$120,961
Other income not declared elsewhere2020-12-31$3,405,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,219,445
Value of net assets at end of year (total assets less liabilities)2020-12-31$50,747,251
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$44,527,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$18,447
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$28,142,177
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$22,256,330
Interest on participant loans2020-12-31$35,605
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$3,253,507
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,247,198
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,552,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,552,650
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$20,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,167,768
Net investment gain or loss from common/collective trusts2020-12-31$19,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$584,323
Employer contributions (assets) at end of year2020-12-31$601,978
Employer contributions (assets) at beginning of year2020-12-31$602,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,083,817
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2020-12-31261659234
2019 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,179,488
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,752,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,688,231
Expenses. Certain deemed distributions of participant loans2019-12-31$33,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,988,308
Value of total assets at end of year2019-12-31$44,527,806
Value of total assets at beginning of year2019-12-31$37,100,704
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$30,289
Total interest from all sources2019-12-31$54,659
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,081,156
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,081,156
Administrative expenses professional fees incurred2019-12-31$9,083
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,313,313
Participant contributions at end of year2019-12-31$633,854
Participant contributions at beginning of year2019-12-31$488,750
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$22,359
Assets. Other investments not covered elsewhere at end of year2019-12-31$16,228,611
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$10,863,790
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$74,123
Other income not declared elsewhere2019-12-31$2,502,944
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$7,427,102
Value of net assets at end of year (total assets less liabilities)2019-12-31$44,527,806
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$37,100,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$21,206
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$22,256,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$18,215,590
Interest on participant loans2019-12-31$28,657
Value of interest in common/collective trusts at end of year2019-12-31$3,253,507
Value of interest in common/collective trusts at beginning of year2019-12-31$2,860,110
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,552,650
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$4,116,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$4,116,167
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$26,002
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,067,424
Net investment gain or loss from common/collective trusts2019-12-31$484,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$600,872
Employer contributions (assets) at end of year2019-12-31$602,854
Employer contributions (assets) at beginning of year2019-12-31$533,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,688,231
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2019-12-31261659234
2018 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-66,555
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,443,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,395,192
Expenses. Certain deemed distributions of participant loans2018-12-31$36,931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,820,032
Value of total assets at end of year2018-12-31$37,100,704
Value of total assets at beginning of year2018-12-31$38,610,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,481
Total interest from all sources2018-12-31$69,291
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,153,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,153,372
Administrative expenses professional fees incurred2018-12-31$7,961
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,169,792
Participant contributions at end of year2018-12-31$488,750
Participant contributions at beginning of year2018-12-31$648,212
Participant contributions at end of year2018-12-31$22,359
Participant contributions at beginning of year2018-12-31$22,292
Assets. Other investments not covered elsewhere at end of year2018-12-31$10,863,790
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$11,716,139
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$129,473
Other income not declared elsewhere2018-12-31$-292,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-1,510,159
Value of net assets at end of year (total assets less liabilities)2018-12-31$37,100,704
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$38,610,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,520
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$18,215,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$18,762,243
Interest on participant loans2018-12-31$26,154
Value of interest in common/collective trusts at end of year2018-12-31$2,860,110
Value of interest in common/collective trusts at beginning of year2018-12-31$2,869,529
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$4,116,167
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$4,068,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$4,068,755
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$43,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,671,681
Net investment gain or loss from common/collective trusts2018-12-31$-144,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$520,767
Employer contributions (assets) at end of year2018-12-31$533,938
Employer contributions (assets) at beginning of year2018-12-31$523,693
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,395,192
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2018-12-31261659234
2017 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,625,112
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,685,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,638,162
Expenses. Certain deemed distributions of participant loans2017-12-31$27,533
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,594,094
Value of total assets at end of year2017-12-31$38,610,863
Value of total assets at beginning of year2017-12-31$35,671,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,587
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$75,640
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,209,171
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,209,171
Administrative expenses professional fees incurred2017-12-31$9,245
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$850,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,053,678
Participant contributions at end of year2017-12-31$648,212
Participant contributions at beginning of year2017-12-31$792,848
Participant contributions at end of year2017-12-31$22,292
Participant contributions at beginning of year2017-12-31$47,480
Assets. Other investments not covered elsewhere at end of year2017-12-31$11,716,139
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$12,349,328
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,777
Other income not declared elsewhere2017-12-31$1,816,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,939,830
Value of net assets at end of year (total assets less liabilities)2017-12-31$38,610,863
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$35,671,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$10,342
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$18,762,243
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$17,636,182
Interest on participant loans2017-12-31$30,424
Value of interest in common/collective trusts at end of year2017-12-31$2,869,529
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$4,068,755
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$4,359,733
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$4,359,733
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$45,216
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,700,589
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$229,018
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$536,639
Employer contributions (assets) at end of year2017-12-31$523,693
Employer contributions (assets) at beginning of year2017-12-31$485,462
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,638,162
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2017-12-31261659234
2016 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,104,251
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,334,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,266,973
Expenses. Certain deemed distributions of participant loans2016-12-31$7,726
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,600,656
Value of total assets at end of year2016-12-31$35,671,033
Value of total assets at beginning of year2016-12-31$32,901,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$60,269
