BOARD OF TRUSTEES I.U.O.E. LOCAL 4 ANNUITY FUND has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND
401k plan membership statisitcs for INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND
Measure | Date | Value |
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2022 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $75,098 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $68,945 |
Total income from all sources (including contributions) | 2022-12-31 | $-67,225,851 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $32,567,477 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $30,918,900 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $654,556 |
Value of total corrective distributions | 2022-12-31 | $942 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $30,763,551 |
Value of total assets at end of year | 2022-12-31 | $578,820,811 |
Value of total assets at beginning of year | 2022-12-31 | $678,607,986 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $993,079 |
Total interest from all sources | 2022-12-31 | $4,367,470 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $7,405,097 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $7,405,097 |
Administrative expenses professional fees incurred | 2022-12-31 | $231,213 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $9,529,706 |
Participant contributions at end of year | 2022-12-31 | $10,183,963 |
Participant contributions at beginning of year | 2022-12-31 | $9,788,487 |
Participant contributions at end of year | 2022-12-31 | $649,413 |
Participant contributions at beginning of year | 2022-12-31 | $690,936 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,068,274 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $91,262 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $102,791 |
Other income not declared elsewhere | 2022-12-31 | $777,420 |
Administrative expenses (other) incurred | 2022-12-31 | $647,390 |
Liabilities. Value of operating payables at end of year | 2022-12-31 | $75,098 |
Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $68,945 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-99,793,328 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $578,745,713 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $678,539,041 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $114,476 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $162,319,834 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $235,892,652 |
Interest on participant loans | 2022-12-31 | $565,646 |
Interest earned on other investments | 2022-12-31 | $3,801,824 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $269,219,097 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $313,619,142 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $1,887,666 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $1,661,656 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $1,661,656 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $132,336,269 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $115,002,188 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-65,228,983 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-45,310,406 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $20,165,571 |
Employer contributions (assets) at end of year | 2022-12-31 | $2,065,143 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $1,786,846 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $30,918,900 |
Contract administrator fees | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2022-12-31 | $68,164 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2022-12-31 | $63,288 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | SCHULTHEIS & PANETTIERI, LLP |
Accountancy firm EIN | 2022-12-31 | 131577780 |
2021 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $68,945 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $282,801 |
Total income from all sources (including contributions) | 2021-12-31 | $96,987,629 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $22,372,783 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $21,106,061 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $454,912 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $29,103,608 |
Value of total assets at end of year | 2021-12-31 | $678,607,986 |
Value of total assets at beginning of year | 2021-12-31 | $604,206,996 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $811,810 |
Total interest from all sources | 2021-12-31 | $4,173,210 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $16,064,882 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $16,064,882 |
Administrative expenses professional fees incurred | 2021-12-31 | $156,478 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $9,339,746 |
Participant contributions at end of year | 2021-12-31 | $9,788,487 |
Participant contributions at beginning of year | 2021-12-31 | $9,968,772 |
Participant contributions at end of year | 2021-12-31 | $690,936 |
Participant contributions at beginning of year | 2021-12-31 | $607,222 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,108,701 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $102,791 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $99,184 |
Other income not declared elsewhere | 2021-12-31 | $628,822 |
Administrative expenses (other) incurred | 2021-12-31 | $587,884 |
Liabilities. Value of operating payables at end of year | 2021-12-31 | $68,945 |
Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $282,801 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $74,614,846 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $678,539,041 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $603,924,195 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $67,448 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $235,892,652 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $205,990,094 |
Interest on participant loans | 2021-12-31 | $592,282 |
Interest earned on other investments | 2021-12-31 | $3,580,928 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $313,619,142 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $272,238,808 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $1,661,656 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $1,993,874 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $1,993,874 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $115,002,188 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $111,519,602 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $18,336,365 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $28,680,742 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $18,655,161 |
Employer contributions (assets) at end of year | 2021-12-31 | $1,786,846 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $1,732,195 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $21,106,061 |
Contract administrator fees | 2021-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2021-12-31 | $63,288 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2021-12-31 | $57,245 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | SCHULTHEIS & PANETTIERI, LLP |
Accountancy firm EIN | 2021-12-31 | 131577780 |
2020 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $282,801 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $159,834 |
