401k Plan data: THE BANK OF MAINE 401(K) PLAN plan

THE BANK OF MAINE 401(K) PLAN 401k Plan overview

Plan Name	THE BANK OF MAINE 401(K) PLAN
Plan identification number	003

THE BANK OF MAINE 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE BANK OF MAINE has sponsored the creation of one or more 401k plans.

Company Name: THE BANK OF MAINE

Employer identification number (EIN): 010074920

NAIC Classification: 522120
NAIC Description: Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE BANK OF MAINE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2014-01-01
003 2013-01-01
003 2012-01-01 ALLISON PEDERSON ALLISON PEDERSON 2013-09-25
003 2011-01-01 ALLISON PEDERSON ALLISON PEDERSON 2012-10-12
003 2009-01-01 ALLISON PEDERSON ALLISON PEDERSON 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2014-01-01
003	2013-01-01
003	2012-01-01	ALLISON PEDERSON	ALLISON PEDERSON	2013-09-25
003	2011-01-01	ALLISON PEDERSON	ALLISON PEDERSON	2012-10-12
003	2009-01-01	ALLISON PEDERSON	ALLISON PEDERSON	2010-10-13

Plan Statistics for THE BANK OF MAINE 401(K) PLAN

401k plan membership statisitcs for THE BANK OF MAINE 401(K) PLAN

Measure Date Value
2014: THE BANK OF MAINE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 308
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 251
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 16
Total of all active and inactive participants 2014-01-01 267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 267
Number of participants with account balances 2014-01-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 19
2013: THE BANK OF MAINE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 337
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 270
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 40
Total of all active and inactive participants 2013-01-01 310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 310
Number of participants with account balances 2013-01-01 247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 11
2012: THE BANK OF MAINE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 353
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 313
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 17
Total of all active and inactive participants 2012-01-01 330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 330
Number of participants with account balances 2012-01-01 237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 14
2011: THE BANK OF MAINE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 301
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 345
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 10
Total of all active and inactive participants 2011-01-01 355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 355
Number of participants with account balances 2011-01-01 227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: THE BANK OF MAINE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 297
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 255
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 16
Total of all active and inactive participants 2009-01-01 271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 271
Number of participants with account balances 2009-01-01 223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 8

Measure	Date	Value
2014: THE BANK OF MAINE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	308
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	251
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	16
Total of all active and inactive participants	2014-01-01	267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	267
Number of participants with account balances	2014-01-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	19
2013: THE BANK OF MAINE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	337
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	270
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	40
Total of all active and inactive participants	2013-01-01	310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	310
Number of participants with account balances	2013-01-01	247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	11
2012: THE BANK OF MAINE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	353
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	313
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	17
Total of all active and inactive participants	2012-01-01	330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	330
Number of participants with account balances	2012-01-01	237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	14
2011: THE BANK OF MAINE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	301
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	345
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	10
Total of all active and inactive participants	2011-01-01	355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	355
Number of participants with account balances	2011-01-01	227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: THE BANK OF MAINE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	297
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	255
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	16
Total of all active and inactive participants	2009-01-01	271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	271
Number of participants with account balances	2009-01-01	223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	8

