401k Plan data: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN plan

UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 401k Plan overview

Plan Name	UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN
Plan identification number	001

UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UFCW LOCAL 227 has sponsored the creation of one or more 401k plans.

Company Name: UFCW LOCAL 227

Employer identification number (EIN): 010585675

NAIC Classification: 445110
NAIC Description: Supermarkets and Other Grocery (except Convenience) Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-11-01 BOB BLAIR 2019-08-01 WILSON HERRERA 2019-08-01
001 2016-11-01
001 2015-11-01 BOB BLAIR DOUG SCHULTZ 2017-08-09
001 2014-11-01 BOB BLAIR DOUG SCHULTZ 2016-08-09
001 2013-11-01 BOB BLAIR DOUG SCHULTZ 2015-08-05
001 2012-11-01 GARY BEST DOUG SCHULT 2014-08-15
001 2011-11-01 GARY BEST DOUG SCHULT 2013-08-15
001 2009-11-01 GARY BEST DOUG SCHULT 2011-08-10
001 2009-11-01
001 2009-11-01
001 2009-11-01
001 2008-11-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-11-01	BOB BLAIR	2019-08-01	WILSON HERRERA	2019-08-01
001	2016-11-01
001	2015-11-01	BOB BLAIR		DOUG SCHULTZ	2017-08-09
001	2014-11-01	BOB BLAIR		DOUG SCHULTZ	2016-08-09
001	2013-11-01	BOB BLAIR		DOUG SCHULTZ	2015-08-05
001	2012-11-01	GARY BEST		DOUG SCHULT	2014-08-15
001	2011-11-01	GARY BEST		DOUG SCHULT	2013-08-15
001	2009-11-01	GARY BEST		DOUG SCHULT	2011-08-10
001	2009-11-01
001	2009-11-01
001	2009-11-01
001	2008-11-01

Plan Statistics for UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN

401k plan membership statisitcs for UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN

Measure Date Value
2017: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-11-01 1,212
Total number of active participants reported on line 7a of the Form 5500 2017-11-01 0
Number of retired or separated participants receiving benefits 2017-11-01 0
Number of other retired or separated participants entitled to future benefits 2017-11-01 0
Total of all active and inactive participants 2017-11-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-11-01 0
Total participants 2017-11-01 0
Number of participants with account balances 2017-11-01 0
Number of employers contributing to the scheme 2017-11-01 0
2016: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-11-01 1,234
Total number of active participants reported on line 7a of the Form 5500 2016-11-01 1,136
Number of retired or separated participants receiving benefits 2016-11-01 0
Number of other retired or separated participants entitled to future benefits 2016-11-01 76
Total of all active and inactive participants 2016-11-01 1,212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-11-01 0
Total participants 2016-11-01 1,212
Number of participants with account balances 2016-11-01 796
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-11-01 0
Number of employers contributing to the scheme 2016-11-01 16
2015: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-11-01 1,322
Total number of active participants reported on line 7a of the Form 5500 2015-11-01 1,138
Number of retired or separated participants receiving benefits 2015-11-01 98
Number of other retired or separated participants entitled to future benefits 2015-11-01 0
Total of all active and inactive participants 2015-11-01 1,236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-11-01 0
Total participants 2015-11-01 1,236
Number of participants with account balances 2015-11-01 826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-11-01 0
Number of employers contributing to the scheme 2015-11-01 16
2014: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-11-01 1,149
Total number of active participants reported on line 7a of the Form 5500 2014-11-01 1,047
Number of retired or separated participants receiving benefits 2014-11-01 0
Number of other retired or separated participants entitled to future benefits 2014-11-01 101
Total of all active and inactive participants 2014-11-01 1,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-11-01 0
Total participants 2014-11-01 1,148
Number of participants with account balances 2014-11-01 886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-11-01 0
Number of employers contributing to the scheme 2014-11-01 16
2013: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-11-01 1,108
Total number of active participants reported on line 7a of the Form 5500 2013-11-01 1,007
Number of retired or separated participants receiving benefits 2013-11-01 0
Number of other retired or separated participants entitled to future benefits 2013-11-01 142
Total of all active and inactive participants 2013-11-01 1,149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-11-01 0
Total participants 2013-11-01 1,149
Number of participants with account balances 2013-11-01 876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-11-01 0
Number of employers contributing to the scheme 2013-11-01 19
2012: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-11-01 1,143
Total number of active participants reported on line 7a of the Form 5500 2012-11-01 997
Number of retired or separated participants receiving benefits 2012-11-01 0
Number of other retired or separated participants entitled to future benefits 2012-11-01 111
Total of all active and inactive participants 2012-11-01 1,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-11-01 0
Total participants 2012-11-01 1,108
Number of participants with account balances 2012-11-01 791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-11-01 0
Number of employers contributing to the scheme 2012-11-01 18
2011: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-11-01 986
Total number of active participants reported on line 7a of the Form 5500 2011-11-01 819
Number of retired or separated participants receiving benefits 2011-11-01 137
Number of other retired or separated participants entitled to future benefits 2011-11-01 0
Total of all active and inactive participants 2011-11-01 956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-11-01 0
Total participants 2011-11-01 956
Number of participants with account balances 2011-11-01 739
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-11-01 0
Number of employers contributing to the scheme 2011-11-01 0
2009: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-11-01 911
Total number of active participants reported on line 7a of the Form 5500 2009-11-01 776
Number of retired or separated participants receiving benefits 2009-11-01 106
Number of other retired or separated participants entitled to future benefits 2009-11-01 0
Total of all active and inactive participants 2009-11-01 882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-11-01 0
Total participants 2009-11-01 882
Number of participants with account balances 2009-11-01 702
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-11-01 0
Number of employers contributing to the scheme 2009-11-01 14

