?>
Logo

SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 401k Plan overview

Plan NameSULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN
Plan identification number 002

SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SULLIVAN & WORCESTER LLP has sponsored the creation of one or more 401k plans.

Company Name:SULLIVAN & WORCESTER LLP
Employer identification number (EIN):042387531
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about SULLIVAN & WORCESTER LLP

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1995-09-29
Company Identification Number: 1960980
Legal Registered Office Address: ATTN MANAGING PARTNER
ONE POST OFFICE SQUARE
BOSTON
United States of America (USA)
02109

More information about SULLIVAN & WORCESTER LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DAVID GUADAGNOLI
0022016-01-01DAVID GUADAGNOLI
0022015-01-01DAVID GUADAGNOLI
0022014-01-01DAVID GUADAGNOLI
0022013-01-01DAVID GUADAGNOLI
0022012-01-01DAVID A. GUADAGNOLI
0022011-01-01DAVID A. GUADAGNOLI
0022010-01-01DAVID A. GUADAGNOLI DAVID A. GUADAGNOLI2011-10-14
0022009-01-01DAVID GUADAGNOLI

Plan Statistics for SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN

401k plan membership statisitcs for SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN

Measure Date Value
2022: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01303
Total number of active participants reported on line 7a of the Form 55002022-01-01188
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01106
Total of all active and inactive participants2022-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01297
Number of participants with account balances2022-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01304
Total number of active participants reported on line 7a of the Form 55002021-01-01208
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0192
Total of all active and inactive participants2021-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01303
Number of participants with account balances2021-01-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01305
Total number of active participants reported on line 7a of the Form 55002020-01-01214
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0187
Total of all active and inactive participants2020-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01304
Number of participants with account balances2020-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01302
Total number of active participants reported on line 7a of the Form 55002019-01-01216
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0185
Total of all active and inactive participants2019-01-01301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-01305
Number of participants with account balances2019-01-01301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01300
Total number of active participants reported on line 7a of the Form 55002018-01-01208
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0191
Total of all active and inactive participants2018-01-01299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01302
Number of participants with account balances2018-01-01298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01323
Total number of active participants reported on line 7a of the Form 55002017-01-01207
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0189
Total of all active and inactive participants2017-01-01296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-01300
Number of participants with account balances2017-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01320
Total number of active participants reported on line 7a of the Form 55002016-01-01217
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01102
Total of all active and inactive participants2016-01-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-01323
Number of participants with account balances2016-01-01319
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01325
Total number of active participants reported on line 7a of the Form 55002015-01-01219
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0199
Total of all active and inactive participants2015-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01320
Number of participants with account balances2015-01-01316
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01341
Total number of active participants reported on line 7a of the Form 55002014-01-01219
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01105
Total of all active and inactive participants2014-01-01324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01325
Number of participants with account balances2014-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01354
Total number of active participants reported on line 7a of the Form 55002013-01-01225
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01116
Total of all active and inactive participants2013-01-01341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01341
Number of participants with account balances2013-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01355
Total number of active participants reported on line 7a of the Form 55002012-01-01233
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01119
Total of all active and inactive participants2012-01-01352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01354
Number of participants with account balances2012-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01363
Total number of active participants reported on line 7a of the Form 55002011-01-01226
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01127
Total of all active and inactive participants2011-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01355
Number of participants with account balances2011-01-01355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01371
Total number of active participants reported on line 7a of the Form 55002010-01-01239
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01124
Total of all active and inactive participants2010-01-01363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01363
Number of participants with account balances2010-01-01363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01361
Total number of active participants reported on line 7a of the Form 55002009-01-01261
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01110
Total of all active and inactive participants2009-01-01371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01371
Number of participants with account balances2009-01-01371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN

