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FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameFRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

FRANKLIN PIERCE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:FRANKLIN PIERCE UNIVERSITY
Employer identification number (EIN):020263136
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01 GWEN GOODMAN2023-07-07
0012021-01-01DAWN BROUSSARD2022-08-01
0012020-01-01DAWN BROUSSARD2021-10-15
0012019-01-01DAWN BROUSSARD2020-10-13
0012018-01-01DAWN BROUSSARD2019-10-09
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01JANETTE MERIDETH JANETTE MERIDETH2015-10-15
0012013-01-01JAN MERIDETH JAN MERIDETH2014-10-10
0012012-01-01JAN MERIDETH JAN MERIDETH2013-10-09
0012011-01-01SHARON BURKE SHARON BURKE2012-10-15
0012010-01-01SHARON BURKE
0012009-01-01SHARON BURKE
0012009-01-01SHARON BURKE
0012008-01-01

Plan Statistics for FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,011
Total number of active participants reported on line 7a of the Form 55002022-01-01633
Number of other retired or separated participants entitled to future benefits2022-01-01359
Total of all active and inactive participants2022-01-01992
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0118
Total participants2022-01-011,010
Number of participants with account balances2022-01-01913
2021: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01905
Total number of active participants reported on line 7a of the Form 55002021-01-01622
Number of other retired or separated participants entitled to future benefits2021-01-01373
Total of all active and inactive participants2021-01-01995
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0116
Total participants2021-01-011,011
Number of participants with account balances2021-01-01913
2020: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01913
Total number of active participants reported on line 7a of the Form 55002020-01-01595
Number of other retired or separated participants entitled to future benefits2020-01-01388
Total of all active and inactive participants2020-01-01983
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-016
Total participants2020-01-01989
Number of participants with account balances2020-01-01905
2019: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01903
Total number of active participants reported on line 7a of the Form 55002019-01-01592
Number of other retired or separated participants entitled to future benefits2019-01-01401
Total of all active and inactive participants2019-01-01993
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01995
Number of participants with account balances2019-01-01913
2018: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01990
Total number of active participants reported on line 7a of the Form 55002018-01-01613
Number of other retired or separated participants entitled to future benefits2018-01-01372
Total of all active and inactive participants2018-01-01985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01987
Number of participants with account balances2018-01-01903
2017: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01856
Total number of active participants reported on line 7a of the Form 55002017-01-01652
Number of other retired or separated participants entitled to future benefits2017-01-01336
Total of all active and inactive participants2017-01-01988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01990
Number of participants with account balances2017-01-01902
2016: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01802
Total number of active participants reported on line 7a of the Form 55002016-01-01660
Number of other retired or separated participants entitled to future benefits2016-01-01316
Total of all active and inactive participants2016-01-01976
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01978
Number of participants with account balances2016-01-01890
2015: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01801
Total number of active participants reported on line 7a of the Form 55002015-01-01615
Number of other retired or separated participants entitled to future benefits2015-01-01322
Total of all active and inactive participants2015-01-01937
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01939
Number of participants with account balances2015-01-01854
2014: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01803
Total number of active participants reported on line 7a of the Form 55002014-01-01486
Number of other retired or separated participants entitled to future benefits2014-01-01313
Total of all active and inactive participants2014-01-01799
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01801
Number of participants with account balances2014-01-01799
2013: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01840
Total number of active participants reported on line 7a of the Form 55002013-01-01334
Number of other retired or separated participants entitled to future benefits2013-01-01533
Total of all active and inactive participants2013-01-01867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01869
Number of participants with account balances2013-01-01867
2012: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01761
Total number of active participants reported on line 7a of the Form 55002012-01-01315
Number of other retired or separated participants entitled to future benefits2012-01-01514
Total of all active and inactive participants2012-01-01829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01830
Number of participants with account balances2012-01-01861
2011: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01666
Total number of active participants reported on line 7a of the Form 55002011-01-01342
Number of other retired or separated participants entitled to future benefits2011-01-01417
Total of all active and inactive participants2011-01-01759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01761
Number of participants with account balances2011-01-01761
2010: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01860
Total number of active participants reported on line 7a of the Form 55002010-01-01836
Number of other retired or separated participants entitled to future benefits2010-01-0141
Total of all active and inactive participants2010-01-01877
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01878
Number of participants with account balances2010-01-01576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01634
Total number of active participants reported on line 7a of the Form 55002009-01-01609
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0140
Total of all active and inactive participants2009-01-01649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01652
Number of participants with account balances2009-01-01564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-5,136,788
Total of all expenses incurred2022-12-31$4,401,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,351,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,396,046
Value of total assets at end of year2022-12-31$54,503,255
Value of total assets at beginning of year2022-12-31$64,041,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$49,514
Total interest from all sources2022-12-31$637,824
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$494,284
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$494,284
Administrative expenses professional fees incurred2022-12-31$9,903
