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401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 401k Plan overview

Plan Name401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES
Plan identification number 001

401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FISERV SOLUTIONS, LLC has sponsored the creation of one or more 401k plans.

Company Name:FISERV SOLUTIONS, LLC
Employer identification number (EIN):391833695
NAIC Classification:541519
NAIC Description:Other Computer Related Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01

Plan Statistics for 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES

401k plan membership statisitcs for 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES

Measure Date Value
2020: 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 2020 401k membership
Total participants, beginning-of-year2020-01-0122,746
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 2019 401k membership
Total participants, beginning-of-year2019-01-0123,059
Total number of active participants reported on line 7a of the Form 55002019-01-0115,686
Number of retired or separated participants receiving benefits2019-01-01344
Number of other retired or separated participants entitled to future benefits2019-01-016,644
Total of all active and inactive participants2019-01-0122,674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0172
Total participants2019-01-0122,746
Number of participants with account balances2019-01-0122,536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01965
2018: 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 2018 401k membership
Total participants, beginning-of-year2018-01-0123,653
Total number of active participants reported on line 7a of the Form 55002018-01-0116,270
Number of retired or separated participants receiving benefits2018-01-01314
Number of other retired or separated participants entitled to future benefits2018-01-016,410
Total of all active and inactive participants2018-01-0122,994
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0165
Total participants2018-01-0123,059
Number of participants with account balances2018-01-0122,568
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01848