Measure	Date	Value
2017: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-11-01	1,212
Total number of active participants reported on line 7a of the Form 5500	2017-11-01	0
Number of retired or separated participants receiving benefits	2017-11-01	0
Number of other retired or separated participants entitled to future benefits	2017-11-01	0
Total of all active and inactive participants	2017-11-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-11-01	0
Total participants	2017-11-01	0
Number of participants with account balances	2017-11-01	0
Number of employers contributing to the scheme	2017-11-01	0
2016: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-11-01	1,234
Total number of active participants reported on line 7a of the Form 5500	2016-11-01	1,136
Number of retired or separated participants receiving benefits	2016-11-01	0
Number of other retired or separated participants entitled to future benefits	2016-11-01	76
Total of all active and inactive participants	2016-11-01	1,212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-11-01	0
Total participants	2016-11-01	1,212
Number of participants with account balances	2016-11-01	796
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-11-01	0
Number of employers contributing to the scheme	2016-11-01	16
2015: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-11-01	1,322
Total number of active participants reported on line 7a of the Form 5500	2015-11-01	1,138
Number of retired or separated participants receiving benefits	2015-11-01	98
Number of other retired or separated participants entitled to future benefits	2015-11-01	0
Total of all active and inactive participants	2015-11-01	1,236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-11-01	0
Total participants	2015-11-01	1,236
Number of participants with account balances	2015-11-01	826
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-11-01	0
Number of employers contributing to the scheme	2015-11-01	16
2014: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-11-01	1,149
Total number of active participants reported on line 7a of the Form 5500	2014-11-01	1,047
Number of retired or separated participants receiving benefits	2014-11-01	0
Number of other retired or separated participants entitled to future benefits	2014-11-01	101
Total of all active and inactive participants	2014-11-01	1,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-11-01	0
Total participants	2014-11-01	1,148
Number of participants with account balances	2014-11-01	886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-11-01	0
Number of employers contributing to the scheme	2014-11-01	16
2013: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-11-01	1,108
Total number of active participants reported on line 7a of the Form 5500	2013-11-01	1,007
Number of retired or separated participants receiving benefits	2013-11-01	0
Number of other retired or separated participants entitled to future benefits	2013-11-01	142
Total of all active and inactive participants	2013-11-01	1,149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-11-01	0
Total participants	2013-11-01	1,149
Number of participants with account balances	2013-11-01	876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-11-01	0
Number of employers contributing to the scheme	2013-11-01	19
2012: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-11-01	1,143
Total number of active participants reported on line 7a of the Form 5500	2012-11-01	997
Number of retired or separated participants receiving benefits	2012-11-01	0
Number of other retired or separated participants entitled to future benefits	2012-11-01	111
Total of all active and inactive participants	2012-11-01	1,108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-11-01	0
Total participants	2012-11-01	1,108
Number of participants with account balances	2012-11-01	791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-11-01	0
Number of employers contributing to the scheme	2012-11-01	18
2011: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-11-01	986
Total number of active participants reported on line 7a of the Form 5500	2011-11-01	819
Number of retired or separated participants receiving benefits	2011-11-01	137
Number of other retired or separated participants entitled to future benefits	2011-11-01	0
Total of all active and inactive participants	2011-11-01	956
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-11-01	0
Total participants	2011-11-01	956
Number of participants with account balances	2011-11-01	739
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-11-01	0
Number of employers contributing to the scheme	2011-11-01	0
2009: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-11-01	911
Total number of active participants reported on line 7a of the Form 5500	2009-11-01	776
Number of retired or separated participants receiving benefits	2009-11-01	106
Number of other retired or separated participants entitled to future benefits	2009-11-01	0
Total of all active and inactive participants	2009-11-01	882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-11-01	0
Total participants	2009-11-01	882
Number of participants with account balances	2009-11-01	702
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-11-01	0
Number of employers contributing to the scheme	2009-11-01	14

