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SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 401k Plan overview

Plan NameSBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION
Plan identification number 002

SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EASTERN EXPOSITION STATES has sponsored the creation of one or more 401k plans.

Company Name:EASTERN EXPOSITION STATES
Employer identification number (EIN):042108354
NAIC Classification:712100
NAIC Description: Museums, Historical Sites, and Similar Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01
0022016-01-01THOMAS FORESE, JR.
0022015-01-01THOMAS FORESE, JR.
0022014-01-01THOMAS FORESE, JR.
0022013-01-01THOMAS FORESE JR.
0022012-01-01THOMAS FORESE JR.
0022011-01-01THOMAS FORESE JR.
0022010-01-01THOMAS FORESE JR.
0022009-10-01THOMAS FORESE JR.

Plan Statistics for SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION

401k plan membership statisitcs for SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION

Measure Date Value
2016: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2016 401k membership
Total participants, beginning-of-year2016-01-0155
Total number of active participants reported on line 7a of the Form 55002016-01-0149
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0156
Number of participants with account balances2016-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2015 401k membership
Total participants, beginning-of-year2015-01-0155
Total number of active participants reported on line 7a of the Form 55002015-01-0147
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0155
Number of participants with account balances2015-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2014 401k membership
Total participants, beginning-of-year2014-01-0155
Total number of active participants reported on line 7a of the Form 55002014-01-0146
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0155
Number of participants with account balances2014-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2013 401k membership
Total participants, beginning-of-year2013-01-0156
Total number of active participants reported on line 7a of the Form 55002013-01-0146
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-019
Total of all active and inactive participants2013-01-0155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0155
Number of participants with account balances2013-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2012 401k membership
Total participants, beginning-of-year2012-01-0157
Total number of active participants reported on line 7a of the Form 55002012-01-0149
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0156
Number of participants with account balances2012-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2011 401k membership
Total participants, beginning-of-year2011-01-0156
Total number of active participants reported on line 7a of the Form 55002011-01-0149
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-018
Total of all active and inactive participants2011-01-0157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0157
Number of participants with account balances2011-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2010 401k membership
Total participants, beginning-of-year2010-01-0156
Total number of active participants reported on line 7a of the Form 55002010-01-0155
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011
Total of all active and inactive participants2010-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0156
Number of participants with account balances2010-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2009 401k membership
Total participants, beginning-of-year2009-10-010
Total number of active participants reported on line 7a of the Form 55002009-10-0156
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-010
Total of all active and inactive participants2009-10-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-0156
Number of participants with account balances2009-10-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-010

Financial Data on SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION

Measure Date Value
2016 : SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2016 401k financial data
Total income from all sources2016-12-31$614,474
Expenses. Total of all expenses incurred2016-12-31$135,900
Benefits paid (including direct rollovers)2016-12-31$135,900
Total plan assets at end of year2016-12-31$5,405,980
Total plan assets at beginning of year2016-12-31$4,927,406
Value of fidelity bond covering the plan2016-12-31$492,741
Total contributions received or receivable from participants2016-12-31$189,214
Other income received2016-12-31$323,105
Net income (gross income less expenses)2016-12-31$478,574
Net plan assets at end of year (total assets less liabilities)2016-12-31$5,405,980
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$4,927,406
Assets. Value of participant loans2016-12-31$26,584
Total contributions received or receivable from employer(s)2016-12-31$102,155
2015 : SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2015 401k financial data
Total income from all sources2015-12-31$259,112
Expenses. Total of all expenses incurred2015-12-31$459,542
Benefits paid (including direct rollovers)2015-12-31$459,542
Total plan assets at end of year2015-12-31$4,927,406
Total plan assets at beginning of year2015-12-31$5,127,836
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$190,917
Other income received2015-12-31$-33,679
Net income (gross income less expenses)2015-12-31$-200,430
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,927,406
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$5,127,836
Assets. Value of participant loans2015-12-31$22,201
Total contributions received or receivable from employer(s)2015-12-31$101,874
2014 : SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2014 401k financial data
Total income from all sources2014-12-31$462,393
Expenses. Total of all expenses incurred2014-12-31$334,116
Benefits paid (including direct rollovers)2014-12-31$334,116
Total plan assets at end of year2014-12-31$5,127,836
Total plan assets at beginning of year2014-12-31$4,999,559
Value of fidelity bond covering the plan2014-12-31$499,956
Total contributions received or receivable from participants2014-12-31$189,286
Other income received2014-12-31$172,384
Net income (gross income less expenses)2014-12-31$128,277
Net plan assets at end of year (total assets less liabilities)2014-12-31$5,127,836
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,999,559
Assets. Value of participant loans2014-12-31$6,500
Total contributions received or receivable from employer(s)2014-12-31$100,723
2013 : SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2013 401k financial data
Total income from all sources2013-12-31$714,275
Expenses. Total of all expenses incurred2013-12-31$246,803
Benefits paid (including direct rollovers)2013-12-31$246,803
Total plan assets at end of year2013-12-31$4,999,559
Total plan assets at beginning of year2013-12-31$4,532,087
Value of fidelity bond covering the plan2013-12-31$453,209
Total contributions received or receivable from participants2013-12-31$183,443
Other income received2013-12-31$439,964
Net income (gross income less expenses)2013-12-31$467,472
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,999,559
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,532,087
Total contributions received or receivable from employer(s)2013-12-31$90,868
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2012 401k financial data
Total income from all sources2012-12-31$5,153,950
Expenses. Total of all expenses incurred2012-12-31$1,259,486
Benefits paid (including direct rollovers)2012-12-31$1,259,486
Total plan assets at end of year2012-12-31$4,532,087
Total plan assets at beginning of year2012-12-31$637,623
Value of fidelity bond covering the plan2012-12-31$63,763
Total contributions received or receivable from participants2012-12-31$4,735,744
Contributions received from other sources (not participants or employers)2012-12-31$156,611
Other income received2012-12-31$159,704
Net income (gross income less expenses)2012-12-31$3,894,464
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,532,087
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$637,623
Total contributions received or receivable from employer(s)2012-12-31$101,891
2011 : SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2011 401k financial data
Total income from all sources2011-12-31$275,437
Expenses. Total of all expenses incurred2011-12-31$0
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$637,623
Total plan assets at beginning of year2011-12-31$362,186
Value of fidelity bond covering the plan2011-12-31$36,218
Total contributions received or receivable from participants2011-12-31$170,037
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-358
Net income (gross income less expenses)2011-12-31$275,437
Net plan assets at end of year (total assets less liabilities)2011-12-31$637,623
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$362,186
Total contributions received or receivable from employer(s)2011-12-31$105,758
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
2010 : SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2010 401k financial data
Total income from all sources2010-12-31$292,232
Expenses. Total of all expenses incurred2010-12-31$2,736
Benefits paid (including direct rollovers)2010-12-31$2,736
Total plan assets at end of year2010-12-31$362,186
Total plan assets at beginning of year2010-12-31$72,690
Value of fidelity bond covering the plan2010-12-31$7,269
Total contributions received or receivable from participants2010-12-31$164,340
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$32,132
Net income (gross income less expenses)2010-12-31$289,496
Net plan assets at end of year (total assets less liabilities)2010-12-31$362,186
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$72,690
Total contributions received or receivable from employer(s)2010-12-31$95,760
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0

Form 5500 Responses for SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION

2016: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SBERA 401(K) PLAN AS ADOPTED BY EASTERN STATES EXPOSITION 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01First time form 5500 has been submittedYes
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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