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ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 401k Plan overview

Plan NameASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN
Plan identification number 002

ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASSOCIATES IN ORTHOPEDICS, P.C. has sponsored the creation of one or more 401k plans.

Company Name:ASSOCIATES IN ORTHOPEDICS, P.C.
Employer identification number (EIN):042551555
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JUDITH BASILE
0022016-01-01JUDITH BASILE
0022015-01-01JUDITH BASILE
0022014-01-01JUDITH BASILE
0022013-01-01JUDITH BASILE2014-04-29
0022012-01-01JUDITH BASILE2013-02-25
0022011-01-01JUDITH BASILE2012-01-27
0022010-01-01JUDITH BASILE2011-06-27

Plan Statistics for ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN

Measure Date Value
2021: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0128
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0127
Total number of active participants reported on line 7a of the Form 55002020-01-0121
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-017
Total of all active and inactive participants2020-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0128
Number of participants with account balances2020-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0131
Total number of active participants reported on line 7a of the Form 55002019-01-0123
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-014
Total of all active and inactive participants2019-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0127
Number of participants with account balances2019-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0129
Total number of active participants reported on line 7a of the Form 55002018-01-0128
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-013
Total of all active and inactive participants2018-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0131
Number of participants with account balances2018-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0125
Total number of active participants reported on line 7a of the Form 55002017-01-0127
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012
Total of all active and inactive participants2017-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0129
Number of participants with account balances2017-01-0123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0127
Total number of active participants reported on line 7a of the Form 55002016-01-0123
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-012
Total of all active and inactive participants2016-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0125
Number of participants with account balances2016-01-0125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0125
Total number of active participants reported on line 7a of the Form 55002015-01-0127
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0127
Number of participants with account balances2015-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0128
Total number of active participants reported on line 7a of the Form 55002014-01-0125
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0125
Number of participants with account balances2014-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN

Measure Date Value
2021 : ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan2021-09-02$0
Total plan liabilities at end of year2021-09-02$0
Total plan liabilities at beginning of year2021-09-02$0
Total income from all sources2021-09-02$1,628,576
Expenses. Total of all expenses incurred2021-09-02$11,380,009
Benefits paid (including direct rollovers)2021-09-02$11,379,934
Total plan assets at end of year2021-09-02$0
Total plan assets at beginning of year2021-09-02$9,751,433
Value of fidelity bond covering the plan2021-09-02$500,000
Total contributions received or receivable from participants2021-09-02$99,974
Expenses. Other expenses not covered elsewhere2021-09-02$0
Contributions received from other sources (not participants or employers)2021-09-02$0
Other income received2021-09-02$1,276,104
Noncash contributions received2021-09-02$0
Net income (gross income less expenses)2021-09-02$-9,751,433
Net plan assets at end of year (total assets less liabilities)2021-09-02$0
Net plan assets at beginning of year (total assets less liabilities)2021-09-02$9,751,433
Total contributions received or receivable from employer(s)2021-09-02$252,498
Value of certain deemed distributions of participant loans2021-09-02$0
Value of corrective distributions2021-09-02$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-09-02$75
2020 : ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$1,847,691
Expenses. Total of all expenses incurred2020-12-31$145,126
Benefits paid (including direct rollovers)2020-12-31$145,126
Total plan assets at end of year2020-12-31$9,751,433
Total plan assets at beginning of year2020-12-31$8,048,868
Value of fidelity bond covering the plan2020-12-31$500,000
Assets. Value of tangible personal property2020-12-31$0
Total contributions received or receivable from participants2020-12-31$140,902
Assets. Value of loans (other than to participants)2020-12-31$0
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$1,537,529
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$1,702,565
Net plan assets at end of year (total assets less liabilities)2020-12-31$9,751,433
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$8,048,868
Assets. Value of participant loans2020-12-31$0
Assets. Value of assets in partnership/joint-venture interests2020-12-31$0
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Assets. Value of employer securities2020-12-31$0
Assets. Value of employer real property2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$169,260
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$0
2019 : ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$1,818,574
Expenses. Total of all expenses incurred2019-12-31$11,302
Benefits paid (including direct rollovers)2019-12-31$11,302
Total plan assets at end of year2019-12-31$8,048,868
Total plan assets at beginning of year2019-12-31$6,241,596
Value of fidelity bond covering the plan2019-12-31$500,000
Total contributions received or receivable from participants2019-12-31$143,670
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$1,452,115
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$1,807,272
Net plan assets at end of year (total assets less liabilities)2019-12-31$8,048,868
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$6,241,596
Total contributions received or receivable from employer(s)2019-12-31$222,789
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$0
2018 : ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$60,331
Expenses. Total of all expenses incurred2018-12-31$355,074
Benefits paid (including direct rollovers)2018-12-31$355,049
Total plan assets at end of year2018-12-31$6,241,596
Total plan assets at beginning of year2018-12-31$6,536,339
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$156,937
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-304,083
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-294,743
Net plan assets at end of year (total assets less liabilities)2018-12-31$6,241,596
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$6,536,339
Total contributions received or receivable from employer(s)2018-12-31$207,477
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$25
2017 : ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$1,202,524
Expenses. Total of all expenses incurred2017-12-31$21,149
Benefits paid (including direct rollovers)2017-12-31$21,149
Total plan assets at end of year2017-12-31$6,536,339
Total plan assets at beginning of year2017-12-31$5,354,964
Value of fidelity bond covering the plan2017-12-31$500,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$151,390
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$870,276
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$1,181,375
Net plan assets at end of year (total assets less liabilities)2017-12-31$6,536,339
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$5,354,964
Assets. Value of participant loans2017-12-31$0
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$180,858
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$0
2016 : ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$828,684
Expenses. Total of all expenses incurred2016-12-31$100,188
Benefits paid (including direct rollovers)2016-12-31$100,188
Total plan assets at end of year2016-12-31$5,354,964
Total plan assets at beginning of year2016-12-31$4,626,468
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$142,307
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$480,191
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$728,496
Net plan assets at end of year (total assets less liabilities)2016-12-31$5,354,964
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$4,626,468
Total contributions received or receivable from employer(s)2016-12-31$206,186
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
2015 : ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$385,613
Expenses. Total of all expenses incurred2015-12-31$34,519
Benefits paid (including direct rollovers)2015-12-31$34,519
Total plan assets at end of year2015-12-31$4,626,468
Total plan assets at beginning of year2015-12-31$4,275,374
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$148,900
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$15,331
Other income received2015-12-31$-20,564
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$351,094
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,626,468
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,275,374
Total contributions received or receivable from employer(s)2015-12-31$241,946
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
2014 : ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$361,454
Expenses. Total of all expenses incurred2014-12-31$112,958
Benefits paid (including direct rollovers)2014-12-31$111,780
Total plan assets at end of year2014-12-31$4,275,374
Total plan assets at beginning of year2014-12-31$4,026,878
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$114,897
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$246,557
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$248,496
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,275,374
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,026,878
Total contributions received or receivable from employer(s)2014-12-31$0
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$1,178

Form 5500 Responses for ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN

2021: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASSOCIATES IN ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes

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