401k Plan data: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN plan

FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN
Plan identification number	002

FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Other welfare benefit cover

401k Sponsoring company profile

FRANKLIN PIERCE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name: FRANKLIN PIERCE UNIVERSITY

Employer identification number (EIN): 020263136

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2012-01-01 JAN MERIDETH JAN MERIDETH 2013-10-09
002 2011-01-01 SHARON BURKE SHARON BURKE 2012-10-15
002 2010-01-01 SHARON BURKE
002 2009-01-01 SHARON BURKE
002 2009-01-01 SHARON BURKE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2012-01-01	JAN MERIDETH	JAN MERIDETH	2013-10-09
002	2011-01-01	SHARON BURKE	SHARON BURKE	2012-10-15
002	2010-01-01	SHARON BURKE
002	2009-01-01	SHARON BURKE
002	2009-01-01	SHARON BURKE

Plan Statistics for FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

401k plan membership statisitcs for FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

Measure Date Value
2012: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
2011: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 422
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 81
Number of other retired or separated participants entitled to future benefits 2011-01-01 63
Total of all active and inactive participants 2011-01-01 144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 145
Number of participants with account balances 2011-01-01 145
2010: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 579
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 571
Number of other retired or separated participants entitled to future benefits 2010-01-01 14
Total of all active and inactive participants 2010-01-01 585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 586
Number of participants with account balances 2010-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 411
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 398
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 14
Total of all active and inactive participants 2009-01-01 412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 413
Number of participants with account balances 2009-01-01 279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2012: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
2011: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	422
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	81
Number of other retired or separated participants entitled to future benefits	2011-01-01	63
Total of all active and inactive participants	2011-01-01	144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	145
Number of participants with account balances	2011-01-01	145
2010: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	579
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	571
Number of other retired or separated participants entitled to future benefits	2010-01-01	14
Total of all active and inactive participants	2010-01-01	585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	586
Number of participants with account balances	2010-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	411
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	398
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	14
Total of all active and inactive participants	2009-01-01	412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	413
Number of participants with account balances	2009-01-01	279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

Measure	Date	Value
2012 : FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 401k financial data
Total transfer of assets from this plan	2012-12-31	$14,704,465
Total income from all sources (including contributions)	2012-12-31	$2,129,794
Total of all expenses incurred	2012-12-31	$717,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$711,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$925,076
Value of total assets at end of year	2012-12-31	$0
Value of total assets at beginning of year	2012-12-31	$13,292,439
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$6,233
Total interest from all sources	2012-12-31	$196,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$781,560
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$82,138
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$143,516
Administrative expenses (other) incurred	2012-12-31	$6,233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,412,026
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$13,292,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,588,070
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$461,601
Interest earned on other investments	2012-12-31	$196,520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$5,160,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$958,961
Net investment gain/loss from pooled separate accounts	2012-12-31	$49,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$711,535
Did the plan have assets held for investment	2012-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BERRY DUNN MCNEIL & PARKER, LLC
Accountancy firm EIN	2012-12-31	010523282
2011 : FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$1,165,556
Total of all expenses incurred	2011-12-31	$1,984,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,979,818
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,038,275
Value of total assets at end of year	2011-12-31	$13,292,439
Value of total assets at beginning of year	2011-12-31	$14,111,595
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,894
Total interest from all sources	2011-12-31	$225,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$785,464
Participant contributions at end of year	2011-12-31	$82,138
Participant contributions at beginning of year	2011-12-31	$112,694
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$252,811
Administrative expenses (other) incurred	2011-12-31	$4,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-819,156
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$13,292,439
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$14,111,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,588,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,741,703
Value of interest in pooled separate accounts at end of year	2011-12-31	$461,601
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$292,348
Interest earned on other investments	2011-12-31	$225,450
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$5,160,630
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$5,964,850
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-146,365
Net investment gain/loss from pooled separate accounts	2011-12-31	$48,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,979,818
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BERRY DUNN MCNEIL & PARKER
Accountancy firm EIN	2011-12-31	010523282
2010 : FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,959,483
Total of all expenses incurred	2010-12-31	$726,459
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$722,794
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$848,433
Value of total assets at end of year	2010-12-31	$14,111,595
Value of total assets at beginning of year	2010-12-31	$12,878,571
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,665
Total interest from all sources	2010-12-31	$214,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$804,222
Participant contributions at end of year	2010-12-31	$112,694
Participant contributions at beginning of year	2010-12-31	$140,217
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$44,211
Administrative expenses (other) incurred	2010-12-31	$3,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,233,024
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$14,111,595
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,878,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,741,703
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$7,156,198
Value of interest in pooled separate accounts at end of year	2010-12-31	$292,348
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$192,182
Interest earned on other investments	2010-12-31	$214,159
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$5,964,850
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$5,389,974
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$870,393
Net investment gain/loss from pooled separate accounts	2010-12-31	$26,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$722,794
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BERRY, DUNN, MCNEIL & PARKER, LLC
Accountancy firm EIN	2010-12-31	010523282

Form 5500 Responses for FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN

2012: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FRANKLIN PIERCE UNIVERSITY TAX-DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150897
Policy instance	1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	43595
Policy instance	2
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150897
Policy instance	1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	43595
Policy instance	2
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	150897
Policy instance	1
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number	43595
Policy instance	2

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Company Name:	FRANKLIN PIERCE UNIVERSITY
Employer identification number (EIN):	020263136
NAIC Classification:	611000