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INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 401k Plan overview

Plan NameINTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND
Plan identification number 002

INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BOARD OF TRUSTEES I.U.O.E. LOCAL 4 ANNUITY FUND has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES I.U.O.E. LOCAL 4 ANNUITY FUND
Employer identification number (EIN):043002474
NAIC Classification:237310
NAIC Description:Highway, Street, and Bridge Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01MICHAEL J. BOWES2023-10-03 MICHAEL FOLEY2023-10-04
0022021-01-01WILLIAM D. MCLAUGHLIN2022-09-22 MICHAEL FOLEY2022-09-22
0022020-01-01WILLIAM D. MCLAUGHLIN2021-10-06 WILLIAM D. MCLAUGHLIN2021-10-06
0022019-01-01 WILLIAM D. MCLAUGHLIN2020-10-09
0022018-01-01GINA ALONGI2019-10-10
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01
0022013-01-01
0022012-01-01GINA ALONGI
0022011-01-01GINA ALONGI
0022009-01-01GINA ALONGI
0022009-01-01GINA ALONGI

Plan Statistics for INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND

401k plan membership statisitcs for INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND

Measure Date Value
2022: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2022 401k membership
Total participants, beginning-of-year2022-01-017,379
Total number of active participants reported on line 7a of the Form 55002022-01-016,814
Number of retired or separated participants receiving benefits2022-01-01156
Number of other retired or separated participants entitled to future benefits2022-01-01558
Total of all active and inactive participants2022-01-017,528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0111
Total participants2022-01-017,539
Number of participants with account balances2022-01-015,610
Number of employers contributing to the scheme2022-01-01345
2021: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2021 401k membership
Total participants, beginning-of-year2021-01-017,194
Total number of active participants reported on line 7a of the Form 55002021-01-016,666
Number of retired or separated participants receiving benefits2021-01-01155
Number of other retired or separated participants entitled to future benefits2021-01-01551
Total of all active and inactive participants2021-01-017,372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-017
Total participants2021-01-017,379
Number of participants with account balances2021-01-015,450
Number of employers contributing to the scheme2021-01-01345
2020: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2020 401k membership
Total participants, beginning-of-year2020-01-017,114
Total number of active participants reported on line 7a of the Form 55002020-01-016,465
Number of retired or separated participants receiving benefits2020-01-01161
Number of other retired or separated participants entitled to future benefits2020-01-01555
Total of all active and inactive participants2020-01-017,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0113
Total participants2020-01-017,194
Number of participants with account balances2020-01-015,262
Number of employers contributing to the scheme2020-01-01336
2019: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2019 401k membership
Total participants, beginning-of-year2019-01-016,834
Total number of active participants reported on line 7a of the Form 55002019-01-016,422
Number of retired or separated participants receiving benefits2019-01-01173
Number of other retired or separated participants entitled to future benefits2019-01-01512
Total of all active and inactive participants2019-01-017,107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-017
Total participants2019-01-017,114
Number of participants with account balances2019-01-015,180
Number of employers contributing to the scheme2019-01-01396
2018: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2018 401k membership
Total participants, beginning-of-year2018-01-016,616
Total number of active participants reported on line 7a of the Form 55002018-01-016,133
Number of retired or separated participants receiving benefits2018-01-0122
Number of other retired or separated participants entitled to future benefits2018-01-01655
Total of all active and inactive participants2018-01-016,810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0113
Total participants2018-01-016,823
Number of participants with account balances2018-01-014,932
Number of employers contributing to the scheme2018-01-01504
2017: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2017 401k membership
Total participants, beginning-of-year2017-01-016,688
Total number of active participants reported on line 7a of the Form 55002017-01-015,904
Number of retired or separated participants receiving benefits2017-01-01148
Number of other retired or separated participants entitled to future benefits2017-01-01549
Total of all active and inactive participants2017-01-016,601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0115
Total participants2017-01-016,616
Number of participants with account balances2017-01-014,744
Number of employers contributing to the scheme2017-01-01489
2016: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2016 401k membership
Total participants, beginning-of-year2016-01-016,593
Total number of active participants reported on line 7a of the Form 55002016-01-015,901
Number of retired or separated participants receiving benefits2016-01-01139
Number of other retired or separated participants entitled to future benefits2016-01-01636
Total of all active and inactive participants2016-01-016,676
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0112
Total participants2016-01-016,688
Number of participants with account balances2016-01-014,833
Number of employers contributing to the scheme2016-01-01448
2015: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2015 401k membership
Total participants, beginning-of-year2015-01-016,392
Total number of active participants reported on line 7a of the Form 55002015-01-015,781
Number of retired or separated participants receiving benefits2015-01-0145
Number of other retired or separated participants entitled to future benefits2015-01-01760
Total of all active and inactive participants2015-01-016,586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-016,593
Number of participants with account balances2015-01-014,759