Financial Data on UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN

Measure	Date	Value
2018 : UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-10-31	$0
Total transfer of assets to this plan	2018-10-31	$2,551,474
Total transfer of assets from this plan	2018-10-31	$11,440,224
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-10-31	$0
Total income from all sources (including contributions)	2018-10-31	$1,749,363
Total loss/gain on sale of assets	2018-10-31	$0
Total of all expenses incurred	2018-10-31	$979,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-10-31	$785,623
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-10-31	$1,380,231
Value of total assets at end of year	2018-10-31	$0
Value of total assets at beginning of year	2018-10-31	$8,119,319
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-10-31	$194,309
Total interest from all sources	2018-10-31	$1,750
Total dividends received (eg from common stock, registered investment company shares)	2018-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-10-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-10-31	$0
Administrative expenses professional fees incurred	2018-10-31	$168,111
Was this plan covered by a fidelity bond	2018-10-31	Yes
Value of fidelity bond cover	2018-10-31	$500,000
If this is an individual account plan, was there a blackout period	2018-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-10-31	No
Contributions received from participants	2018-10-31	$1,014,319
Participant contributions at end of year	2018-10-31	$0
Participant contributions at beginning of year	2018-10-31	$5,736
Participant contributions at end of year	2018-10-31	$0
Participant contributions at beginning of year	2018-10-31	$16,332
Total non interest bearing cash at end of year	2018-10-31	$0
Total non interest bearing cash at beginning of year	2018-10-31	$544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Value of net income/loss	2018-10-31	$769,431
Value of net assets at end of year (total assets less liabilities)	2018-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-10-31	$8,119,319
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-10-31	No
Were any leases to which the plan was party in default or uncollectible	2018-10-31	No
Investment advisory and management fees	2018-10-31	$26,198
Value of interest in pooled separate accounts at end of year	2018-10-31	$0
Value of interest in pooled separate accounts at beginning of year	2018-10-31	$8,089,067
Interest on participant loans	2018-10-31	$1,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-10-31	$367,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-10-31	No
Was there a failure to transmit to the plan any participant contributions	2018-10-31	No
Has the plan failed to provide any benefit when due under the plan	2018-10-31	No
Contributions received in cash from employer	2018-10-31	$365,912
Employer contributions (assets) at end of year	2018-10-31	$0
Employer contributions (assets) at beginning of year	2018-10-31	$7,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-10-31	$785,623
Did the plan have assets held for investment	2018-10-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-10-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-10-31	No
Opinion of an independent qualified public accountant for this plan	2018-10-31	Unqualified
Accountancy firm name	2018-10-31	DENNIS G. JENKINS, CPA, LLC
Accountancy firm EIN	2018-10-31	205886120
2017 : UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-10-31	$0
Total income from all sources (including contributions)	2017-10-31	$2,075,000
Total loss/gain on sale of assets	2017-10-31	$0
Total of all expenses incurred	2017-10-31	$404,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-10-31	$370,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-10-31	$1,112,663
Value of total assets at end of year	2017-10-31	$8,119,319
Value of total assets at beginning of year	2017-10-31	$6,448,727
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-10-31	$33,907
Total interest from all sources	2017-10-31	$401
Total dividends received (eg from common stock, registered investment company shares)	2017-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-10-31	No
Administrative expenses professional fees incurred	2017-10-31	$6,123
Was this plan covered by a fidelity bond	2017-10-31	Yes
Value of fidelity bond cover	2017-10-31	$500,000
If this is an individual account plan, was there a blackout period	2017-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-10-31	No
Contributions received from participants	2017-10-31	$698,283
Participant contributions at end of year	2017-10-31	$5,736
Participant contributions at beginning of year	2017-10-31	$12,730
Participant contributions at end of year	2017-10-31	$16,332
Participant contributions at beginning of year	2017-10-31	$21,269
Income. Received or receivable in cash from other sources (including rollovers)	2017-10-31	$18,031
Administrative expenses (other) incurred	2017-10-31	$124
Total non interest bearing cash at end of year	2017-10-31	$544
Total non interest bearing cash at beginning of year	2017-10-31	$2,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Value of net income/loss	2017-10-31	$1,670,592
Value of net assets at end of year (total assets less liabilities)	2017-10-31	$8,119,319