Total income from all sources (including contributions) | 2020-12-31 | $95,296,405 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $20,235,286 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $18,926,424 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $516,508 |
Value of total corrective distributions | 2020-12-31 | $13,961 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $25,334,233 |
Value of total assets at end of year | 2020-12-31 | $604,206,996 |
Value of total assets at beginning of year | 2020-12-31 | $529,022,910 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $778,393 |
Total interest from all sources | 2020-12-31 | $3,604,845 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $11,238,354 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $11,238,354 |
Administrative expenses professional fees incurred | 2020-12-31 | $155,602 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $7,916,361 |
Participant contributions at end of year | 2020-12-31 | $9,968,772 |
Participant contributions at beginning of year | 2020-12-31 | $9,917,739 |
Participant contributions at end of year | 2020-12-31 | $607,222 |
Participant contributions at beginning of year | 2020-12-31 | $550,441 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $375,156 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $264,072 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $99,184 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $16,815,778 |
Other income not declared elsewhere | 2020-12-31 | $698,167 |
Administrative expenses (other) incurred | 2020-12-31 | $580,116 |
Liabilities. Value of operating payables at end of year | 2020-12-31 | $282,801 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $159,834 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $75,061,119 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $603,924,195 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $528,863,076 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $42,675 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $205,990,094 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $411,142,783 |
Interest on participant loans | 2020-12-31 | $586,165 |
Interest earned on other investments | 2020-12-31 | $3,018,680 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $272,238,808 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $1,993,874 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $2,122,660 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $2,122,660 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $111,519,602 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $86,800,735 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $24,466,345 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $29,954,461 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $17,042,716 |
Employer contributions (assets) at end of year | 2020-12-31 | $1,732,195 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $1,656,367 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $18,662,352 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2020-12-31 | $57,245 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2020-12-31 | $16,407 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | SCHULTHEIS & PANETTIERI, LLP |
Accountancy firm EIN | 2020-12-31 | 131577780 |
2019 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2019 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $159,834 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $247,217 |
Total income from all sources (including contributions) | 2019-12-31 | $106,884,728 |
Total of all expenses incurred | 2019-12-31 | $18,173,389 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $16,430,451 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $501,913 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $26,640,485 |
Value of total assets at end of year | 2019-12-31 | $529,022,910 |
Value of total assets at beginning of year | 2019-12-31 | $440,398,954 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $1,241,025 |
Total interest from all sources | 2019-12-31 | $3,218,781 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $35,480,509 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $35,480,509 |
Administrative expenses professional fees incurred | 2019-12-31 | $159,142 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $8,012,932 |
Participant contributions at end of year | 2019-12-31 | $9,917,739 |
Participant contributions at beginning of year | 2019-12-31 | $10,024,227 |
Participant contributions at end of year | 2019-12-31 | $550,441 |
Participant contributions at beginning of year | 2019-12-31 | $570,542 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $515,380 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $16,815,778 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $210,011 |
Other income not declared elsewhere | 2019-12-31 | $341,563 |
Administrative expenses (other) incurred | 2019-12-31 | $653,986 |
Liabilities. Value of operating payables at end of year | 2019-12-31 | $159,834 |
Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $247,217 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $88,711,339 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $528,863,076 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $440,151,737 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $427,897 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $411,142,783 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $340,638,808 |
Interest on participant loans | 2019-12-31 | $621,002 |
Interest earned on other investments | 2019-12-31 | $2,564,350 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $2,122,660 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $1,824,299 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $1,824,299 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $33,429 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $86,800,735 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $85,464,507 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $41,203,390 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $18,112,173 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,656,367 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,647,117 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $16,430,451 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2019-12-31 | $16,407 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2019-12-31 | $19,443 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | MANZI & ASSOCIATES, LLC |
Accountancy firm EIN | 2019-12-31 | 043508036 |
2018 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2018 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $247,217 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $319,602 |
Total income from all sources (including contributions) | 2018-12-31 | $9,405,845 |
Total of all expenses incurred | 2018-12-31 | $19,599,701 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $17,774,640 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $400,532 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $24,579,531 |
Value of total assets at end of year | 2018-12-31 | $440,398,954 |