Number of employers contributing to the scheme2015-01-01550
2014: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2014 401k membership
Total participants, beginning-of-year2014-01-016,250
Total number of active participants reported on line 7a of the Form 55002014-01-015,570
Number of retired or separated participants receiving benefits2014-01-01138
Number of other retired or separated participants entitled to future benefits2014-01-01672
Total of all active and inactive participants2014-01-016,380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0112
Total participants2014-01-016,392
Number of participants with account balances2014-01-014,658
Number of employers contributing to the scheme2014-01-01462
2013: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2013 401k membership
Total participants, beginning-of-year2013-01-016,065
Total number of active participants reported on line 7a of the Form 55002013-01-015,438
Number of retired or separated participants receiving benefits2013-01-01131
Number of other retired or separated participants entitled to future benefits2013-01-01679
Total of all active and inactive participants2013-01-016,248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-016,250
Number of participants with account balances2013-01-014,586
Number of employers contributing to the scheme2013-01-01447
2012: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2012 401k membership
Total participants, beginning-of-year2012-01-015,984
Total number of active participants reported on line 7a of the Form 55002012-01-015,216
Number of retired or separated participants receiving benefits2012-01-01115
Number of other retired or separated participants entitled to future benefits2012-01-01729
Total of all active and inactive participants2012-01-016,060
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-015
Total participants2012-01-016,065
Number of participants with account balances2012-01-014,462
Number of employers contributing to the scheme2012-01-01436
2011: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2011 401k membership
Total participants, beginning-of-year2011-01-015,648
Total number of active participants reported on line 7a of the Form 55002011-01-014,984
Number of retired or separated participants receiving benefits2011-01-01110
Number of other retired or separated participants entitled to future benefits2011-01-01883
Total of all active and inactive participants2011-01-015,977
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-017
Total participants2011-01-015,984
Number of participants with account balances2011-01-014,547
Number of employers contributing to the scheme2011-01-01420
2009: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2009 401k membership
Total participants, beginning-of-year2009-01-016,446
Total number of active participants reported on line 7a of the Form 55002009-01-015,060
Number of retired or separated participants receiving benefits2009-01-0199
Number of other retired or separated participants entitled to future benefits2009-01-01934
Total of all active and inactive participants2009-01-016,093
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-015
Total participants2009-01-016,098
Number of participants with account balances2009-01-014,740
Number of employers contributing to the scheme2009-01-01456

Financial Data on INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND

Measure Date Value
2022 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$75,098
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$68,945
Total income from all sources (including contributions)2022-12-31$-67,225,851
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$32,567,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$30,918,900
Expenses. Certain deemed distributions of participant loans2022-12-31$654,556
Value of total corrective distributions2022-12-31$942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$30,763,551
Value of total assets at end of year2022-12-31$578,820,811
Value of total assets at beginning of year2022-12-31$678,607,986
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$993,079
Total interest from all sources2022-12-31$4,367,470
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$7,405,097
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$7,405,097
Administrative expenses professional fees incurred2022-12-31$231,213
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$9,529,706
Participant contributions at end of year2022-12-31$10,183,963
Participant contributions at beginning of year2022-12-31$9,788,487
Participant contributions at end of year2022-12-31$649,413
Participant contributions at beginning of year2022-12-31$690,936
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,068,274
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$91,262
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$102,791
Other income not declared elsewhere2022-12-31$777,420
Administrative expenses (other) incurred2022-12-31$647,390
Liabilities. Value of operating payables at end of year2022-12-31$75,098
Liabilities. Value of operating payables at beginning of year2022-12-31$68,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-99,793,328
Value of net assets at end of year (total assets less liabilities)2022-12-31$578,745,713
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$678,539,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$114,476
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$162,319,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$235,892,652
Interest on participant loans2022-12-31$565,646
Interest earned on other investments2022-12-31$3,801,824
Value of interest in common/collective trusts at end of year2022-12-31$269,219,097
Value of interest in common/collective trusts at beginning of year2022-12-31$313,619,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,887,666
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,661,656
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,661,656
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$132,336,269
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$115,002,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-65,228,983
Net investment gain or loss from common/collective trusts2022-12-31$-45,310,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$20,165,571
Employer contributions (assets) at end of year2022-12-31$2,065,143