Value of net assets at beginning of year (total assets less liabilities)	2017-10-31	$6,448,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-10-31	No
Were any leases to which the plan was party in default or uncollectible	2017-10-31	No
Investment advisory and management fees	2017-10-31	$27,660
Value of interest in pooled separate accounts at end of year	2017-10-31	$8,089,067
Value of interest in pooled separate accounts at beginning of year	2017-10-31	$6,404,467
Interest on participant loans	2017-10-31	$401
Net investment gain/loss from pooled separate accounts	2017-10-31	$961,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-10-31	No
Was there a failure to transmit to the plan any participant contributions	2017-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-10-31	No
Contributions received in cash from employer	2017-10-31	$396,349
Employer contributions (assets) at end of year	2017-10-31	$7,640
Employer contributions (assets) at beginning of year	2017-10-31	$7,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-10-31	$370,501
Did the plan have assets held for investment	2017-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-10-31	Disclaimer
Accountancy firm name	2017-10-31	DENNIS G. JENKINS, CPA, LLC
Accountancy firm EIN	2017-10-31	205886120
2016 : UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total income from all sources (including contributions)	2016-10-31	$1,180,267
Total loss/gain on sale of assets	2016-10-31	$0
Total of all expenses incurred	2016-10-31	$1,769,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-10-31	$1,736,116
Value of total corrective distributions	2016-10-31	$719
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-10-31	$1,075,558
Value of total assets at end of year	2016-10-31	$6,448,727
Value of total assets at beginning of year	2016-10-31	$7,037,690
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-10-31	$32,395
Total interest from all sources	2016-10-31	$375
Total dividends received (eg from common stock, registered investment company shares)	2016-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-10-31	No
Administrative expenses professional fees incurred	2016-10-31	$7,436
Was this plan covered by a fidelity bond	2016-10-31	Yes
Value of fidelity bond cover	2016-10-31	$500,000
If this is an individual account plan, was there a blackout period	2016-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-10-31	No
Contributions received from participants	2016-10-31	$696,263
Participant contributions at end of year	2016-10-31	$12,730
Participant contributions at beginning of year	2016-10-31	$9,323
Participant contributions at end of year	2016-10-31	$21,269
Participant contributions at beginning of year	2016-10-31	$26,756
Income. Received or receivable in cash from other sources (including rollovers)	2016-10-31	$118,382
Administrative expenses (other) incurred	2016-10-31	$44
Total non interest bearing cash at end of year	2016-10-31	$2,537
Total non interest bearing cash at beginning of year	2016-10-31	$1,841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Value of net income/loss	2016-10-31	$-588,963
Value of net assets at end of year (total assets less liabilities)	2016-10-31	$6,448,727
Value of net assets at beginning of year (total assets less liabilities)	2016-10-31	$7,037,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-10-31	No
Were any leases to which the plan was party in default or uncollectible	2016-10-31	No
Investment advisory and management fees	2016-10-31	$24,915
Value of interest in pooled separate accounts at end of year	2016-10-31	$6,404,467
Value of interest in pooled separate accounts at beginning of year	2016-10-31	$6,987,656
Interest on participant loans	2016-10-31	$375
Net investment gain/loss from pooled separate accounts	2016-10-31	$104,334
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-10-31	No
Was there a failure to transmit to the plan any participant contributions	2016-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-10-31	No
Contributions received in cash from employer	2016-10-31	$260,913
Employer contributions (assets) at end of year	2016-10-31	$7,724
Employer contributions (assets) at beginning of year	2016-10-31	$12,114
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-10-31	$1,736,116
Did the plan have assets held for investment	2016-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-10-31	Disclaimer
Accountancy firm name	2016-10-31	DENNIS G. JENKINS, CPA, LLC
Accountancy firm EIN	2016-10-31	205886120
2015 : UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-10-31	$0
Total income from all sources (including contributions)	2015-10-31	$960,432
Total loss/gain on sale of assets	2015-10-31	$0
Total of all expenses incurred	2015-10-31	$654,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-10-31	$622,133
Value of total corrective distributions	2015-10-31	$3,714
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-10-31	$934,598
Value of total assets at end of year	2015-10-31	$7,037,690
Value of total assets at beginning of year	2015-10-31	$6,731,909
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-10-31	$28,804
Total interest from all sources	2015-10-31	$575