Value of total assets at beginning of year | 2018-12-31 | $450,665,195 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $1,424,529 |
Total interest from all sources | 2018-12-31 | $2,995,177 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $22,968,745 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $22,968,745 |
Administrative expenses professional fees incurred | 2018-12-31 | $124,772 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $6,845,058 |
Participant contributions at end of year | 2018-12-31 | $10,024,227 |
Participant contributions at beginning of year | 2018-12-31 | $9,318,551 |
Participant contributions at end of year | 2018-12-31 | $570,542 |
Participant contributions at beginning of year | 2018-12-31 | $449,781 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $515,322 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $210,011 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $206,925 |
Other income not declared elsewhere | 2018-12-31 | $431,190 |
Administrative expenses (other) incurred | 2018-12-31 | $889,855 |
Liabilities. Value of operating payables at end of year | 2018-12-31 | $247,217 |
Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $319,602 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-10,193,856 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $440,151,737 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $450,345,593 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $409,902 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $340,638,808 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $358,995,143 |
Interest on participant loans | 2018-12-31 | $542,672 |
Interest earned on other investments | 2018-12-31 | $2,435,678 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $1,824,299 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $1,546,835 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $1,546,835 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $16,827 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $85,464,507 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $78,615,350 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-41,568,798 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $17,219,151 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,647,117 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $1,512,972 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $17,774,640 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2018-12-31 | $19,443 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2018-12-31 | $19,638 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | MANZI & ASSOCIATES, LLC |
Accountancy firm EIN | 2018-12-31 | 043508036 |
2017 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2017 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $319,602 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $104,729 |
Total income from all sources (including contributions) | 2017-12-31 | $78,076,123 |
Total of all expenses incurred | 2017-12-31 | $14,779,679 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $13,130,018 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $321,078 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $22,991,118 |
Value of total assets at end of year | 2017-12-31 | $450,665,195 |
Value of total assets at beginning of year | 2017-12-31 | $387,153,878 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,328,583 |
Total interest from all sources | 2017-12-31 | $2,884,400 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $16,181,463 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $16,181,463 |
Administrative expenses professional fees incurred | 2017-12-31 | $115,525 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $6,200,003 |
Participant contributions at end of year | 2017-12-31 | $9,318,551 |
Participant contributions at beginning of year | 2017-12-31 | $9,063,788 |
Participant contributions at end of year | 2017-12-31 | $449,781 |
Participant contributions at beginning of year | 2017-12-31 | $473,596 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $656,620 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $206,925 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $191,088 |
Other income not declared elsewhere | 2017-12-31 | $389,919 |
Administrative expenses (other) incurred | 2017-12-31 | $815,151 |
Liabilities. Value of operating payables at end of year | 2017-12-31 | $319,602 |
Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $104,729 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $63,296,444 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $450,345,593 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $387,049,149 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $397,907 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $358,995,143 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $296,361,608 |
Interest on participant loans | 2017-12-31 | $494,308 |
Interest earned on other investments | 2017-12-31 | $2,375,174 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $1,546,835 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $1,006,658 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $1,006,658 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $14,918 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $78,615,350 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $78,484,235 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $35,629,223 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $16,134,495 |
Employer contributions (assets) at end of year | 2017-12-31 | $1,512,972 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $1,551,078 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $13,130,018 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2017-12-31 | $19,638 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2017-12-31 | $21,827 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | MANZI & ASSOCIATES, LLC |
Accountancy firm EIN | 2017-12-31 | 043508036 |
2016 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2016 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $104,729 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $205,214 |
Total income from all sources (including contributions) | 2016-12-31 | $41,575,213 |
Total of all expenses incurred | 2016-12-31 | $11,063,555 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $9,683,091 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $311,810 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $21,351,004 |
Value of total assets at end of year | 2016-12-31 | $387,153,878 |
Value of total assets at beginning of year | 2016-12-31 | $356,742,705 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,068,654 |
Total interest from all sources | 2016-12-31 | $2,710,166 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $12,396,131 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $12,396,131 |
Administrative expenses professional fees incurred | 2016-12-31 | $147,181 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $5,470,188 |
Participant contributions at end of year | 2016-12-31 | $9,063,788 |
Participant contributions at beginning of year | 2016-12-31 | $9,042,825 |
Participant contributions at end of year | 2016-12-31 | $473,596 |