Employer contributions (assets) at beginning of year2022-12-31$1,786,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$30,918,900
Contract administrator fees2022-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-12-31$68,164
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-12-31$63,288
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2022-12-31131577780
2021 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$68,945
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$282,801
Total income from all sources (including contributions)2021-12-31$96,987,629
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$22,372,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$21,106,061
Expenses. Certain deemed distributions of participant loans2021-12-31$454,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$29,103,608
Value of total assets at end of year2021-12-31$678,607,986
Value of total assets at beginning of year2021-12-31$604,206,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$811,810
Total interest from all sources2021-12-31$4,173,210
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$16,064,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$16,064,882
Administrative expenses professional fees incurred2021-12-31$156,478
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,339,746
Participant contributions at end of year2021-12-31$9,788,487
Participant contributions at beginning of year2021-12-31$9,968,772
Participant contributions at end of year2021-12-31$690,936
Participant contributions at beginning of year2021-12-31$607,222
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,108,701
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$102,791
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$99,184
Other income not declared elsewhere2021-12-31$628,822
Administrative expenses (other) incurred2021-12-31$587,884
Liabilities. Value of operating payables at end of year2021-12-31$68,945
Liabilities. Value of operating payables at beginning of year2021-12-31$282,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$74,614,846
Value of net assets at end of year (total assets less liabilities)2021-12-31$678,539,041
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$603,924,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$67,448
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$235,892,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$205,990,094
Interest on participant loans2021-12-31$592,282
Interest earned on other investments2021-12-31$3,580,928
Value of interest in common/collective trusts at end of year2021-12-31$313,619,142
Value of interest in common/collective trusts at beginning of year2021-12-31$272,238,808
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,661,656
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,993,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,993,874
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$115,002,188
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$111,519,602
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$18,336,365
Net investment gain or loss from common/collective trusts2021-12-31$28,680,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$18,655,161
Employer contributions (assets) at end of year2021-12-31$1,786,846
Employer contributions (assets) at beginning of year2021-12-31$1,732,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$21,106,061
Contract administrator fees2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$63,288
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$57,245
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2021-12-31131577780
2020 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$282,801
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$159,834
Total income from all sources (including contributions)2020-12-31$95,296,405
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$20,235,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$18,926,424
Expenses. Certain deemed distributions of participant loans2020-12-31$516,508
Value of total corrective distributions2020-12-31$13,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$25,334,233
Value of total assets at end of year2020-12-31$604,206,996
Value of total assets at beginning of year2020-12-31$529,022,910
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$778,393
Total interest from all sources2020-12-31$3,604,845
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$11,238,354
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$11,238,354
Administrative expenses professional fees incurred2020-12-31$155,602
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$7,916,361
Participant contributions at end of year2020-12-31$9,968,772
Participant contributions at beginning of year2020-12-31$9,917,739
Participant contributions at end of year2020-12-31$607,222
Participant contributions at beginning of year2020-12-31$550,441
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$375,156
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$264,072
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$99,184
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$16,815,778
Other income not declared elsewhere2020-12-31$698,167
Administrative expenses (other) incurred2020-12-31$580,116
Liabilities. Value of operating payables at end of year2020-12-31$282,801
Liabilities. Value of operating payables at beginning of year2020-12-31$159,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$75,061,119
Value of net assets at end of year (total assets less liabilities)2020-12-31$603,924,195
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$528,863,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$42,675
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$205,990,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$411,142,783
Interest on participant loans2020-12-31$586,165
Interest earned on other investments2020-12-31$3,018,680
Value of interest in common/collective trusts at end of year2020-12-31$272,238,808
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,993,874
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,122,660
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,122,660
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$111,519,602
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$86,800,735
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$24,466,345