Total dividends received (eg from common stock, registered investment company shares)	2015-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-10-31	No
Administrative expenses professional fees incurred	2015-10-31	$2,493
Was this plan covered by a fidelity bond	2015-10-31	Yes
Value of fidelity bond cover	2015-10-31	$500,000
If this is an individual account plan, was there a blackout period	2015-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-10-31	No
Contributions received from participants	2015-10-31	$650,893
Participant contributions at end of year	2015-10-31	$9,323
Participant contributions at beginning of year	2015-10-31	$33,082
Participant contributions at end of year	2015-10-31	$26,756
Participant contributions at beginning of year	2015-10-31	$24,697
Income. Received or receivable in cash from other sources (including rollovers)	2015-10-31	$890
Administrative expenses (other) incurred	2015-10-31	$104
Total non interest bearing cash at end of year	2015-10-31	$1,841
Total non interest bearing cash at beginning of year	2015-10-31	$107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Value of net income/loss	2015-10-31	$305,781
Value of net assets at end of year (total assets less liabilities)	2015-10-31	$7,037,690
Value of net assets at beginning of year (total assets less liabilities)	2015-10-31	$6,731,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-10-31	No
Were any leases to which the plan was party in default or uncollectible	2015-10-31	No
Investment advisory and management fees	2015-10-31	$26,207
Value of interest in pooled separate accounts at end of year	2015-10-31	$6,987,656
Value of interest in pooled separate accounts at beginning of year	2015-10-31	$6,657,025
Interest on participant loans	2015-10-31	$575
Net investment gain/loss from pooled separate accounts	2015-10-31	$25,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-10-31	No
Was there a failure to transmit to the plan any participant contributions	2015-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-10-31	No
Contributions received in cash from employer	2015-10-31	$282,815
Employer contributions (assets) at end of year	2015-10-31	$12,114
Employer contributions (assets) at beginning of year	2015-10-31	$16,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-10-31	$622,133
Did the plan have assets held for investment	2015-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-10-31	Disclaimer
Accountancy firm name	2015-10-31	DENNIS G. JENKINS, C.P.A., LLC
Accountancy firm EIN	2015-10-31	205886120
2014 : UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-31	$0
Total income from all sources (including contributions)	2014-10-31	$1,414,516
Total loss/gain on sale of assets	2014-10-31	$0
Total of all expenses incurred	2014-10-31	$624,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-10-31	$589,959
Value of total corrective distributions	2014-10-31	$4,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-10-31	$987,633
Value of total assets at end of year	2014-10-31	$6,731,909
Value of total assets at beginning of year	2014-10-31	$5,941,659
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-10-31	$29,825
Total interest from all sources	2014-10-31	$1,712
Total dividends received (eg from common stock, registered investment company shares)	2014-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-10-31	No
Administrative expenses professional fees incurred	2014-10-31	$4,642
Was this plan covered by a fidelity bond	2014-10-31	Yes
Value of fidelity bond cover	2014-10-31	$500,000
If this is an individual account plan, was there a blackout period	2014-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-10-31	No
Contributions received from participants	2014-10-31	$615,071
Participant contributions at end of year	2014-10-31	$33,082
Participant contributions at beginning of year	2014-10-31	$46,754
Participant contributions at end of year	2014-10-31	$24,697
Participant contributions at beginning of year	2014-10-31	$34,967
Income. Received or receivable in cash from other sources (including rollovers)	2014-10-31	$38,109
Administrative expenses (other) incurred	2014-10-31	$591
Total non interest bearing cash at end of year	2014-10-31	$107
Total non interest bearing cash at beginning of year	2014-10-31	$1,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Value of net income/loss	2014-10-31	$790,250
Value of net assets at end of year (total assets less liabilities)	2014-10-31	$6,731,909
Value of net assets at beginning of year (total assets less liabilities)	2014-10-31	$5,941,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-10-31	No
Were any leases to which the plan was party in default or uncollectible	2014-10-31	No
Investment advisory and management fees	2014-10-31	$24,592
Value of interest in pooled separate accounts at end of year	2014-10-31	$6,657,025
Value of interest in pooled separate accounts at beginning of year	2014-10-31	$5,847,994
Interest on participant loans	2014-10-31	$1,712
Net investment gain/loss from pooled separate accounts	2014-10-31	$425,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-10-31	No
Was there a failure to transmit to the plan any participant contributions	2014-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-10-31	No
Contributions received in cash from employer	2014-10-31	$334,453
