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MAKENA BEACH & GOLF RESORT 401(K) PLAN 401k Plan overview

Plan NameMAKENA BEACH & GOLF RESORT 401(K) PLAN
Plan identification number 001

MAKENA BEACH & GOLF RESORT 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LANDMARK HOTELS OF HAWAII, INC. has sponsored the creation of one or more 401k plans.

Company Name:LANDMARK HOTELS OF HAWAII, INC.
Employer identification number (EIN):990330142
NAIC Classification:721110
NAIC Description:Hotels (except Casino Hotels) and Motels

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MAKENA BEACH & GOLF RESORT 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01DECLAN MCCARTHY2018-10-08
0012016-01-01DECLAN MCCARTHY
0012016-01-01
0012015-01-01KATHLEEN COLLINS
0012014-01-01KATHLEEN COLLINS MARC SIM2015-10-15
0012013-01-01KATHLEEN COLLINS MARC SIM2014-10-14
0012012-01-01KATHLEEN S. COLLINS
0012011-01-01KATHLEEN COLLINS

Plan Statistics for MAKENA BEACH & GOLF RESORT 401(K) PLAN

401k plan membership statisitcs for MAKENA BEACH & GOLF RESORT 401(K) PLAN

Measure Date Value
2016: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01449
Total number of active participants reported on line 7a of the Form 55002016-01-0121
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0152
Total of all active and inactive participants2016-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0174
Number of participants with account balances2016-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0122
2015: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01427
Total number of active participants reported on line 7a of the Form 55002015-01-01426
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0114
Total of all active and inactive participants2015-01-01440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01441
Number of participants with account balances2015-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01444
Total number of active participants reported on line 7a of the Form 55002014-01-01395
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0114
Total of all active and inactive participants2014-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01411
Number of participants with account balances2014-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01429
Total number of active participants reported on line 7a of the Form 55002013-01-01415
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01432
Number of participants with account balances2013-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01469
Total number of active participants reported on line 7a of the Form 55002012-01-01414
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-01424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01425
Number of participants with account balances2012-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01339
Total number of active participants reported on line 7a of the Form 55002011-01-01446
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-017
Total of all active and inactive participants2011-01-01453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01453
Number of participants with account balances2011-01-01183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on MAKENA BEACH & GOLF RESORT 401(K) PLAN