Net investment gain or loss from common/collective trusts2020-12-31$29,954,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$17,042,716
Employer contributions (assets) at end of year2020-12-31$1,732,195
Employer contributions (assets) at beginning of year2020-12-31$1,656,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$18,662,352
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$57,245
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$16,407
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31SCHULTHEIS & PANETTIERI, LLP
Accountancy firm EIN2020-12-31131577780
2019 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$159,834
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$247,217
Total income from all sources (including contributions)2019-12-31$106,884,728
Total of all expenses incurred2019-12-31$18,173,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$16,430,451
Expenses. Certain deemed distributions of participant loans2019-12-31$501,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$26,640,485
Value of total assets at end of year2019-12-31$529,022,910
Value of total assets at beginning of year2019-12-31$440,398,954
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,241,025
Total interest from all sources2019-12-31$3,218,781
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$35,480,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$35,480,509
Administrative expenses professional fees incurred2019-12-31$159,142
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,012,932
Participant contributions at end of year2019-12-31$9,917,739
Participant contributions at beginning of year2019-12-31$10,024,227
Participant contributions at end of year2019-12-31$550,441
Participant contributions at beginning of year2019-12-31$570,542
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$515,380
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$16,815,778
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$210,011
Other income not declared elsewhere2019-12-31$341,563
Administrative expenses (other) incurred2019-12-31$653,986
Liabilities. Value of operating payables at end of year2019-12-31$159,834
Liabilities. Value of operating payables at beginning of year2019-12-31$247,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$88,711,339
Value of net assets at end of year (total assets less liabilities)2019-12-31$528,863,076
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$440,151,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$427,897
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$411,142,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$340,638,808
Interest on participant loans2019-12-31$621,002
Interest earned on other investments2019-12-31$2,564,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,122,660
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,824,299
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,824,299
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$33,429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$86,800,735
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$85,464,507
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$41,203,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$18,112,173
Employer contributions (assets) at end of year2019-12-31$1,656,367
Employer contributions (assets) at beginning of year2019-12-31$1,647,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$16,430,451
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$16,407
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$19,443
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31MANZI & ASSOCIATES, LLC
Accountancy firm EIN2019-12-31043508036
2018 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$247,217
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$319,602
Total income from all sources (including contributions)2018-12-31$9,405,845
Total of all expenses incurred2018-12-31$19,599,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$17,774,640
Expenses. Certain deemed distributions of participant loans2018-12-31$400,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$24,579,531
Value of total assets at end of year2018-12-31$440,398,954
Value of total assets at beginning of year2018-12-31$450,665,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,424,529
Total interest from all sources2018-12-31$2,995,177
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$22,968,745
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$22,968,745
Administrative expenses professional fees incurred2018-12-31$124,772
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$6,845,058
Participant contributions at end of year2018-12-31$10,024,227
Participant contributions at beginning of year2018-12-31$9,318,551
Participant contributions at end of year2018-12-31$570,542
Participant contributions at beginning of year2018-12-31$449,781
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$515,322
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$210,011
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$206,925
Other income not declared elsewhere2018-12-31$431,190
Administrative expenses (other) incurred2018-12-31$889,855
Liabilities. Value of operating payables at end of year2018-12-31$247,217
Liabilities. Value of operating payables at beginning of year2018-12-31$319,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-10,193,856
Value of net assets at end of year (total assets less liabilities)2018-12-31$440,151,737
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$450,345,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$409,902
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$340,638,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$358,995,143
Interest on participant loans2018-12-31$542,672
Interest earned on other investments2018-12-31$2,435,678
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,824,299
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,546,835
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,546,835
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$16,827
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$85,464,507
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$78,615,350
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-41,568,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$17,219,151
Employer contributions (assets) at end of year2018-12-31$1,647,117