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$970,488
Participant contributions at end of year2022-12-31$88,455
Participant contributions at beginning of year2022-12-31$60,557
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$703,604
Other income not declared elsewhere2022-12-31$21,529
Administrative expenses (other) incurred2022-12-31$39,611
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,537,838
Value of net assets at end of year (total assets less liabilities)2022-12-31$54,503,255
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$64,041,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$36,234,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$45,696,314
Value of interest in pooled separate accounts at end of year2022-12-31$1,402,677
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,379,988
Interest on participant loans2022-12-31$2,738
Interest earned on other investments2022-12-31$635,086
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$16,777,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$16,904,234
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$886,215
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,795,915
Net investment gain/loss from pooled separate accounts2022-12-31$109,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$721,954
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,465,321
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2022-12-31010523282
2021 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$9,479,103
Total of all expenses incurred2021-12-31$3,780,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,706,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,351,386
Value of total assets at end of year2021-12-31$64,041,093
Value of total assets at beginning of year2021-12-31$58,342,185
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$73,286
Total interest from all sources2021-12-31$577,735
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$592,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$592,777
Administrative expenses professional fees incurred2021-12-31$26,500
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,129,654
Participant contributions at end of year2021-12-31$60,557
Participant contributions at beginning of year2021-12-31$51,663
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$196,302
Other income not declared elsewhere2021-12-31$12,938
Administrative expenses (other) incurred2021-12-31$46,786
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,698,908
Value of net assets at end of year (total assets less liabilities)2021-12-31$64,041,093
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$58,342,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$45,696,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$39,816,270
Value of interest in pooled separate accounts at end of year2021-12-31$1,379,988
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,125,827
Interest on participant loans2021-12-31$1,366
Interest earned on other investments2021-12-31$576,369
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$16,904,234
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$17,348,425
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$579,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,735,138
Net investment gain/loss from pooled separate accounts2021-12-31$209,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,025,430
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,127,542
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2021-12-31010523282
2020 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$8,299,116
Total of all expenses incurred2020-12-31$4,231,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,184,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,908,443
Value of total assets at end of year2020-12-31$58,342,185
Value of total assets at beginning of year2020-12-31$54,274,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$46,714
Total interest from all sources2020-12-31$632,848
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$251,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$251,584
Administrative expenses professional fees incurred2020-12-31$14,962
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$895,502
Participant contributions at end of year2020-12-31$51,663
Participant contributions at beginning of year2020-12-31$3,690
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$239,418
Other income not declared elsewhere2020-12-31$10,578
Administrative expenses (other) incurred2020-12-31$31,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,067,478
Value of net assets at end of year (total assets less liabilities)2020-12-31$58,342,185
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$54,274,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$39,816,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$36,080,877
Value of interest in pooled separate accounts at end of year2020-12-31$1,125,827
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,398,423
Interest earned on other investments2020-12-31$632,848
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$17,348,425
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$16,791,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,505,986
Net investment gain/loss from pooled separate accounts2020-12-31$-10,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$773,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,184,924
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2020-12-31010523282
2019 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$9,875,745
Total income from all sources (including contributions)2019-12-31$9,875,745
Total of all expenses incurred2019-12-31$4,524,414
Total of all expenses incurred2019-12-31$4,524,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,474,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,474,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,357,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,357,598
Value of total assets at end of year2019-12-31$54,274,707
Value of total assets at end of year2019-12-31$54,274,707
Value of total assets at beginning of year2019-12-31$48,923,376
Value of total assets at beginning of year2019-12-31$48,923,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$50,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$50,227
Total interest from all sources2019-12-31$640,970
Total interest from all sources2019-12-31$640,970
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$250,217
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$250,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$250,217
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$250,217
Administrative expenses professional fees incurred2019-12-31$20,025
Administrative expenses professional fees incurred2019-12-31$20,025
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$808,211
Contributions received from participants2019-12-31$808,211
Participant contributions at end of year2019-12-31$3,690
Participant contributions at end of year2019-12-31$3,690
Participant contributions at beginning of year2019-12-31$7,103
Participant contributions at beginning of year2019-12-31$7,103
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$167,667
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$167,667
Other income not declared elsewhere2019-12-31$10,348
