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401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 401k Plan overview

Plan Name401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC
Plan identification number 001

401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NATIXIS INVESTMENT MANAGERS, LLC has sponsored the creation of one or more 401k plans.

Company Name:NATIXIS INVESTMENT MANAGERS, LLC
Employer identification number (EIN):043398261
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KATHRYN KARAZIA
0012016-01-01KATHRYN KARAZIA
0012015-01-01KATHRYN KARAZIA
0012014-01-01KATHRYN KARAZIA ANGELA CROSCUP2015-10-09
0012013-01-01KATHRYN KARAZIA ANGELA CROSCUP2014-08-18
0012012-01-01KATHRYN KARAZIA ANGELA CROSCUP2013-10-07
0012011-01-01KATHRYN KARAZIA ANGELA CROSCUP2012-10-05
0012010-01-01KATHY KARAZIA ANGIE CROSCUP2011-10-13
0012009-01-01KATHRYN KARAZIA ANGELA CROSCUP2010-09-17

Plan Statistics for 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC

401k plan membership statisitcs for 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC

Measure Date Value
2022: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2022 401k membership
Total participants, beginning-of-year2022-01-011,587
Total number of active participants reported on line 7a of the Form 55002022-01-01988
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01684
Total of all active and inactive participants2022-01-011,672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-011,679
Number of participants with account balances2022-01-011,646
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0172
2021: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2021 401k membership
Total participants, beginning-of-year2021-01-011,592
Total number of active participants reported on line 7a of the Form 55002021-01-01917
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01661
Total of all active and inactive participants2021-01-011,578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-019
Total participants2021-01-011,587
Number of participants with account balances2021-01-011,563
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0176
2020: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2020 401k membership
Total participants, beginning-of-year2020-01-011,599
Total number of active participants reported on line 7a of the Form 55002020-01-01933
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01652
Total of all active and inactive participants2020-01-011,585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-017
Total participants2020-01-011,592
Number of participants with account balances2020-01-011,580
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0133
2019: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2019 401k membership
Total participants, beginning-of-year2019-01-011,594
Total number of active participants reported on line 7a of the Form 55002019-01-01945
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01648
Total of all active and inactive participants2019-01-011,593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-016
Total participants2019-01-011,599
Number of participants with account balances2019-01-011,585
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0165
2018: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2018 401k membership
Total participants, beginning-of-year2018-01-011,557
Total number of active participants reported on line 7a of the Form 55002018-01-01958
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01632
Total of all active and inactive participants2018-01-011,590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-011,594
Number of participants with account balances2018-01-011,560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0153
2017: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2017 401k membership
Total participants, beginning-of-year2017-01-011,798
Total number of active participants reported on line 7a of the Form 55002017-01-01933
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01621
Total of all active and inactive participants2017-01-011,554
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-011,557
Number of participants with account balances2017-01-011,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0155
2016: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2016 401k membership
Total participants, beginning-of-year2016-01-011,649
Total number of active participants reported on line 7a of the Form 55002016-01-01932
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01861
Total of all active and inactive participants2016-01-011,793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-011,798
Number of participants with account balances2016-01-011,773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0171
2015: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2015 401k membership
Total participants, beginning-of-year2015-01-011,658
Total number of active participants reported on line 7a of the Form 55002015-01-01973
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01673
Total of all active and inactive participants2015-01-011,646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,649
Number of participants with account balances2015-01-011,631
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01114
2014: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2014 401k membership
Total participants, beginning-of-year2014-01-011,610
Total number of active participants reported on line 7a of the Form 55002014-01-011,062
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01593
Total of all active and inactive participants2014-01-011,655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-011,658
Number of participants with account balances2014-01-011,639
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0183
2013: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2013 401k membership
Total participants, beginning-of-year2013-01-011,550
Total number of active participants reported on line 7a of the Form 55002013-01-011,048
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01559
Total of all active and inactive participants2013-01-011,607
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,610
Number of participants with account balances2013-01-011,598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0168
2012: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2012 401k membership
Total participants, beginning-of-year2012-01-011,495
Total number of active participants reported on line 7a of the Form 55002012-01-011,020
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01529
Total of all active and inactive participants2012-01-011,549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,550
Number of participants with account balances2012-01-011,534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0158
2011: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2011 401k membership
Total participants, beginning-of-year2011-01-011,461
Total number of active participants reported on line 7a of the Form 55002011-01-01956
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01539
Total of all active and inactive participants2011-01-011,495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,495
Number of participants with account balances2011-01-011,475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0156
2010: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2010 401k membership
Total participants, beginning-of-year2010-01-011,374
Total number of active participants reported on line 7a of the Form 55002010-01-01915
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01546
Total of all active and inactive participants2010-01-011,461
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,461
Number of participants with account balances2010-01-011,407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0158
2009: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2009 401k membership
Total participants, beginning-of-year2009-01-011,414
Total number of active participants reported on line 7a of the Form 55002009-01-01841
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01533
Total of all active and inactive participants2009-01-011,374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,374
Number of participants with account balances2009-01-011,361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0188