Measure Date Value
2022 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$1,178,007
Total transfer of assets from this plan2022-12-31$53,027
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-16,818,532
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,416,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,315,424
Value of total corrective distributions2022-12-31$639
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,205,849
Value of total assets at end of year2022-12-31$102,388,854
Value of total assets at beginning of year2022-12-31$125,499,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$100,805
Total interest from all sources2022-12-31$22,459
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,613,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,613,026
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,919,293
Participant contributions at end of year2022-12-31$536,089
Participant contributions at beginning of year2022-12-31$467,490
Participant contributions at end of year2022-12-31$195,900
Participant contributions at beginning of year2022-12-31$127,950
Assets. Other investments not covered elsewhere at end of year2022-12-31$17,279,912
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$23,014,807
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$90,663
Other income not declared elsewhere2022-12-31$-2,684,900
Administrative expenses (other) incurred2022-12-31$51,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-24,235,400
Value of net assets at end of year (total assets less liabilities)2022-12-31$102,388,854
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$125,499,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$2,374
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Investment advisory and management fees2022-12-31$49,617
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$54,676,781
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$66,806,151
Interest on participant loans2022-12-31$22,459
Value of interest in common/collective trusts at end of year2022-12-31$29,501,905
Value of interest in common/collective trusts at beginning of year2022-12-31$34,913,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-14,705,248
Net investment gain or loss from common/collective trusts2022-12-31$-4,269,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$195,893
Employer contributions (assets) at end of year2022-12-31$195,893
Employer contributions (assets) at beginning of year2022-12-31$169,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,315,424
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2022-12-31431947695
2021 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$310,054
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$18,919,144
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,712,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,555,096
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,001,485
Value of total assets at end of year2021-12-31$125,499,274
Value of total assets at beginning of year2021-12-31$110,982,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$157,697
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$21,703
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,258,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,258,958
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$10,113
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,832,338
Participant contributions at end of year2021-12-31$467,490
Participant contributions at beginning of year2021-12-31$442,961
Participant contributions at end of year2021-12-31$127,950
Participant contributions at beginning of year2021-12-31$171,400
Assets. Other investments not covered elsewhere at end of year2021-12-31$23,014,807
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$19,096,138
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$3,285,833
Administrative expenses (other) incurred2021-12-31$98,983
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$14,206,351
Value of net assets at end of year (total assets less liabilities)2021-12-31$125,499,274
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$110,982,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$48,601
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$66,806,151
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$60,355,240
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$21,703
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$34,913,729
Value of interest in common/collective trusts at beginning of year2021-12-31$30,917,130
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,517,478
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$3,833,687
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$169,147
Employer contributions (assets) at end of year2021-12-31$169,147
Employer contributions (assets) at beginning of year2021-12-31$0
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,555,096
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2021-12-31431947695
2020 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$948,547
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$18,883,688
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$5,903,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,772,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,486,859
Value of total assets at end of year2020-12-31$110,982,869
Value of total assets at beginning of year2020-12-31$97,054,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$131,302
Total interest from all sources2020-12-31$28,799
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,426,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,426,129
Administrative expenses professional fees incurred2020-12-31$273
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,709,903
Participant contributions at end of year2020-12-31$442,961
Participant contributions at beginning of year2020-12-31$690,034
Participant contributions at end of year2020-12-31$171,400
Participant contributions at beginning of year2020-12-31$90,425
Assets. Other investments not covered elsewhere at end of year2020-12-31$19,096,138
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$18,272,787
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,776,956
Other income not declared elsewhere2020-12-31$1,614,005
Administrative expenses (other) incurred2020-12-31$85,983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,980,075
Value of net assets at end of year (total assets less liabilities)2020-12-31$110,982,869
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$97,054,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$45,046
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$60,355,240
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$53,017,391
Interest on participant loans2020-12-31$28,799
Value of interest in common/collective trusts at end of year2020-12-31$30,917,130
