401k Plan data: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST plan

THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST
Plan identification number	001

THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RETAIL ASSOCIATION OF MAINE 401K PL has sponsored the creation of one or more 401k plans.

Company Name: RETAIL ASSOCIATION OF MAINE 401K PL

Employer identification number (EIN): 010165117

NAIC Classification: 561300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01
001 2017-01-01 SUSAN COLLINS
001 2016-01-01 SUSAN COLLINS
001 2015-01-01
001 2014-01-01 CURTIS PICARD CURTIS PICARD 2015-10-15
001 2013-01-01 CURTIS PICARD CURTIS PICARD 2014-07-28

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01
001	2017-01-01	SUSAN COLLINS
001	2016-01-01	SUSAN COLLINS
001	2015-01-01
001	2014-01-01	CURTIS PICARD	CURTIS PICARD	2015-10-15
001	2013-01-01	CURTIS PICARD	CURTIS PICARD	2014-07-28

Plan Statistics for THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST

401k plan membership statisitcs for THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST

Measure Date Value
2019: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 607
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 529
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 84
Total of all active and inactive participants 2019-01-01 613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 613
Number of participants with account balances 2019-01-01 337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 532
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 517
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 69
Total of all active and inactive participants 2018-01-01 586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 586
Number of participants with account balances 2018-01-01 322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 307
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 433
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 54
Total of all active and inactive participants 2017-01-01 487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 487
Number of participants with account balances 2017-01-01 311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 264
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 43
Total of all active and inactive participants 2016-01-01 307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 307
Number of participants with account balances 2016-01-01 192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 287
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 227
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 24
Total of all active and inactive participants 2015-01-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 251
Number of participants with account balances 2015-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 327
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 8
Total of all active and inactive participants 2014-01-01 335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 335
Number of participants with account balances 2014-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 78
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 78
Number of participants with account balances 2013-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2019: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	607
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	529
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	84
Total of all active and inactive participants	2019-01-01	613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	613
Number of participants with account balances	2019-01-01	337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	532
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	517
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	69
Total of all active and inactive participants	2018-01-01	586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	586
Number of participants with account balances	2018-01-01	322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	307
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	433
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	54
Total of all active and inactive participants	2017-01-01	487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	487
Number of participants with account balances	2017-01-01	311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	264
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	43
Total of all active and inactive participants	2016-01-01	307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	307
Number of participants with account balances	2016-01-01	192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	287
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	227
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	24
Total of all active and inactive participants	2015-01-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	251
Number of participants with account balances	2015-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	327
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	8
Total of all active and inactive participants	2014-01-01	335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	335
Number of participants with account balances	2014-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	78
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	78
Number of participants with account balances	2013-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST