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$86,914
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,275,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,275,000
Administrative expenses professional fees incurred2016-12-31$11,663
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$850,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,110,204
Participant contributions at end of year2016-12-31$792,848
Participant contributions at beginning of year2016-12-31$857,984
Participant contributions at end of year2016-12-31$47,480
Participant contributions at beginning of year2016-12-31$29,906
Assets. Other investments not covered elsewhere at end of year2016-12-31$12,349,328
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$11,214,441
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$17,305
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Other income not declared elsewhere2016-12-31$813,494
Administrative expenses (other) incurred2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$2,769,283
Value of net assets at end of year (total assets less liabilities)2016-12-31$35,671,033
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$32,901,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$48,606
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$17,636,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$16,033,876
Interest on participant loans2016-12-31$37,736
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$4,359,733
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$4,249,435
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$4,249,435
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$49,178
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$328,187
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$473,147
Employer contributions (assets) at end of year2016-12-31$485,462
Employer contributions (assets) at beginning of year2016-12-31$516,108
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,266,973
Contract administrator fees2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2016-12-31261659234
2015 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,469,456
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,754,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,670,499
Expenses. Certain deemed distributions of participant loans2015-12-31$8,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,533,062
Value of total assets at end of year2015-12-31$32,901,750
Value of total assets at beginning of year2015-12-31$34,187,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$76,491
Total interest from all sources2015-12-31$72,904
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,557,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,557,831
Administrative expenses professional fees incurred2015-12-31$12,152
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$850,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,016,954
Participant contributions at end of year2015-12-31$857,984
Participant contributions at beginning of year2015-12-31$814,672
Participant contributions at end of year2015-12-31$29,906
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$11,214,441
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$13,147,254
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Other income not declared elsewhere2015-12-31$44,713
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-1,285,536
Value of net assets at end of year (total assets less liabilities)2015-12-31$32,901,750
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$34,187,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$64,339
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$16,033,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,478,592
Interest on participant loans2015-12-31$34,965
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$4,249,435
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,278,786
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,278,786
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$37,939
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,739,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$516,108
Employer contributions (assets) at end of year2015-12-31$516,108
Employer contributions (assets) at beginning of year2015-12-31$467,982
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,670,499
Contract administrator fees2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2015-12-31261659234
2014 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,426,831
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,111,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$989,995
Expenses. Certain deemed distributions of participant loans2014-12-31$42,232
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,361,392
Value of total assets at end of year2014-12-31$34,187,286
Value of total assets at beginning of year2014-12-31$31,872,059
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$79,377
Total interest from all sources2014-12-31$76,688
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,537,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,537,770
Administrative expenses professional fees incurred2014-12-31$11,545
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$850,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$886,606
Participant contributions at end of year2014-12-31$814,672
Participant contributions at beginning of year2014-12-31$840,506
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$13,147,254
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$11,785,254
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$6,804
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Other income not declared elsewhere2014-12-31$891,183
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$2,315,227
Value of net assets at end of year (total assets less liabilities)2014-12-31$34,187,286
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$31,872,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$67,832
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,478,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,921,660
Interest on participant loans2014-12-31$35,134
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,278,786
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,849,945
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,849,945
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$41,554
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-440,202
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$467,982
Employer contributions (assets) at end of year2014-12-31$467,982
Employer contributions (assets) at beginning of year2014-12-31$474,694
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$989,995
Contract administrator fees2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2014-12-31261659234
2013 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,464,013
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,246,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,162,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,383,135
Value of total assets at end of year2013-12-31$31,872,059
Value of total assets at beginning of year2013-12-31$29,654,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$84,503
Total interest from all sources2013-12-31$87,628
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,163,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,163,552
Administrative expenses professional fees incurred2013-12-31$11,599
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$884,040
Participant contributions at end of year2013-12-31$840,506
Participant contributions at beginning of year2013-12-31$757,655
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$63,838
Assets. Other investments not covered elsewhere at end of year2013-12-31$11,785,254
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$10,419,001
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$24,401
Other income not declared elsewhere2013-12-31$1,186,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,217,479
Value of net assets at end of year (total assets less liabilities)2013-12-31$31,872,059
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,654,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$72,904
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,921,660
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$13,488,407
Interest on participant loans2013-12-31$33,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$3,849,945
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$4,285,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$4,285,488
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$54,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,643,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$474,694
Employer contributions (assets) at end of year2013-12-31$474,694
Employer contributions (assets) at beginning of year2013-12-31$640,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,162,031
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2013-12-31261659234
2012 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,638,672
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,669,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,589,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,722,454
Value of total assets at end of year2012-12-31$29,654,580
Value of total assets at beginning of year2012-12-31$28,684,985
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$79,295
Total interest from all sources2012-12-31$83,994