Financial Data on 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES

Measure Date Value
2020 : 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-08-31$0
Total transfer of assets from this plan2020-08-31$3,041,424,141
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-08-31$0
Total income from all sources (including contributions)2020-08-31$75,386,187
Total loss/gain on sale of assets2020-08-31$-28,371,273
Total of all expenses incurred2020-08-31$343,843,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-08-31$342,612,977
Value of total corrective distributions2020-08-31$51,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-08-31$803,520
Value of total assets at end of year2020-08-31$0
Value of total assets at beginning of year2020-08-31$3,309,881,209
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-08-31$1,178,900
Total interest from all sources2020-08-31$1,272,102
Total dividends received (eg from common stock, registered investment company shares)2020-08-31$13,210,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-08-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-08-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-08-31$13,210,881
Was this plan covered by a fidelity bond2020-08-31Yes
Value of fidelity bond cover2020-08-31$10,000,000
If this is an individual account plan, was there a blackout period2020-08-31No
Were there any nonexempt tranactions with any party-in-interest2020-08-31No
Participant contributions at end of year2020-08-31$0
Participant contributions at beginning of year2020-08-31$35,589,299
Income. Received or receivable in cash from other sources (including rollovers)2020-08-31$803,520
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-08-31$72,410
Other income not declared elsewhere2020-08-31$180,044
Administrative expenses (other) incurred2020-08-31$1,178,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Value of net income/loss2020-08-31$-268,457,068
Value of net assets at end of year (total assets less liabilities)2020-08-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-08-31$3,309,881,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-08-31No
Were any leases to which the plan was party in default or uncollectible2020-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-08-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-08-31$1,644,422,848
Interest on participant loans2020-08-31$1,272,102
Value of interest in common/collective trusts at end of year2020-08-31$0
Value of interest in common/collective trusts at beginning of year2020-08-31$1,416,599,452
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-08-31$65,838,583
Net investment gain or loss from common/collective trusts2020-08-31$22,452,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-08-31No
Was there a failure to transmit to the plan any participant contributions2020-08-31No
Has the plan failed to provide any benefit when due under the plan2020-08-31No
Employer contributions (assets) at end of year2020-08-31$0
Employer contributions (assets) at beginning of year2020-08-31$1,695,091
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-08-31$342,540,567
Assets. Corporate common stocks other than exployer securities at end of year2020-08-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-08-31$211,574,519
Did the plan have assets held for investment2020-08-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-08-31Yes
Aggregate proceeds on sale of assets2020-08-31$-190,704,849
Aggregate carrying amount (costs) on sale of assets2020-08-31$-162,333,576
Opinion of an independent qualified public accountant for this plan2020-08-31Disclaimer
Accountancy firm name2020-08-31WIPFLI
Accountancy firm EIN2020-08-31390758449
2019 : 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$73,384,260
Total unrealized appreciation/depreciation of assets2019-12-31$73,384,260
Total transfer of assets from this plan2019-12-31$40,725
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$848,749,362
Total loss/gain on sale of assets2019-12-31$6,773,066
Total of all expenses incurred2019-12-31$241,507,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$239,389,690
Value of total corrective distributions2019-12-31$40,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$196,230,524
Value of total assets at end of year2019-12-31$3,309,881,209
Value of total assets at beginning of year2019-12-31$2,702,679,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,076,791
Total interest from all sources2019-12-31$2,237,930
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$59,812,857
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$59,812,857
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$130,506,966
Participant contributions at end of year2019-12-31$35,589,299
Participant contributions at beginning of year2019-12-31$35,594,456
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$24,492,363
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$73,265
Other income not declared elsewhere2019-12-31$94,643
Administrative expenses (other) incurred2019-12-31$2,076,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$607,242,033
Value of net assets at end of year (total assets less liabilities)2019-12-31$3,309,881,209
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,702,679,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,644,422,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,355,376,701
Interest on participant loans2019-12-31$2,237,930
Value of interest in common/collective trusts at end of year2019-12-31$1,416,599,452
Value of interest in common/collective trusts at beginning of year2019-12-31$1,166,913,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$286,797,960
Net investment gain or loss from common/collective trusts2019-12-31$223,418,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$41,231,195
Employer contributions (assets) at end of year2019-12-31$1,695,091
Employer contributions (assets) at beginning of year2019-12-31$1,088,164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$239,316,425
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$211,574,519
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$143,707,210
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$28,226,257
Aggregate carrying amount (costs) on sale of assets2019-12-31$21,453,191
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31WIPFLI
Accountancy firm EIN2019-12-31390758449
2018 : 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$13,637,792
Total unrealized appreciation/depreciation of assets2018-12-31$13,637,792
Total transfer of assets from this plan2018-12-31$66,437,841
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$55,590,273
Total loss/gain on sale of assets2018-12-31$3,068,093
Total of all expenses incurred2018-12-31$183,264,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$181,211,264
Value of total corrective distributions2018-12-31$25,692
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$182,906,116
Value of total assets at end of year2018-12-31$2,702,679,901
Value of total assets at beginning of year2018-12-31$2,896,792,199
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,027,774
Total interest from all sources2018-12-31$2,093,376
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$71,151,826
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$71,151,823
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$123,887,527
Participant contributions at end of year2018-12-31$35,594,456
Participant contributions at beginning of year2018-12-31$36,195,783
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$3,565
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$20,059,303
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$93,887
Other income not declared elsewhere2018-12-31$159,205
Administrative expenses (other) incurred2018-12-31$2,027,774
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-127,674,457
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,702,679,901
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,896,792,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,355,376,701
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$1,495,713,232
Interest on participant loans2018-12-31$2,093,376
Value of interest in common/collective trusts at end of year2018-12-31$1,166,913,370
Value of interest in common/collective trusts at beginning of year2018-12-31$1,224,858,473
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-155,323,067
Net investment gain or loss from common/collective trusts2018-12-31$-62,103,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$38,959,286
Employer contributions (assets) at end of year2018-12-31$1,088,164
Employer contributions (assets) at beginning of year2018-12-31$339,396
Income. Dividends from common stock2018-12-31$3
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$181,117,377
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$143,707,210
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$139,681,750
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$26,577,065
Aggregate carrying amount (costs) on sale of assets2018-12-31$23,508,972
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31WIPFLI
Accountancy firm EIN2018-12-31390758449

Form 5500 Responses for 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES

2020: 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: 401(K) SAVINGS PLAN OF FISERV, INC. AND ITS PARTICIPATING SUBSIDIARIES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes

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