Financial Data on 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC

Measure Date Value
2022 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-75,542,050
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$29,388,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$29,357,296
Value of total corrective distributions2022-12-31$19,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$27,540,896
Value of total assets at end of year2022-12-31$468,064,057
Value of total assets at beginning of year2022-12-31$572,994,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$12,180
Total interest from all sources2022-12-31$498,633
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$16,355,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$16,355,967
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$12,410,896
Participant contributions at end of year2022-12-31$1,158,261
Participant contributions at beginning of year2022-12-31$1,403,933
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,907,753
Administrative expenses (other) incurred2022-12-31$12,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-104,930,758
Value of net assets at end of year (total assets less liabilities)2022-12-31$468,064,057
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$572,994,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$393,291,595
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$477,212,416
Interest on participant loans2022-12-31$57,573
Value of interest in common/collective trusts at end of year2022-12-31$50,365,055
Value of interest in common/collective trusts at beginning of year2022-12-31$69,004,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$23,221,107
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$25,374,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$25,374,017
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$441,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-101,330,560
Net investment gain or loss from common/collective trusts2022-12-31$-18,606,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$11,222,247
Employer contributions (assets) at end of year2022-12-31$28,039
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$29,357,296
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2022-12-31431947695
2021 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$106,490,404
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$29,216,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$29,203,635
Value of total corrective distributions2021-12-31$104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$24,661,720
Value of total assets at end of year2021-12-31$572,994,815
Value of total assets at beginning of year2021-12-31$495,720,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$12,631
Total interest from all sources2021-12-31$118,304
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$25,103,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$25,103,571
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$11,713,697
Participant contributions at end of year2021-12-31$1,403,933
Participant contributions at beginning of year2021-12-31$1,655,931
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,493,690
Administrative expenses (other) incurred2021-12-31$12,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$77,274,034
Value of net assets at end of year (total assets less liabilities)2021-12-31$572,994,815
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$495,720,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$477,212,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$406,568,527
Interest on participant loans2021-12-31$73,412
Value of interest in common/collective trusts at end of year2021-12-31$69,004,449
Value of interest in common/collective trusts at beginning of year2021-12-31$58,291,682
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$25,374,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$29,204,641
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$29,204,641
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$44,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$44,046,409
Net investment gain or loss from common/collective trusts2021-12-31$12,560,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$10,454,333
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$29,203,635
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2021-12-31431947695
2020 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$86,235,152
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$28,353,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$28,342,281
Value of total corrective distributions2020-12-31$6,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$22,632,947
Value of total assets at end of year2020-12-31$495,720,781
Value of total assets at beginning of year2020-12-31$437,838,920
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,152
Total interest from all sources2020-12-31$247,779
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$13,448,775
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$13,448,775
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$11,135,904
Participant contributions at end of year2020-12-31$1,655,931
Participant contributions at beginning of year2020-12-31$1,846,445
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$827,924
Administrative expenses (other) incurred2020-12-31$4,152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$57,881,861
Value of net assets at end of year (total assets less liabilities)2020-12-31$495,720,781
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$437,838,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$406,568,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$380,077,058
Interest on participant loans2020-12-31$86,514
Value of interest in common/collective trusts at end of year2020-12-31$58,291,682
Value of interest in common/collective trusts at beginning of year2020-12-31$37,047,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$29,204,641
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$18,868,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$18,868,263
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$161,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$38,506,607
Net investment gain or loss from common/collective trusts2020-12-31$11,399,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$10,669,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$28,342,281
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2020-12-31431947695
2019 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$106,539,611
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$18,440,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$18,436,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$23,311,328
Value of total assets at end of year2019-12-31$437,838,920
Value of total assets at beginning of year2019-12-31$349,740,003
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$3,950
Total interest from all sources2019-12-31$500,181
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$15,777,801
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$15,777,801
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$10,935,131
Participant contributions at end of year2019-12-31$1,846,445
Participant contributions at beginning of year2019-12-31$1,911,847
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,044,868
Administrative expenses (other) incurred2019-12-31$3,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$88,098,917
Value of net assets at end of year (total assets less liabilities)2019-12-31$437,838,920
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$349,740,003