Other income not declared elsewhere2019-12-31$10,348
Administrative expenses (other) incurred2019-12-31$30,202
Administrative expenses (other) incurred2019-12-31$30,202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,351,331
Value of net income/loss2019-12-31$5,351,331
Value of net assets at end of year (total assets less liabilities)2019-12-31$54,274,707
Value of net assets at end of year (total assets less liabilities)2019-12-31$54,274,707
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$48,923,376
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$48,923,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$36,080,877
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$36,080,877
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$30,609,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$30,609,576
Value of interest in pooled separate accounts at end of year2019-12-31$1,398,423
Value of interest in pooled separate accounts at end of year2019-12-31$1,398,423
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,656,234
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,656,234
Interest earned on other investments2019-12-31$640,970
Interest earned on other investments2019-12-31$640,970
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$16,791,717
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$16,791,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$16,650,463
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$16,650,463
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$936,781
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$936,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,532,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,532,640
Net investment gain/loss from pooled separate accounts2019-12-31$83,972
Net investment gain/loss from pooled separate accounts2019-12-31$83,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,381,720
Contributions received in cash from employer2019-12-31$1,381,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,537,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,537,406
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm name2019-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2019-12-31010523282
Accountancy firm EIN2019-12-31010523282
2018 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,748,286
Total of all expenses incurred2018-12-31$4,493,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,481,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,132,221
Value of total assets at end of year2018-12-31$48,923,376
Value of total assets at beginning of year2018-12-31$51,668,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,987
Total interest from all sources2018-12-31$655,683
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$170,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$170,603
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,045,453
Participant contributions at end of year2018-12-31$7,103
Participant contributions at beginning of year2018-12-31$10,182
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$510,821
Other income not declared elsewhere2018-12-31$31,199
Administrative expenses (other) incurred2018-12-31$11,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,744,966
Value of net assets at end of year (total assets less liabilities)2018-12-31$48,923,376
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$51,668,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$30,609,576
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$32,966,336
Value of interest in pooled separate accounts at end of year2018-12-31$1,656,234
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,016,297
Interest earned on other investments2018-12-31$655,683
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$16,650,463
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$16,675,527
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$769,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,323,794
Net investment gain/loss from pooled separate accounts2018-12-31$82,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,575,947
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,711,725
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2018-12-31010523282
2017 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$8,152,663
Total of all expenses incurred2017-12-31$3,557,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,549,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,401,405
Value of total assets at end of year2017-12-31$51,668,342
Value of total assets at beginning of year2017-12-31$47,073,275
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$8,141
Total interest from all sources2017-12-31$648,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$842,923
Participant contributions at end of year2017-12-31$10,182
Participant contributions at beginning of year2017-12-31$15,930
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$186,140
Administrative expenses (other) incurred2017-12-31$8,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,595,067
Value of net assets at end of year (total assets less liabilities)2017-12-31$51,668,342
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$47,073,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$32,966,336
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$28,402,695
Value of interest in pooled separate accounts at end of year2017-12-31$2,016,297
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,005,125
Interest earned on other investments2017-12-31$648,233
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$16,675,527
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$16,649,525
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$329,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,017,179
Net investment gain/loss from pooled separate accounts2017-12-31$85,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,372,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,219,824
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2017-12-31010523282
2016 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$5,271,371
Total of all expenses incurred2016-12-31$2,099,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,089,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,666,588
Value of total assets at end of year2016-12-31$47,073,275
Value of total assets at beginning of year2016-12-31$43,901,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,255
Total interest from all sources2016-12-31$684,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$940,697
Participant contributions at end of year2016-12-31$15,930
Participant contributions at beginning of year2016-12-31$25,585
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$260,092
Administrative expenses (other) incurred2016-12-31$10,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,171,831
Value of net assets at end of year (total assets less liabilities)2016-12-31$47,073,275
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$43,901,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$28,402,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$25,715,163
Value of interest in pooled separate accounts at end of year2016-12-31$2,005,125
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,751,806
Interest earned on other investments2016-12-31$684,248
