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PAXTON HARDWOODS 401(K) PLAN 401k Plan overview

Plan NamePAXTON HARDWOODS 401(K) PLAN
Plan identification number 001

PAXTON HARDWOODS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PAXTON HARDWOODS, LLC has sponsored the creation of one or more 401k plans.

Company Name:PAXTON HARDWOODS, LLC
Employer identification number (EIN):990368468
NAIC Classification:321900

Additional information about PAXTON HARDWOODS, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 5026024

More information about PAXTON HARDWOODS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PAXTON HARDWOODS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LYNN GILLIS
0012016-01-01LYNN GILLIS
0012015-01-01LYNN GILLIS
0012014-01-01LYNN GILLIS2015-10-09 LYNN GILLIS2015-10-09
0012013-01-01LYNN GILLIS2014-07-29
0012012-01-01LYNN GILLIS2013-07-26
0012011-09-19LYNN GILLIS2012-10-10

Plan Statistics for PAXTON HARDWOODS 401(K) PLAN

401k plan membership statisitcs for PAXTON HARDWOODS 401(K) PLAN

Measure Date Value
2022: PAXTON HARDWOODS 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01147
Total number of active participants reported on line 7a of the Form 55002022-01-01100
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0135
Total of all active and inactive participants2022-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01135
Number of participants with account balances2022-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0112
2021: PAXTON HARDWOODS 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01160
Total number of active participants reported on line 7a of the Form 55002021-01-01127
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0119
Total of all active and inactive participants2021-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01147
Number of participants with account balances2021-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: PAXTON HARDWOODS 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01100
Total number of active participants reported on line 7a of the Form 55002020-01-01133
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0126
Total of all active and inactive participants2020-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01160
Number of participants with account balances2020-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: PAXTON HARDWOODS 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01155
Total number of active participants reported on line 7a of the Form 55002019-01-0181
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0119
Total of all active and inactive participants2019-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01100
Number of participants with account balances2019-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: PAXTON HARDWOODS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01146
Total number of active participants reported on line 7a of the Form 55002018-01-01142
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0113
Total of all active and inactive participants2018-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01155
Number of participants with account balances2018-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PAXTON HARDWOODS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01149
Total number of active participants reported on line 7a of the Form 55002017-01-01133
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0113
Total of all active and inactive participants2017-01-01146
Total participants2017-01-01146
Number of participants with account balances2017-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PAXTON HARDWOODS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01140
Total number of active participants reported on line 7a of the Form 55002016-01-01143
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-016
Total of all active and inactive participants2016-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01149
Number of participants with account balances2016-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: PAXTON HARDWOODS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01151
Total number of active participants reported on line 7a of the Form 55002015-01-01136
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01140
Number of participants with account balances2015-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on PAXTON HARDWOODS 401(K) PLAN