Employer contributions (assets) at beginning of year2018-12-31$1,512,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$17,774,640
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$19,443
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$19,638
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31MANZI & ASSOCIATES, LLC
Accountancy firm EIN2018-12-31043508036
2017 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$319,602
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$104,729
Total income from all sources (including contributions)2017-12-31$78,076,123
Total of all expenses incurred2017-12-31$14,779,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$13,130,018
Expenses. Certain deemed distributions of participant loans2017-12-31$321,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$22,991,118
Value of total assets at end of year2017-12-31$450,665,195
Value of total assets at beginning of year2017-12-31$387,153,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,328,583
Total interest from all sources2017-12-31$2,884,400
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$16,181,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$16,181,463
Administrative expenses professional fees incurred2017-12-31$115,525
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,200,003
Participant contributions at end of year2017-12-31$9,318,551
Participant contributions at beginning of year2017-12-31$9,063,788
Participant contributions at end of year2017-12-31$449,781
Participant contributions at beginning of year2017-12-31$473,596
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$656,620
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$206,925
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$191,088
Other income not declared elsewhere2017-12-31$389,919
Administrative expenses (other) incurred2017-12-31$815,151
Liabilities. Value of operating payables at end of year2017-12-31$319,602
Liabilities. Value of operating payables at beginning of year2017-12-31$104,729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$63,296,444
Value of net assets at end of year (total assets less liabilities)2017-12-31$450,345,593
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$387,049,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$397,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$358,995,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$296,361,608
Interest on participant loans2017-12-31$494,308
Interest earned on other investments2017-12-31$2,375,174
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,546,835
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,006,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,006,658
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$14,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$78,615,350
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$78,484,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$35,629,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$16,134,495
Employer contributions (assets) at end of year2017-12-31$1,512,972
Employer contributions (assets) at beginning of year2017-12-31$1,551,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$13,130,018
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$19,638
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$21,827
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31MANZI & ASSOCIATES, LLC
Accountancy firm EIN2017-12-31043508036
2016 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$104,729
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$205,214
Total income from all sources (including contributions)2016-12-31$41,575,213
Total of all expenses incurred2016-12-31$11,063,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$9,683,091
Expenses. Certain deemed distributions of participant loans2016-12-31$311,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$21,351,004
Value of total assets at end of year2016-12-31$387,153,878
Value of total assets at beginning of year2016-12-31$356,742,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,068,654
Total interest from all sources2016-12-31$2,710,166
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$12,396,131
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$12,396,131
Administrative expenses professional fees incurred2016-12-31$147,181
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$8,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,470,188
Participant contributions at end of year2016-12-31$9,063,788
Participant contributions at beginning of year2016-12-31$9,042,825
Participant contributions at end of year2016-12-31$473,596
Participant contributions at beginning of year2016-12-31$445,351
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$502,450
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$191,088
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$228,283
Other income not declared elsewhere2016-12-31$399,775
Administrative expenses (other) incurred2016-12-31$619,292
Liabilities. Value of operating payables at end of year2016-12-31$104,729
Liabilities. Value of operating payables at beginning of year2016-12-31$205,214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$30,511,658
Value of net assets at end of year (total assets less liabilities)2016-12-31$387,049,149
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$356,537,491
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$302,181
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$296,361,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$276,064,579
Interest on participant loans2016-12-31$466,112
Interest earned on other investments2016-12-31$2,234,008
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,006,658
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$623,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$623,737
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$10,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$78,484,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$68,806,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,718,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$15,378,366
Employer contributions (assets) at end of year2016-12-31$1,551,078
Employer contributions (assets) at beginning of year2016-12-31$1,511,211
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$9,683,091
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$21,827
