401k Plan data: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN plan

THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 401k Plan overview

Plan Name	THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN
Plan identification number	001

THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE ALLIANCE REAL ESTATE GROUP has sponsored the creation of one or more 401k plans.

Company Name: THE ALLIANCE REAL ESTATE GROUP

Employer identification number (EIN): 840747608

NAIC Classification: 531210
NAIC Description: Offices of Real Estate Agents and Brokers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 SHIRLEY HORNER 2023-08-28
001 2021-01-01 CHAD OCHSNER 2022-04-21
001 2020-01-01 CHAD OCHSNER 2021-04-07
001 2019-01-01
001 2018-01-01
001 2018-01-01
001 2017-01-01 CHAD OCHSNER
001 2016-01-01 CHAD OCHSNER 2017-08-14
001 2015-01-01 CHAD OCHSNER 2016-07-27
001 2014-01-01 CHAD OCHSNER 2015-10-13
001 2013-01-01 CHAD OCHSNER 2014-09-29
001 2012-01-01 CHAD OCHSNER 2013-03-07
001 2011-01-01 CHAD OCHSNER 2012-10-08
001 2010-01-01 CHAD OCHSNER 2011-07-21

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	SHIRLEY HORNER	2023-08-28
001	2021-01-01	CHAD OCHSNER	2022-04-21
001	2020-01-01	CHAD OCHSNER	2021-04-07
001	2019-01-01
001	2018-01-01
001	2018-01-01
001	2017-01-01	CHAD OCHSNER
001	2016-01-01	CHAD OCHSNER	2017-08-14
001	2015-01-01	CHAD OCHSNER	2016-07-27
001	2014-01-01	CHAD OCHSNER	2015-10-13
001	2013-01-01	CHAD OCHSNER	2014-09-29
001	2012-01-01	CHAD OCHSNER	2013-03-07
001	2011-01-01	CHAD OCHSNER	2012-10-08
001	2010-01-01	CHAD OCHSNER	2011-07-21

Plan Statistics for THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN

401k plan membership statisitcs for THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN

Measure Date Value
2019: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 77
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 14
Total of all active and inactive participants 2019-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 91
Number of participants with account balances 2019-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 103
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 24
Total of all active and inactive participants 2018-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 127
Number of participants with account balances 2018-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 117
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 20
Total of all active and inactive participants 2017-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 137
Number of participants with account balances 2017-01-01 70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0

Measure	Date	Value
2019: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	77
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	14
Total of all active and inactive participants	2019-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	91
Number of participants with account balances	2019-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	103
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	24
Total of all active and inactive participants	2018-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	127
Number of participants with account balances	2018-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	117
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	20
Total of all active and inactive participants	2017-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	137
Number of participants with account balances	2017-01-01	70
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0

Financial Data on THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN

Measure	Date	Value
2019 : THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total transfer of assets from this plan	2019-12-31	$1,195,638
Total transfer of assets from this plan	2019-12-31	$1,195,638
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$713,393
Total income from all sources (including contributions)	2019-12-31	$713,393
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$345,075
Total of all expenses incurred	2019-12-31	$345,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$311,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$311,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$168,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$168,517
Value of total assets at end of year	2019-12-31	$2,179,783
Value of total assets at end of year	2019-12-31	$2,179,783
Value of total assets at beginning of year	2019-12-31	$3,007,103
Value of total assets at beginning of year	2019-12-31	$3,007,103
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$33,854
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$33,854
Total interest from all sources	2019-12-31	$228
Total interest from all sources	2019-12-31	$228
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$73,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$73,099
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$73,099
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$400,000
Value of fidelity bond cover	2019-12-31	$400,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$168,517
Contributions received from participants	2019-12-31	$168,517
Participant contributions at end of year	2019-12-31	$24,728
Participant contributions at end of year	2019-12-31	$24,728
Participant contributions at beginning of year	2019-12-31	$99,414
Participant contributions at beginning of year	2019-12-31	$99,414
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$0
Total non interest bearing cash at end of year	2019-12-31	$5,585
Total non interest bearing cash at end of year	2019-12-31	$5,585
Total non interest bearing cash at beginning of year	2019-12-31	$0
Total non interest bearing cash at beginning of year	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$368,318
Value of net income/loss	2019-12-31	$368,318
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,179,783
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,179,783
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,007,103
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,007,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,769,481
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,149,470
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,149,470
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$0
Interest on participant loans	2019-12-31	$228
Interest on participant loans	2019-12-31	$228
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$138,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$138,208
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$138,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$138,208
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$471,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$471,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$311,221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$311,221
Contract administrator fees	2019-12-31	$33,854
Contract administrator fees	2019-12-31	$33,854
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	OLSON, REYES AND SAUERWEIN, LLC
Accountancy firm name	2019-12-31	OLSON, REYES AND SAUERWEIN, LLC
Accountancy firm EIN	2019-12-31	260701023
Accountancy firm EIN	2019-12-31	260701023
2018 : THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-25,863
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,109,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,065,441
Value of total corrective distributions	2018-12-31	$1,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$178,465
Value of total assets at end of year	2018-12-31	$3,007,103
Value of total assets at beginning of year	2018-12-31	$4,142,506
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$42,621
Total interest from all sources	2018-12-31	$5,538
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$41,708
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$41,708
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$400,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$178,465
Participant contributions at end of year	2018-12-31	$99,414
Participant contributions at beginning of year	2018-12-31	$75,955
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$0
Total non interest bearing cash at end of year	2018-12-31	$0
Total non interest bearing cash at beginning of year	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,135,403
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,007,103
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,142,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,769,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,316,676
Interest on participant loans	2018-12-31	$5,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$138,208
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$749,875
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$749,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-251,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,065,441
Contract administrator fees	2018-12-31	$42,621
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WIPFLI LLP
Accountancy firm EIN	2018-12-31	390758449
2017 : THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$693,926
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$465,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$420,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$247,127
Value of total assets at end of year	2017-12-31	$4,142,506
Value of total assets at beginning of year	2017-12-31	$3,914,401
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$44,903
Total interest from all sources	2017-12-31	$4,306
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$120,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$120,889
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$400,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$239,515
Participant contributions at end of year	2017-12-31	$75,955
Participant contributions at beginning of year	2017-12-31	$89,826
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$200
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$7,612
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$228,105
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,142,506
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$3,914,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,316,676
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,187,769
Interest on participant loans	2017-12-31	$4,306
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$749,875
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,636,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,636,606
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$321,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$420,918
Contract administrator fees	2017-12-31	$44,903
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WIPFLI LLP
Accountancy firm EIN	2017-12-31	390758449

Form 5500 Responses for THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN

2019: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE ALLIANCE REAL ESTATE GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

141196

Policy instance

Insurance contract or identification number	141196
Number of Individuals Covered	46
Insurance policy start date	2019-10-09
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $4,370
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	4370
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATION
Insurance broker organization code?	3

Potentially related plans

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Company Name:	THE ALLIANCE REAL ESTATE GROUP
Employer identification number (EIN):	840747608
NAIC Classification:	531210
NAIC Description:	Offices of Real Estate Agents and Brokers