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SULLIVAN & TANNER, P.A. 401k Plan overview

Plan NameSULLIVAN & TANNER, P.A.
Plan identification number 001

SULLIVAN & TANNER, P.A. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SULLIVAN & TANNER, P.A. has sponsored the creation of one or more 401k plans.

Company Name:SULLIVAN & TANNER, P.A.
Employer identification number (EIN):561350260
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SULLIVAN & TANNER, P.A.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MARK E SULLIVAN2023-10-12 MARK E SULLIVAN2023-10-12
0012021-01-01DONNA G. BRICKEY2022-10-14 DONNA G. BRICKEY2022-10-14
0012020-01-01MARK E SULLIVAN2021-10-14 MARK E SULLIVAN2021-10-14
0012019-01-01MARK E SULLIVAN2020-07-29 MARK E SULLIVAN2020-07-29
0012018-01-01MARK E SULLIVAN2019-10-14 MARK E SULLIVAN2019-10-14
0012017-01-01MARK E SULLIVAN2018-10-05 MARK E SULLIVAN2018-10-05
0012016-01-01MARK E SULLIVAN2017-07-31 MARK E SULLIVAN2017-07-31
0012015-01-01MARK E SULLIVAN MARK E SULLIVAN2016-09-22
0012014-01-01MARK E SULLIVAN MARK E SULLIVAN2015-09-11
0012013-01-01MARK E SULLIVAN MARK E SULLIVAN2014-10-06
0012012-01-01MARK E. SULLIVAN MARK E. SULLIVAN2013-10-11
0012011-01-01MARK E. SULLIVAN MARK E. SULLIVAN2012-12-31
0012010-01-01MARK E. SULLIVAN MARK E. SULLIVAN2011-10-11
0012009-01-01MARK E. SULLIVAN MARK E. SULLIVAN2010-10-11
0012009-01-012010-10-11

Plan Statistics for SULLIVAN & TANNER, P.A.

401k plan membership statisitcs for SULLIVAN & TANNER, P.A.

Measure Date Value
2015: SULLIVAN & TANNER, P.A. 2015 401k membership
Total participants, beginning-of-year2015-01-0116
Total number of active participants reported on line 7a of the Form 55002015-01-018
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-015
Total of all active and inactive participants2015-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0113
Number of participants with account balances2015-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: SULLIVAN & TANNER, P.A. 2014 401k membership
Total participants, beginning-of-year2014-01-0112
Total number of active participants reported on line 7a of the Form 55002014-01-018
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-014
Total of all active and inactive participants2014-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0112
Number of participants with account balances2014-01-0112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SULLIVAN & TANNER, P.A. 2013 401k membership
Total participants, beginning-of-year2013-01-0114
Total number of active participants reported on line 7a of the Form 55002013-01-016
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0110
Number of participants with account balances2013-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SULLIVAN & TANNER, P.A. 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-019
Number of participants with account balances2012-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SULLIVAN & TANNER, P.A. 2011 401k membership
Total participants, beginning-of-year2011-01-018
Total number of active participants reported on line 7a of the Form 55002011-01-017
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-013
Total of all active and inactive participants2011-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0110
Number of participants with account balances2011-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SULLIVAN & TANNER, P.A. 2010 401k membership
Total participants, beginning-of-year2010-01-019
Total number of active participants reported on line 7a of the Form 55002010-01-017
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-013
Total of all active and inactive participants2010-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0110
Number of participants with account balances2010-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SULLIVAN & TANNER, P.A. 2009 401k membership
Total participants, beginning-of-year2009-01-0111
Total number of active participants reported on line 7a of the Form 55002009-01-017
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0110
Number of participants with account balances2009-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SULLIVAN & TANNER, P.A.