Financial Data on THE BANK OF MAINE 401(K) PLAN

Measure	Date	Value
2014 : THE BANK OF MAINE 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,521,140
Total of all expenses incurred	2014-12-31	$1,985,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,967,499
Value of total corrective distributions	2014-12-31	$4,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,065,233
Value of total assets at end of year	2014-12-31	$9,119,488
Value of total assets at beginning of year	2014-12-31	$9,584,034
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$13,659
Total interest from all sources	2014-12-31	$12,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$12,807
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$729,912
Participant contributions at end of year	2014-12-31	$286,267
Participant contributions at beginning of year	2014-12-31	$228,705
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$24,475
Other income not declared elsewhere	2014-12-31	$1,317
Total non interest bearing cash at end of year	2014-12-31	$34,911
Total non interest bearing cash at beginning of year	2014-12-31	$10,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-464,546
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$9,119,488
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,584,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$8,798,310
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$9,345,054
Interest on participant loans	2014-12-31	$12,557
Net investment gain/loss from pooled separate accounts	2014-12-31	$442,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$310,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,967,499
Contract administrator fees	2014-12-31	$852
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN	2014-12-31	010523282
2013 : THE BANK OF MAINE 401(K) PLAN 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,675,447
Total of all expenses incurred	2013-12-31	$1,229,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,219,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,173,468
Value of total assets at end of year	2013-12-31	$9,584,034
Value of total assets at beginning of year	2013-12-31	$8,138,546
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,738
Total interest from all sources	2013-12-31	$11,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$9,882
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$785,148
Participant contributions at end of year	2013-12-31	$228,705
Participant contributions at beginning of year	2013-12-31	$132,761
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$56,481
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$8
Total non interest bearing cash at end of year	2013-12-31	$10,275
Total non interest bearing cash at beginning of year	2013-12-31	$8,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,445,488
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,584,034
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,138,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$9,345,054
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$7,996,796
Interest on participant loans	2013-12-31	$11,386
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,490,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$331,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,219,213
Contract administrator fees	2013-12-31	$856
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN	2013-12-31	010523282
2012 : THE BANK OF MAINE 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,256,830
Total of all expenses incurred	2012-12-31	$1,636,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,600,363
Expenses. Certain deemed distributions of participant loans	2012-12-31	$27,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,251,740
Value of total assets at end of year	2012-12-31	$8,138,546
Value of total assets at beginning of year	2012-12-31	$7,518,031
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,246
Total interest from all sources	2012-12-31	$7,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$7,608
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$734,370
Participant contributions at end of year	2012-12-31	$132,761
Participant contributions at beginning of year	2012-12-31	$131,832
Participant contributions at beginning of year	2012-12-31	$34,926
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$181,638
Other income not declared elsewhere	2012-12-31	$113
Total non interest bearing cash at end of year	2012-12-31	$8,989
Total non interest bearing cash at beginning of year	2012-12-31	$2,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$620,515
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,138,546
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,518,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$7,996,796
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$7,335,457
Interest on participant loans	2012-12-31	$7,311
Net investment gain/loss from pooled separate accounts	2012-12-31	$997,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$335,732
Employer contributions (assets) at beginning of year	2012-12-31	$12,825
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,600,363
Contract administrator fees	2012-12-31	$638
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN	2012-12-31	010523282
2011 : THE BANK OF MAINE 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$688,456
Total of all expenses incurred	2011-12-31	$963,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$955,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$902,493
Value of total assets at end of year	2011-12-31	$7,518,031
Value of total assets at beginning of year	2011-12-31	$7,793,053
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$7,893
Total interest from all sources	2011-12-31	$3,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$7,511
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$612,420
Participant contributions at end of year	2011-12-31	$131,832
Participant contributions at beginning of year	2011-12-31	$23,273
Participant contributions at end of year	2011-12-31	$34,926
Participant contributions at beginning of year	2011-12-31	$22,714
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$91,218
Other income not declared elsewhere	2011-12-31	$-19
Administrative expenses (other) incurred	2011-12-31	$8
Total non interest bearing cash at end of year	2011-12-31	$2,991
Total non interest bearing cash at beginning of year	2011-12-31	$35,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-275,022
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,518,031
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,793,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$7,335,457
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$7,701,833
Interest on participant loans	2011-12-31	$3,640
Net investment gain/loss from pooled separate accounts	2011-12-31	$-217,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$198,855
Employer contributions (assets) at end of year	2011-12-31	$12,825
Employer contributions (assets) at beginning of year	2011-12-31	$9,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$955,585
Contract administrator fees	2011-12-31	$374
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BERRY DUNN MCNEIL & PARKER
Accountancy firm EIN	2011-12-31	010523282
2010 : THE BANK OF MAINE 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$458,950
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,922,154
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,129,055
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,098,410
Value of total corrective distributions	2010-12-31	$22,608
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,020,208
Value of total assets at end of year	2010-12-31	$7,793,053
Value of total assets at beginning of year	2010-12-31	$6,541,004
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$8,037
Total interest from all sources	2010-12-31	$1,763
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$7,847
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$512,968
Participant contributions at end of year	2010-12-31	$23,273
Participant contributions at beginning of year	2010-12-31	$24,640
Participant contributions at end of year	2010-12-31	$22,714
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$275,885
Total non interest bearing cash at end of year	2010-12-31	$35,677
Total non interest bearing cash at beginning of year	2010-12-31	$32,331
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$793,099
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,793,053
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,541,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$7,701,833
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$6,484,033
Interest on participant loans	2010-12-31	$1,763
Net investment gain/loss from pooled separate accounts	2010-12-31	$900,183
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$231,355
Employer contributions (assets) at end of year	2010-12-31	$9,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,098,410
Contract administrator fees	2010-12-31	$190
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BERRY DUNN MCNEIL & PARKER
Accountancy firm EIN	2010-12-31	010523282
2009 : THE BANK OF MAINE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE BANK OF MAINE 401(K) PLAN

2014: THE BANK OF MAINE 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE BANK OF MAINE 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE BANK OF MAINE 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE BANK OF MAINE 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE BANK OF MAINE 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE BANK OF MAINE
Employer identification number (EIN):	010074920
NAIC Classification:	522120
NAIC Description:	Savings Institutions