Participant contributions at beginning of year | 2016-12-31 | $445,351 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $502,450 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $191,088 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $228,283 |
Other income not declared elsewhere | 2016-12-31 | $399,775 |
Administrative expenses (other) incurred | 2016-12-31 | $619,292 |
Liabilities. Value of operating payables at end of year | 2016-12-31 | $104,729 |
Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $205,214 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $30,511,658 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $387,049,149 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $356,537,491 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $302,181 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $296,361,608 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $276,064,579 |
Interest on participant loans | 2016-12-31 | $466,112 |
Interest earned on other investments | 2016-12-31 | $2,234,008 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $1,006,658 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $623,737 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $623,737 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $10,046 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $78,484,235 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $68,806,698 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $4,718,137 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $15,378,366 |
Employer contributions (assets) at end of year | 2016-12-31 | $1,551,078 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $1,511,211 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $9,683,091 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2016-12-31 | $21,827 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2016-12-31 | $20,021 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | MANZI & ASSOCIATES, LLC |
Accountancy firm EIN | 2016-12-31 | 043508036 |
2015 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2015 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $205,214 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $107,281 |
Total income from all sources (including contributions) | 2015-12-31 | $13,758,276 |
Total of all expenses incurred | 2015-12-31 | $14,000,524 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $12,298,988 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $509,193 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $20,285,217 |
Value of total assets at end of year | 2015-12-31 | $356,742,705 |
Value of total assets at beginning of year | 2015-12-31 | $356,887,020 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,192,343 |
Total interest from all sources | 2015-12-31 | $2,424,664 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $29,198,330 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $29,198,330 |
Administrative expenses professional fees incurred | 2015-12-31 | $180,951 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $4,992,315 |
Participant contributions at end of year | 2015-12-31 | $9,042,825 |
Participant contributions at beginning of year | 2015-12-31 | $9,536,531 |
Participant contributions at end of year | 2015-12-31 | $445,351 |
Participant contributions at beginning of year | 2015-12-31 | $349,227 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $779,359 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $228,283 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $70,199 |
Other income not declared elsewhere | 2015-12-31 | $390,882 |
Administrative expenses (other) incurred | 2015-12-31 | $614,936 |
Liabilities. Value of operating payables at end of year | 2015-12-31 | $205,214 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $107,281 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-242,248 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $356,537,491 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $356,779,739 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $396,456 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $276,064,579 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $281,657,128 |
Interest on participant loans | 2015-12-31 | $476,508 |
Interest earned on other investments | 2015-12-31 | $1,941,771 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $623,737 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $578,654 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $578,654 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $6,385 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $68,806,698 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $63,325,814 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-38,540,817 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $14,513,543 |
Employer contributions (assets) at end of year | 2015-12-31 | $1,511,211 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $1,340,746 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $12,298,988 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2015-12-31 | $20,021 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2015-12-31 | $28,721 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | MANZI & ASSOCIATES, LLC |
Accountancy firm EIN | 2015-12-31 | 043508036 |
2014 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2014 401k financial data |
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Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $107,281 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $131,172 |
Total income from all sources (including contributions) | 2014-12-31 | $37,749,699 |
Total of all expenses incurred | 2014-12-31 | $12,798,683 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $10,826,869 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $961,805 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $17,093,479 |
Value of total assets at end of year | 2014-12-31 | $356,887,020 |
Value of total assets at beginning of year | 2014-12-31 | $331,959,895 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,010,009 |
Total interest from all sources | 2014-12-31 | $2,371,450 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $33,554,265 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $33,554,265 |
Administrative expenses professional fees incurred | 2014-12-31 | $159,890 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $4,041,099 |
Participant contributions at end of year | 2014-12-31 | $9,536,531 |
Participant contributions at beginning of year | 2014-12-31 | $9,233,906 |
Participant contributions at end of year | 2014-12-31 | $349,227 |
Participant contributions at beginning of year | 2014-12-31 | $309,029 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $172,900 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $70,199 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $161,440 |
Other income not declared elsewhere | 2014-12-31 | $381,216 |
Administrative expenses (other) incurred | 2014-12-31 | $459,310 |
Liabilities. Value of operating payables at end of year | 2014-12-31 | $107,281 |
Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $131,172 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $24,951,016 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $356,779,739 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $331,828,723 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $390,809 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $281,657,128 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $258,810,634 |
Interest on participant loans | 2014-12-31 | $471,233 |
Interest earned on other investments | 2014-12-31 | $1,894,942 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $578,654 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $250,461 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $250,461 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $5,275 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $63,325,814 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $61,862,960 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-15,650,711 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $12,879,480 |
Employer contributions (assets) at end of year | 2014-12-31 | $1,340,746 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $1,297,697 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $10,826,869 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2014-12-31 | $28,721 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2014-12-31 | $33,768 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | MANZI & ASSOCIATES, L.L.C. |
Accountancy firm EIN | 2014-12-31 | 043508036 |
2013 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2013 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $131,172 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $169,476 |
Total income from all sources (including contributions) | 2013-12-31 | $61,258,533 |
Total of all expenses incurred | 2013-12-31 | $11,849,696 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $10,409,518 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $410,434 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $16,360,703 |
Value of total assets at end of year | 2013-12-31 | $331,959,895 |
Value of total assets at beginning of year | 2013-12-31 | $282,589,362 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,029,744 |
Total interest from all sources | 2013-12-31 | $2,247,283 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $15,096,479 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $15,096,479 |
Administrative expenses professional fees incurred | 2013-12-31 | $174,003 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $3,563,425 |
Participant contributions at end of year | 2013-12-31 | $9,233,906 |
Participant contributions at beginning of year | 2013-12-31 | $8,812,311 |
Participant contributions at end of year | 2013-12-31 | $309,029 |
Participant contributions at beginning of year | 2013-12-31 | $347,051 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $351,675 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $161,440 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $125,411 |
Other income not declared elsewhere | 2013-12-31 | $994,334 |
Administrative expenses (other) incurred | 2013-12-31 | $472,243 |
Liabilities. Value of operating payables at end of year | 2013-12-31 | $131,172 |
Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $169,476 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $49,408,837 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $331,828,723 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $282,419,886 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $383,498 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $258,810,634 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $212,308,505 |
Interest on participant loans | 2013-12-31 | $433,226 |
Interest earned on other investments | 2013-12-31 | $1,812,905 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $250,461 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $1,152 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $61,862,960 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $59,451,155 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $26,559,734 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $12,445,603 |
Employer contributions (assets) at end of year | 2013-12-31 | $1,297,697 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $1,498,863 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $10,409,518 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2013-12-31 | $33,768 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2013-12-31 | $46,066 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | MANZI & ASSOCIATES, LLC |
Accountancy firm EIN | 2013-12-31 | 043508036 |
2012 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2012 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $169,476 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $94,914 |
Total income from all sources (including contributions) | 2012-12-31 | $41,160,686 |
Total of all expenses incurred | 2012-12-31 | $11,886,228 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $10,113,039 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $757,590 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $14,815,199 |
Value of total assets at end of year | 2012-12-31 | $282,589,362 |
Value of total assets at beginning of year | 2012-12-31 | $253,240,342 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,015,599 |
Total interest from all sources | 2012-12-31 | $2,195,145 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $8,565,833 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $8,565,833 |
Administrative expenses professional fees incurred | 2012-12-31 | $136,315 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $3,188,963 |
Participant contributions at end of year | 2012-12-31 | $8,812,311 |
Participant contributions at beginning of year | 2012-12-31 | $8,839,118 |
Participant contributions at end of year | 2012-12-31 | $347,051 |
Participant contributions at beginning of year | 2012-12-31 | $313,547 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $606,234 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $125,411 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $84,400 |
Other income not declared elsewhere | 2012-12-31 | $882,048 |
Administrative expenses (other) incurred | 2012-12-31 | $577,680 |
Liabilities. Value of operating payables at end of year | 2012-12-31 | $169,476 |
Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $94,914 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $29,274,458 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $282,419,886 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $253,145,428 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $301,604 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $212,308,505 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $185,434,741 |
Interest on participant loans | 2012-12-31 | $437,264 |
Interest earned on other investments | 2012-12-31 | $1,755,667 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $578,343 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $578,343 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $2,214 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $59,451,155 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $56,330,669 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $14,702,461 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $11,020,002 |
