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ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 002

ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASSOCIATES IN ANESTHESIOLOGY INC. has sponsored the creation of one or more 401k plans.

Company Name:ASSOCIATES IN ANESTHESIOLOGY INC.
Employer identification number (EIN):341210691
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01EARL SCOTT
0022015-01-01EARL SCOTT
0022014-01-01EARL SCOTT
0022013-01-01COURTNEY TUPA
0022012-01-01COURTNEY TUPA
0022011-01-01COURTNEY TUPA
0022010-01-01MISTY POWELL
0022009-01-01MISTY POWELL

Plan Statistics for ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0137
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0149
Total number of active participants reported on line 7a of the Form 55002015-01-015
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0132
Total of all active and inactive participants2015-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0137
Number of participants with account balances2015-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0155
Total number of active participants reported on line 7a of the Form 55002014-01-0120
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0129
Total of all active and inactive participants2014-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0149
Number of participants with account balances2014-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0173
Total number of active participants reported on line 7a of the Form 55002013-01-0118
Number of other retired or separated participants entitled to future benefits2013-01-0137
Total of all active and inactive participants2013-01-0155
Total participants2013-01-0155
Number of participants with account balances2013-01-0154
2012: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0184
Total number of active participants reported on line 7a of the Form 55002012-01-0131
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0139
Total of all active and inactive participants2012-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0173
Number of participants with account balances2012-01-0164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0177
Total number of active participants reported on line 7a of the Form 55002011-01-0145
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0138
Total of all active and inactive participants2011-01-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0184
Number of participants with account balances2011-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0184
Total number of active participants reported on line 7a of the Form 55002010-01-0166
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0110
Total of all active and inactive participants2010-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0177
Number of participants with account balances2010-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01100
Total number of active participants reported on line 7a of the Form 55002009-01-0173
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0110
Total of all active and inactive participants2009-01-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0184
Number of participants with account balances2009-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2016 : ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Transfers to/from the plan2016-05-20$0
Total plan liabilities at end of year2016-05-20$0
Total plan liabilities at beginning of year2016-05-20$0
Total income from all sources2016-05-20$120,309
Expenses. Total of all expenses incurred2016-05-20$4,402,110
Benefits paid (including direct rollovers)2016-05-20$4,400,772
Total plan assets at end of year2016-05-20$2,036
Total plan assets at beginning of year2016-05-20$4,283,837
Value of fidelity bond covering the plan2016-05-20$500,000
Total contributions received or receivable from participants2016-05-20$2,473
Expenses. Other expenses not covered elsewhere2016-05-20$0
Contributions received from other sources (not participants or employers)2016-05-20$0
Other income received2016-05-20$114,924
Noncash contributions received2016-05-20$0
Net income (gross income less expenses)2016-05-20$-4,281,801
Net plan assets at end of year (total assets less liabilities)2016-05-20$2,036
Net plan assets at beginning of year (total assets less liabilities)2016-05-20$4,283,837
Total contributions received or receivable from employer(s)2016-05-20$2,912
Value of certain deemed distributions of participant loans2016-05-20$0
Value of corrective distributions2016-05-20$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-05-20$1,338
2015 : ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$110,829
Expenses. Total of all expenses incurred2015-12-31$2,364,111
Benefits paid (including direct rollovers)2015-12-31$2,358,841
Total plan assets at end of year2015-12-31$4,283,837
Total plan assets at beginning of year2015-12-31$6,537,119
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$147,932
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-182,114
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-2,253,282
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,283,837
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$6,537,119
Assets. Value of participant loans2015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$145,011
Value of certain deemed distributions of participant loans2015-12-31$5,045
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$225
2014 : ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$829,797
Expenses. Total of all expenses incurred2014-12-31$1,832,471
Benefits paid (including direct rollovers)2014-12-31$1,832,446
Total plan assets at end of year2014-12-31$6,537,119
Total plan assets at beginning of year2014-12-31$7,539,793
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$222,774
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$97,579
Other income received2014-12-31$324,771
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$-1,002,674
Net plan assets at end of year (total assets less liabilities)2014-12-31$6,537,119
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$7,539,793
Assets. Value of participant loans2014-12-31$6,851
Total contributions received or receivable from employer(s)2014-12-31$184,673
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$25
2013 : ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$1,783,479
Expenses. Total of all expenses incurred2013-12-31$2,897,189
Benefits paid (including direct rollovers)2013-12-31$2,897,147
Total plan assets at end of year2013-12-31$7,539,793
Total plan assets at beginning of year2013-12-31$8,653,503
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$261,045
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$1,321,425
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$-1,113,710
Net plan assets at end of year (total assets less liabilities)2013-12-31$7,539,793
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$8,653,503
Assets. Value of participant loans2013-12-31$11,418
Total contributions received or receivable from employer(s)2013-12-31$201,009
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$42
2012 : ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$1,981,783
Expenses. Total of all expenses incurred2012-12-31$4,035,368
Benefits paid (including direct rollovers)2012-12-31$4,034,999
Total plan assets at end of year2012-12-31$8,653,503
Total plan assets at beginning of year2012-12-31$10,707,088
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$461,287
Contributions received from other sources (not participants or employers)2012-12-31$30,817
Other income received2012-12-31$1,174,221
Net income (gross income less expenses)2012-12-31$-2,053,585
Net plan assets at end of year (total assets less liabilities)2012-12-31$8,653,503
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$10,707,088
Assets. Value of participant loans2012-12-31$19,510
Total contributions received or receivable from employer(s)2012-12-31$315,458
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$369
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$1,212,007
Expenses. Total of all expenses incurred2011-12-31$3,225,475
Benefits paid (including direct rollovers)2011-12-31$3,223,565
Total plan assets at end of year2011-12-31$10,707,088
Total plan assets at beginning of year2011-12-31$12,720,556
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$728,594
Contributions received from other sources (not participants or employers)2011-12-31$66,031
Other income received2011-12-31$-131,675
Net income (gross income less expenses)2011-12-31$-2,013,468
Net plan assets at end of year (total assets less liabilities)2011-12-31$10,707,088
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$12,720,556
Assets. Value of participant loans2011-12-31$21,370
Total contributions received or receivable from employer(s)2011-12-31$549,057
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$1,910
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$2,931,495
Expenses. Total of all expenses incurred2010-12-31$3,745,959
Benefits paid (including direct rollovers)2010-12-31$3,745,567
Total plan assets at end of year2010-12-31$12,720,556
Total plan assets at beginning of year2010-12-31$13,535,020
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$834,733
Contributions received from other sources (not participants or employers)2010-12-31$53,698
Other income received2010-12-31$1,372,655
Net income (gross income less expenses)2010-12-31$-814,464
Net plan assets at end of year (total assets less liabilities)2010-12-31$12,720,556
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$13,535,020
Assets. Value of participant loans2010-12-31$61,954
Total contributions received or receivable from employer(s)2010-12-31$670,409
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$392
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN

2016: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ASSOCIATES IN ANESTHESIOLOGY, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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