Measure Date Value
2015 : SULLIVAN & TANNER, P.A. 2015 401k financial data
Total income from all sources2015-12-31$91,052
Expenses. Total of all expenses incurred2015-12-31$25,350
Benefits paid (including direct rollovers)2015-12-31$25,350
Total plan assets at end of year2015-12-31$1,112,067
Total plan assets at beginning of year2015-12-31$1,046,365
Value of fidelity bond covering the plan2015-12-31$25,000
Total contributions received or receivable from participants2015-12-31$6,499
Other income received2015-12-31$8,344
Net income (gross income less expenses)2015-12-31$65,702
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,112,067
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,046,365
Assets. Value of participant loans2015-12-31$70,620
Total contributions received or receivable from employer(s)2015-12-31$76,209
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : SULLIVAN & TANNER, P.A. 2014 401k financial data
Total income from all sources2014-12-31$129,430
Expenses. Total of all expenses incurred2014-12-31$23,143
Benefits paid (including direct rollovers)2014-12-31$23,143
Total plan assets at end of year2014-12-31$1,046,365
Total plan assets at beginning of year2014-12-31$940,078
Value of fidelity bond covering the plan2014-12-31$25,000
Total contributions received or receivable from participants2014-12-31$728
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$60,655
Net income (gross income less expenses)2014-12-31$106,287
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,046,365
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$940,078
Assets. Value of participant loans2014-12-31$54,416
Total contributions received or receivable from employer(s)2014-12-31$68,047
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : SULLIVAN & TANNER, P.A. 2013 401k financial data
Total income from all sources2013-12-31$209,182
Expenses. Total of all expenses incurred2013-12-31$32,443
Benefits paid (including direct rollovers)2013-12-31$32,443
Total plan assets at end of year2013-12-31$940,078
Total plan assets at beginning of year2013-12-31$763,339
Value of fidelity bond covering the plan2013-12-31$25,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$133,335
Net income (gross income less expenses)2013-12-31$176,739
Net plan assets at end of year (total assets less liabilities)2013-12-31$940,078
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$763,339
Assets. Value of participant loans2013-12-31$48,842
Total contributions received or receivable from employer(s)2013-12-31$75,847
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : SULLIVAN & TANNER, P.A. 2012 401k financial data
Total income from all sources2012-12-31$102,353
Expenses. Total of all expenses incurred2012-12-31$21,486
Benefits paid (including direct rollovers)2012-12-31$18,071
Total plan assets at end of year2012-12-31$763,339
Total plan assets at beginning of year2012-12-31$682,472
Value of fidelity bond covering the plan2012-12-31$25,000
Total contributions received or receivable from participants2012-12-31$390
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$43,874
Net income (gross income less expenses)2012-12-31$80,867
Net plan assets at end of year (total assets less liabilities)2012-12-31$763,339
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$682,472
Assets. Value of participant loans2012-12-31$42,015
Total contributions received or receivable from employer(s)2012-12-31$58,089
Value of certain deemed distributions of participant loans2012-12-31$3,415
Value of corrective distributions2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : SULLIVAN & TANNER, P.A. 2011 401k financial data
Total income from all sources2011-12-31$27,641
Expenses. Total of all expenses incurred2011-12-31$4,867
Benefits paid (including direct rollovers)2011-12-31$4,867
Total plan assets at end of year2011-12-31$682,472
Total plan assets at beginning of year2011-12-31$659,698
Value of fidelity bond covering the plan2011-12-31$25,000
Total contributions received or receivable from participants2011-12-31$1,355
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-21,714
Net income (gross income less expenses)2011-12-31$22,774
Net plan assets at end of year (total assets less liabilities)2011-12-31$682,472
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$659,698
Assets. Value of participant loans2011-12-31$43,102
Total contributions received or receivable from employer(s)2011-12-31$48,000
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : SULLIVAN & TANNER, P.A. 2010 401k financial data
Total income from all sources2010-12-31$121,849
Expenses. Total of all expenses incurred2010-12-31$8,062
Benefits paid (including direct rollovers)2010-12-31$8,062
Total plan assets at end of year2010-12-31$659,698
Total plan assets at beginning of year2010-12-31$545,911
Total contributions received or receivable from participants2010-12-31$0
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$61,770
Net income (gross income less expenses)2010-12-31$113,787
Net plan assets at end of year (total assets less liabilities)2010-12-31$659,698
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$545,911
Assets. Value of participant loans2010-12-31$45,618
Total contributions received or receivable from employer(s)2010-12-31$60,079
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : SULLIVAN & TANNER, P.A. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for SULLIVAN & TANNER, P.A.

2015: SULLIVAN & TANNER, P.A. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SULLIVAN & TANNER, P.A. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SULLIVAN & TANNER, P.A. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SULLIVAN & TANNER, P.A. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SULLIVAN & TANNER, P.A. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SULLIVAN & TANNER, P.A. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SULLIVAN & TANNER, P.A. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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