Employer contributions (assets) at end of year | 2012-12-31 | $1,498,863 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,606,900 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $10,113,039 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2012-12-31 | $46,066 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2012-12-31 | $52,624 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | MANZI & ASSOCIATES,LLC |
Accountancy firm EIN | 2012-12-31 | 043508036 |
2011 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2011 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $94,914 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $70,619 |
Total income from all sources (including contributions) | 2011-12-31 | $15,034,018 |
Total of all expenses incurred | 2011-12-31 | $12,967,643 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $10,943,643 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $1,051,906 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $14,215,174 |
Value of total assets at end of year | 2011-12-31 | $253,240,342 |
Value of total assets at beginning of year | 2011-12-31 | $251,149,672 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $972,094 |
Total interest from all sources | 2011-12-31 | $2,094,785 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $9,374,988 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $9,374,988 |
Administrative expenses professional fees incurred | 2011-12-31 | $214,467 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $8,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,962,267 |
Participant contributions at end of year | 2011-12-31 | $8,839,118 |
Participant contributions at beginning of year | 2011-12-31 | $9,102,899 |
Participant contributions at end of year | 2011-12-31 | $313,547 |
Participant contributions at beginning of year | 2011-12-31 | $284,316 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $454,702 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $84,400 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $83,364 |
Other income not declared elsewhere | 2011-12-31 | $796,552 |
Administrative expenses (other) incurred | 2011-12-31 | $485,843 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $94,914 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $70,619 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,066,375 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $253,145,428 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $251,079,053 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $271,784 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $185,434,741 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $189,174,776 |
Interest on participant loans | 2011-12-31 | $452,597 |
Interest earned on other investments | 2011-12-31 | $1,637,128 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $578,343 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $348,797 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $348,797 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $5,060 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $56,330,669 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $50,633,274 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-11,447,481 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $10,798,205 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,606,900 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $1,468,389 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $10,943,643 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2011-12-31 | $52,624 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-12-31 | $53,857 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | MANZI & ASSOCIATES, LLC |
Accountancy firm EIN | 2011-12-31 | 043508036 |
2010 : INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 ANNUITY FUND 2010 401k financial data |
---|
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $70,619 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $110,287 |
Total income from all sources (including contributions) | 2010-12-31 | $38,003,869 |
Total of all expenses incurred | 2010-12-31 | $17,358,954 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $13,888,437 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $2,489,791 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $12,922,311 |
Value of total assets at end of year | 2010-12-31 | $251,149,672 |
Value of total assets at beginning of year | 2010-12-31 | $229,106,644 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $980,726 |
Total interest from all sources | 2010-12-31 | $1,914,788 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $5,442,941 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $5,442,941 |
Administrative expenses professional fees incurred | 2010-12-31 | $154,504 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,608,253 |
Participant contributions at end of year | 2010-12-31 | $9,102,899 |
Participant contributions at beginning of year | 2010-12-31 | $8,659,503 |
Participant contributions at end of year | 2010-12-31 | $284,316 |
Participant contributions at beginning of year | 2010-12-31 | $470,782 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $351,511 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $83,364 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $85,668 |
Other income not declared elsewhere | 2010-12-31 | $701,273 |
Administrative expenses (other) incurred | 2010-12-31 | $543,120 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $70,619 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $110,287 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $20,644,915 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $251,079,053 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $228,996,357 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | Yes |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $283,102 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $189,174,776 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $167,150,979 |
Interest on participant loans | 2010-12-31 | $436,003 |
Interest earned on other investments | 2010-12-31 | $1,474,436 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $348,797 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $270,534 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $270,534 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $4,349 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $50,633,274 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $50,908,674 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $17,022,556 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $9,962,547 |
Employer contributions (assets) at end of year | 2010-12-31 | $1,468,389 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $1,516,028 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $13,888,437 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Assets. Value of buildings and other operty used in plan operation at end of year | 2010-12-31 | $53,857 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2010-12-31 | $44,476 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | MANZI & ASSOCIATES, LLC |
Accountancy firm EIN | 2010-12-31 | 043508036 |