Measure	Date	Value
2019 : THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,751
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$1,751
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$5,820
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$5,820
Total income from all sources (including contributions)	2019-12-31	$3,210,607
Total income from all sources (including contributions)	2019-12-31	$3,210,607
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$533,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$392,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$392,301
Value of total corrective distributions	2019-12-31	$1,751
Value of total corrective distributions	2019-12-31	$1,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$773,921
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$773,921
Value of total assets at end of year	2019-12-31	$13,037,539
Value of total assets at end of year	2019-12-31	$13,037,539
Value of total assets at beginning of year	2019-12-31	$10,364,455
Value of total assets at beginning of year	2019-12-31	$10,364,455
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$139,402
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$139,402
Total interest from all sources	2019-12-31	$3,191
Total interest from all sources	2019-12-31	$3,191
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$451,820
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$451,820
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$451,820
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$451,820
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$613,263
Contributions received from participants	2019-12-31	$613,263
Participant contributions at end of year	2019-12-31	$38,011
Participant contributions at end of year	2019-12-31	$38,011
Participant contributions at beginning of year	2019-12-31	$81,830
Participant contributions at beginning of year	2019-12-31	$81,830
Participant contributions at end of year	2019-12-31	$4,396
Participant contributions at end of year	2019-12-31	$4,396
Participant contributions at beginning of year	2019-12-31	$10,022
Participant contributions at beginning of year	2019-12-31	$10,022
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,751
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$1,751
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$5,820
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$5,820
Other income not declared elsewhere	2019-12-31	$0
Other income not declared elsewhere	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,677,153
Value of net income/loss	2019-12-31	$2,677,153
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$13,035,788
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$13,035,788
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,358,635
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,358,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$12,904,688
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$12,904,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$10,102,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$10,102,276
Interest on participant loans	2019-12-31	$3,191
Interest on participant loans	2019-12-31	$3,191
Value of interest in common/collective trusts at end of year	2019-12-31	$67,255
Value of interest in common/collective trusts at end of year	2019-12-31	$67,255
Value of interest in common/collective trusts at beginning of year	2019-12-31	$101,291
Value of interest in common/collective trusts at beginning of year	2019-12-31	$101,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$22,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$22,045
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$40,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$40,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,981,675
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,981,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$160,658
Contributions received in cash from employer	2019-12-31	$160,658
Employer contributions (assets) at end of year	2019-12-31	$1,144
Employer contributions (assets) at end of year	2019-12-31	$1,144
Employer contributions (assets) at beginning of year	2019-12-31	$28,512
Employer contributions (assets) at beginning of year	2019-12-31	$28,512
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$392,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$392,301
Contract administrator fees	2019-12-31	$139,402
Contract administrator fees	2019-12-31	$139,402
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	D'ARCANGELO & CO., LLP
Accountancy firm name	2019-12-31	D'ARCANGELO & CO., LLP
Accountancy firm EIN	2019-12-31	132550103
Accountancy firm EIN	2019-12-31	132550103
2018 : THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$5,820
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$292,387
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$836,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$705,311
Expenses. Certain deemed distributions of participant loans	2018-12-31	$-835
Value of total corrective distributions	2018-12-31	$7,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$761,927
Value of total assets at end of year	2018-12-31	$10,364,455
Value of total assets at beginning of year	2018-12-31	$10,902,740
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$124,775
Total interest from all sources	2018-12-31	$4,387
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$498,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$498,303
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$554,577
Participant contributions at end of year	2018-12-31	$81,830
Participant contributions at beginning of year	2018-12-31	$78,550
Participant contributions at end of year	2018-12-31	$10,022
Participant contributions at beginning of year	2018-12-31	$5,241
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$41,591
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$5,820
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Income. Non cash contributions	2018-12-31	$0
Value of net income/loss	2018-12-31	$-544,105
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,358,635
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$10,902,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$10,102,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$10,639,294
Interest on participant loans	2018-12-31	$3,735
Value of interest in common/collective trusts at end of year	2018-12-31	$101,291
Value of interest in common/collective trusts at beginning of year	2018-12-31	$144,171
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$652
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$40,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$18,767
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-972,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$165,759
Employer contributions (assets) at end of year	2018-12-31	$28,512
Employer contributions (assets) at beginning of year	2018-12-31	$16,717
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$705,311
Contract administrator fees	2018-12-31	$124,775
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	D'ARCANGELO & CO., LLP
Accountancy firm EIN	2018-12-31	132550103
2017 : THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$5,244,807
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,812,403
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$627,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$553,944
Expenses. Certain deemed distributions of participant loans	2017-12-31	$2,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$577,879
Value of total assets at end of year	2017-12-31	$10,902,740
Value of total assets at beginning of year	2017-12-31	$4,473,095
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$71,510
Total interest from all sources	2017-12-31	$3,185
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$276,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$276,431
Administrative expenses professional fees incurred	2017-12-31	$2,593
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$460,342
Participant contributions at end of year	2017-12-31	$78,550
Participant contributions at beginning of year	2017-12-31	$51,123
Participant contributions at end of year	2017-12-31	$5,241
Participant contributions at beginning of year	2017-12-31	$4,728
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$18,767
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,184,838
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$10,902,740
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,473,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$10,639,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$658,617
Interest on participant loans	2017-12-31	$2,990
Interest earned on other investments	2017-12-31	$195
Value of interest in common/collective trusts at end of year	2017-12-31	$144,171