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$380,077,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$308,671,721
Interest on participant loans2019-12-31$84,721
Value of interest in common/collective trusts at end of year2019-12-31$37,047,154
Value of interest in common/collective trusts at beginning of year2019-12-31$24,075,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$18,868,263
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$15,080,784
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$15,080,784
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$415,460
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$58,715,324
Net investment gain or loss from common/collective trusts2019-12-31$8,234,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$10,331,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$18,436,744
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2019-12-31431947695
2018 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-11,198,022
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$21,783,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$21,773,825
Value of total corrective distributions2018-12-31$5,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$22,198,335
Value of total assets at end of year2018-12-31$349,740,003
Value of total assets at beginning of year2018-12-31$382,721,427
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,575
Total interest from all sources2018-12-31$423,975
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$19,179,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$19,179,828
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,468,473
Participant contributions at end of year2018-12-31$1,911,847
Participant contributions at beginning of year2018-12-31$1,673,982
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$403
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,318,389
Administrative expenses (other) incurred2018-12-31$4,575
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$4,163
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-32,981,424
Value of net assets at end of year (total assets less liabilities)2018-12-31$349,740,003
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$382,721,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$308,671,721
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$342,228,627
Interest on participant loans2018-12-31$79,177
Value of interest in common/collective trusts at end of year2018-12-31$24,075,651
Value of interest in common/collective trusts at beginning of year2018-12-31$22,958,044
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$15,080,784
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$15,856,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$15,856,208
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$344,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-53,323,233
Net investment gain or loss from common/collective trusts2018-12-31$323,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$10,411,473
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$21,773,825
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2018-12-31431947695
2017 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$79,978,912
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$19,759,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$19,645,332
Value of total corrective distributions2017-12-31$3,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$21,502,678
Value of total assets at end of year2017-12-31$382,721,427
Value of total assets at beginning of year2017-12-31$322,501,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$110,141
Total interest from all sources2017-12-31$375,005
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$16,528,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$16,528,562
Administrative expenses professional fees incurred2017-12-31$78,257
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$10,114,382
Participant contributions at end of year2017-12-31$1,673,982
Participant contributions at beginning of year2017-12-31$1,518,071
Participant contributions at end of year2017-12-31$403
Participant contributions at beginning of year2017-12-31$2,353
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,069,890
Administrative expenses (other) incurred2017-12-31$5,403
Total non interest bearing cash at end of year2017-12-31$4,163
Total non interest bearing cash at beginning of year2017-12-31$12
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$60,219,638
Value of net assets at end of year (total assets less liabilities)2017-12-31$382,721,427
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$322,501,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$26,481
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$342,228,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$287,636,607
Interest on participant loans2017-12-31$65,571
Value of interest in common/collective trusts at end of year2017-12-31$22,958,044
Value of interest in common/collective trusts at beginning of year2017-12-31$17,796,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$15,856,208
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$15,527,586
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$15,527,586
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$309,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$35,930,805
Net investment gain or loss from common/collective trusts2017-12-31$5,641,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$10,318,406
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$20,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$19,645,332
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2017-12-31431947695
2016 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$48,749,396
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$25,390,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$25,250,011
Value of total corrective distributions2016-12-31$480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$21,372,931
Value of total assets at end of year2016-12-31$322,501,789
Value of total assets at beginning of year2016-12-31$299,142,864
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$139,980
Total interest from all sources2016-12-31$43,975
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$11,191,752
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$11,191,752
Administrative expenses professional fees incurred2016-12-31$30,478
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$10,266,894
Participant contributions at end of year2016-12-31$1,518,071
Participant contributions at beginning of year2016-12-31$1,670,163
Participant contributions at end of year2016-12-31$2,353
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$701,935
Administrative expenses (other) incurred2016-12-31$5,857
Total non interest bearing cash at end of year2016-12-31$12
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$23,358,925
Value of net assets at end of year (total assets less liabilities)2016-12-31$322,501,789
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$299,142,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$103,645
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$287,636,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$260,870,990
Interest on participant loans2016-12-31$62,578
Value of interest in common/collective trusts at end of year2016-12-31$17,796,744
Value of interest in common/collective trusts at beginning of year2016-12-31$21,593,660
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$15,527,586