Employer contributions (assets) at end of year	2014-10-31	$16,998
Employer contributions (assets) at beginning of year	2014-10-31	$10,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-10-31	$589,959
Did the plan have assets held for investment	2014-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-10-31	Disclaimer
Accountancy firm name	2014-10-31	DENNIS G. JENKINS, C.P.A., LLC
Accountancy firm EIN	2014-10-31	205886120
2013 : UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-10-31	$0
Total income from all sources (including contributions)	2013-10-31	$1,659,366
Total loss/gain on sale of assets	2013-10-31	$0
Total of all expenses incurred	2013-10-31	$785,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-10-31	$756,227
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-10-31	$898,478
Value of total assets at end of year	2013-10-31	$5,941,659
Value of total assets at beginning of year	2013-10-31	$5,067,931
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-10-31	$29,411
Total interest from all sources	2013-10-31	$1,440
Total dividends received (eg from common stock, registered investment company shares)	2013-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-10-31	No
Administrative expenses professional fees incurred	2013-10-31	$3,428
Was this plan covered by a fidelity bond	2013-10-31	Yes
Value of fidelity bond cover	2013-10-31	$500,000
If this is an individual account plan, was there a blackout period	2013-10-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2013-10-31	No
Contributions received from participants	2013-10-31	$580,405
Participant contributions at end of year	2013-10-31	$46,754
Participant contributions at beginning of year	2013-10-31	$29,369
Participant contributions at end of year	2013-10-31	$34,967
Participant contributions at beginning of year	2013-10-31	$34,079
Income. Received or receivable in cash from other sources (including rollovers)	2013-10-31	$31,216
Administrative expenses (other) incurred	2013-10-31	$1,505
Total non interest bearing cash at end of year	2013-10-31	$1,027
Total non interest bearing cash at beginning of year	2013-10-31	$2,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-10-31	No
Value of net income/loss	2013-10-31	$873,728
Value of net assets at end of year (total assets less liabilities)	2013-10-31	$5,941,659
Value of net assets at beginning of year (total assets less liabilities)	2013-10-31	$5,067,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-10-31	No
Were any leases to which the plan was party in default or uncollectible	2013-10-31	No
Investment advisory and management fees	2013-10-31	$24,478
Value of interest in pooled separate accounts at end of year	2013-10-31	$5,847,994
Value of interest in pooled separate accounts at beginning of year	2013-10-31	$4,977,863
Interest on participant loans	2013-10-31	$1,440
Net investment gain/loss from pooled separate accounts	2013-10-31	$759,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-10-31	No
Was there a failure to transmit to the plan any participant contributions	2013-10-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-10-31	No
Contributions received in cash from employer	2013-10-31	$286,857
Employer contributions (assets) at end of year	2013-10-31	$10,917
Employer contributions (assets) at beginning of year	2013-10-31	$24,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-10-31	$756,227
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-10-31	Yes
Did the plan have assets held for investment	2013-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-10-31	Disclaimer
Accountancy firm name	2013-10-31	DENNIS G. JENKINS, C.P.A., LLC
Accountancy firm EIN	2013-10-31	205886120
2012 : UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-10-31	$0
Total income from all sources (including contributions)	2012-10-31	$1,197,194
Total loss/gain on sale of assets	2012-10-31	$0
Total of all expenses incurred	2012-10-31	$388,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-10-31	$321,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-10-31	$825,559
Value of total assets at end of year	2012-10-31	$5,067,931
Value of total assets at beginning of year	2012-10-31	$4,259,426
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-10-31	$66,863
Total interest from all sources	2012-10-31	$766
Total dividends received (eg from common stock, registered investment company shares)	2012-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-10-31	No
Administrative expenses professional fees incurred	2012-10-31	$10,444
Was this plan covered by a fidelity bond	2012-10-31	Yes
Value of fidelity bond cover	2012-10-31	$500,000
If this is an individual account plan, was there a blackout period	2012-10-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2012-10-31	No
Contributions received from participants	2012-10-31	$514,803
Participant contributions at end of year	2012-10-31	$29,369
Participant contributions at beginning of year	2012-10-31	$23,616
Participant contributions at end of year	2012-10-31	$34,079
Participant contributions at beginning of year	2012-10-31	$27,238
Total non interest bearing cash at end of year	2012-10-31	$2,144
Total non interest bearing cash at beginning of year	2012-10-31	$283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-31	No