Measure Date Value
2022 : PAXTON HARDWOODS 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$426,589
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,118,269
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$942,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$936,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$538,890
Value of total assets at end of year2022-12-31$7,373,444
Value of total assets at beginning of year2022-12-31$9,860,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$5,090
Total interest from all sources2022-12-31$11,590
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$806,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$806,071
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$435,210
Participant contributions at end of year2022-12-31$74,709
Participant contributions at beginning of year2022-12-31$106,478
Administrative expenses (other) incurred2022-12-31$5,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,060,288
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,373,444
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$9,860,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,483,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,177,230
Interest on participant loans2022-12-31$5,543
Interest earned on other investments2022-12-31$6,047
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$814,897
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$576,613
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,474,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$103,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$936,929
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : PAXTON HARDWOODS 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,929,868
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,216,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,205,075
Value of total corrective distributions2021-12-31$5,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$509,018
Value of total assets at end of year2021-12-31$9,860,321
Value of total assets at beginning of year2021-12-31$9,146,738
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,576
Total interest from all sources2021-12-31$9,730
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$738,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$738,206
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$424,440
Participant contributions at end of year2021-12-31$106,478
Participant contributions at beginning of year2021-12-31$114,588
Other income not declared elsewhere2021-12-31$-681
Administrative expenses (other) incurred2021-12-31$5,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$713,583
Value of net assets at end of year (total assets less liabilities)2021-12-31$9,860,321
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,146,738
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,177,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,298,185
Interest on participant loans2021-12-31$5,141
Interest earned on other investments2021-12-31$4,589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$576,613
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$733,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$673,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$84,578
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,205,075
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : PAXTON HARDWOODS 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,691,126
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$992,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$988,493
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$433,108
Value of total assets at end of year2020-12-31$9,146,738
Value of total assets at beginning of year2020-12-31$8,448,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$3,953
Total interest from all sources2020-12-31$22,514
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$546,543
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$546,543
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$347,980
Participant contributions at end of year2020-12-31$114,588
Participant contributions at beginning of year2020-12-31$131,936
Administrative expenses (other) incurred2020-12-31$3,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$698,680
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,146,738
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,448,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,298,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,918,503
Interest on participant loans2020-12-31$6,546
Interest earned on other investments2020-12-31$15,968
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$733,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$397,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$688,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$85,128
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$988,493
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : PAXTON HARDWOODS 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,227,113
Total income from all sources (including contributions)2019-12-31$2,227,113
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,394,545
Total of all expenses incurred2019-12-31$1,394,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,371,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,371,421
Value of total corrective distributions2019-12-31$14,213
Value of total corrective distributions2019-12-31$14,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$513,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$513,172
Value of total assets at end of year2019-12-31$8,448,058
Value of total assets at end of year2019-12-31$8,448,058
Value of total assets at beginning of year2019-12-31$7,615,490
Value of total assets at beginning of year2019-12-31$7,615,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,911
Total interest from all sources2019-12-31$21,872
Total interest from all sources2019-12-31$21,872
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$514,688
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$514,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$514,688
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$514,688
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$400,729
Contributions received from participants2019-12-31$400,729
Participant contributions at end of year2019-12-31$131,936
Participant contributions at end of year2019-12-31$131,936
Participant contributions at beginning of year2019-12-31$167,671
Participant contributions at beginning of year2019-12-31$167,671
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$12,198
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$12,198
Other income not declared elsewhere2019-12-31$8
Other income not declared elsewhere2019-12-31$8
Administrative expenses (other) incurred2019-12-31$8,911
Administrative expenses (other) incurred2019-12-31$8,911
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$832,568
Value of net income/loss2019-12-31$832,568
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,448,058
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,615,490
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,615,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,918,503
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,918,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,997,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,997,183
Interest on participant loans2019-12-31$8,258
Interest earned on other investments2019-12-31$13,614
Interest earned on other investments2019-12-31$13,614
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$137,709
Value of interest in common/collective trusts at beginning of year2019-12-31$137,709
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$397,619
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$397,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$312,927
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$312,927
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,175,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,175,902
Net investment gain or loss from common/collective trusts2019-12-31$1,471
Net investment gain or loss from common/collective trusts2019-12-31$1,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$100,245
Contributions received in cash from employer2019-12-31$100,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,371,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,371,421
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BERNTSON PORTER & COMPANY, PLLC
Accountancy firm name2019-12-31BERNTSON PORTER & COMPANY, PLLC
Accountancy firm EIN2019-12-31911308574
Accountancy firm EIN2019-12-31911308574
2018 : PAXTON HARDWOODS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$235,247
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$669,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$628,552
Value of total corrective distributions2018-12-31$12,881
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$556,906
Value of total assets at end of year2018-12-31$7,615,490
Value of total assets at beginning of year2018-12-31$8,049,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$28,132
Total interest from all sources2018-12-31$12,796
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$492,106
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$492,106