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$15,008,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$15,008,051
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$-18,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$16,570,893
Net investment gain or loss from common/collective trusts2016-12-31$-430,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$10,404,102
Employer contributions (assets) at end of year2016-12-31$20,416
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$25,250,011
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2016-12-31431947695
2015 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$16,796,901
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$27,847,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$27,681,972
Value of total corrective distributions2015-12-31$282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$22,262,125
Value of total assets at end of year2015-12-31$299,142,864
Value of total assets at beginning of year2015-12-31$310,193,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$165,011
Total interest from all sources2015-12-31$407,842
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$12,730,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$12,730,250
Administrative expenses professional fees incurred2015-12-31$58,577
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$10,842,349
Participant contributions at end of year2015-12-31$1,670,163
Participant contributions at beginning of year2015-12-31$2,391,464
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$569,896
Administrative expenses (other) incurred2015-12-31$7,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-11,050,364
Value of net assets at end of year (total assets less liabilities)2015-12-31$299,142,864
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$310,193,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$99,182
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$260,870,990
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$264,550,991
Interest on participant loans2015-12-31$76,944
Value of interest in common/collective trusts at end of year2015-12-31$21,593,660
Value of interest in common/collective trusts at beginning of year2015-12-31$28,531,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$15,008,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$14,717,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$14,717,315
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$330,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-19,815,796
Net investment gain or loss from common/collective trusts2015-12-31$1,212,480
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$10,849,880
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$1,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$27,681,972
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2015-12-31431947695
2014 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$38,947,769
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$28,061,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$27,868,859
Value of total corrective distributions2014-12-31$111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$23,413,739
Value of total assets at end of year2014-12-31$310,193,228
Value of total assets at beginning of year2014-12-31$299,306,681
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$192,252
Total interest from all sources2014-12-31$364,018
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$18,387,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$18,387,300
Administrative expenses professional fees incurred2014-12-31$28,125
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$10,379,374
Participant contributions at end of year2014-12-31$2,391,464
Participant contributions at beginning of year2014-12-31$2,524,284
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$33
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$2,221,619
Administrative expenses (other) incurred2014-12-31$8,738
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,886,547
Value of net assets at end of year (total assets less liabilities)2014-12-31$310,193,228
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$299,306,681
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$155,389
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$264,550,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$255,505,897
Interest on participant loans2014-12-31$90,951
Value of interest in common/collective trusts at end of year2014-12-31$28,531,809
Value of interest in common/collective trusts at beginning of year2014-12-31$21,539,447
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$14,717,315
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$19,736,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$19,736,885
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$273,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-4,023,031
Net investment gain or loss from common/collective trusts2014-12-31$805,743
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$10,812,746
Employer contributions (assets) at end of year2014-12-31$1,649
Employer contributions (assets) at beginning of year2014-12-31$135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$27,868,859
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2014-12-31431947695
2013 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$77,942,390
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$17,841,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$17,685,601
Value of total corrective distributions2013-12-31$1,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$21,929,924
Value of total assets at end of year2013-12-31$299,306,681
Value of total assets at beginning of year2013-12-31$239,206,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$154,922
Total interest from all sources2013-12-31$276,512
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$13,449,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$13,449,190
Administrative expenses professional fees incurred2013-12-31$53,078
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$10,022,765
Participant contributions at end of year2013-12-31$2,524,284
Participant contributions at beginning of year2013-12-31$2,384,935
Participant contributions at end of year2013-12-31$33
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,237,664
Administrative expenses (other) incurred2013-12-31$11,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$60,100,605
Value of net assets at end of year (total assets less liabilities)2013-12-31$299,306,681
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$239,206,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$90,824
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$255,505,897
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$200,275,434
Interest on participant loans2013-12-31$96,494
Value of interest in common/collective trusts at end of year2013-12-31$21,539,447
Value of interest in common/collective trusts at beginning of year2013-12-31$16,565,160
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$19,736,885
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$19,957,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$19,957,438
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$180,018
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$37,617,587
Net investment gain or loss from common/collective trusts2013-12-31$4,669,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$10,669,495
Employer contributions (assets) at end of year2013-12-31$135
Employer contributions (assets) at beginning of year2013-12-31$23,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$17,685,601