Value of interest in common/collective trusts at beginning of year	2017-12-31	$3,755,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$954,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$117,537
Employer contributions (assets) at end of year	2017-12-31	$16,717
Employer contributions (assets) at beginning of year	2017-12-31	$1,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$553,944
Contract administrator fees	2017-12-31	$68,917
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	D'ARCANGELO AND CO., LLC
Accountancy firm EIN	2017-12-31	132550103
2016 : THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$3,615
Total unrealized appreciation/depreciation of assets	2016-12-31	$3,615
Total transfer of assets to this plan	2016-12-31	$1,388,933
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$571,831
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$699,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$663,556
Expenses. Certain deemed distributions of participant loans	2016-12-31	$6,053
Value of total corrective distributions	2016-12-31	$4,686
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$415,181
Value of total assets at end of year	2016-12-31	$4,473,095
Value of total assets at beginning of year	2016-12-31	$3,211,401
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$24,775
Total interest from all sources	2016-12-31	$2,041
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$9,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$9,084
Administrative expenses professional fees incurred	2016-12-31	$1,648
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$261,020
Participant contributions at end of year	2016-12-31	$51,123
Participant contributions at beginning of year	2016-12-31	$77,082
Participant contributions at end of year	2016-12-31	$4,728
Participant contributions at beginning of year	2016-12-31	$3,439
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$1,150
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$77,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-127,239
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,473,095
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,211,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$9,684
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$658,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$0
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,932,826
Interest on participant loans	2016-12-31	$2,041
Value of interest in common/collective trusts at end of year	2016-12-31	$3,755,761
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$197,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$135,114
Net investment gain or loss from common/collective trusts	2016-12-31	$6,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$76,598
Employer contributions (assets) at end of year	2016-12-31	$1,716
Employer contributions (assets) at beginning of year	2016-12-31	$686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$663,556
Contract administrator fees	2016-12-31	$13,443
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	D'ARCANGEO AND CO., LLC
Accountancy firm EIN	2016-12-31	132550103
2015 : THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$195,774
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,034,457
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,014,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$276,542
Value of total assets at end of year	2015-12-31	$3,211,401
Value of total assets at beginning of year	2015-12-31	$5,050,084
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$20,278
Total interest from all sources	2015-12-31	$5,469
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$1,648
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$235,919
Participant contributions at end of year	2015-12-31	$77,082
Participant contributions at beginning of year	2015-12-31	$166,535
Participant contributions at end of year	2015-12-31	$3,439
Participant contributions at beginning of year	2015-12-31	$7,308
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,838,683
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,211,401
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,050,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$9,670
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,932,826
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$4,495,160
Interest on participant loans	2015-12-31	$3,163
Interest earned on other investments	2015-12-31	$2,306
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$197,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$379,760
Net investment gain/loss from pooled separate accounts	2015-12-31	$-86,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$39,397
Employer contributions (assets) at end of year	2015-12-31	$686
Employer contributions (assets) at beginning of year	2015-12-31	$1,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,014,179
Contract administrator fees	2015-12-31	$8,960
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	D'ARCANGEO AND CO., LLC
Accountancy firm EIN	2015-12-31	132550103
2014 : THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$5,146,040
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$509,515
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,028,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,005,242
Expenses. Certain deemed distributions of participant loans	2014-12-31	$2,021
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$514,962
Value of total assets at end of year	2014-12-31	$5,050,084
Value of total assets at beginning of year	2014-12-31	$422,878
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$21,086
Total interest from all sources	2014-12-31	$6,392
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$359,671
Participant contributions at end of year	2014-12-31	$166,535
Participant contributions at beginning of year	2014-12-31	$0
Participant contributions at end of year	2014-12-31	$7,308
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$106,468
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-518,834
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,050,084
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$422,878
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$7,634
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$422,878
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,495,160
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$4,721
Interest earned on other investments	2014-12-31	$1,671
Value of interest in common/collective trusts at end of year	2014-12-31	$0
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$379,760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-3,768
Net investment gain/loss from pooled separate accounts	2014-12-31	$-8,071
Net investment gain or loss from common/collective trusts	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$48,823
Employer contributions (assets) at end of year	2014-12-31	$1,321
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,005,242
Contract administrator fees	2014-12-31	$13,452
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	D'ARCANGEO AND CO., LLC
Accountancy firm EIN	2014-12-31	132550103
2013 : THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2013 401k financial data
Total income from all sources	2013-12-31	$423,490
Expenses. Total of all expenses incurred	2013-12-31	$612
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$422,878
Total plan assets at beginning of year	2013-12-31	$0
Total contributions received or receivable from participants	2013-12-31	$28,507
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$365,562
Other income received	2013-12-31	$14,411
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$422,878
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$422,878
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$15,010
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$612

Form 5500 Responses for THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST

2019: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE ALLIANCE OF STATE RETAIL ASSOCIATIONS 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	First time form 5500 has been submitted	Yes
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

37533601

Policy instance

Insurance contract or identification number	37533601
Number of Individuals Covered	0
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

37533601

Policy instance

Insurance contract or identification number	37533601
Number of Individuals Covered	532
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

375334-01

Policy instance

Insurance contract or identification number	375334-01
Number of Individuals Covered	311
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	RETAIL ASSOCIATION OF MAINE 401K PL
Employer identification number (EIN):	010165117
NAIC Classification:	561300