Value of net income/loss	2012-10-31	$808,505
Value of net assets at end of year (total assets less liabilities)	2012-10-31	$5,067,931
Value of net assets at beginning of year (total assets less liabilities)	2012-10-31	$4,259,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-10-31	No
Were any leases to which the plan was party in default or uncollectible	2012-10-31	No
Investment advisory and management fees	2012-10-31	$56,419
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-10-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-10-31	$3,915,781
Value of interest in pooled separate accounts at end of year	2012-10-31	$4,977,863
Interest on participant loans	2012-10-31	$766
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-10-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-10-31	$288,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-10-31	$288,651
Net investment gain/loss from pooled separate accounts	2012-10-31	$370,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-10-31	No
Was there a failure to transmit to the plan any participant contributions	2012-10-31	No
Has the plan failed to provide any benefit when due under the plan	2012-10-31	No
Contributions received in cash from employer	2012-10-31	$310,756
Employer contributions (assets) at end of year	2012-10-31	$24,476
Employer contributions (assets) at beginning of year	2012-10-31	$3,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-10-31	$321,826
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-10-31	Yes
Did the plan have assets held for investment	2012-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-10-31	Disclaimer
Accountancy firm name	2012-10-31	FREEMAN & ASSOCIATES
Accountancy firm EIN	2012-10-31	611229830
2011 : UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-10-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-10-31	$0
Total income from all sources (including contributions)	2011-10-31	$849,877
Total loss/gain on sale of assets	2011-10-31	$0
Total of all expenses incurred	2011-10-31	$470,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-10-31	$413,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-10-31	$760,221
Value of total assets at end of year	2011-10-31	$4,259,426
Value of total assets at beginning of year	2011-10-31	$3,879,856
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-10-31	$57,239
Total interest from all sources	2011-10-31	$780
Total dividends received (eg from common stock, registered investment company shares)	2011-10-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-10-31	No
Administrative expenses professional fees incurred	2011-10-31	$4,384
Was this plan covered by a fidelity bond	2011-10-31	Yes
Value of fidelity bond cover	2011-10-31	$500,000
If this is an individual account plan, was there a blackout period	2011-10-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-10-31	No
Contributions received from participants	2011-10-31	$519,206
Participant contributions at end of year	2011-10-31	$23,616
Participant contributions at beginning of year	2011-10-31	$33,479
Participant contributions at end of year	2011-10-31	$27,238
Participant contributions at beginning of year	2011-10-31	$38,753
Total non interest bearing cash at end of year	2011-10-31	$283
Total non interest bearing cash at beginning of year	2011-10-31	$1,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-10-31	No
Value of net income/loss	2011-10-31	$379,570
Value of net assets at end of year (total assets less liabilities)	2011-10-31	$4,259,426
Value of net assets at beginning of year (total assets less liabilities)	2011-10-31	$3,879,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-10-31	No
Were any leases to which the plan was party in default or uncollectible	2011-10-31	No
Investment advisory and management fees	2011-10-31	$33,247
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-10-31	$3,915,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-10-31	$3,551,607
Interest on participant loans	2011-10-31	$780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-10-31	$288,651
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-10-31	$243,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-10-31	$243,788
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-10-31	$88,876
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-10-31	No
Was there a failure to transmit to the plan any participant contributions	2011-10-31	No
Has the plan failed to provide any benefit when due under the plan	2011-10-31	No
Contributions received in cash from employer	2011-10-31	$241,015
Employer contributions (assets) at end of year	2011-10-31	$3,857
Employer contributions (assets) at beginning of year	2011-10-31	$10,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-10-31	$413,068
Contract administrator fees	2011-10-31	$19,608
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-10-31	No
Did the plan have assets held for investment	2011-10-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-10-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-10-31	No
Opinion of an independent qualified public accountant for this plan	2011-10-31	Disclaimer
Accountancy firm name	2011-10-31	FREEMAN & ASSOCIATES, PSC
Accountancy firm EIN	2011-10-31	611229830