Value of interest in common/collective trusts at beginning of year2020-12-31$24,757,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,362,331
Net investment gain or loss from common/collective trusts2020-12-31$2,965,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$226,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,772,311
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2020-12-31431947695
2019 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$657,888
Total transfer of assets to this plan2019-12-31$657,888
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$20,399,998
Total income from all sources (including contributions)2019-12-31$20,399,998
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$15,125,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$14,994,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$14,994,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,222,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,222,755
Value of total assets at end of year2019-12-31$97,054,247
Value of total assets at beginning of year2019-12-31$91,121,399
Value of total assets at beginning of year2019-12-31$91,121,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$130,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$130,849
Total interest from all sources2019-12-31$35,314
Total interest from all sources2019-12-31$35,314
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,720,140
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,720,140
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,720,140
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,720,140
Administrative expenses professional fees incurred2019-12-31$2,042
Administrative expenses professional fees incurred2019-12-31$2,042
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,556,799
Contributions received from participants2019-12-31$2,556,799
Participant contributions at end of year2019-12-31$690,034
Participant contributions at end of year2019-12-31$690,034
Participant contributions at beginning of year2019-12-31$881,616
Participant contributions at beginning of year2019-12-31$881,616
Participant contributions at end of year2019-12-31$90,425
Participant contributions at end of year2019-12-31$90,425
Participant contributions at beginning of year2019-12-31$116,731
Participant contributions at beginning of year2019-12-31$116,731
Assets. Other investments not covered elsewhere at end of year2019-12-31$18,272,787
Assets. Other investments not covered elsewhere at end of year2019-12-31$18,272,787
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$21,037,423
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$21,037,423
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$439,355
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$439,355
Other income not declared elsewhere2019-12-31$3,025,303
Other income not declared elsewhere2019-12-31$3,025,303
Administrative expenses (other) incurred2019-12-31$81,931
Administrative expenses (other) incurred2019-12-31$81,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,274,960
Value of net assets at end of year (total assets less liabilities)2019-12-31$97,054,247
Value of net assets at end of year (total assets less liabilities)2019-12-31$97,054,247
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$91,121,399
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$91,121,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$46,876
Investment advisory and management fees2019-12-31$46,876
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$53,017,391
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$53,017,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$46,010,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$46,010,974
Interest on participant loans2019-12-31$35,314
Interest on participant loans2019-12-31$35,314
Value of interest in common/collective trusts at end of year2019-12-31$24,757,171
Value of interest in common/collective trusts at end of year2019-12-31$24,757,171
Value of interest in common/collective trusts at beginning of year2019-12-31$22,895,663
Value of interest in common/collective trusts at beginning of year2019-12-31$22,895,663
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,690,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,690,615
Net investment gain or loss from common/collective trusts2019-12-31$3,705,871
Net investment gain or loss from common/collective trusts2019-12-31$3,705,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$226,601
Contributions received in cash from employer2019-12-31$226,601
Employer contributions (assets) at end of year2019-12-31$226,439
Employer contributions (assets) at end of year2019-12-31$226,439
Employer contributions (assets) at beginning of year2019-12-31$178,992
Employer contributions (assets) at beginning of year2019-12-31$178,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$14,994,189
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$14,994,189
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2019-12-31431947695
2018 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$643,221
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$991,584
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,204,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,073,166
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,434,953
Value of total assets at end of year2018-12-31$91,121,399
Value of total assets at beginning of year2018-12-31$94,690,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$131,164
Total interest from all sources2018-12-31$39,348
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,074,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,074,362
Administrative expenses professional fees incurred2018-12-31$3,140
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,549,257
Participant contributions at end of year2018-12-31$881,616
Participant contributions at beginning of year2018-12-31$836,160
Participant contributions at end of year2018-12-31$116,731
Participant contributions at beginning of year2018-12-31$116,100
Assets. Other investments not covered elsewhere at end of year2018-12-31$21,037,423
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$21,287,461
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,706,704
Other income not declared elsewhere2018-12-31$-929,393
Administrative expenses (other) incurred2018-12-31$67,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,212,746
Value of net assets at end of year (total assets less liabilities)2018-12-31$91,121,399
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$94,690,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$60,074
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$46,010,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$47,940,006
Interest on participant loans2018-12-31$39,348