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$16,649,525
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$16,408,890
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$229,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,825,718
Net investment gain/loss from pooled separate accounts2016-12-31$94,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,465,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,859,621
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2016-12-31010523282
2015 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,080,203
Total of all expenses incurred2015-12-31$3,219,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,208,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,431,265
Value of total assets at end of year2015-12-31$43,901,444
Value of total assets at beginning of year2015-12-31$45,040,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,150
Total interest from all sources2015-12-31$650,020
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$779,734
Participant contributions at end of year2015-12-31$25,585
Participant contributions at beginning of year2015-12-31$32,718
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$106,321
Administrative expenses (other) incurred2015-12-31$11,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,139,006
Value of net assets at end of year (total assets less liabilities)2015-12-31$43,901,444
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$45,040,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$25,715,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$26,665,202
Value of interest in pooled separate accounts at end of year2015-12-31$1,751,806
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,537,866
Interest earned on other investments2015-12-31$650,020
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$16,408,890
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$16,804,664
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$599,578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-131,167
Net investment gain/loss from pooled separate accounts2015-12-31$130,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$545,210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,608,481
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2015-12-31010523282
2014 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$4,354,430
Total of all expenses incurred2014-12-31$3,046,160
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,033,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,957,101
Value of total assets at end of year2014-12-31$45,040,450
Value of total assets at beginning of year2014-12-31$43,732,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,386
Total interest from all sources2014-12-31$660,378
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$784,424
Participant contributions at end of year2014-12-31$32,718
Participant contributions at beginning of year2014-12-31$37,906
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$295,935
Administrative expenses (other) incurred2014-12-31$12,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,308,270
Value of net assets at end of year (total assets less liabilities)2014-12-31$45,040,450
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$43,732,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$26,665,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$25,849,374
Value of interest in pooled separate accounts at end of year2014-12-31$1,537,866
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,349,342
Interest earned on other investments2014-12-31$660,378
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$16,804,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$16,495,558
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$538,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,568,779
Net investment gain/loss from pooled separate accounts2014-12-31$168,172
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$876,742
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,495,531
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2014-12-31010523282
2013 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$7,100,306
Total of all expenses incurred2013-12-31$5,063,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,051,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,832,099
Value of total assets at end of year2013-12-31$43,732,180
Value of total assets at beginning of year2013-12-31$41,695,194
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$11,414
Total interest from all sources2013-12-31$663,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$871,855
Participant contributions at end of year2013-12-31$37,906
Participant contributions at beginning of year2013-12-31$46,214
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$146,483
Administrative expenses (other) incurred2013-12-31$11,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,036,986
Value of net assets at end of year (total assets less liabilities)2013-12-31$43,732,180
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$41,695,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$25,849,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$23,424,417
Value of interest in pooled separate accounts at end of year2013-12-31$1,349,342
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,188,137
Interest earned on other investments2013-12-31$663,023
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$16,495,558
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$17,036,426
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$1,336,860
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,486,715
Net investment gain/loss from pooled separate accounts2013-12-31$118,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$813,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,715,046
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2013-12-31010523282
2012 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total transfer of assets to this plan2012-12-31$14,704,465
Total income from all sources (including contributions)2012-12-31$2,588,462
Total of all expenses incurred2012-12-31$2,172,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,168,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$303,709
Value of total assets at end of year2012-12-31$41,695,194
Value of total assets at beginning of year2012-12-31$26,574,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,959
Total interest from all sources2012-12-31$472,105
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$31,454
Participant contributions at end of year2012-12-31$46,214
Administrative expenses (other) incurred2012-12-31$3,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$415,933
Value of net assets at end of year (total assets less liabilities)2012-12-31$41,695,194
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,574,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$23,424,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,658,217
Value of interest in pooled separate accounts at end of year2012-12-31$1,188,137
Value of interest in pooled separate accounts at beginning of year2012-12-31$552,893
Interest earned on other investments2012-12-31$472,105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$17,036,426
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$12,363,686
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$31,429