Measure Date Value
2016 : MAKENA BEACH & GOLF RESORT 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$925,966
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,008,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,941,830
Expenses. Certain deemed distributions of participant loans2016-12-31$19,168
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$578,875
Value of total assets at end of year2016-12-31$1,857,793
Value of total assets at beginning of year2016-12-31$3,940,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$47,726
Total interest from all sources2016-12-31$10,812
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$69,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$69,722
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$411,737
Participant contributions at end of year2016-12-31$8,871
Participant contributions at beginning of year2016-12-31$185,869
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$42,248
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-2,082,758
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,857,793
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,940,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$11,159
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,692,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,420,263
Interest on participant loans2016-12-31$5,916
Interest earned on other investments2016-12-31$4,896
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$156,440
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$334,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$266,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$124,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,941,830
Contract administrator fees2016-12-31$36,567
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31N&K CPAS, INC.
Accountancy firm EIN2016-12-31990169131
2015 : MAKENA BEACH & GOLF RESORT 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$827,624
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$291,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$226,277
Expenses. Certain deemed distributions of participant loans2015-12-31$4,005
Value of total corrective distributions2015-12-31$10,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$866,512
Value of total assets at end of year2015-12-31$3,940,551
Value of total assets at beginning of year2015-12-31$3,404,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$50,689
Total interest from all sources2015-12-31$10,971
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$179,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$179,440
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$668,332
Participant contributions at end of year2015-12-31$185,869
Participant contributions at beginning of year2015-12-31$105,912
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$11,595
Other income not declared elsewhere2015-12-31$6,889
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$536,008
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,940,551
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,404,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$6,889
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,420,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,053,034
Interest on participant loans2015-12-31$5,744
Interest earned on other investments2015-12-31$5,227
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$334,419
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$245,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-236,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$186,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$226,277
Contract administrator fees2015-12-31$43,800
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31N&K CPAS, INC.
Accountancy firm EIN2015-12-31990169131
2014 : MAKENA BEACH & GOLF RESORT 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$989,130
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$351,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$301,189
Expenses. Certain deemed distributions of participant loans2014-12-31$2,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$795,210
Value of total assets at end of year2014-12-31$3,404,543
Value of total assets at beginning of year2014-12-31$2,766,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$47,850
Total interest from all sources2014-12-31$8,942
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$181,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$181,006
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$590,662
Participant contributions at end of year2014-12-31$105,912
Participant contributions at beginning of year2014-12-31$109,028
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$27,127
Other income not declared elsewhere2014-12-31$11,283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$638,031
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,404,543
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,766,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$11,283
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,053,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,178,596
Interest on participant loans2014-12-31$4,534
Interest earned on other investments2014-12-31$4,408
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$245,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$478,888
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-7,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$177,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$301,189
Contract administrator fees2014-12-31$36,567
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31N&K CPAS, INC.
Accountancy firm EIN2014-12-31990169131
2013 : MAKENA BEACH & GOLF RESORT 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,242,934
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$92,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$55,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$881,165
Value of total assets at end of year2013-12-31$2,766,512
Value of total assets at beginning of year2013-12-31$1,616,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$37,136
Total interest from all sources2013-12-31$9,774
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$69,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$69,797
Administrative expenses professional fees incurred2013-12-31$10,401
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$539,176
Participant contributions at end of year2013-12-31$109,028
Participant contributions at beginning of year2013-12-31$32,654
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$180,550
Other income not declared elsewhere2013-12-31$10,401
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,150,285
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,766,512
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,616,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,178,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,244,560
Interest on participant loans2013-12-31$2,495
Interest earned on other investments2013-12-31$7,279
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$478,888
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$339,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$271,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$161,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$55,513
Contract administrator fees2013-12-31$26,735
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31N & K CPAS INC
Accountancy firm EIN2013-12-31990169131
2012 : MAKENA BEACH & GOLF RESORT 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$614
Total income from all sources (including contributions)2012-12-31$797,502
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$77,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$53,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$653,971
Value of total assets at end of year2012-12-31$1,616,227
Value of total assets at beginning of year2012-12-31$897,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$24,138
Total interest from all sources2012-12-31$5,849
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$39,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$39,486
Administrative expenses professional fees incurred2012-12-31$5,957
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$490,696
Participant contributions at end of year2012-12-31$32,654
Participant contributions at beginning of year2012-12-31$6,761
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,794
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$614
Other income not declared elsewhere2012-12-31$5,957
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$719,611
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,616,227
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$896,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,244,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$694,908
Interest on participant loans2012-12-31$574
Interest earned on other investments2012-12-31$5,274
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,124
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,124
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$339,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$191,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$92,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$161,481
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$53,753
Contract administrator fees2012-12-31$18,181
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31N & K CPAS INC
Accountancy firm EIN2012-12-31990169131
2011 : MAKENA BEACH & GOLF RESORT 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$614
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$908,613
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$11,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$912,883
Value of total assets at end of year2011-12-31$897,230
Value of total assets at beginning of year2011-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,914
Total interest from all sources2011-12-31$3,422
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$19,726
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$19,726
Administrative expenses professional fees incurred2011-12-31$1,705
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$427,708
Participant contributions at end of year2011-12-31$6,761
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$485,175
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$614
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$896,616
Value of net assets at end of year (total assets less liabilities)2011-12-31$896,616
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$694,908
Interest on participant loans2011-12-31$73
Interest earned on other investments2011-12-31$3,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,124
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$191,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-27,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,083
Contract administrator fees2011-12-31$5,209
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31N & K CPAS INC
Accountancy firm EIN2011-12-31990169131

Form 5500 Responses for MAKENA BEACH & GOLF RESORT 401(K) PLAN

2016: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MAKENA BEACH & GOLF RESORT 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01First time form 5500 has been submittedYes
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893289-087
Policy instance 1
Insurance contract or identification number893289-087
Number of Individuals Covered157
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893289-087
Policy instance 1
Insurance contract or identification number893289-087
Number of Individuals Covered151
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893289-087
Policy instance 1
Insurance contract or identification number893289-087
Number of Individuals Covered171
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893289-087
Policy instance 1
Insurance contract or identification number893289-087
Number of Individuals Covered175
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893289-087
Policy instance 1
Insurance contract or identification number893289-087
Number of Individuals Covered167
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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