Value of interest in common/collective trusts at end of year2018-12-31$22,895,663
Value of interest in common/collective trusts at beginning of year2018-12-31$24,361,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,713,371
Net investment gain or loss from common/collective trusts2018-12-31$-914,315
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$178,992
Employer contributions (assets) at end of year2018-12-31$178,992
Employer contributions (assets) at beginning of year2018-12-31$149,647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,073,166
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2018-12-31431947695
2017 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$214,101
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$17,482,649
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$8,830,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,726,902
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,247,173
Value of total assets at end of year2017-12-31$94,690,924
Value of total assets at beginning of year2017-12-31$85,824,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$103,484
Total interest from all sources2017-12-31$39,888
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,561,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,561,975
Administrative expenses professional fees incurred2017-12-31$5,056
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,432,696
Participant contributions at end of year2017-12-31$836,160
Participant contributions at beginning of year2017-12-31$856,695
Participant contributions at end of year2017-12-31$116,100
Participant contributions at beginning of year2017-12-31$88,200
Assets. Other investments not covered elsewhere at end of year2017-12-31$21,287,461
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$18,581,532
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,664,830
Other income not declared elsewhere2017-12-31$2,610,820
Administrative expenses (other) incurred2017-12-31$56,853
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,652,263
Value of net assets at end of year (total assets less liabilities)2017-12-31$94,690,924
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$85,824,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$41,575
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$47,940,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$42,233,819
Interest on participant loans2017-12-31$39,888
Value of interest in common/collective trusts at end of year2017-12-31$24,361,550
Value of interest in common/collective trusts at beginning of year2017-12-31$23,913,835
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,070,755
Net investment gain or loss from common/collective trusts2017-12-31$2,952,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$149,647
Employer contributions (assets) at end of year2017-12-31$149,647
Employer contributions (assets) at beginning of year2017-12-31$150,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,726,902
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2017-12-31431947695
2016 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$373,317
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$9,260,975
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,387,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,289,917
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,488,254
Value of total assets at end of year2016-12-31$85,824,560
Value of total assets at beginning of year2016-12-31$81,577,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$97,742
Total interest from all sources2016-12-31$33,992
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,262,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,262,643
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,328,996
Participant contributions at end of year2016-12-31$856,695
Participant contributions at beginning of year2016-12-31$793,622
Participant contributions at end of year2016-12-31$88,200
Participant contributions at beginning of year2016-12-31$85,000
Assets. Other investments not covered elsewhere at end of year2016-12-31$18,581,532
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$17,866,532
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$8,779
Other income not declared elsewhere2016-12-31$1,108,163
Administrative expenses (other) incurred2016-12-31$54,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,873,316
Value of net assets at end of year (total assets less liabilities)2016-12-31$85,824,560
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$81,577,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$43,639
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$42,233,819
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$39,986,498
Interest on participant loans2016-12-31$33,992
Value of interest in common/collective trusts at end of year2016-12-31$23,913,835
Value of interest in common/collective trusts at beginning of year2016-12-31$22,730,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,470,569
Net investment gain or loss from common/collective trusts2016-12-31$1,897,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$150,479
Employer contributions (assets) at end of year2016-12-31$150,479
Employer contributions (assets) at beginning of year2016-12-31$115,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,289,917
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2016-12-31431947695
2015 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$508,058
Total transfer of assets from this plan2015-12-31$5,279
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,198,327
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,101,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,986,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,781,279
Value of total assets at end of year2015-12-31$81,577,927
Value of total assets at beginning of year2015-12-31$81,978,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$115,419
Total interest from all sources2015-12-31$30,503
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,829,195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,829,195
Administrative expenses professional fees incurred2015-12-31$3,275
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,528,530
Participant contributions at end of year2015-12-31$793,622
Participant contributions at beginning of year2015-12-31$676,098
Participant contributions at end of year2015-12-31$85,000
Participant contributions at beginning of year2015-12-31$91,500
Assets. Other investments not covered elsewhere at end of year2015-12-31$17,866,532
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$17,856,414
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$137,053
Other income not declared elsewhere2015-12-31$2,712
Administrative expenses (other) incurred2015-12-31$58,841
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-903,671