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$20,021
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31MANZI & ASSOCIATES, LLC
Accountancy firm EIN2016-12-31043508036
2015 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$205,214
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$107,281
Total income from all sources (including contributions)2015-12-31$13,758,276
Total of all expenses incurred2015-12-31$14,000,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$12,298,988
Expenses. Certain deemed distributions of participant loans2015-12-31$509,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$20,285,217
Value of total assets at end of year2015-12-31$356,742,705
Value of total assets at beginning of year2015-12-31$356,887,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,192,343
Total interest from all sources2015-12-31$2,424,664
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$29,198,330
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$29,198,330
Administrative expenses professional fees incurred2015-12-31$180,951
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$8,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,992,315
Participant contributions at end of year2015-12-31$9,042,825
Participant contributions at beginning of year2015-12-31$9,536,531
Participant contributions at end of year2015-12-31$445,351
Participant contributions at beginning of year2015-12-31$349,227
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$779,359
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$228,283
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$70,199
Other income not declared elsewhere2015-12-31$390,882
Administrative expenses (other) incurred2015-12-31$614,936
Liabilities. Value of operating payables at end of year2015-12-31$205,214
Liabilities. Value of operating payables at beginning of year2015-12-31$107,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-242,248
Value of net assets at end of year (total assets less liabilities)2015-12-31$356,537,491
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$356,779,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$396,456
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$276,064,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$281,657,128
Interest on participant loans2015-12-31$476,508
Interest earned on other investments2015-12-31$1,941,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$623,737
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$578,654
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$578,654
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$6,385
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$68,806,698
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$63,325,814
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-38,540,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$14,513,543
Employer contributions (assets) at end of year2015-12-31$1,511,211
Employer contributions (assets) at beginning of year2015-12-31$1,340,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$12,298,988
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$20,021
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$28,721
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31MANZI & ASSOCIATES, LLC
Accountancy firm EIN2015-12-31043508036
2014 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$107,281
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$131,172
Total income from all sources (including contributions)2014-12-31$37,749,699
Total of all expenses incurred2014-12-31$12,798,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$10,826,869
Expenses. Certain deemed distributions of participant loans2014-12-31$961,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$17,093,479
Value of total assets at end of year2014-12-31$356,887,020
Value of total assets at beginning of year2014-12-31$331,959,895
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,010,009
Total interest from all sources2014-12-31$2,371,450
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$33,554,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$33,554,265
Administrative expenses professional fees incurred2014-12-31$159,890
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$8,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,041,099
Participant contributions at end of year2014-12-31$9,536,531
Participant contributions at beginning of year2014-12-31$9,233,906
Participant contributions at end of year2014-12-31$349,227
Participant contributions at beginning of year2014-12-31$309,029
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$172,900
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$70,199
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$161,440
Other income not declared elsewhere2014-12-31$381,216
Administrative expenses (other) incurred2014-12-31$459,310
Liabilities. Value of operating payables at end of year2014-12-31$107,281
Liabilities. Value of operating payables at beginning of year2014-12-31$131,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$24,951,016
Value of net assets at end of year (total assets less liabilities)2014-12-31$356,779,739
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$331,828,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$390,809
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$281,657,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$258,810,634
Interest on participant loans2014-12-31$471,233
Interest earned on other investments2014-12-31$1,894,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$578,654
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$250,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$250,461
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$5,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$63,325,814
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$61,862,960
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-15,650,711
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$12,879,480
Employer contributions (assets) at end of year2014-12-31$1,340,746
Employer contributions (assets) at beginning of year2014-12-31$1,297,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$10,826,869
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$28,721
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$33,768
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MANZI & ASSOCIATES, L.L.C.