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,756,126
Net investment gain/loss from pooled separate accounts2012-12-31$56,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$272,255
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,137,141
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN2012-12-31010523282
2011 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,201,206
Total of all expenses incurred2011-12-31$2,253,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,247,265
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$998,650
Value of total assets at end of year2011-12-31$26,574,796
Value of total assets at beginning of year2011-12-31$27,627,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,374
Total interest from all sources2011-12-31$491,661
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$33,263
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$25,919
Administrative expenses (other) incurred2011-12-31$6,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,052,433
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,574,796
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$27,627,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,658,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$15,081,667
Value of interest in pooled separate accounts at end of year2011-12-31$552,893
Value of interest in pooled separate accounts at beginning of year2011-12-31$390,646
Interest earned on other investments2011-12-31$491,661
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$12,363,686
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$12,154,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-350,911
Net investment gain/loss from pooled separate accounts2011-12-31$61,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$939,468
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,247,265
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BERRY DUNN MCNEIL & PARKER
Accountancy firm EIN2011-12-31010523282
2010 : FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$3,450,811
Total of all expenses incurred2010-12-31$1,449,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,445,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,335,357
Value of total assets at end of year2010-12-31$27,627,229
Value of total assets at beginning of year2010-12-31$25,626,304
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,097
Total interest from all sources2010-12-31$453,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$34,161
Administrative expenses (other) incurred2010-12-31$4,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,000,925
Value of net assets at end of year (total assets less liabilities)2010-12-31$27,627,229
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$25,626,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$15,081,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$13,710,961
Value of interest in pooled separate accounts at end of year2010-12-31$390,646
Value of interest in pooled separate accounts at beginning of year2010-12-31$267,956
Interest earned on other investments2010-12-31$453,487
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$12,154,916
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$11,647,387
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,624,657
Net investment gain/loss from pooled separate accounts2010-12-31$37,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,301,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,445,789
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BERRY, DUNN, MCNEIL & PARKER, LLC
Accountancy firm EIN2010-12-31010523282

Form 5500 Responses for FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2022: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes
2008: FRANKLIN PIERCE UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedNo
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered84
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $1,178
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,096
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered626
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered91
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,347
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,252
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered646
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered96
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,334
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,190
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered676
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered697
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered102
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,281
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,165
Insurance broker organization code?3
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered737
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered109
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,290
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,163
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered117
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,372
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $961
Insurance broker organization code?3
Insurance broker nameGREGG A LIBUTTI
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered787
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered136
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,387
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $614
Insurance broker organization code?3
Insurance broker nameCINDA GERHAUSER
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered720
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered146
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,959
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,852
Insurance broker organization code?3
Insurance broker nameDARIN E LEEMAN
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered722
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered717
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered159
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,094
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,761
Insurance broker organization code?3
Insurance broker nameDARIN E. LEEMAN
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered173
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,575
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,322
Insurance broker organization code?3
Insurance broker nameMICHAEL P DALLEO
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered702
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered618
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered187
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $10,527
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number150894
Policy instance 1
Insurance contract or identification number150894
Number of Individuals Covered577
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number43595
Policy instance 2
Insurance contract or identification number43595
Number of Individuals Covered124
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $10,387
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,968
Insurance broker organization code?3
Insurance broker nameTHOMAS P. MORRIS

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