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$533,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$533,263
Administrative expenses professional fees incurred2012-12-31$18,162
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$921,644
Participant contributions at end of year2012-12-31$757,655
Participant contributions at beginning of year2012-12-31$843,340
Participant contributions at end of year2012-12-31$63,838
Participant contributions at beginning of year2012-12-31$111,899
Assets. Other investments not covered elsewhere at end of year2012-12-31$10,419,001
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$12,682,370
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$164,960
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$3,400
Other income not declared elsewhere2012-12-31$1,039,657
Administrative expenses (other) incurred2012-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$969,595
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,654,580
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$28,684,985
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$61,130
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$13,488,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$12,286,253
Interest on participant loans2012-12-31$33,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$4,285,488
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,126,399
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,126,399
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$50,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,259,304
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$635,850
Employer contributions (assets) at end of year2012-12-31$640,191
Employer contributions (assets) at beginning of year2012-12-31$631,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,589,782
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2012-12-31261659234
2011 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$350,229
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,367,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,300,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,559,675
Value of total assets at end of year2011-12-31$28,684,985
Value of total assets at beginning of year2011-12-31$29,702,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$67,561
Total interest from all sources2011-12-31$72,998
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$608,673
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$608,673
Administrative expenses professional fees incurred2011-12-31$67,561
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$928,351
Participant contributions at end of year2011-12-31$843,340
Participant contributions at beginning of year2011-12-31$780,367
Participant contributions at end of year2011-12-31$111,899
Assets. Other investments not covered elsewhere at end of year2011-12-31$12,682,370
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$11,868,119
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$3,400
Other income not declared elsewhere2011-12-31$-1,181,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,017,676
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,684,985
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$29,702,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,614,472
Value of interest in pooled separate accounts at end of year2011-12-31$12,286,253
Value of interest in pooled separate accounts at beginning of year2011-12-31$12,479,944
Interest on participant loans2011-12-31$34,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,126,399
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$302,138
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$302,138
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$38,580
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-108,098
Net investment gain/loss from pooled separate accounts2011-12-31$-407,758
Net investment gain or loss from common/collective trusts2011-12-31$-193,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$631,324
Employer contributions (assets) at end of year2011-12-31$631,324
Employer contributions (assets) at beginning of year2011-12-31$657,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,300,344
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2011-12-31261659234
2010 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,085,319
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$878,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$822,976
Expenses. Certain deemed distributions of participant loans2010-12-31$14
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,511,184
Value of total assets at end of year2010-12-31$29,045,040
Value of total assets at beginning of year2010-12-31$25,838,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$55,796
Total interest from all sources2010-12-31$34,550
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$67,593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$67,593
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$850,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$924,574
Participant contributions at end of year2010-12-31$780,367
Participant contributions at beginning of year2010-12-31$633,371
Assets. Other investments not covered elsewhere at end of year2010-12-31$11,868,119
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$11,031,268
Other income not declared elsewhere2010-12-31$967,515
Administrative expenses (other) incurred2010-12-31$55,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,206,533
Value of net assets at end of year (total assets less liabilities)2010-12-31$29,045,040
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$25,838,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,614,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,466,087
Interest on participant loans2010-12-31$34,473
Value of interest in common/collective trusts at end of year2010-12-31$12,479,944
Value of interest in common/collective trusts at beginning of year2010-12-31$11,427,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$302,138
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$280,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$280,678
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$77
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$331,025
Net investment gain or loss from common/collective trusts2010-12-31$1,173,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$586,610
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$822,976
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CW ASSOCIATES, CPAS
Accountancy firm EIN2010-12-31261659234
2009 : MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN

2022: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MAUI MEDICAL GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 1
Insurance contract or identification number333129-01
Number of Individuals Covered86
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 1
Insurance contract or identification number333129-01
Number of Individuals Covered86
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20641
Policy instance 1
Insurance contract or identification number20641
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 2
Insurance contract or identification number333129-01
Number of Individuals Covered92
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20641
Policy instance 1
Insurance contract or identification number20641
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 2
Insurance contract or identification number333129-01
Number of Individuals Covered89
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20641
Policy instance 1
Insurance contract or identification number20641
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 2
Insurance contract or identification number333129-01
Number of Individuals Covered112
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20641
Policy instance 1
Insurance contract or identification number20641
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 2
Insurance contract or identification number333129-01
Number of Individuals Covered131
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 2
Insurance contract or identification number333129-01
Number of Individuals Covered142
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20641
Policy instance 1
Insurance contract or identification number20641
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 2
Insurance contract or identification number333129-01
Number of Individuals Covered149
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20641
Policy instance 1
Insurance contract or identification number20641
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20641
Policy instance 1
Insurance contract or identification number20641
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 2
Insurance contract or identification number333129-01
Number of Individuals Covered161
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040657
Policy instance 3
Insurance contract or identification number040657
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20641
Policy instance 1
Insurance contract or identification number20641
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number333129-01
Policy instance 2
Insurance contract or identification number333129-01
Number of Individuals Covered354
Insurance policy start date2011-10-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number20641
Policy instance 1
Insurance contract or identification number20641
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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