Value of net assets at end of year (total assets less liabilities)2015-12-31$81,577,927
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$81,978,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$53,303
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$39,986,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$40,535,189
Interest on participant loans2015-12-31$30,503
Value of interest in common/collective trusts at end of year2015-12-31$22,730,579
Value of interest in common/collective trusts at beginning of year2015-12-31$22,715,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,238,361
Net investment gain or loss from common/collective trusts2015-12-31$-207,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$115,696
Employer contributions (assets) at end of year2015-12-31$115,696
Employer contributions (assets) at beginning of year2015-12-31$104,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,986,579
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2015-12-31431947695
2014 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$409,401
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,184,520
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,382,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,303,805
Value of total corrective distributions2014-12-31$283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,077,815
Value of total assets at end of year2014-12-31$81,978,819
Value of total assets at beginning of year2014-12-31$75,767,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$78,300
Total interest from all sources2014-12-31$27,392
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,940,142
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,940,142
Administrative expenses professional fees incurred2014-12-31$12,648
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,406,934
Participant contributions at end of year2014-12-31$676,098
Participant contributions at beginning of year2014-12-31$712,779
Participant contributions at end of year2014-12-31$91,500
Participant contributions at beginning of year2014-12-31$141,500
Assets. Other investments not covered elsewhere at end of year2014-12-31$17,856,414
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$16,515,335
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$566,697
Other income not declared elsewhere2014-12-31$1,118,160
Administrative expenses (other) incurred2014-12-31$6,234
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,802,132
Value of net assets at end of year (total assets less liabilities)2014-12-31$81,978,819
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$75,767,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$8,800
Investment advisory and management fees2014-12-31$59,418
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$40,535,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$36,208,377
Interest on participant loans2014-12-31$27,392
Value of interest in common/collective trusts at end of year2014-12-31$22,715,434
Value of interest in common/collective trusts at beginning of year2014-12-31$22,042,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$644,140
Net investment gain or loss from common/collective trusts2014-12-31$1,376,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$104,184
Employer contributions (assets) at end of year2014-12-31$104,184
Employer contributions (assets) at beginning of year2014-12-31$137,955
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,303,805
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2014-12-31431947695
2013 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$210,913
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$14,512,286
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,270,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,210,762
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,496,575
Value of total assets at end of year2013-12-31$75,767,286
Value of total assets at beginning of year2013-12-31$63,314,167
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$59,318
Total interest from all sources2013-12-31$32,776
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,205,758
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,205,758
Administrative expenses professional fees incurred2013-12-31$11,420
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,290,631
Participant contributions at end of year2013-12-31$712,779
Participant contributions at beginning of year2013-12-31$809,427
Participant contributions at end of year2013-12-31$141,500
Participant contributions at beginning of year2013-12-31$279,750
Assets. Other investments not covered elsewhere at end of year2013-12-31$16,515,335
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$12,914,120
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$67,989
Other income not declared elsewhere2013-12-31$1,863,034
Administrative expenses (other) incurred2013-12-31$3,375
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$12,242,206
Value of net assets at end of year (total assets less liabilities)2013-12-31$75,767,286
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$63,314,167
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$8,800
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$44,523
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$36,208,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$28,886,263
Interest on participant loans2013-12-31$32,776
Value of interest in common/collective trusts at end of year2013-12-31$22,042,540
Value of interest in common/collective trusts at beginning of year2013-12-31$20,296,665
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,575,838
Net investment gain or loss from common/collective trusts2013-12-31$3,338,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$137,955
Employer contributions (assets) at end of year2013-12-31$137,955
Employer contributions (assets) at beginning of year2013-12-31$127,942
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,210,762
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2013-12-31421947695
2012 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$347,483
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$11,883,813
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,121,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,093,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,728,476
Value of total assets at end of year2012-12-31$63,314,167
Value of total assets at beginning of year2012-12-31$53,203,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$27,702
Total interest from all sources2012-12-31$40,048
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$683,502
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$683,502
Administrative expenses professional fees incurred2012-12-31$11,303
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,216,697