Accountancy firm EIN2014-12-31043508036
2013 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$131,172
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$169,476
Total income from all sources (including contributions)2013-12-31$61,258,533
Total of all expenses incurred2013-12-31$11,849,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$10,409,518
Expenses. Certain deemed distributions of participant loans2013-12-31$410,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$16,360,703
Value of total assets at end of year2013-12-31$331,959,895
Value of total assets at beginning of year2013-12-31$282,589,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,029,744
Total interest from all sources2013-12-31$2,247,283
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$15,096,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$15,096,479
Administrative expenses professional fees incurred2013-12-31$174,003
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$8,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,563,425
Participant contributions at end of year2013-12-31$9,233,906
Participant contributions at beginning of year2013-12-31$8,812,311
Participant contributions at end of year2013-12-31$309,029
Participant contributions at beginning of year2013-12-31$347,051
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$351,675
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$161,440
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$125,411
Other income not declared elsewhere2013-12-31$994,334
Administrative expenses (other) incurred2013-12-31$472,243
Liabilities. Value of operating payables at end of year2013-12-31$131,172
Liabilities. Value of operating payables at beginning of year2013-12-31$169,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$49,408,837
Value of net assets at end of year (total assets less liabilities)2013-12-31$331,828,723
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$282,419,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$383,498
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$258,810,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$212,308,505
Interest on participant loans2013-12-31$433,226
Interest earned on other investments2013-12-31$1,812,905
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$250,461
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,152
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$61,862,960
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$59,451,155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$26,559,734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$12,445,603
Employer contributions (assets) at end of year2013-12-31$1,297,697
Employer contributions (assets) at beginning of year2013-12-31$1,498,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$10,409,518
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$33,768
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$46,066
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MANZI & ASSOCIATES, LLC
Accountancy firm EIN2013-12-31043508036
2012 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$169,476
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$94,914
Total income from all sources (including contributions)2012-12-31$41,160,686
Total of all expenses incurred2012-12-31$11,886,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$10,113,039
Expenses. Certain deemed distributions of participant loans2012-12-31$757,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$14,815,199
Value of total assets at end of year2012-12-31$282,589,362
Value of total assets at beginning of year2012-12-31$253,240,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,015,599
Total interest from all sources2012-12-31$2,195,145
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$8,565,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$8,565,833
Administrative expenses professional fees incurred2012-12-31$136,315
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$8,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,188,963
Participant contributions at end of year2012-12-31$8,812,311
Participant contributions at beginning of year2012-12-31$8,839,118
Participant contributions at end of year2012-12-31$347,051
Participant contributions at beginning of year2012-12-31$313,547
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$606,234
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$125,411
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$84,400
Other income not declared elsewhere2012-12-31$882,048
Administrative expenses (other) incurred2012-12-31$577,680
Liabilities. Value of operating payables at end of year2012-12-31$169,476
Liabilities. Value of operating payables at beginning of year2012-12-31$94,914
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$29,274,458
Value of net assets at end of year (total assets less liabilities)2012-12-31$282,419,886
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$253,145,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$301,604
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$212,308,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$185,434,741
Interest on participant loans2012-12-31$437,264
Interest earned on other investments2012-12-31$1,755,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$578,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$578,343
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$2,214
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$59,451,155
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$56,330,669
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$14,702,461
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$11,020,002
Employer contributions (assets) at end of year2012-12-31$1,498,863
Employer contributions (assets) at beginning of year2012-12-31$1,606,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$10,113,039
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$46,066
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$52,624
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MANZI & ASSOCIATES,LLC
Accountancy firm EIN2012-12-31043508036
2011 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$94,914
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$70,619
Total income from all sources (including contributions)2011-12-31$15,034,018
Total of all expenses incurred2011-12-31$12,967,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$10,943,643
Expenses. Certain deemed distributions of participant loans2011-12-31$1,051,906
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,215,174
Value of total assets at end of year2011-12-31$253,240,342
Value of total assets at beginning of year2011-12-31$251,149,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$972,094
Total interest from all sources2011-12-31$2,094,785