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2013-12-31431947695
2012 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$51,209,770
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$15,046,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$14,915,768
Value of total corrective distributions2012-12-31$8,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$20,424,094
Value of total assets at end of year2012-12-31$239,206,076
Value of total assets at beginning of year2012-12-31$203,042,418
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$121,813
Total interest from all sources2012-12-31$230,832
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$7,672,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$7,672,874
Administrative expenses professional fees incurred2012-12-31$45,550
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$8,642,166
Participant contributions at end of year2012-12-31$2,384,935
Participant contributions at beginning of year2012-12-31$2,318,631
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$774
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,767,418
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$8,029
Administrative expenses (other) incurred2012-12-31$10,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$36,163,658
Value of net assets at end of year (total assets less liabilities)2012-12-31$239,206,076
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$203,042,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$65,663
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$200,275,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$167,733,809
Interest on participant loans2012-12-31$94,703
Value of interest in common/collective trusts at end of year2012-12-31$16,565,160
Value of interest in common/collective trusts at beginning of year2012-12-31$13,171,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$19,957,438
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$19,799,155
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$19,799,155
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$136,129
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$20,761,624
Net investment gain or loss from common/collective trusts2012-12-31$2,120,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$10,014,510
Employer contributions (assets) at end of year2012-12-31$23,109
Employer contributions (assets) at beginning of year2012-12-31$10,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$14,915,768
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2012-12-31431947695
2011 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$10,802,398
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$15,669,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$15,659,710
Value of total corrective distributions2011-12-31$1,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$16,971,387
Value of total assets at end of year2011-12-31$203,042,418
Value of total assets at beginning of year2011-12-31$207,909,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,100
Total interest from all sources2011-12-31$102,491
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,872,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,872,838
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$7,917,701
Participant contributions at end of year2011-12-31$2,318,631
Participant contributions at beginning of year2011-12-31$1,796,451
Participant contributions at end of year2011-12-31$774
Participant contributions at beginning of year2011-12-31$83
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$511,465
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$8,029
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$13,846
Administrative expenses (other) incurred2011-12-31$8,100
Total non interest bearing cash at beginning of year2011-12-31$151,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,866,683
Value of net assets at end of year (total assets less liabilities)2011-12-31$203,042,418
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$207,909,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$167,733,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$185,399,542
Interest on participant loans2011-12-31$89,065
Value of interest in common/collective trusts at end of year2011-12-31$13,171,965
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$19,799,155
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$20,542,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$20,542,215
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$13,426
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-8,557,956
Net investment gain or loss from common/collective trusts2011-12-31$-586,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$8,542,221
Employer contributions (assets) at end of year2011-12-31$10,055
Employer contributions (assets) at beginning of year2011-12-31$5,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$15,659,710
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2011-12-31431947695
2010 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$42,335,527
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$15,701,221
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$15,692,712
Value of total corrective distributions2010-12-31$84
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$16,015,451
Value of total assets at end of year2010-12-31$207,909,101
Value of total assets at beginning of year2010-12-31$181,274,795
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,425
Total interest from all sources2010-12-31$109,763
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$2,271,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$2,271,898
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,339,103
Participant contributions at end of year2010-12-31$1,796,451
Participant contributions at beginning of year2010-12-31$1,574,248
Participant contributions at end of year2010-12-31$83
Participant contributions at beginning of year2010-12-31$211
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$552,979
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$13,846
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$12,049
Administrative expenses (other) incurred2010-12-31$8,425
Total non interest bearing cash at end of year2010-12-31$151,439
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$26,634,306
Value of net assets at end of year (total assets less liabilities)2010-12-31$207,909,101
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$181,274,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$185,399,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$156,501,120
Interest on participant loans2010-12-31$86,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$20,542,215
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$23,158,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$23,158,636
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$23,508
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$23,938,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$8,123,369
Employer contributions (assets) at end of year2010-12-31$5,525
Employer contributions (assets) at beginning of year2010-12-31$28,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$15,692,712
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2010-12-31431947695
2009 : 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC

2022: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: 401(K) SAVINGS AND RETIREMENT PLAN, SPONSORED BY NATIXIS INVESTMENT MANAGERS, LLC 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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