Participant contributions at end of year2012-12-31$809,427
Participant contributions at beginning of year2012-12-31$830,105
Participant contributions at end of year2012-12-31$279,750
Participant contributions at beginning of year2012-12-31$221,900
Assets. Other investments not covered elsewhere at end of year2012-12-31$12,914,120
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$10,146,569
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,390,304
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$15,114
Other income not declared elsewhere2012-12-31$1,174,646
Administrative expenses (other) incurred2012-12-31$2,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$9,762,690
Value of net assets at end of year (total assets less liabilities)2012-12-31$63,314,167
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$53,203,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$13,412
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$28,886,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$22,446,911
Interest on participant loans2012-12-31$40,048
Value of interest in common/collective trusts at end of year2012-12-31$20,296,665
Value of interest in common/collective trusts at beginning of year2012-12-31$19,441,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,031,739
Net investment gain or loss from common/collective trusts2012-12-31$2,225,402
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$121,475
Employer contributions (assets) at end of year2012-12-31$127,942
Employer contributions (assets) at beginning of year2012-12-31$101,494
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,093,421
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2012-12-31421947695
2011 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$273,310
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$4,177,815
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$4,098,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$4,072,678
Value of total corrective distributions2011-12-31$2,040
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$5,207,435
Value of total assets at end of year2011-12-31$53,203,994
Value of total assets at beginning of year2011-12-31$52,851,691
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$24,104
Total interest from all sources2011-12-31$43,355
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$365,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$365,663
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,077,543
Participant contributions at end of year2011-12-31$830,105
Participant contributions at beginning of year2011-12-31$817,778
Participant contributions at end of year2011-12-31$221,900
Participant contributions at beginning of year2011-12-31$256,760
Assets. Other investments not covered elsewhere at end of year2011-12-31$10,146,569
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$7,588,025
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,028,398
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$15,114
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$17,184
Other income not declared elsewhere2011-12-31$-256,244
Administrative expenses (other) incurred2011-12-31$2,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$78,993
Value of net assets at end of year (total assets less liabilities)2011-12-31$53,203,994
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$52,851,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$21,954
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$22,446,911
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$23,460,283
Interest on participant loans2011-12-31$43,355
Value of interest in common/collective trusts at end of year2011-12-31$19,441,901
Value of interest in common/collective trusts at beginning of year2011-12-31$20,566,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-978,999
Net investment gain or loss from common/collective trusts2011-12-31$-203,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$101,494
Employer contributions (assets) at end of year2011-12-31$101,494
Employer contributions (assets) at beginning of year2011-12-31$145,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$4,072,678
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2011-12-31421947695
2010 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$218,835
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,820,028
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,698,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,698,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,456,470
Value of total assets at end of year2010-12-31$52,851,691
Value of total assets at beginning of year2010-12-31$46,511,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$700
Total interest from all sources2010-12-31$44,330
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$395,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$395,674
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,061,340
Participant contributions at end of year2010-12-31$817,778
Participant contributions at beginning of year2010-12-31$781,439
Participant contributions at end of year2010-12-31$256,760
Participant contributions at beginning of year2010-12-31$280,100
Assets. Other investments not covered elsewhere at end of year2010-12-31$7,588,025
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$6,230,442
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$250,015
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$17,184
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$22,338
Other income not declared elsewhere2010-12-31$938,480
Administrative expenses (other) incurred2010-12-31$700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,121,042
Value of net assets at end of year (total assets less liabilities)2010-12-31$52,851,691
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$46,511,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$23,460,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$20,882,809
Interest on participant loans2010-12-31$44,330
Value of interest in common/collective trusts at end of year2010-12-31$20,566,546
Value of interest in common/collective trusts at beginning of year2010-12-31$18,150,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,730,185
Net investment gain or loss from common/collective trusts2010-12-31$2,254,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$145,115
Employer contributions (assets) at end of year2010-12-31$145,115
Employer contributions (assets) at beginning of year2010-12-31$164,027
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,698,286
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2010-12-31431947695
2009 : SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN

2022: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SULLIVAN & WORCESTER LLP SAVINGS & INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3