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$9,374,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$9,374,988
Administrative expenses professional fees incurred2011-12-31$214,467
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$8,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,962,267
Participant contributions at end of year2011-12-31$8,839,118
Participant contributions at beginning of year2011-12-31$9,102,899
Participant contributions at end of year2011-12-31$313,547
Participant contributions at beginning of year2011-12-31$284,316
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$454,702
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$84,400
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$83,364
Other income not declared elsewhere2011-12-31$796,552
Administrative expenses (other) incurred2011-12-31$485,843
Liabilities. Value of operating payables at end of year2011-12-31$94,914
Liabilities. Value of operating payables at beginning of year2011-12-31$70,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,066,375
Value of net assets at end of year (total assets less liabilities)2011-12-31$253,145,428
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$251,079,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$271,784
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$185,434,741
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$189,174,776
Interest on participant loans2011-12-31$452,597
Interest earned on other investments2011-12-31$1,637,128
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$578,343
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$348,797
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$348,797
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,060
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$56,330,669
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$50,633,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-11,447,481
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$10,798,205
Employer contributions (assets) at end of year2011-12-31$1,606,900
Employer contributions (assets) at beginning of year2011-12-31$1,468,389
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$10,943,643
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$52,624
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$53,857
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MANZI & ASSOCIATES, LLC
Accountancy firm EIN2011-12-31043508036
2010 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$70,619
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$110,287
Total income from all sources (including contributions)2010-12-31$38,003,869
Total of all expenses incurred2010-12-31$17,358,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$13,888,437
Expenses. Certain deemed distributions of participant loans2010-12-31$2,489,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,922,311
Value of total assets at end of year2010-12-31$251,149,672
Value of total assets at beginning of year2010-12-31$229,106,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$980,726
Total interest from all sources2010-12-31$1,914,788
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$5,442,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$5,442,941
Administrative expenses professional fees incurred2010-12-31$154,504
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,608,253
Participant contributions at end of year2010-12-31$9,102,899
Participant contributions at beginning of year2010-12-31$8,659,503
Participant contributions at end of year2010-12-31$284,316
Participant contributions at beginning of year2010-12-31$470,782
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$351,511
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$83,364
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$85,668
Other income not declared elsewhere2010-12-31$701,273
Administrative expenses (other) incurred2010-12-31$543,120
Liabilities. Value of operating payables at end of year2010-12-31$70,619
Liabilities. Value of operating payables at beginning of year2010-12-31$110,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$20,644,915
Value of net assets at end of year (total assets less liabilities)2010-12-31$251,079,053
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$228,996,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31Yes
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$283,102
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$189,174,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$167,150,979
Interest on participant loans2010-12-31$436,003
Interest earned on other investments2010-12-31$1,474,436
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$348,797
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$270,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$270,534
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$50,633,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$50,908,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$17,022,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$9,962,547
Employer contributions (assets) at end of year2010-12-31$1,468,389
Employer contributions (assets) at beginning of year2010-12-31$1,516,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$13,888,437
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$53,857
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$44,476
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MANZI & ASSOCIATES, LLC
Accountancy firm EIN2010-12-31043508036

Form 5500 Responses for INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND

2022: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2022 form 5500 responses
2022-01-01Type of plan entityMulti-employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2021 form 5500 responses
2021-01-01Type of plan entityMulti-employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered7539
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered7379
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered7194
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered7114
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered6823
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered6616
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered5781
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered6392
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered5438
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered5216
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered5987
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: )
Policy contract numberMR 60018-1
Policy instance 1
Insurance contract or identification numberMR 60018-1
Number of Individuals Covered5648
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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