Form 5500 Responses for UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN

2017: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2017 form 5500 responses
2017-11-01	Type of plan entity	Multi-employer plan
2017-11-01	Submission has been amended	No
2017-11-01	This submission is the final filing	Yes
2017-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-11-01	Plan is a collectively bargained plan	Yes
2017-11-01	Plan funding arrangement – Insurance	Yes
2017-11-01	Plan funding arrangement – Trust	Yes
2017-11-01	Plan benefit arrangement - Trust	Yes
2016: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2016 form 5500 responses
2016-11-01	Type of plan entity	Multi-employer plan
2016-11-01	Submission has been amended	No
2016-11-01	This submission is the final filing	No
2016-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-11-01	Plan is a collectively bargained plan	Yes
2016-11-01	Plan funding arrangement – Insurance	Yes
2016-11-01	Plan funding arrangement – Trust	Yes
2016-11-01	Plan benefit arrangement – Insurance	Yes
2016-11-01	Plan benefit arrangement - Trust	Yes
2015: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2015 form 5500 responses
2015-11-01	Type of plan entity	Multi-employer plan
2015-11-01	Submission has been amended	No
2015-11-01	This submission is the final filing	No
2015-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-11-01	Plan is a collectively bargained plan	Yes
2015-11-01	Plan funding arrangement – Insurance	Yes
2015-11-01	Plan funding arrangement – Trust	Yes
2015-11-01	Plan benefit arrangement – Insurance	Yes
2015-11-01	Plan benefit arrangement - Trust	Yes
2014: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2014 form 5500 responses
2014-11-01	Type of plan entity	Multi-employer plan
2014-11-01	Submission has been amended	No
2014-11-01	This submission is the final filing	No
2014-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-11-01	Plan is a collectively bargained plan	Yes
2014-11-01	Plan funding arrangement – Insurance	Yes
2014-11-01	Plan funding arrangement – Trust	Yes
2014-11-01	Plan benefit arrangement – Insurance	Yes
2014-11-01	Plan benefit arrangement - Trust	Yes
2013: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2013 form 5500 responses
2013-11-01	Type of plan entity	Multi-employer plan
2013-11-01	Submission has been amended	No
2013-11-01	This submission is the final filing	No
2013-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-11-01	Plan is a collectively bargained plan	Yes
2013-11-01	Plan funding arrangement – Insurance	Yes
2013-11-01	Plan funding arrangement – Trust	Yes
2013-11-01	Plan benefit arrangement – Insurance	Yes
2013-11-01	Plan benefit arrangement - Trust	Yes
2012: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2012 form 5500 responses
2012-11-01	Type of plan entity	Multi-employer plan
2012-11-01	Submission has been amended	Yes
2012-11-01	This submission is the final filing	No
2012-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-11-01	Plan is a collectively bargained plan	Yes
2012-11-01	Plan funding arrangement – Insurance	Yes
2012-11-01	Plan funding arrangement – Trust	Yes
2012-11-01	Plan benefit arrangement – Insurance	Yes
2012-11-01	Plan benefit arrangement - Trust	Yes
2011: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2011 form 5500 responses
2011-11-01	Type of plan entity	Multi-employer plan
2011-11-01	Submission has been amended	No
2011-11-01	This submission is the final filing	No
2011-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-11-01	Plan is a collectively bargained plan	Yes
2011-11-01	Plan funding arrangement – Insurance	Yes
2011-11-01	Plan funding arrangement – Trust	Yes
2011-11-01	Plan benefit arrangement – Insurance	Yes
2011-11-01	Plan benefit arrangement - Trust	Yes
2009: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2009 form 5500 responses
2009-11-01	Type of plan entity	Multi-employer plan
2009-11-01	Submission has been amended	Yes
2009-11-01	This submission is the final filing	No
2009-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-11-01	Plan is a collectively bargained plan	Yes
2009-11-01	Plan funding arrangement – Trust	Yes
2009-11-01	Plan benefit arrangement - Trust	Yes
2008: UFCW LOCAL 227 UFCW UNIONS & EMPLOYERS 401(K) PLAN 2008 form 5500 responses
2008-11-01	Type of plan entity	Multi-employer plan
2008-11-01	Submission has been amended	No
2008-11-01	This submission is the final filing	No
2008-11-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-11-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

932289-000

Policy instance

Insurance contract or identification number	932289-000
Number of Individuals Covered	0
Insurance policy start date	2017-11-01
Insurance policy end date	2018-10-31
Total amount of commissions paid to insurance broker	USD $8,065
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

932289-000

Policy instance

Insurance contract or identification number	932289-000
Number of Individuals Covered	886
Insurance policy start date	2014-11-01
Insurance policy end date	2015-10-31
Total amount of commissions paid to insurance broker	USD $26,205
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $26,205
Insurance broker organization code?	3
Insurance broker name	UBS FINANCIAL

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

932289-000

Policy instance

Insurance contract or identification number	932289-000
Number of Individuals Covered	876
Insurance policy start date	2013-11-01
Insurance policy end date	2014-10-31
Total amount of commissions paid to insurance broker	USD $24,592
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $24,592
Insurance broker organization code?	3
Insurance broker name	UBS FINANCIAL

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

932289-000

Policy instance

Insurance contract or identification number	932289-000
Number of Individuals Covered	792
Insurance policy start date	2012-11-01
Insurance policy end date	2013-10-31
Total amount of commissions paid to insurance broker	USD $24,478
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $24,478
Insurance broker organization code?	3
Insurance broker name	UBS FINANCIAL

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

932289-000

Policy instance

Insurance contract or identification number	932289-000
Number of Individuals Covered	739
Insurance policy start date	2011-11-01
Insurance policy end date	2012-10-31
Total amount of commissions paid to insurance broker	USD $56,419
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	UFCW LOCAL 227
Employer identification number (EIN):	010585675
NAIC Classification:	445110
NAIC Description:	Supermarkets and Other Grocery (except Convenience) Stores