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$391,450
Participant contributions at end of year2018-12-31$167,671
Participant contributions at beginning of year2018-12-31$167,432
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$62,084
Administrative expenses (other) incurred2018-12-31$28,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-434,318
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,615,490
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,049,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,997,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,684,470
Interest on participant loans2018-12-31$8,572
Interest earned on other investments2018-12-31$4,224
Value of interest in common/collective trusts at end of year2018-12-31$137,709
Value of interest in common/collective trusts at beginning of year2018-12-31$193,931
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$312,927
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,975
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-829,022
Net investment gain or loss from common/collective trusts2018-12-31$2,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$103,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$628,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BERNTSON PORTER & COMPANY, PLLC
Accountancy firm EIN2018-12-31911308574
2017 : PAXTON HARDWOODS 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,654,776
Total loss/gain on sale of assets2017-12-31$170,794
Total of all expenses incurred2017-12-31$197,425
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$149,746
Value of total corrective distributions2017-12-31$12,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$456,520
Value of total assets at end of year2017-12-31$8,049,808
Value of total assets at beginning of year2017-12-31$6,592,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$35,444
Total interest from all sources2017-12-31$7,404
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$407,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$407,335
Administrative expenses professional fees incurred2017-12-31$35,444
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$359,695
Participant contributions at end of year2017-12-31$167,432
Participant contributions at beginning of year2017-12-31$169,792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,457,351
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,049,808
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,592,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,684,470
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,131,582
Interest on participant loans2017-12-31$7,404
Value of interest in common/collective trusts at end of year2017-12-31$193,931
Value of interest in common/collective trusts at beginning of year2017-12-31$287,633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,450
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$612,138
Net investment gain or loss from common/collective trusts2017-12-31$585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$96,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$149,746
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$1,473,325
Aggregate carrying amount (costs) on sale of assets2017-12-31$1,302,531
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BERNTSON PORTER & COMPANY, PLLC
Accountancy firm EIN2017-12-31911308574
2016 : PAXTON HARDWOODS 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$864,262
Total loss/gain on sale of assets2016-12-31$6,422
Total of all expenses incurred2016-12-31$200,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$162,733
Value of total corrective distributions2016-12-31$15,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$462,765
Value of total assets at end of year2016-12-31$6,592,457
Value of total assets at beginning of year2016-12-31$5,928,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,145
Total interest from all sources2016-12-31$8,013
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$231,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$231,968
Administrative expenses professional fees incurred2016-12-31$22,145
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$360,751
Participant contributions at end of year2016-12-31$169,792
Participant contributions at beginning of year2016-12-31$193,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$664,007
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,592,457
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,928,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,131,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,632,529
Interest on participant loans2016-12-31$8,013
Value of interest in common/collective trusts at end of year2016-12-31$287,633
Value of interest in common/collective trusts at beginning of year2016-12-31$96,186
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,450
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,167
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$155,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$102,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$162,733
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,397,662
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,391,240
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BERNTSON PORTER & COMPANY, PLLC
Accountancy firm EIN2016-12-31911308574
2015 : PAXTON HARDWOODS 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$458,272
Total loss/gain on sale of assets2015-12-31$3,975
Total of all expenses incurred2015-12-31$77,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$23,338
Value of total corrective distributions2015-12-31$26,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$440,543
Value of total assets at end of year2015-12-31$5,928,450
Value of total assets at beginning of year2015-12-31$5,548,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$28,030
Total interest from all sources2015-12-31$8,887
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$292,143
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$292,143
Administrative expenses professional fees incurred2015-12-31$28,030
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$344,153
Participant contributions at end of year2015-12-31$193,568
Participant contributions at beginning of year2015-12-31$206,291
Assets. Other investments not covered elsewhere at end of year2015-12-31$6,167
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$6,491
Other income not declared elsewhere2015-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$380,356
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,928,450
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,548,094
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,632,529
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,267,573
Interest on participant loans2015-12-31$8,887
Value of interest in common/collective trusts at end of year2015-12-31$96,186
Value of interest in common/collective trusts at beginning of year2015-12-31$67,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-287,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$96,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$23,338
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$876,990
Aggregate carrying amount (costs) on sale of assets2015-12-31$873,015
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BERNTSON PORTER & COMPANY, PLLC
Accountancy firm EIN2015-12-31911308574

Form 5500 Responses for PAXTON HARDWOODS 401(K) PLAN

2022: PAXTON HARDWOODS 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PAXTON HARDWOODS 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PAXTON HARDWOODS 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PAXTON HARDWOODS 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PAXTON HARDWOODS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PAXTON HARDWOODS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PAXTON HARDWOODS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PAXTON HARDWOODS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1226
Policy instance 1
Insurance contract or identification numberDH1226
Number of Individuals Covered135
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1226
Policy instance 1
Insurance contract or identification numberDH1226
Number of Individuals Covered147
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1226
Policy instance 1
Insurance contract or identification numberDH1226
Number of Individuals Covered160
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1226
Policy instance 1
Insurance contract or identification numberDH1226
Number of Individuals Covered100
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1226
Policy instance 1
Insurance contract or identification numberDH1226
Number of Individuals Covered155
Insurance policy start date2018-06-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000076
Policy instance 2
Insurance contract or identification numberGV0000076
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000076
Policy instance 1
Insurance contract or identification numberGV0000076
Number of Individuals Covered3
Are there contracts with allocated funds for group deferred annuity?Yes
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract numberGV0000076
Policy instance 1
Insurance contract or identification numberGV0000076
Number of Individuals Covered4

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